Finely laminated sediments within Bainbridge Crater Lake, Galapagos, provide a record of El Nino-Southern Oscillation (ENSO) events over the Holocene. Despite the importance of this sediment record, hypotheses for how climate variability is preserved in the lake sediments have not been tested. Here we present results of long-term monitoring of the local climate and limnology and a revised interpretation of the sediment record. Brown-green, organic-rich, siliciclastic laminae reflect warm, wet conditions typical of El Nino events, whereas carbonate and gypsum precipitate during cool, dry La Nina events and persistent dry periods, respectively. Applying this new interpretation, we find that ENSO events of both phases were generally less frequent during the mid-Holocene (similar to 6100-4000 calendar years B.P.) relative to the last similar to 1500 calendar years. Abundant carbonate laminations between 3500 and 3000 calendar years B.P. imply that conditions in the Galapagos region were cool and dry during this period when the tropical Pacific E-W sea surface temperature (SST) gradient likely strengthened. The frequency of El Nino and La Nina events then intensified dramatically around 1750-2000 calendar years B.P., consistent with a weaker SST gradient and an increased frequency of ENSO events in other regional records. This strong interannual variability persisted until similar to 700 calendar years B.P., when ENSO-related variability at the lake decreased as the SST gradient strengthened. Persistent, dry conditions then dominated between 300 and 50 calendar years B.P. (A.D. 1650-1900, +/- similar to 100 years), whereas wetter conditions and frequent El Nino events dominated in the most recent century. Plain Language Summary Sediments accumulating at the bottom of Bainbridge Crater Lake have provided a record of Galapagos climate and the frequency of El Nino events over the past similar to 6000 years. Motivated by the importance of this lake for our understanding of climate in the tropical Pacific Ocean, we have been monitoring the link between climate, lake conditions, and the physical and chemical properties of the lake sediments since 2009. Based on this long-term monitoring, we find that the Bainbridge sediment record preserves both El Nino and La Nina events. This makes Bainbridge a particularly valuable archive of past climate, as most sediment-based records typically preserve only one or the other key phase of tropical Pacific climate.

The background state and changes associated with the El Niño-Southern Oscillation (ENSO) in the tropical Pacific Ocean influence climate patterns all over the world. Understanding how the tropical Pacific will be impacted by climate change is therefore critical to accurate regional climate projections. However, sparse historical data coverage and strong natural variability in the basin make it difficult to assess the response of the tropical Pacific to anthropogenic climate change. Further, climate models disagree regarding the response of the basin to continued anthropogenic forcing into the future. Building off of the limited instrumental record, high-resolution records from coral and lake sediment archives can be used to assess the response of the tropical Pacific to past climate changes and to compare and assess climate model projections. In the present study, I use high-resolution coral and lake records from the equatorial Pacific to assess climate model projections and the response of the coupled ocean-atmospheric climate system in the basin (ocean temperature, salinity, winds, precipitation) to natural and anthropogenic forcing. Using a simple model of how climate is recorded by corals, we compare historical climate data and climate model simulations with coral paleoclimate records to assess climate model projections and address uncertainties in the historical data, models and paleoclimate records. We demonstrate that this simple model is able to capture variability and trend observed in the coral records, and show that the both sea surface temperature and salinity contribute to the observed coral trend. However, we find major discrepancies in the observed and climate model simulated trends in the tropical Pacific that may be attributed to uncertainties in model simulated salinity. We then assess 20th-century variability and trends in SST and salinity in the central tropical Pacific using replicated coral δ¹⁸O and Sr/Ca records from the Republic of Kiribati and the central Line Islands. We find that the coral records from these sites display a warming and freshening trend superimposed on strong interannual and low-frequency variability. Further, we demonstrate an apparent strengthening of the E-W SST gradient across the dateline (between 173°E and 160°W) and a slight weakening of the N-S SST gradient due to enhanced warming along the equator and west of the dateline relative to other sites. However, we find no evidence of increased variability in the central Pacific, suggesting that there has not been an increase in central Pacific style ENSO events. Finally, we show that the salinity response to climate change may be very patchy within the basin. Using a new ~90 year coral Mn/Ca record from the central Pacific, we investigate variability and trends in tropical Pacific trade winds. First, we demonstrate a strong association between westerly wind anomalies and coral skeletal Mn/Ca, which recorded all of the major historical El Niño events of the 20th century. In this new long Mn/Ca record, we find a reduction in the amplitude and frequency of Mn/Ca pulses between 1893 and 1982, suggesting a decrease in westerly wind anomalies in the western equatorial Pacific Ocean. Finally, we use a sediment record from Bainbridge Crater Lake, Galápagos Archipelago to assess variability in the eastern tropical Pacific over the past ~6 thousand years. Based on results from long-term monitoring of the lake, we propose a new climate interpretation of the sediment record and find further evidence reduced mid-Holocene ENSO variability and a ramp up of ENSO variability starting around 1775 cal. years BP.

