Tesis por compendio / [ES] Hay dos aspectos cruciales a la hora de operar motores de inducción en la industria: la estimación de su eficiencia (para minimizar el consumo de energía) y su diagnóstico (para evitar paradas intempestivas y reducir los costes de mantenimiento). Para estimar la eficiencia del motor es necesario medir tensiones y corrientes. Por ello, resulta conveniente y muy útil utilizar la misma corriente para diagnosticar también el motor (Motor Current Signature Analysis: MCSA). En este sentido, la técnica MCSA más adecuada es aquella basada en la localización de armónicos de fallo en el espectro de la corriente de línea del estator en régimen permanente, pues esta es la condición de funcionamiento de la mayoría de los motores de inducción de la industria. Por otro lado, dado que la frecuencia de estos armónicos depende de la velocidad, resulta imprescindible conocer esta magnitud con precisión, ya que esto permite localizar correctamente los armónicos de fallo, y, por tanto, reducir las posibilidades de falsos positivos/negativos. A su vez, una medida precisa de la velocidad también permite calcular con precisión la potencia mecánica, lo que se traduce en una estimación más exacta del rendimiento. Por último, para adaptarse a las necesidades de la Industria 4.0, en la que se monitoriza continuamente un gran número de motores, la velocidad también debe ser obtenida de manera no invasiva, automática y para cualquier motor de inducción. A este respecto, dado que la medición precisa de la velocidad a través de un encóder es invasiva y costosa, las técnicas de estimación de velocidad sin sensores (SSE en inglés) se convierten en la mejor opción. En la primera parte de esta tesis se realiza un análisis exhaustivo de las familias de técnicas SSE presentes en la literatura técnica. Como se demuestra en ella, aquellos métodos basados en armónicos de ranura (RSHs en inglés) y en armónicos laterales de frecuencia rotacional (RFSHs) son potencialmente los únicos que pueden satisfacer todos los requisitos mencionados anteriormente. Sin embargo, como también se demuestra en esta parte, y hasta esta tesis, siempre había existido un compromiso entre la precisión (característica de los RSHs) y la aplicabilidad general del método (característica de los RFSHs). En la segunda parte, y núcleo de esta tesis, se presenta una metodología que acaba con este compromiso, proporcionando así el primer método de estimación de velocidad preciso, general, no invasivo y automático para el diagnóstico en estado estacionario MCSA y la estimación de la eficiencia de motores de inducción que operan en un contexto de Industria 4.0. Esto se consigue desarrollando una novedosa técnica basada en RSHs que, por primera vez en la literatura técnica, elimina la necesidad de conocer/estimar el número de ranuras del rotor, lo que había impedido hasta la fecha que estos métodos fueran de aplicación general. Esta técnica proporciona además un procedimiento fiable y automático para localizar la familia de RSHs en el espectro de la corriente de línea de un motor de inducción. De igual forma y sin la ayuda de un experto, la técnica es capaz de determinar los parámetros necesarios para estimar la velocidad a partir de los RSHs, utilizando medidas tomadas en régimen estacionario. La metodología es validada utilizando motores con diferentes características y tipos de alimentaciones, empleando para ello simulaciones, pruebas de laboratorio y 105 motores industriales. Además, se muestra un caso de aplicación industrial en el que el algoritmo desarrollado se implementa en un sistema de monitorización continua mediante MCSA, lo que acaba conduciendo al descubrimiento de un nuevo fallo en motores sumergibles de pozo profundo: el desgaste de los anillos de cortocircuito. Por último, se presenta una segunda aplicación directa para este tipo de motores derivada del procedimiento de detección de RSHs: el uso de estos armónicos para diagnosticar, en fase temprana, cortocircuitos entre espiras. / [CA] Hi ha dos aspectes crucials a l'hora d'operar motors d'inducció en la indústria: l'estimació de la seua eficiència (per a minimitzar el consum d'energia) i el seu diagnòstic (per a evitar parades intempestives i reduir els costos de manteniment). Per a estimar l'eficiència del motor és necessari mesurar tensions i corrents. Per això, resulta convenient i molt útil utilitzar el mateix corrent per a diagnosticar també el motor (Motor Current Signature Analysis: MCSA). En aquest sentit, la tècnica MCSA més adequada és aquella basada en la localització d'harmònics de fallada en l'espectre del corrent de línia de l'estator en règim permanent, ja que aquesta és la condició de funcionament de la majoria dels motors d'inducció de la indústria. D'altra banda, atés que la freqüència d'aquests harmònics depén de la velocitat, resulta imprescindible conéixer aquesta magnitud amb precisió, ja que això permet localitzar correctament els harmònics de fallada i, per tant, reduir les possibilitats de falsos positius/negatius. Al seu torn, una mesura precisa de la velocitat també permet calcular amb precisió la potència mecànica, la qual cosa es tradueix en una estimació