Thesis (MBA)--Stellenbosch University, 2014. / Access to markets is an essential requirement for smallholder farmer development. The limited access to formal value chains for smallholder farmers in South Africa is a key challenge that is facing both public and private value chain actors. Despite the substantial investments by government, the performance of smallholder farmers in South Africa remains poor. Several studies have been done to understand the key challenges facing smallholder farmer value chain integration. This study takes a unique view by understanding the challenges and opportunities facing farmer integration from a public and private stakeholder perspective, specifically analysing the Western Cape. The study showed that the most influential constraints for smallholder farmer value chain integration are access to informal and formal markets, resources and infrastructure, and the functioning of local institutions. The study also showed that the key opportunities to improve value chain integrations are in improving the non-financial and financial support provided to smallholder farmers. The results of the study are in line with the value chain theory around integration of smaller producers.

A case study on drought coping mechanisms was conducted among small-scale farmers in the Motheo District of the Free State Province in Republic of South Africa, to determine how farmers cope with drought effects with or without external influence in terms of drought relief packages from the government and non-governmental organizations. Data was collected by administering a semi-structured questionnaire to 200 farmers. The data were captured and analysed using SPSS to obtain frequency, cross-tab, univariate ANOVA as well as logistic regression analysis. Findings of the study revealed that only 12.5 percent of the respondents were aware of drought, while a larger percentage of 87.5 of the respondents were not aware of a drought incidence before its onset, which made them more vulnerable to the drought disaster; 8.5 percent of them protected water sources for livestock while 91.5 percent of the farmers did not protect water sources for their livestock because they farm on a communal land; 42.5 percent provided supplementary feeds to livestock during the drought, but 57.5 percent did not provide supplementary feed for their animals for lack of funds. Ninety-nine (99.0) percent of the respondents shared grazing lands while only 1 per cent did not because most farmers operates on a communal system of farming; 35.5 percent changed cropping systems; 50.5 percent had alternative water sources for crops which included mini and hand irrigation systems while 49.5 percent of the respondents depended solely on streams and rivers available in the villages; 19.3 percent sold or pledged assets in order to be able to cope with drought effects while most farmers did not pledge or sell assets not because they did not want to, but because they did not have assets to sell. / Envornmental Science / Thesis (M.Sc. (Environmental Management))

Smallholder agriculture contributes to poverty alleviation through food price reduction and employment creation. Smallholder farmers have the potential of creating employment because they are labour-intensive. Most small holder farmers in the Amathole District practices dual farming system i.e. crops and livestock production. However these farmers are faced by a number of constraints amongst these are land tenure security, lack of capital, drought, diseases, lack of access to markets and production inputs. The objectives of this study were: to investigate land tenure security impact on-farm investment and on-farm productivity by the smallholder farmers; to assess constraints encountered by the smallholder farmers, to identify factors influencing on-farm investment by the smallholder farmers and to identify factors influencing on-farm productivity by the smallholder farmers. Eighty smallholder farmers were interviewed using a structured questionnaire. The data was analyzed using descriptive statistics (frequency, percentages) and regression analyses. Data was for coded and processed for analysis using Statistical Package for Social Sciences (SPSS). The results revealed that generally, the household demographic characteristics have an influence on the decision to investment in the farm thus on farm productivity. These included age, gender, marital status, educational level and household size of the smallholder farmers. However the findings revealed that smallholder farmers were not much concerned with the land tenure security of the land as they see themselves as owners of these lands. The reason being that they always had access to their land and there were no perceived tenure insecurity threats. The majority of the smallholder farmers were not worried that they might lose their land in the future as they felt that their land tenure was secured. Although, the majority of farmers had some sense of security they still preferred a freehold tenure system as form of land tenure security. This suggests that there was a sense of insecurity among some of the smallholder farmers caused by their current tenure forms. Majority (66%) of the farmers held their land under freehold whilst leasehold and communal hold farmers constituted 5 % and 29 % respectively. Even though majority had freehold tenure system, they could not use their land as collateral when required for funding from the lending institutions because the title deeds were not registered in their names but those of deceased family members. As a result the majority was constrained by lack of credit and had low income. Lack of cash suggests that the farmers have difficulties in purchasing farm of the survey suggest that the household demographics and socio-economic variables may have an influence on the on-farm investment and on-farm productivity by the smallholder farmers. Furthermore, besides the challenges with land tenure, there are other factors that are likely to influence on-farm investment and on-farm productivity. The results of the survey revealed that smallholder farmers were faced with lot of challenges. These included lack of access to markets, grazing land, credit, farm implements, productions inputs and irrigation water. In addition to this the smallholder farmers were faced with both crops and livestock production constraints. Crop production constraints included lack of access to labour, transport, capital, storage facilities, pests, diseases, lack of management skills and severe drought. Livestock production was constrained by diseases, theft, attack by wild animals, lack of fence in the camps, labour, vaccines, dipping facilities too far and severe drought. For both crop and livestock production diseases and drought were major concerns for smallholder farmers since they were dependent on rainfall for their farming activities. With regards to improvements and investment there was little or not much investment that has been made by the smallholder farmers. One of the reasons mentioned by the farmers as the main cause for little or no investments is the lack of capital to make such improvements or investments. The study also employed empirical analysis through employing on-farm investment and on-farm productivity models of the study on the factors influencing the on-farm investment and on-farm productivity by the smallholder farmers in the study area. In both models, the independent variables were tested for their significance and it was found that some variables were significant whilst others were not. With regards to the dependent variable on-farm investment, household socio-economic factors such as household size, educational levels and farm size, had a positive influence in on-farm investment and were also statistically significant. On the other side, factors such as land tenure security, age, gender, household income and access to markets did not have any influence and were not statistically significant. From the perspective of on-farm productivity variables such as farm size, access to credit and access to extension services had a positive influence. However, variables such as land tenure security, age, household income, educational levels, access to implements, were negatively influencing onfarm productivity by the smallholder farmers. Key words: Land tenure security, smallholder farmers, on-farm investment & on-farm productivity