Increases in the frequency and magnitude of extreme water levels and storm surges are observed along some areas of the British Columbia coast to be correlated with known climatic variability (CV) phenomena, including the El Niño/Southern Oscillation (ENSO) and the Pacific Decadal Oscillation (PDO). Since a shift to a positive PDO regime in 1977, the effect of ENSO events have been more frequent, persistent, and intense. Teleconnected impacts include more frequent storms, higher surges, and greater coastal erosion. Geomorphic recovery of regional beach-dune systems from erosive events is usually rapid (i.e., within a year) by way of high onshore sand transport and aeolian delivery to the upper beach and dunes. At Wickaninnish Bay on the west coast of Vancouver Island, fast progradation rates (to +1.46 m a-1) have been observed in recent decades, in part due to rapid regional tectonic uplift and a resulting fall in relative sea level of ~ -0.9 mm a-1. The Wickaninnish foredune complex has rapidly extended alongshore in response to a net northward littoral drift and onshore sediment delivery. Bar deposition and welding processes supply sediment to the foredune complex via aeolian processes, and as a result, this is forcing Sandhill Creek northward toward the prograding (+0.71 m a-1) Combers Beach system, in part maintaining active erosion (-1.24 m a-1) of a bluff system landward of the channel. Bluff erosion generates substantial sediment volumes (-0.137 m3 m-2 a-1) that feed a large intertidal braided channel and delta system as the creek purges into the Pacific Ocean. As a first step in exploring the interactions between ocean-atmosphere forcing and beach-dune responses on the west coast of Vancouver Island, British Columbia, Canada, the proposed thesis: 1) Examines and assembles the historic erosive water level regime and attempts to draw links to observed high magnitude storm events that have occurred in the Tofino-Ucluelet region (Wickaninnish Bay); and 2) Explores the geomorphic response of local shorelines by examining the geomorphology and historical evolution of a foredune-riverine-backshore bluff complex. Despite rapid shoreline progradation, foredune erosion occurs locally with a recurrence interval of ~1.53 yrs. followed by rapid rebuilding, often in the presence of large woody debris and rapidly colonizing vegetation, which drives a longer-term trend of shoreline progradation. This process is complicated locally, however, by the influence of local geological control (bedrock headlands) and backshore rivers, such as Sandhill Creek, which alter spatial-temporal patterns of both intertidal and supratidal erosion and deposition. This work is necessary to understand mechanisms responsible for erosive water levels and the process interaction responsible for subsequent coastal rebuilding following erosive periods. / Graduate / 0368 / derek.heathfield@gmail.com

Uncertainty in rainfall forecasts affects the level of quality and assurance for decisions made to manage water resource-based systems. However, eliminating uncertainty in a complete manner could be difficult, decision-makers thus are challenged to make decisions in the light of uncertainty. This study provides statistical models as an approach to cope with uncertainty, including: a) a statistical method relying on a Gaussian mixture (GM) model to assist in better characterize uncertainty in climate model projections and evaluate their performance in matching observations; b) a stochastic model that incorporates the El Niño–Southern Oscillation (ENSO) cycle to narrow uncertainty in seasonal rainfall forecasts; and c) a statistical approach to determine to what extent drought events forecasted using ENSO information could be utilized in the water resources decision-making process. This study also investigates the relationship between calibration and lead time on the ability to narrow the interannual uncertainty of forecasts and the associated usefulness for decision making. These objectives are demonstrated for the northwest region of Costa Rica as a case study of a developing country in Central America. This region of Costa Rica is under an increasing risk of future water shortages due to climate change, increased demand, and high variability in the bimodal cycle of seasonal rainfall. First, the GM model is shown to be a suitable approach to compare and characterize long-term projections of climate models. The GM representation of seasonal cycles is then employed to construct detailed comparison tests for climate models with respect to observed rainfall data. Three verification metrics demonstrate that an acceptable degree of predictability can be obtained by incorporating ENSO information in reducing error and interannual variability in the forecast of seasonal rainfall. The predictability of multicategory rainfall forecasts in the late portion of the wet season surpasses that in the early portion of the wet season. Later, the value of drought forecast information for coping with uncertainty in making decisions on water management is determined by quantifying the reduction in expected losses relative to a perfect forecast. Both the discrimination ability and the relative economic value of drought-event forecasts are improved by the proposed forecast method, especially after calibration. Positive relative economic value is found only for a range of scenarios of the cost-loss ratio, which indicates that the proposed forecast could be used for specific cases. Otherwise, taking actions (no-actions) is preferred as the cost-loss ratio approaches zero (one). Overall, the approach of incorporating ENSO information into seasonal rainfall forecasts would provide useful value to the decision-making process - in particular at lead times of one year ahead.