més exacta del rendiment. Finalment, per a adaptar-se a les necessitats de la Indústria 4.0, en la qual es monitora contínuament un gran nombre de motors, la velocitat també ha de ser obtinguda de manera no invasiva, automàtica i per a qualsevol motor d'inducció. En aquest sentit, atès que el mesurament precís de la velocitat a través d'un encóder és invasiva i costosa, les tècniques d'estimació de velocitat sense sensors (SSE en anglés) es converteixen en la millor opció. En la primera part d'aquesta tesi es realitza una anàlisi exhaustiva de totes les famílies de tècniques SSE presents en la literatura tècnica. Com es demostra en ella, aquells mètodes basats en harmònics de ranura (RSHs en anglès) i harmònics laterals de freqüència rotacional (RFSHs en anglés) són els més prometedors, ja que son potencialment els únics que poden satisfer tots els requisits esmentats anteriorment. No obstant això, com també es demostra en aquesta part, i fins a aquesta tesi, sempre havia existit un compromís entre la precisió (característica dels RSHs) i l'aplicabilitat general del mètode (característica dels RFSHs). En la segona part, i nucli d'aquesta tesi, es presenta una metodologia que acaba amb aquest compromís, proporcionant així el primer mètode d'estimació de velocitat precís, general, no invasiu i automàtic per al diagnòstic en estat estacionari MCSA i l'estimació de l'eficiència de motors d'inducció que operen en un context d'Indústria 4.0. Això s'aconsegueix desenvolupant una nova tècnica basada en RSHs que, per primera vegada en la literatura tècnica, elimina la necessitat de conéixer/estimar el nombre de ranures del rotor, cosa que havia impedit fins avui que aquests mètodes foren d'aplicació general. Aquesta tècnica proporciona a més un procediment fiable i automàtic per a localitzar la família de RSHs en l'espectre del corrent de línia d'un motor d'inducció. De la mateixa forma i sense l'ajuda d'un expert, la tècnica és capaç de determinar els paràmetres necessaris per a estimar la velocitat a partir dels RSHs, utilitzant mesures preses en règim estacionari. La metodologia és validada utilitzant motors amb diferents característiques i condicions d'alimentació, emprant per a això simulacions, proves de laboratori i 105 motors industrials. A més, es mostra un cas real d'aplicació industrial en el qual l'algoritme desenvolupat és implementat en un sistema de monitoratge continu mitjançant MCSA, la qual cosa acaba conduint al descobriment d'una nova fallada en motors submergibles de pou profund: el desgast dels anells de curtcircuit. Finalment, es presenta una segona aplicació directa per a aquest tipus de motors derivada del procediment de detecció de RSHs: l'ús d'aquests harmònics per a diagnosticar, en fase primerenca, curtcircuits entre espires. / [EN] There are two crucial aspects when operating induction motors in industry: efficiency estimation (to minimize energy consumption) and diagnosis (to avoid untimely outages and reduce maintenance costs). To estimate the motor's efficiency, it is necessary to measure voltages and currents. Hence, it is convenient and very useful using the same current to also diagnose the motor (Motor Current Signature Analysis: MCSA). In this regard, the most suitable MCSA technique is that based on locating fault harmonics in the spectrum of the stator line current under steady-state, as this is the operating condition of most induction motors in industry. Since the frequency of these harmonics depends on the speed, it becomes essential to be able to know this magnitude with precision, as this makes it possible to correctly locate the fault harmonics, and therefore, reduce the chances of false positives/negatives. In turn, an accurate speed information also allows to calculate the mechanical power with precision, which results in a more accurate estimation of the motor performance. Finally, to adapt to the needs of 4.0 Industry, where large numbers of motors are continuously monitored, the speed must not only be obtained very accurately, but also non-invasively, automatically (without the need for an expert) and for any induction motor. In this regard, since precise speed measurement through a shaft sensor is invasive and expensive, Sensorless Speed Estimation (SSE) techniques become the best option. The first part of this thesis conducts a thorough analysis of all the families of SSE techniques present in the technical literature. As demonstrated therein, those techniques based on Slotting and Rotational Frequency Sideband Harmonics are the most promising, as they can potentially meet all the aforementioned requirements. However, as also proved in this part, and up to this thesis, there had always been a trade-off between accuracy, characteristic of Rotor Slot Harmonics (RSHs), and general applicability, characteristic of Rotational Frequency Sideband Harmonics (RFSHs). The second part, and core of this thesis, presents a methodology that ends with this trade-off between accuracy and general applicability, thus providing the first precise, general, noninvasive and automatic speed estimation method for MCSA steady-state diagnosis and efficiency estimation of induction