Th. doct.--Océanologie biol.--Paris 6, 1995. / 1996 d'après la déclaration de dépôt légal. Bibliogr. f. 170-183. Résumé en français et en anglais. Certaines f. sont impr. recto-verso.

Göttingen, Universiẗat, Diss., 2001.

In recent years, much research has focused on Algal High Rate Oxidation Ponds as both an economic means for wastewater treatment and as a system for the mass production of algae. With the advent of these systems for the treatment of saline organic effluents, the extreme halophile, Dunaliella salina was considered. In this study, the growth and productivity of a number of Dunaliella species (and strains thereof) was evaluated in hide soak liquor tannery effluent. Hide soak liquor, diluted to 20% with water, proved to be highly suitable as a growth medium for the majority of the Dunaliella species under study and in some instances, resulted in enhanced growth rates and higher biomass yields compared to those obtained in defined inorganic medium. A few Dunaliella species failed to grow in this effluent. A correlation was observed between the lack of growth displayed by these species in this organio-rich medium and their failure to utilise organic compounds. Glycine, a major component of this effluent, possibly stimulates the growth of Dunaliella. Studies on the mechanism of growth stimulation by glycine revealed that an algal-bacterial relationship existed whereby the bacteria mineralised the amino acid, releasing ammonia which was then utilised by the alga. Results of this work revealed significant variations in the intracellular glycerol content amongst the Dunaliella species under study. Large differences were also observed between the glycerol contents of effluent-grown and control Dunaliella cells, where the effluent-grown cells were characterised by greatly reduced intracellular glycerol content. These reduced glycerol levels are assumed to have arisen from the glycine-induced stimulation of glycerol release which was observed in this study, where the high glycine content of the hide soak liquor is proposed to have induced glycerol release. This enhanced glycerol release in tatmery effluent could play a central role in the fimction of Dunaliella-based High Rate Oxidation Ponding systems, by stimulating bacterial activity. Observed glycerol productivities were therefore proposed to be a fimction of the type and concentration of the organic constituents of the medium. A similar medium-induced phenomenon was observed in the starch content of Dunaliella cells.

The alga Dunaliella salina possesses the unique ability to accumulate up to 14 % of it's dry weight as β-carotene in response to stress conditions. This hyper-accumulation of β-carotene has led to the commercial exploitation of this alga for the biotechnological production of this important carotenoid. In order to maximise β-carotene production, a dual-stage process which separates the distinctive growth phase from the β-carotene accumulating stress phase has recently been patented. Preliminary laboratory studies showed that although stress factors such as high salinity and nutrient limitation enhance β-carotene accumulation in D. salina (± 10 pg.cell⁻¹), high light intensity was the single most important factor contributing to the induction of β-carotene accumulation in this alga (± 20 pg.cell⁻¹). Moreover, it was demonstrated that β-carotene accumulation can be further stimulated by exposing the alga to a combination of high light intensity, salt and nutrient stresses (± 30-60 pg.cell⁻¹). The response of D. salina to stress was shown to occur in two phases. The first phase occurred within 24 hours and was characterized most importantly by higher rates of β-carotene accumulation for all the stresses investigated. In cells exposed to multiple stress factors in mass culture, the β-carotene accumulation rate was as much as 9.5 pg.cell⁻¹.day⁻¹ in the first phase compared to only 3 pg.cell·day⁻¹ in the second phase. Since the rate of β-carotene accumulation was higher within the first 24 hours after exposure to stress, the first phase was considered crucial for stress-induced β-carotene accumulation. Characterization of this phase revealed that the stress response was multifaceted. Transition of cells from the growth stage to stress conditions was characterized by the following: 1) Change in cell volume. Hypersalinity caused cell shrinkage while cells exposed to nutrient limitation and/or high light intensity caused cells to swell. Restoration of cell volume was shown to occur within 8 hours for all stresses investigated. 2) Altered photosynthesis. Inhibition of both carbon fixation and oxygen evolution was demonstrated in cells immediately after exposure to multiple stress factors. 3) Production of abscisic acid. Intracellular ABA levels increased within 6-8 hours after exposure to all stresses investigated. The rise in intracellular ABA levels coincided with an increase or return to starting cell volume. High intracellular ABA levels were however transient and within 24 hours ABA began to partition into the culture medium. 4) Change in pigment composition. Changes in xanthophyll cycle pigment content was demonstrated soon after exposure to stress conditions. In hypersalinity shocked cells, initial epoxidation of zeaxanthin to violaxanthin and subsequent de-epoxidation to zeaxanthin occurred, whereas exposure to high stress resulted in an immediate and continued decrease in the epoxidation state indicating accumulation of zeaxanthin. A rapid rate of chlorophyll depletion was also demonstrated. In addition to the above responses a rapid decrease in growth rate during this phase was also noted. An interrelationship between cell volume change, ABA production, maintenance of xanthophyll cycle operation and β-carotene accumulation therefore appeared to exist. ABA production was shown to be stoichiometrically related to changes in xanthophyll content with r² = 0.84 and slope of the curve = 0.91 being achieved for high light stressed cells. This study therefore presents strong circumstantial evidence in support of a carotenoid origin for ABA in Dunaliella. In addition, enhanced β-carotene content was achieved by the application of exogenous ABA and related compounds suggesting a role for ABA as a regulator of the overall stress response. Furthermore, zeaxanthin accumulation was shown to be positively correlated ( r²≥ 0.81) to β-carotene accumulation for all the stresses investigated. The second phase was characterized by a return to homoeostasis of the physiological processes mentioned above, indicating acclimation of the cell to prevailing conditions. This stage was characterised by continued β-carotene accumulation and a decreased epoxidation state of the xanthophyll cycle which together appeared to sustain photosynthesis, allowing this organism to tolerate stress conditions.