Nas últimas décadas, particularmente desde a década de 1970, testemunhou-se um rápido recuo das geleiras em várias partes dos Andes tropicais. Uma tendência de aquecimento foi observada na região durante o mesmo período, com um hiato recente desde no início de 2010. No entanto, este hiato pode não ser o principal fator a influenciar as observações de aquecimento e recuo das geleiras em altitudes elevadas nos Andes tropicais. Com o surgimento de imagens de alta resolução espacial e espectral, e de modelos digitais de elevação (MDE) de alta resolução, agora é possível compreender as mudanças multitemporais das geleiras, o que era difícil de realizar utilizando as técnicas tradicionais e os dados de baixa resolução. Neste trabalho foram calculadas as variações da linha de neve das geleiras selecionadas ao longo dos Andes tropicais desde o início de 1980. A linha de neve máxima observada durante a estação seca (inverno austral) nos trópicos pode ser considerada como equivalente à linha de equilíbrio que separa a zona de acumulação da zona de ablação. A fim de reduzir o erro na estimativa da linha de neve foram consideradas somente as geleiras com declividades menores que 20o. Dependendo da região estudada e da presença de cobertura de nuvens, foram selecionadas imagens de várias fontes. As imagens da série Landsat (MSS, TM, ETM+ e OLI), EO1 OLI, ASTER e IRS LISS III foram usadas junto com MDE do ASTER GDEM-v2. Três bandas espectrais (TM5 - infravermelho médio, TM4- infravermelho próximo e TM2 - verde) foram utilizadas para calcular a linha de neve durante a estação seca, aplicando limiares adequados para TM4 e TM2. Os conjuntos de dados meteorológicos de várias fontes também foram analisados para observar as mudanças na precipitação, na temperatura e na umidade que influenciam os parâmetros glaciológicos como: o balanço de massa e a linha de equilíbrio. Geleiras representativas nos trópicos internos e trópicos externos foram consideradas separadamente dentro de um novo quadro, que foi baseado na precipitação, umidade e condições de temperatura ao longo da América do Sul. Neste âmbito, os Andes tropicais são classificados em trópicos internos, trópicos externos úmidos do norte, trópicos externos úmidos do sul e os trópicos externos secos. O Vulcão Cotopaxi no Equador (trópicos internos), o Nevado Caullaraju-Pastoruri que é uma geleira na Cordilheira Branca no Peru (trópicos externos úmidos do norte), o Nevado Cololo na Cordilheira Apolobamba na Bolívia (trópicos externos úmidos do sul), o Nevado Coropuna na Cordilheira Ampato no Peru e o Nevado Sajama na Cordilheira Ocidental da Bolívia (trópicos externos secos) são as geleiras representativas de cada grupo consideradas neste estudo. As geleiras tropicais nos trópicos internos, especialmente as situadas perto da Zona de Convergência Intertropicais (ZCIT), são mais vulneráveis a aumentos na temperatura e menos sensíveis a variações na precipitação. Em contraste, as geleiras nos trópicos externos respondem à variabilidade de precipitação muito rapidamente em comparação com a variação de temperatura, particularmente quando se deslocam para as regiões subtropicais. A dependência do balanço de massa sobre as características de sublimação também aumenta a partir dos trópicos internos para os trópicos externos. As condições de aquecimento, com maior umidade, tendem a aumentar a perda de massa por causa do derretimento em vez da sublimação. A elevação da umidade nos trópicos externos pode alterar as geleiras dominadas pela sublimação (nos trópicos externos e subtrópicos) e para as geleiras dominadas por derretimento. Observa-se que as geleiras próximas da ZCIT (trópicos internos e trópicosexternos úmidos do sul) estão recuando mais rapidamente como uma resposta ao aquecimento global, enquanto que as geleiras nos trópicos externos úmidos do norte e trópicos externos secos mostraram recuo relativamente mais lento. Possivelmente isso pode ser devido à ocorrência de fases frias do El Niño - Oscilação Sul (ENOS) conjuntamente com a Oscilação Decenal do Pacífico (ODP). As anomalias observadas nas variáveis meteorológicas seguem os padrões de ODP e as variações anuais de linha de neve seguem eventos de El Niño particularmente na fase ODP quente. No entanto, uma forte correlação entre as variações da linha de neve e dos fenômenos ENOS (e ODP) não está estabelecida. As geleiras do Equador mostram menos retração em resposta à tendência de aquecimento se comparadas às observações feitas por outros pesquisadores na Colômbia e na Venezuela, provavelmente devido à grande altitude das geleiras equatorianas. Em poucas palavras, as geleiras menores e em baixas altitudes nos trópicos internos e trópicos externos úmidos do sul estão desaparecendo mais rapidamente do que outras geleiras nos Andes tropicais. Também se observou neste estudo a existência de uma propriedade direcional no recuo das geleiras, o que não se observou em quaisquer outros estudos recentes. As geleiras nas cordilheiras leste do Peru e da Bolívia, que alimentam muitos rios nos lados leste das cordilheiras orientais, estão recuando do que aquelas geleiras situadas nas encostas ocidentais dos Andes tropicais. / Recent decades, particularly since the late 1970s, witnessed a rapid retreat of glaciers in many parts of the tropical Andes. A warming trend is observed in this region during the same period, with a recent hiatus since the early 2010s. However, this hiatus is observed to have not influenced the retreat of high elevation glaciers in the tropical Andes. Due to the emergence of high spatial and spectral resolution images and high quality digital elevation models (DEM), it is now possible to understand the multi-temporal glacier changes compared with the techniques that existed a few decades before. We calculated the snowline variations of selected glaciers along the tropical Andes since the early 1980s. The maximum snowline observed during the dry season (austral winter) in the tropics can be considered as nearly equivalent to the equilibrium line that separates the accumulation zone from the ablation zone. In order to reduce the error in the estimated snowline, glaciers with slopes < 20o only were considered in this research. Depending on the study region and the presence of cloud cover, images from multiple sources were selected. Landsat series (MSS, TM, ETM+, and OLI), EO1 OLI, ASTER, and IRS LISS III images were used along with digital elevation models (DEM) from ASTER GDEM-v2. Three wavebands (TM5 - Middle Infrared, TM4 - Near Infrared, and TM2 - Green) were used to calculate the dry season snowline, after