motors that operate in a 4.0 Industry context. This is achieved by developing a novel RSH-based technique that, for the first time in technical literature, eliminates the need to know/estimate the number of rotor slots, which had so far prevented these techniques to be generally applicable. This technique also provides a reliable and automatic procedure to, from among the high number of significant harmonics present in the spectrum of the line current of an induction motor, locate the RSHs family. Also automatically and without the help of an expert, the technique is able to determine the parameters needed to estimate speed from RSHs, using only measurements taken during the motor normal operation at steady-state. The methodology is validated using motors with different characteristics and supply conditions, by simulations, lab tests and with 105 industrial motors. Furthermore, a real industrial case of application is shown as well, where the speed estimation algorithm is implemented in a continuous motor condition monitoring system via MCSA, which eventually leads to the discovery of a new fault in deep-well submersible motors: the wear of end-rings. Finally, a second direct application derived from the reliable and automatic procedure to detect RSHs is presented: the use of these harmonics to diagnose early-stage inter-turn faults in induction motors of deep-well submersible pumps. / Bonet Jara, J. (2023). A precise, General, Non-Invasive and Automatic Speed Estimation Method for MCSA Steady-State Diagnosis and Efficiency Estimation of Induction Motors in the 4.0 Industry [Tesis doctoral]. Universitat Politècnica de València. https://doi.org/10.4995/Thesis/10251/194269 / Compendio

<p dir="ltr">In our daily lives, we rely on a multitude of discrete products to meet our needs. Traditional product design approaches have primarily focused on economic and technical aspects, often overlooking the pressing environmental and social challenges facing society. Recognizing the limitations of our ecological systems to cope with the waste generated by our current industrial processes, there is a growing need to anticipate the potential consequences of product design across technical, economic, environmental, and social dimensions to pave the way for a sustainable future. One promising strategy within this context is the integration of sustainability principles into optimization-based design models that consider a product's entire life cycle. While there have been previous efforts to optimize product life cycles, a comprehensive exploration of optimization-based design methods with a focus on multiple objectives for discrete products is essential. This dissertation explores the integration of sustainability principles with optimization-based design by taking the electric traction motor used in electric vehicles as a case study. This complex and environmentally significant technology is ideal for investigating the tradeoffs and benefits of incorporating sustainability objectives into the design process.</p><p dir="ltr">The key tasks undertaken in this study are as follows:</p><ul><li>Development of a parametric design and optimization framework for a surface-mounted permanent magnet synchronous motor. In this task, a special emphasis is placed on reducing reliance on materials with a high supply risk, such as rare earth elements.</li><li>Creation of a parametric life cycle assessment model that combines life cycle assessment and optimization-based design to minimize a single-score environmental impact. This model offers insights into the environmental performance of product design and underscores the importance of minimizing environmental impact throughout a product's life cycle.</li><li>Integration of a life cycle costing model, incorporating techno-economic assessment and total cost of ownership perspectives, into the parametric life cycle assessment and optimization-based design models. This model is used to minimize levelized production and driving costs, shedding light on the trade-offs within this family of cost metrics and the optimization of manufacturing systems for motor production.</li><li>Proposal of a circular economy model/algorithm to assess the advantages of integrating the circular economy paradigm during the early design phase. All the mentioned objective functions are considered to study the impacts of applying the circular economy paradigm.</li></ul><p dir="ltr">The contributions of this research can be summarized as follows:</p><ul><li>Utilized a diverse array of analytical methodologies to parameterize the design process of a motor, incorporating the integration of Life Cycle Assessment (LCA) and Techno-Economic Analysis (TEA) models, as well as the incorporation of disassembly planning for informed decision-making in the early stages of design.</li><li>Proposed a generalized objective function denoted as the Supply Risk-equivalent (SR-eq.), aimed at mitigating the risks associated with the dependency on critical materials in product manufacturing.</li><li>Introduced a novel approach for visualizing non-dominated solutions within a multi-objective framework, with experimentation conducted on up to six distinct objectives.</li><li>Substantiated the significance of decarbonizing the electric grid while maintaining competitive cost structures, the importance of advancing non-destructive evaluation (NDE) procedures for assessing the condition of end-of-life (EoL) subassemblies, and optimizing the collection rate of EoL motors.</li></ul><p dir="ltr">Demonstrated that the optimization of technical metrics as surrogate indicators for economic and environmental performance does not necessarily yield designs that are concurrently optimal in economic and environmental terms.</p>