Maize is the staple food for most South Africans. This implies that any damage to the maize crop will affect food security of many South Africans. Although Eastern Cape Province is not a traditionally maize producing area, smallholder farmers in the province produce it mostly for subsistence purposes and some sell the surplus on the local market or use it to secure other good through barter trading. In South Africa, insect-resistant Bt maize/yieldgard has been used commercially for approximately 10 years now. Available impact studies on Bt maize reveal that, this technology is beneficial not only to farmers but consumers of maize products as well. Welfare gains as well as positive effects for human health are realised by both groups. Due to the costs and effectiveness associated with traditional and conventional maize stem borer control methods, Bt technology has the potential to be part of the solution. This thesis has attempted to investigate the economic viability of planting Bt maize seeds under smallholder farming conditions and identify factors as well as perceptions relating to attributes of Bt maize and to analyze the relationships between those perceptions and choices regarding use of Bt technology. Data was collected from 90 households who were selected using purposive sampling through the use of the snowball method. To collect data, a questionnaire was administered through face-to-face interviews. Gross margin analysis revealed that Bt maize is a more profitable option as compared to conventional maize seeds. Furthermore, econometric analyses, through use of the binomial regression model revealed that perceptions could be used to distinguish between users and non-users of Bt maize seed in the Eastern Cape Province. Results of inferential analysis indicate that the statistically significant variables at 5% level are gene erosion, quality and nutrition of products and food labels for Bt maize products perceptions. On the other hand, low expenses, seed market availability and farmers’ knowledge perceptions were significant at 10%. These findings suggest that an adjustment in each one of the significant variables can significantly influence the probability of Bt maize adoption. In view of the research findings, several policy proposals are suggested to support policy formulation. Key words: Bacillus thuringiensis (Bt) maize, yieldgard, smallholder farmers, perceptions, Flagstaff, gross margin analysis, binomial logistic regression model, Eastern Cape Province.

This dissertation explored adaptation mechanisms and adaptation options employed by rural small-scale farmers at Dzindi Irrigation Scheme to achieve food security in the midst of climate change as well as reflecting on the role of the state in building capacity of rural small-scale farmers to adapt to climate change. The study employed qualitative research techniques and data was obtained through semi-structured interviews with 40 small-scale farmers at Dzindi smallholder irrigation scheme.Irrigation control, high yielding crop varieties (HYVs), drought resistant crop varieties, drip irrigation are among a host of adaptation strategies successfully employed by farmers at Dzindi. These strategies have been effective in giving the farmers a lifeline in terms of household food supply and income.However, lack of funding, modern infrastructure and equipment has hampered adaptation efforts at the scheme. This has been compounded by lack of support from the Government. Government seemingly has not done enough to capacitate and assist famers to adapt to climate change.

In South Africa and other parts of sub-Saharan Africa, market participation of smallholder farmers are rapidly being advocated as a means to achieve the United Nations Sustainable Development Agenda’s (SDGs): zero hunger and no poverty. Yet little is known about market participation in the sunflower industry. The study therefore, examine market participation of smallholder sunflower farmers in Ngaka Modiri Molema District Municipality, North West Province, South Africa. A quantitative research approach was developed to address the research objectives, and a proportional stratified random sampling technique was used to select 177 sunflower producing households. Respondents information were captured using semi-structured questionnaires, data were then entered and coded using statistical software computer programs (MS Excel, SPSS, and Stata). Socio-economic characteristics, level of market participation, and factors influencing households market participation within the district were analyzed using descriptive statistics, household commercialization index, and probit regression model. Overall, the result indicates that respondents exhibited high level of commercialization (90.1 % market participants). While, the result of the probit regression model shows that eight (8) of the regressors were statistically significant. Variables such as age (Coef = 0.103, p<0.01), gender (Coef = 1.267, p<0.05), market outlet (Coef = 1.351, p<0.01), access to information (Coef = 1.298, p<0.05), and quantity sold in tons (Coef = 0.015, p<0.010) were found to have positive and statistically significant influence, while household size (Coef = -0.409, p<0.01), market distance (Coef = 0.618, p<0.010) and land tenure system (Coef = -1.541, p<0.05) were found to have a negative but statistically significant impact on market participation among respondents. The pseudo R2 of the probit model is 0.5199, indicating that the model matches the dataset and the regressors accurately explains 51.99 % of the variation. The overall goodness of fit measures of the probit model was determined using postestimation test for predictive margin. With a high significant chi-square value of (p<0.0001), the result correctly predicted a 90 % likelihood of respondents to participate in the market. The findings suggests that rural-based initiatives and intervention programs be developed to boost households' access to finance, grants, and diversified markets for effective market competitiveness, while there is a greater need for proper awareness, supports, and partnerships focused on promoting women and youth participation in the sunflower sector across the district. / Agriculture and  Animal Health / M. Sci. (Agriculture)