applying suitable threshold values to TM4 and TM2. Meteorological datasets from multiple sources were also analysed to observe the changes in precipitation, temperature, and humidity that influence key glaciological parameters such as the mass balance and the equilibrium line. Representative glaciers in the inner and the outer tropical Andes were considered separately within a new framework, which is based on the precipitation, humidity, and temperature conditions along the South America. In this framework, tropical Andes are classified in to inner tropics, northern wet outer tropics, southern wet outer tropics, and dry outer tropics. Cotopaxi ice-covered volcano, Ecuador (inner tropics), Nevado Caullaraju-Pastoruri Glacier, Cordillera Blanca, Peru (northern wet outer tropics), Nevado Cololo, Cordillera Apolobamba, Bolivia (southern wet outer tropics), and Nevado Coropuna, Cordillera Ampato Peru and Nevado Sajama, Cordillera Occidental, Bolivia (dry outer tropics) are the representative glaciers in each group considered in this study. Inner tropical glaciers, particularly those situated near the January Intertropical Convergence Zone (ITCZ), are more vulnerable to increases in temperature and these glaciers are less sensitive to variations in precipitation. In contrast, outer tropical glaciers respond to precipitation variability very rapidly in comparison with the temperature variability, particularly when moving towards the subtropics. Mass balance dependency on sublimation characteristics also increases from the inner tropics to the outer tropics. Warming conditions with higher humidity tends to enhance mass loss due to melting rather than sublimation. Increased humidity observed in the outer tropics may change the sublimation dominated glaciers in the outer tropics and subtropics to melting dominated ones in the future. It is observed that the glaciers above and near the January ITCZ (inner tropics and southern wet outer tropics) are retreating faster as a response to global warming, whereas the glaciers in the northern wet outer tropics and dry outer tropics show relatively slower retreat. This can be possibly due to the occurrence of cold phases of El Niño-Southern Oscillation (ENSO) and Pacific Decadal Oscillation (PDO) together. The observed anomalies in the meteorological variables slightly follow PDO patterns and the variations in annual snowlines follows El Niño events, particularly when in phase with warm PDO. However, a strong correlation between snowline variations and ENSO (and PDO) is not established. Mountain glaciers in Ecuador show less retreat in response to the warming trend compared with observations done by other researchers in Colombia and Venezuela, probably due to very high altitude of the Ecuadorean glaciers. In a nutshell, smaller glaciers at lower altitudes in the inner tropics and the southern wet outer tropics are disappearing faster than other glaciers in the tropical Andes. Another observation made in this study is the directional property of glacier retreat, which was not covered in any other recent studies. Those glaciers on the eastern cordilleras of Peru and Bolivia, which feed many rivers on the eastern sides of the eastern cordilleras, are retreating faster than those glaciers situated on the western sides.

Nas últimas décadas, particularmente desde a década de 1970, testemunhou-se um rápido recuo das geleiras em várias partes dos Andes tropicais. Uma tendência de aquecimento foi observada na região durante o mesmo período, com um hiato recente desde no início de 2010. No entanto, este hiato pode não ser o principal fator a influenciar as observações de aquecimento e recuo das geleiras em altitudes elevadas nos Andes tropicais. Com o surgimento de imagens de alta resolução espacial e espectral, e de modelos digitais de elevação (MDE) de alta resolução, agora é possível compreender as mudanças multitemporais das geleiras, o que era difícil de realizar utilizando as técnicas tradicionais e os dados de baixa resolução. Neste trabalho foram calculadas as variações da linha de neve das geleiras selecionadas ao longo dos Andes tropicais desde o início de 1980. A linha de neve máxima observada durante a estação seca (inverno austral) nos trópicos pode ser considerada como equivalente à linha de equilíbrio que separa a zona de acumulação da zona de ablação. A fim de reduzir o erro na estimativa da linha de neve foram consideradas somente as geleiras com declividades menores que 20o. Dependendo da região estudada e da presença de cobertura de nuvens, foram selecionadas imagens de várias fontes. As imagens da série Landsat (MSS, TM, ETM+ e OLI), EO1 OLI, ASTER e IRS LISS III foram usadas junto com MDE do ASTER GDEM-v2. Três bandas espectrais (TM5 - infravermelho médio, TM4- infravermelho próximo e TM2 - verde) foram utilizadas para calcular a linha de neve durante a estação seca, aplicando limiares adequados para TM4 e TM2. Os conjuntos de dados meteorológicos de várias fontes também foram analisados para observar as mudanças na precipitação, na temperatura e na umidade que influenciam os parâmetros glaciológicos como: o balanço de massa e a linha de equilíbrio. Geleiras representativas nos trópicos internos e trópicos externos foram consideradas separadamente dentro de um novo quadro, que foi baseado na precipitação, umidade e condições de temperatura ao longo da América do Sul. Neste âmbito, os Andes tropicais são classificados em trópicos internos, trópicos externos úmidos do norte, trópicos externos úmidos do sul e os trópicos externos secos. O Vulcão Cotopaxi no Equador (trópicos internos), o Nevado Caullaraju-Pastoruri que é uma geleira na Cordilheira Branca no Peru (trópicos externos úmidos do norte), o Nevado Cololo na Cordilheira Apolobamba na Bolívia (trópicos externos úmidos do sul), o Nevado Coropuna na Cordilheira Ampato no Peru e o Nevado Sajama na Cordilheira Ocidental da Bolívia (trópicos externos secos) são as geleiras representativas de cada grupo consideradas neste estudo. As geleiras tropicais nos trópicos internos, especialmente as situadas perto da Zona de Convergência Intertropicais (ZCIT), são mais vulneráveis a aumentos na temperatura e menos sensíveis a variações na precipitação. Em contraste, as geleiras nos trópicos externos respondem à variabilidade de precipitação muito rapidamente em comparação com a variação de temperatura, particularmente quando se deslocam para as regiões subtropicais. A dependência do balanço de massa sobre as características de sublimação também aumenta a partir dos trópicos internos para os trópicos externos. As