The alga Dunaliella salina accumulates large quantities of β-carotene in response to certain environmental and physiological stresses. This hyper-accumulation process has been commercially exploited. However, the currently employed averaging or single-stage process produces β-carotene yields well below the genetic potential of the organism due to the inverse relationship between growth and secondary metabolite production. A dual-stage process, which separates the distinctive growth and secondary metabolite production stages of the alga, has been proposed. The broad aim of the research programme was to evaluate the practicality, scale-up and economic viability of a dual-stage β-carotene production process from D. salina. Preliminary laboratory studies showed that although stress factors such as high salinity and a range of nutrient limitations enhance β-carotene accumulation in D. salina, high light intensity is the single most important factor inducing β-carotene hyper-accumulation in the alga. Furthermore, the preliminary studies indicated that 6-carotene production could be successfully manipulated by the imposition of stress. The stress response of D. salina to high light stress was examined at a fundamental level. The relative partitioning of β-carotene between thylakoid membrane and interthylakoid globular β-carotene has revealed two responses to high light stress. The first is a response in which the alga adapts to the photoinhibitory effects of high light stress by the rapid accumulation and the peripheral localisation of Jl-carotene to the outer extremities of the chloroplast. This is followed by a maintenance response which is characterised by the recovery of the photosynthetic rate and cell growth. A possible interrelationship between the extent of the photo inhibitory response and the amount of β-carotene hyper-accumulation has been noted. An outdoor evaluation of the growth stage of the dual-stage system has demonstrated that D. salina can be grown in a relatively low salinity, nutrient sufficient medium for extended periods without overgrowth by small non-carotenogenic Dunaliella species. In addition, biomass productivities of three times greater than those obtained in the currently employed averaging system were achieved. The role of high light intensity in β-carotene hyper-accumulation was confirmed in outdoor scale-up stress pond studies. The studies demonstrated the feasibility of stress induced ll-carotene production in outdoor cultures of D. salina and β-carotene yields three times greater than those obtained in the currently employed averaging process were achieved. The dual-stage process imposes the specific requirement of viable cell separation on the harvesting system employed. A flocculation-flotation process and an air-displacement crossflow ultrafiltration system were developed and successfully evaluated for the separation of D. salina from the brine solution in a viable form. The extraction of β-carotene from D. salina was evaluated. Supercritical fluid extraction studies showed that the use of a co-solvent mixture of carbon dioxide and propane could effectively reduce the high extraction pressures associated with supercritical carbon dioxide extraction. In addition, a novel hydrophobic membrane assisted hot oil extraction process was developed which separates the complex oil-water emulsions produced during hot oil extraction of 6-carotene from wet D. salina biomass. Process design and economic evaluation studies were undertaken and showed that the economics of the dual-stage process offer significant advantages over the currently employed averaging process.

Proefschrift Universiteit van Amsterdam. / Met lit. opg. - Met samenvatting in het Nederlands.