<p dir="ltr">Autonomous robots can perform dangerous and tedious tasks, eliminating the need for human involvement. To deploy an autonomous robot in the field, a typical planning and control hierarchy is used, consisting of a high-level planner, a mid-level motion planner, and a low-level tracking controller. In applications such as simultaneous localization and mapping, package delivery, logistics, and surveillance, a group of autonomous robots can be more efficient and resilient than a single robot. However, deploying a multi-robot team by directly aggregating each robot's planning hierarchy into a larger, centralized hierarchy faces challenges related to scalability, resilience, and real-time computation. Distributed algorithms offer a promising solution for introducing effective coordination within a network of robots, addressing these issues. This thesis explores the application of distributed algorithms in multi-robot systems, focusing on several essential components required to enable distributed multi-robot coordination, both in general terms and for specific applications.</p>

<p dir="ltr">The short lifespan of capacitors in power electronics converters is a significant challenge. These capacitors, often electrolytic, are vital for voltage smoothing and frequency filtering. However, their susceptibility to heat, ripple current, and aging can lead to premature faults. This can cause issues like output voltage instability and short circuits, ultimately resulting in catastrophic failure and system shutdown. Capacitors are responsible for 30% of power electronics failures.</p><p dir="ltr">To tackle this challenge, scientists, researchers, and engineers are exploring various approaches detailed in technical literature. These include exploring alternative capacitor technologies, implementing active and passive cooling solutions, and developing advanced monitoring techniques to predict and prevent failures. However, these solutions often come with drawbacks such as increased complexity, reduced efficiency, or higher upfront costs. Additionally, research in material science is ongoing to develop corrosion-resistant capacitors, but such devices are not readily available.</p><p dir="ltr">This dissertation presents a capacitorless solution for dc-dc and dc-ac converters. The proposed solution involves harnessing parasitic elements and integrating them as intrinsic components in power converter technology. This approach holds the promise of enhancing power electronics reliability ratings, thereby facilitating breakthroughs in electric vehicles, compact power processing units, and renewable energy systems. The central scientific premise of this proposal is that the capacitance requirement in a power converter can be met by deliberately augmenting parasitic components.</p><p dir="ltr">Our research hypothesis that incorporating high dielectric material-based thin-films, fabricated using nanotechnology, into planar magnetics will enable the development of a family of capacitorless electronic converters that do not rely on discrete capacitors. This innovative approach represents a departure from the traditional power converter schemes employed in industry.</p><p dir="ltr">The first family of converters introduces a novel capacitorless solid-state power filter (SSPF) for single-phase dc-ac converters. The proposed configuration, comprising a planar transformer and an H-bridge converter operating at high frequency, generates sinusoidal ac voltage without relying on capacitors. Another innovative dc-ac inverter design is the twelve step six-level inverter, which does not incorporate capacitors in its structure.</p><p dir="ltr">The second family of capacitorless topologies consists of non-isolated dc-dc converters, namely the buck converter and the buck-boost converter. These converters utilize alternative materials with high dielectric constants, such as calcium copper titanate (CCTO), to intentionally enhance specific parasitic components, notably inter capacitance. This innovative approach reduces reliance on external discrete capacitors and facilitates the development of highly reliable converters.</p><p dir="ltr">The study also includes detailed discussions on the necessary design specifications for these parasitic capacitors. Furthermore, comprehensive finite element analysis solutions and detailed circuit models are provided. A design example is presented to demonstrate the practical application of the proposed concept in electric vehicle (EV) low voltage side dc-dc power converters used to supply EVs low voltage loads.</p>