condições de aquecimento, com maior umidade, tendem a aumentar a perda de massa por causa do derretimento em vez da sublimação. A elevação da umidade nos trópicos externos pode alterar as geleiras dominadas pela sublimação (nos trópicos externos e subtrópicos) e para as geleiras dominadas por derretimento. Observa-se que as geleiras próximas da ZCIT (trópicos internos e trópicosexternos úmidos do sul) estão recuando mais rapidamente como uma resposta ao aquecimento global, enquanto que as geleiras nos trópicos externos úmidos do norte e trópicos externos secos mostraram recuo relativamente mais lento. Possivelmente isso pode ser devido à ocorrência de fases frias do El Niño - Oscilação Sul (ENOS) conjuntamente com a Oscilação Decenal do Pacífico (ODP). As anomalias observadas nas variáveis meteorológicas seguem os padrões de ODP e as variações anuais de linha de neve seguem eventos de El Niño particularmente na fase ODP quente. No entanto, uma forte correlação entre as variações da linha de neve e dos fenômenos ENOS (e ODP) não está estabelecida. As geleiras do Equador mostram menos retração em resposta à tendência de aquecimento se comparadas às observações feitas por outros pesquisadores na Colômbia e na Venezuela, provavelmente devido à grande altitude das geleiras equatorianas. Em poucas palavras, as geleiras menores e em baixas altitudes nos trópicos internos e trópicos externos úmidos do sul estão desaparecendo mais rapidamente do que outras geleiras nos Andes tropicais. Também se observou neste estudo a existência de uma propriedade direcional no recuo das geleiras, o que não se observou em quaisquer outros estudos recentes. As geleiras nas cordilheiras leste do Peru e da Bolívia, que alimentam muitos rios nos lados leste das cordilheiras orientais, estão recuando do que aquelas geleiras situadas nas encostas ocidentais dos Andes tropicais. / Recent decades, particularly since the late 1970s, witnessed a rapid retreat of glaciers in many parts of the tropical Andes. A warming trend is observed in this region during the same period, with a recent hiatus since the early 2010s. However, this hiatus is observed to have not influenced the retreat of high elevation glaciers in the tropical Andes. Due to the emergence of high spatial and spectral resolution images and high quality digital elevation models (DEM), it is now possible to understand the multi-temporal glacier changes compared with the techniques that existed a few decades before. We calculated the snowline variations of selected glaciers along the tropical Andes since the early 1980s. The maximum snowline observed during the dry season (austral winter) in the tropics can be considered as nearly equivalent to the equilibrium line that separates the accumulation zone from the ablation zone. In order to reduce the error in the estimated snowline, glaciers with slopes < 20o only were considered in this research. Depending on the study region and the presence of cloud cover, images from multiple sources were selected. Landsat series (MSS, TM, ETM+, and OLI), EO1 OLI, ASTER, and IRS LISS III images were used along with digital elevation models (DEM) from ASTER GDEM-v2. Three wavebands (TM5 - Middle Infrared, TM4 - Near Infrared, and TM2 - Green) were used to calculate the dry season snowline, after applying suitable threshold values to TM4 and TM2. Meteorological datasets from multiple sources were also analysed to observe the changes in precipitation, temperature, and humidity that influence key glaciological parameters such as the mass balance and the equilibrium line. Representative glaciers in the inner and the outer tropical Andes were considered separately within a new framework, which is based on the precipitation, humidity, and temperature conditions along the South America. In this framework, tropical Andes are classified in to inner tropics, northern wet outer tropics, southern wet outer tropics, and dry outer tropics. Cotopaxi ice-covered volcano, Ecuador (inner tropics), Nevado Caullaraju-Pastoruri Glacier, Cordillera Blanca, Peru (northern wet outer tropics), Nevado Cololo, Cordillera Apolobamba, Bolivia (southern wet outer tropics), and Nevado Coropuna, Cordillera Ampato Peru and Nevado Sajama, Cordillera Occidental, Bolivia (dry outer tropics) are the representative glaciers in each group considered in this study. Inner tropical glaciers, particularly those situated near the January Intertropical Convergence Zone (ITCZ), are more vulnerable to increases in temperature and these glaciers are less sensitive to variations in precipitation. In contrast, outer tropical glaciers respond to precipitation variability very rapidly in comparison with the temperature variability, particularly when moving towards the subtropics. Mass balance dependency on sublimation characteristics also increases from the inner tropics to the outer tropics. Warming conditions with higher humidity tends to enhance mass loss due to melting rather than sublimation. Increased humidity observed in the outer tropics may change the sublimation dominated glaciers in the outer tropics and subtropics to melting dominated ones in the future. It is observed that the glaciers above and near the January ITCZ (inner tropics and southern wet outer tropics) are retreating faster as a response to global warming, whereas the glaciers in the northern wet outer tropics and dry outer tropics show relatively slower retreat. This can be possibly due to the occurrence of cold phases of El Niño-Southern Oscillation (ENSO) and Pacific Decadal Oscillation (PDO) together. The observed anomalies in the meteorological variables slightly follow PDO patterns and the variations in annual snowlines follows El Niño events, particularly when in phase with warm PDO. However, a strong correlation between snowline variations and ENSO (and PDO) is not established. Mountain glaciers in Ecuador show less retreat in response to the warming trend compared with observations done by other researchers in Colombia and Venezuela, probably due to very high altitude of the Ecuadorean glaciers. In a nutshell, smaller glaciers at lower altitudes in the inner tropics and the southern wet outer tropics are disappearing faster than other glaciers in the tropical Andes. Another observation made in this study is the directional property of glacier retreat, which was not covered in any other recent studies. Those glaciers on the eastern cordilleras of Peru and Bolivia, which feed many rivers on the eastern sides of the eastern cordilleras, are retreating faster than those glaciers situated on the western sides.