PHDRDV / Institute for Rural Development

PhD (Agricultural Economics) / Department of Agricultural Economics and Agribusiness / The high attrition rate of cooperatives in Limpopo Province is a great concern considering that cooperatives globally and in South Africa have been esteemed to play a role in rural development and poverty reduction. The problem of attrition is a threat in the development of our societies. In response to this, the study investigated the formation of cooperatives, influence of social, human capital and household characteristics. The study also assessed the differences that can be used to discriminate cooperatives earning monthly income and those without a monthly income. The main aim of the study was to develop a framework that could be used to create sustainable cooperatives in the future in Limpopo Province. The study was conducted in five districts of Limpopo Province namely: Sekhukhune, Waterberg, Mopani, Capricorn and Vhembe. Data was collected using a structured questionnaire from 146 cooperatives. Key respondents were cooperatives leaders. Focus group data from Mopani district cooperatives was used to provide a background to the researcher in the development of the framework. Focus group discussion information was only used by the researcher in order to understand the cooperative member’s views. Purposive sampling was used to select a sample of 146 cooperatives due to the availability and accessibility of the cooperatives. SPSS analytical tool was used to analyse the data. Models used in the study were Binary logistic, Multinomial and Discriminant analysis. The findings of the study revealed that household characteristics such as gender, member affiliation affected the formation of legitimate cooperatives. Social capital indicators such as access to information and benefits derived by relatives encouraged the need for funding. However human capital indicators were found not to influence the need for external funding. The study also discovered that there were major differences between cooperatives earning a monthly income and those without the income. There were various benefits derived from the cooperatives by members. The study concluded that for cooperatives to be sustainable, focus should be on human capital, extension services and improvement of the level of education. The notion is that an informed, trained and educated cooperative society is the future.

MRDV / Institute for Rural Development / See the attached abstract below

MENVSC / Department of Ecology and Resource Management / Rodents can quickly respond to land use changes whether the change positively or negatively influences their life. In the case of positive influence, rodents exploit the additional food resources and increase their numbers to potential pest level, especially in the absence of predators. Such a population increase can potentially be harmful to humans due to the diseases that rodents carry and the costs due to damage to crops, stored foods and personal possessions that they may cause to small holder farmers. Small holder farmers live in a mixed landscape that is constantly changing. Such changes are changes in land use and they do not only affect rodent population dynamics and species composition, but also their ecosystem services and integrity. Understanding how rodents respond to these land use changes (crop, grazing and settlement) will not only improve the implementation of Ecologically Based Rodent Management (EBRM), but might also enable the monitoring of ecosystem integrity. Rodent trapping was conducted in two different study sites which experience different rainfalls during wet and dry season. A 70 m x 70 m grid was set in three different land uses (crops, grazing and settlement) per study site. A mark-recapture technique was applied and all captures were processed on a temporal station on site. In all grids at a distance of 30 m a line of 20 snap traps were set. With the tapping effort of 1470 trap nights per season for both seasons in this study we captured 839 rodents and 2 shrews, which represented 469 individual rodents and 1 individual shrew. At Vyeboom, cropping land use had the highest number capture (210) and the highest in species richness (9) rodent species and 1 shrew. The settlement land use was second at 144 captures for 8 rodent species and lastly the grazing land use at 80 captures with 7 rodent species. On the other hand, at Ka-Ndengeza also cropping land use had the highest capture (186) with highest richness at 7 rodent species. When it comes to settlement and grazing, settlement was second (129) to cropping in terms of the number of capture but last in terms of richness (5) whilst grazing was last in terms of number of captures 92 and second in terms of richness (6). Despite the high diversity of rodents, only Mastomys natalensis, Gerbilliscus leucogaster, Steatomys pratensis and Rattus rattus were captured in meaningful sample sizes to allow for robust density estimation. Similarly there were strong seasonal effects on rodent captures, with almost no captures during the wet season.