Il n’est pas constaté d’autofloculation naturelle dans les cultures hypersalines de D. salina. De plus, cette dernière ne flotte pas sans déstabilisation de la suspension. La floculation induite par augmentation du pH lors de l’ajout de soude a été choisie dans cette étude pour permettre la flottation. Des efficacités de récupération supérieures à 90% et des facteurs de concentration autour de 20 sont atteints. Un mécanisme d’autofloculation, avec précipitation de Mg(OH)2 est proposé pour expliquer la floculation par balayage de D. salina. L’influence du débit d’injection de soude ajoutée est aussi étudié pour anticiper les contraintes relatives à l’industrialisation du procédé. Ce débit n’a pas d’effet sur l’efficacité de récupération des algues et réduit le facteur de concentration seulement pour les injections abruptes.L’augmentation naturelle du pH de culture par l’intermédiaire de l’activité photosynthétique pourrait permettre de réduire le taux de base consommé. Les cellules non-récoltées restent en vie durant l’augmentation du pH et pourraient être utilisées comme inoculum d’une nouvelle culture. / Natural autoflocculation was not observed in a Dunaliella salina hypersaline culture and the microalgae did not float without destabilization of the algal suspension. High-pH-induced flocculation by sodium hydroxide addition was chosen to induce flotation. Recovery efficiencies greater than 90% and concentration factors of around 20 were reached. An autoflocculation mechanism, with precipitation of magnesium hydroxide, is proposed to explain a sweeping flotation of D. salina cells. The influence of the flow rate of sodium hydroxide addition was also studied to anticipate the constraints related to the industrialization of this process. The flow rate of sodium hydroxide addition had no effect on the recovery efficiency and reduced the concentration factor only for abrupt injections. Natural increase of culture pH by photosynthetic activity could reduce the amount of base consumed. Non-harvested cells remained viable during pH increase and could be used as inoculum for a new culture.

Les microalgues constituent une source prometteuse de biocarburants dits de troisième génération. L'intérêt de ces micro-organismes photosynthétiques réside également dans l'étendue de la palette de molécules qu'elles peuvent produire, telles que les protéines, les pigments ou encore les vitamines. Néanmoins, des progrès sont encore nécessaires pour diminuer les coûts économiques et environnementaux des procédés de culture et assurer ainsi la viabilité de la filière. En particulier, mieux comprendre l'effet de la lumière sur la productivité des cultures denses est une étape essentielle pour optimiser ces procédés. L'objectif de cette thèse est d'étudier les effets quantitatifs et qualitatifs de la lumière sur la croissance et les mécanismes d'acclimatation de deux espèces de microalgues à fort intérêt biotechnologique, Dunaliella salina et Tisochrysis lutea. La première partie de cette thèse examine la réponse de Dunaliella salina à des variations rapides de la lumière, reproduisant les fluctuations de l'éclairement typiquement perçues par les cellules microalgales brassées au sein des systèmes de cultures industriels à haute densité de type raceway. Dans la seconde partie, nous avons analysé la réponse de Dunaliella salina et Tisochrysis lutea à différentes compositions du spectre lumineux. L'approche à la fois expérimentale et théorique nous a permis d'identifier les effets d'une lumière colorée sur la productivité et la composition pigmentaire des microalgues. Nos résultats offrent des perspectives encourageantes et des pistes concrètes permettant d'optimiser l'utilisation de la lumière pour produire des microalgues et d'améliorer le bilan énergétique de ces procédés. / Microalgae are a promising source of third generation biofuels. The interest on these photosynthetic microorganisms also lies within the extent of the spectrum of molecules that they can produce, such as proteins, pigments, and vitamins. Nevertheless, further progress is still necessary to reduce the economic and environmental costs of cultivation processes and to ensure the viability of this sector. In particular, better understanding of the effect of light on the productivity of dense cultures is an essential step to optimize these processes. The aim of this thesis is to study the quantitative and qualitative effects of light on growth and acclimation mechanisms of two species of microalgae with high biotechnological interest ; Dunaliella salina and Tisochrysis lutea. The first part of this thesis examines the response of Dunaliella salina to rapid light changes, by reproducing irradiance fluctuations typically experienced by microalgal cells in a highly turbid suspension in raceway ponds. In the second part, we analyzed the response of Dunaliella salina and Tisochrysis lutea to different light spectra. Our experimental and theoretical approach allowed us to identify the effect of colored light on productivity and pigment composition of microalgae. Furthermore, our results offer encouraging prospects for elevate understanding and use of light and improve the energy performance of these processes.