Nas últimas décadas, particularmente desde a década de 1970, testemunhou-se um rápido recuo das geleiras em várias partes dos Andes tropicais. Uma tendência de aquecimento foi observada na região durante o mesmo período, com um hiato recente desde no início de 2010. No entanto, este hiato pode não ser o principal fator a influenciar as observações de aquecimento e recuo das geleiras em altitudes elevadas nos Andes tropicais. Com o surgimento de imagens de alta resolução espacial e espectral, e de modelos digitais de elevação (MDE) de alta resolução, agora é possível compreender as mudanças multitemporais das geleiras, o que era difícil de realizar utilizando as técnicas tradicionais e os dados de baixa resolução. Neste trabalho foram calculadas as variações da linha de neve das geleiras selecionadas ao longo dos Andes tropicais desde o início de 1980. A linha de neve máxima observada durante a estação seca (inverno austral) nos trópicos pode ser considerada como equivalente à linha de equilíbrio que separa a zona de acumulação da zona de ablação. A fim de reduzir o erro na estimativa da linha de neve foram consideradas somente as geleiras com declividades menores que 20o. Dependendo da região estudada e da presença de cobertura de nuvens, foram selecionadas imagens de várias fontes. As imagens da série Landsat (MSS, TM, ETM+ e OLI), EO1 OLI, ASTER e IRS LISS III foram usadas junto com MDE do ASTER GDEM-v2. Três bandas espectrais (TM5 - infravermelho médio, TM4- infravermelho próximo e TM2 - verde) foram utilizadas para calcular a linha de neve durante a estação seca, aplicando limiares adequados para TM4 e TM2. Os conjuntos de dados meteorológicos de várias fontes também foram analisados para observar as mudanças na precipitação, na temperatura e na umidade que influenciam os parâmetros glaciológicos como: o balanço de massa e a linha de equilíbrio. Geleiras representativas nos trópicos internos e trópicos externos foram consideradas separadamente dentro de um novo quadro, que foi baseado na precipitação, umidade e condições de temperatura ao longo da América do Sul. Neste âmbito, os Andes tropicais são classificados em trópicos internos, trópicos externos úmidos do norte, trópicos externos úmidos do sul e os trópicos externos secos. O Vulcão Cotopaxi no Equador (trópicos internos), o Nevado Caullaraju-Pastoruri que é uma geleira na Cordilheira Branca no Peru (trópicos externos úmidos do norte), o Nevado Cololo na Cordilheira Apolobamba na Bolívia (trópicos externos úmidos do sul), o Nevado Coropuna na Cordilheira Ampato no Peru e o Nevado Sajama na Cordilheira Ocidental da Bolívia (trópicos externos secos) são as geleiras representativas de cada grupo consideradas neste estudo. As geleiras tropicais nos trópicos internos, especialmente as situadas perto da Zona de Convergência Intertropicais (ZCIT), são mais vulneráveis a aumentos na temperatura e menos sensíveis a variações na precipitação. Em contraste, as geleiras nos trópicos externos respondem à variabilidade de precipitação muito rapidamente em comparação com a variação de temperatura, particularmente quando se deslocam para as regiões subtropicais. A dependência do balanço de massa sobre as características de sublimação também aumenta a partir dos trópicos internos para os trópicos externos. As condições de aquecimento, com maior umidade, tendem a aumentar a perda de massa por causa do derretimento em vez da sublimação. A elevação da umidade nos trópicos externos pode alterar as geleiras dominadas pela sublimação (nos trópicos externos e subtrópicos) e para as geleiras dominadas por derretimento. Observa-se que as geleiras próximas da ZCIT (trópicos internos e trópicosexternos úmidos do sul) estão recuando mais rapidamente como uma resposta ao aquecimento global, enquanto que as geleiras nos trópicos externos úmidos do norte e trópicos externos secos mostraram recuo relativamente mais lento. Possivelmente isso pode ser devido à ocorrência de fases frias do El Niño - Oscilação Sul (ENOS) conjuntamente com a Oscilação Decenal do Pacífico (ODP). As anomalias observadas nas variáveis meteorológicas seguem os padrões de ODP e as variações anuais de linha de neve seguem eventos de El Niño particularmente na fase ODP quente. No entanto, uma forte correlação entre as variações da linha de neve e dos fenômenos ENOS (e ODP) não está estabelecida. As geleiras do Equador mostram menos retração em resposta à tendência de aquecimento se comparadas às observações feitas por outros pesquisadores na Colômbia e na Venezuela, provavelmente devido à grande altitude das geleiras equatorianas. Em poucas palavras, as geleiras menores e em baixas altitudes nos trópicos internos e trópicos externos úmidos do sul estão desaparecendo mais rapidamente do que outras geleiras nos Andes tropicais. Também se observou neste estudo a existência de uma propriedade direcional no recuo das geleiras, o que não se observou em quaisquer outros estudos recentes. As geleiras nas cordilheiras leste do Peru e da Bolívia, que alimentam muitos rios nos lados leste das cordilheiras orientais, estão recuando do que aquelas geleiras situadas nas encostas ocidentais dos Andes tropicais. / Recent decades, particularly since the late 1970s, witnessed a rapid retreat of glaciers in many parts of the tropical Andes. A warming trend is observed in this region during the same period, with a recent hiatus since the early 2010s. However, this hiatus is observed to have not influenced the retreat of high elevation glaciers in the tropical Andes. Due to the emergence of high spatial and spectral resolution images and high quality digital elevation models (DEM), it is now possible to understand the multi-temporal glacier changes compared with the techniques that existed a few decades before. We calculated the snowline variations of selected glaciers along the tropical Andes since the early 1980s. The maximum snowline observed during the dry season (austral winter) in the tropics can be considered as nearly equivalent to the equilibrium line that separates the accumulation zone from the ablation zone. In order to reduce the error in the estimated snowline, glaciers with slopes < 20o only were considered in this research. Depending on the study region and the presence of cloud cover, images from multiple sources were selected. Landsat series (MSS, TM, ETM+, and OLI), EO1 OLI, ASTER, and IRS LISS III images were used along with digital elevation models (DEM) from ASTER GDEM-v2. Three wavebands (TM5 - Middle Infrared, TM4 - Near Infrared, and TM2 - Green) were used to calculate the dry season snowline, after applying suitable threshold values to TM4 and TM2. Meteorological datasets from multiple sources were also analysed to observe the changes in precipitation, temperature, and humidity that influence key glaciological parameters such as the mass balance and the equilibrium line. Representative glaciers in the inner and the outer tropical Andes were considered separately within a new framework, which is based on the precipitation, humidity, and temperature conditions along the South America. In this framework, tropical Andes are classified in to inner tropics, northern wet outer tropics, southern wet outer tropics, and dry outer tropics. Cotopaxi ice-covered volcano, Ecuador (inner tropics), Nevado Caullaraju-Pastoruri Glacier, Cordillera Blanca, Peru (northern wet outer tropics), Nevado Cololo, Cordillera Apolobamba, Bolivia (southern wet outer tropics), and Nevado Coropuna, Cordillera Ampato Peru and Nevado Sajama, Cordillera Occidental, Bolivia (dry outer tropics) are the representative glaciers in each group considered in this study. Inner tropical glaciers, particularly those situated near the January Intertropical Convergence Zone (ITCZ), are more vulnerable to increases in temperature and these glaciers are less sensitive to variations in precipitation. In contrast, outer tropical glaciers respond to precipitation variability very rapidly in comparison with the temperature variability, particularly when moving towards the subtropics. Mass balance dependency on sublimation characteristics also increases from the inner tropics to the outer tropics. Warming conditions with higher humidity tends to enhance mass loss due to melting rather than sublimation. Increased humidity observed in the outer tropics may change the sublimation dominated glaciers in the outer tropics and subtropics to melting dominated ones in the future. It is observed that the glaciers above and near the January ITCZ (inner tropics and southern wet outer tropics) are retreating faster as a response to global warming, whereas the glaciers in the northern wet outer tropics and dry outer tropics show relatively slower retreat. This can be possibly due to the occurrence of cold phases of El Niño-Southern Oscillation (ENSO) and Pacific Decadal Oscillation (PDO) together. The observed anomalies in the meteorological variables slightly follow PDO patterns and the variations in annual snowlines follows El Niño events, particularly when in phase with warm PDO. However, a strong correlation between snowline variations and ENSO (and PDO) is not established. Mountain glaciers in Ecuador show less retreat in response to the warming trend compared with observations done by other researchers in Colombia and Venezuela, probably due to very high altitude of the Ecuadorean glaciers. In a nutshell, smaller glaciers at lower altitudes in the inner tropics and the southern wet outer tropics are disappearing faster than other glaciers in the tropical Andes. Another observation made in this study is the directional property of glacier retreat, which was not covered in any other recent studies. Those glaciers on the eastern cordilleras of Peru and Bolivia, which feed many rivers on the eastern sides of the eastern cordilleras, are retreating faster than those glaciers situated on the western sides.