The problems of waste disposal in the tanning industry are unique in that the effluents are highly saline, have a high organic loading and contain heavy metals. Methods are available for the safe treatment and disposal of the latter two components, but the saline component requires the expensive outlay of evaporation ponds. This study has identified a possible use for the saline effluents, turning a problematic waste product into a potentially valuable by-product. A range of tannery effluents were identified and tested for their suitability for the mass cultivation of Dunaliella salina (bardawil strain). The bardawil strain was preferred over a local isolate because of its higher production of β-carotene. Ponded tannery effluents and combined processes effluent proved unsuitable for realistic propagation of the alga. Anaerobic digestion of combined processes effluent did not improve its suitability significantly. Anaerobic digestion of hide-soak effluent may remove persistent antimicrobial agents which influence algal growth, but its contribution to enhancing algal growth is equivocal. Undigested hide-soak effluent lacking in persistent antimicrobial agents was found to be an ideal culture medium, as no additional nutrients needed to be added. Significantly higher biomass was obtained in this effluent compared to chemically defined media. Induction of β-carotene was achieved in nitrogen-deficient defined media after culture in tannery effluent. This suggests that a two-stage system using hide-soak effluent for cell propagation and nitrogen deficient media for β-carotene induction, could be possible for the mass cultivation of D. salina for β-carotene production.

The transduction of stress signals in plants is known to involve complex hysiological responses. In D. salina a range of stresses results in hyperaccumulation of ft-carotene and an understanding of stress responses in this organism has important biotechnological implications. In this thesis an attempt was made to elucidate the physiological components involved and establish a role for pH in response to high light stress. In order to achieve this the effect of high light stress on photosynthesis and cell productivity was measured. Results showed that photosynthetic carbon assimilation, oxygen evolution and cellular productivity was initially inhibited by exposure to high light intensities, but this inhibition was transient and was overcome by a rapid increase in all three parameters. The response of the carbon pool intermediates was also investigated. It was shown that on exposure to high light ft-carotene declined but then showed a rapid increase after about 4 hours of exposure. It was also demonstrated that the initial loss of ft-carotene was due to loss of this pigment from the photosynthetic pigment bed and that the hyper-accumulation of ft-carotene was due to accumulation of ft-carotene in lipoidal globules located in the chloroplast stroma. It was further demonstrated that there was mass movement of carbon in the xanthophyll cycle shortly after exposure to high light. This was characterized by the de-epoxidation of violaxanthin to antheraxanthin with a further de-epoxidation to zeaxanthin, thereby decreasing the epoxidation state of the cycle. Furthermore, it was shown that there was relocation of carbon from violaxanthin to the plant growth regulator abscisic acid. It was also shown for the first time in D. salina that the production of ft-carotene and operation of the epoxidation state of the xanthophyll cycle has a periodicity which is established after exposure to successive cycles of a light regime. Chlorophyll fluorescence was used together with well established ammonia stress responses to acquire a general overview of energy dissipation from the photosynthetic pigment bed. In conjunction with an understanding of xanthophyll cycle operation during exposure to high light stress it has been possible to establish a relationship between chlorophyll florescence, xanthophyll cycle operation and intracellular pH. It was also shown using chlorophyll fluorescence that after 4 hour exposure to high light a maximum fluorescence peak could no longer be induced indicating a transition at about this point from a state of reversibility to commitment of the full stress response. Nuclear magnetic resonance was used to follow intracellular pH fluxes during exposure to high light. A novel technique was developed for studying photosynthetically active organisms in the dark using nuclear magnetic resonance. These results showed that on exposure to high light stress there is rapid acidification of the chloroplast stroma and to a lesser degree of the acidic vacuole. The pH of these compartments is re-established after about 4 hours which is co-incident with the onset of fl-carotene hyper-accumulation and the loss of the induction of the chlorophyll fluorescence peak indicating an intimate relationship for fl-carotene, chlorophyll fluorescence, xanthophyll cycle operation and pH. The results from this study allow for the proposal of a general physiological stress transduction response mechanism for D. salina which is common for a range of different stresses and where intracellular pH plays a central role.