Le sous-courant équatorial (EUC), en alimentant l'upwelling équatorial, peut avoir une forte influence sur la température de surface (SST) du Pacifique équatorial Est et donc sur la variabilité associée à El Niño. L'EUC et les cellules de circulation méridienne (shallow subtropical/tropical overturning cells, STCs/TCs) l'alimentant sont étudiés en combinant données in situ et modélisation. Les trajectoires de masses d'eau sont calculées dans des simulations réalistes (le modèle OPA forcé par les vents des réanalyses NCEP sur 1948-1999 ou des satellites ERS sur 1992-1999). Leur analyse met en évidence des cheminements des masses d'eaux propres aux évènements El Niño-La Niña de 1997-1998, avec des recharges et décharges de la bande équatoriale complexes et asymétriques. Cette analyse montre aussi l'apport d'eaux froides par les STCs et l'EUC lors de la brusque transition vers La Niña en mai 1998. Les données de courant et de température des mouillages TAO/TRITON le long de l'équateur à 170°W, 140°W et 110°W sont méthodiquement bouchées sur 1980-2002. On montre que des séries continues du débit, de la température, de la profondeur et de l'énergie cinétique de l'EUC sur toute son extension méridienne peuvent alors être construites. Leur analyse révèle que la forte variabilité interannuelle du débit de l'EUC est une réponse linéaire et quasi-stationnaire à la tension de vent zonale équatoriale intégrée zonalement dans le Pacifique Ouest et central. La température de l'EUC, indispensable pour l'estimation du transport de chaleur, varie elle linéairement avec la différence des profondeurs de la thermocline et de l'EUC dans le Pacifique central. Le modèle numérique, validé entre autre à l'aide des séries de l'EUC, est utilisé pour étudier sur 1951-1999 la circulation équatoriale associée à l'EUC: la convergence dans la pycnocline, l'upwelling équatorial et la divergence en surface à 5°N et 5°S. Leurs variabilités en débit sont quasi-égales à celle de l'EUC, qui est donc un bon indicateur de la force des STCs. Ces variabilités sont principalement causées par la tension de vent zonale intégrée zonalement sur tout le bassin, en accord avec des théories linéaires. Des déphasages avec la SST équatoriale, notamment l'avance de 5 mois de l'upwelling et de la divergence sur la SST, révèlent des relations de cause à effet très intéressantes, confirmées par les bilans de chaleur. La différence de température entre la divergence et la convergence a des variations interannuelles et à plus long-terme égales à celles de la SST équatoriale. Les conséquences sur les bilans et échanges de masse et de chaleur dans la bande équatoriale sont ensuite quantifiées. La variabilité du transport de chaleur méridien associé à la convergence/divergence est due aussi bien aux variations de débit que de température de la convergence et de la divergence. Ainsi, pendant un événement El Niño, la baisse des débits aura tendance à réchauffer la bande équatoriale (recharge), alors que l'augmentation de la différence entre les températures de la divergence et de la convergence aura l'effet contraire (décharge). Pour le Pacifique Est, les variations interannuelles du débit dominent celles de la température de l'EUC pour le transport de chaleur de l'EUC. Les liens avec les théories d'El Niño et sa variabilité décennale sont discutés.

In the recent scenario of climate change, the natural variability and uncertainty associated with the hydrologic variables is of great concern to the community. This thesis opens up a new area of multi-disciplinary research. It is a promising field of research in hydrology and water resources that uses the information from the field of atmospheric science. A new way to identify and capture the variability and uncertainty associated with the hydrologic variables is established through this thesis. Assessment of hydroclimatic teleconnection for Indian subcontinent and its use in basin-scale hydrologic time series analysis and forecasting is the broad aim of this PhD thesis. The initial part of the thesis is devoted to investigate and establish the dependence of Indian summer monsoon rainfall (ISMR) on large-scale Oceanic-atmospheric circulation phenomena from tropical Pacific Ocean and Indian Ocean regions. El Niño-Southern Oscillation (ENSO) is the well established coupled Ocean-atmosphere mode of tropical Pacific Ocean whereas Indian Ocean Dipole (IOD) mode is the recently identified coupled Ocean-atmosphere mode of tropical Indian Ocean. Equatorial Indian Ocean Oscillation (EQUINOO) is known as the atmospheric component of IOD mode. The potential of ENSO and EQUINOO for predicting ISMR is investigated by Bayesian dynamic linear model (BDLM). A major advantage of this method is that, it is able to capture the dynamic nature of the cause-effect relationship between large-scale circulation information and hydrologic variables, which is quite expected in the climate change scenario. Another new method, proposed to capture the dependence between the teleconnected hydroclimatic variables is based on the theory of copula, which itself is quite new to the field of hydrology. The dependence of ISMR on ENSO and EQUINOO is captured and investigated for its potential use to predict the monthly variation of ISMR using the proposed method. The association of monthly variation of ISMR with the combined information of ENSO and EQUINOO, denoted by monthly composite index (MCI), is also investigated and established. The spatial variability of such association is also investigated. It is observed that MCI is significantly associated with monthly rainfall variation all over India, except over North-East (NE) India, where it is poor. Having established the hydroclimatic teleconnection at a comparatively larger scale, the hydroclimatic teleconnection for basin-scale hydrologic variables is then investigated and established. The association of large-scale atmospheric circulation with inflow during monsoon season into Hirakud reservoir, located in the state of Orissa in India, has been investigated. The strong predictive potential of the composite index of ENSO and EQUINOO is established for extreme inflow conditions. So the methodology of inflow prediction using the information of hydroclimatic teleconnection would be very suitable even for ungauged or poorly gauged watersheds as this approach does not use any information about the rainfall in the catchment. Recognizing the basin-scale hydroclimatic association with both ENSO and EQUINOO at seasonal scale, the information of hydroclimatic teleconnection is used for streamflow forecasting for the Mahanadi River basin in the state of Orissa, India, both at seasonal and monthly scale. It is established that the basin-scale streamflow is influenced by the large-scale atmospheric circulation phenomena. Information of streamflow from previous month(s) alone, as used in most of the traditional modeling approaches, is shown to be inadequate. It is successfully established that incorporation of large-scale atmospheric circulation information significantly improves the performance of prediction at monthly scale. Again, the prevailing conditions/characteristics of watershed are also important. Thus, consideration of both the information of previous streamflow and large-scale atmospheric circulations are important for basin-scale streamflow prediction at monthly time-scale. Adopting the developed approach of using the information of hydroclimatic teleconnection, hydrologic variables can be predicted with better accuracy which will be a very useful input for better management of water resources.