Reconfigurable computing architectures are well suited for the dynamic data flow processing requirements of software-defined radio. The software radio concept has quickly evolved to include spectrum sensing, awareness, and cognitive algorithms for machine learning resulting in the cognitive radio model. This work explores the application of reconfigurable hardware to the physical layer of cognitive radios using non-contiguous multi-carrier radio techniques. The practical tasks of spectrum sensing, frame detection, synchronization, channel estimation, and mutual interference mitigation are challenges in the communications and the computing fields that are addressed to optimally utilize the capacity of opportunistically allocated spectrum bands. FPGA implementations of parameterizable OFDM and filter bank multi-carrier (FBMC) radio prototypes with spectrum awareness and non-contiguous sub-carrier allocation were completed and tested over-the-air. Sub-carrier sparseness assumptions were validated under practical implementation and performance considerations. A novel algorithm for frame detection and synchronization with mutual interference rejection applicable to the FBMC case was proposed and tested. / Ph. D.

Dans cette thèse une étude des performances des systèmes OFDM et FBMC/OQAM en présence d'amplificateur de puissance sans mémoire en terme de TEB est présentée. Ensuite, nous avons proposé une technique de linéarisation d'AP par pré-distorsion adaptative neuronale. Aussi, nous avons proposé deux techniques de correction des non-linéarités au niveau du récepteur. / In our work, we have studied the impact of in-band non linear distortions caused by PA on both OFDM and FBMC/OQAM systems. A theoretical approach was proposed to evaluate the BER performance for the two systems. This approach is based on modeling the in-band non-linear distortion with a complex gain and an uncorrelated additive white Gaussian noise, given by the Bussgang theorem. Then, we have proposed different techniques to compensate this NLD either on the transmitter or the receiver sides.

Submitted by Marta Toyoda (1144061@mackenzie.br) on 2018-02-08T19:53:42Z No. of bitstreams: 2 RENATO PIVESSO FRANZIN.pdf: 4022365 bytes, checksum: 9a9f1f649dcaff054b2cc033a7c69dba (MD5) license_rdf: 0 bytes, checksum: d41d8cd98f00b204e9800998ecf8427e (MD5) / Approved for entry into archive by Paola Damato (repositorio@mackenzie.br) on 2018-02-22T13:30:38Z (GMT) No. of bitstreams: 2 RENATO PIVESSO FRANZIN.pdf: 4022365 bytes, checksum: 9a9f1f649dcaff054b2cc033a7c69dba (MD5) license_rdf: 0 bytes, checksum: d41d8cd98f00b204e9800998ecf8427e (MD5) / Made available in DSpace on 2018-02-22T13:30:38Z (GMT). No. of bitstreams: 2 RENATO PIVESSO FRANZIN.pdf: 4022365 bytes, checksum: 9a9f1f649dcaff054b2cc033a7c69dba (MD5) license_rdf: 0 bytes, checksum: d41d8cd98f00b204e9800998ecf8427e (MD5) Previous issue date: 2017-10-27 / Coordenação de Aperfeiçoamento de Pessoal de Nível Superior / The present dissertation presented a comparative analysis between OFDM and FBMC modulation techniques, applied in Power Line Communication (PLC) technology, considering realistic channel models. With the growing demand for access to broadband data networks, there is a need to integrate the various data communication technologies. In this scenario, PLC networks can o er a viable alternative as a provider of network access, since they use the infrastructure of the transmission lines. However, the electrical network is a hostile medium for data transmission, presenting impedance mismatches, noise interference and signal propagation in multipath, characterizing the PLC channel model. With the objective of increasing the data transmission rate, as well as to obtain a better utilization of available bandwidth, the present work proposed to replace the OFDM technique by FBMC in PLC networks. For this, a study of the channel model was carried out to obtain the necessary parameters for the computational simulations through Matlab software. The OFDM and FBMC techniques were implemented according to IEEE 1901 standard technical speci cations. With the results obtained in the simulations, it was veri ed that the FBMC is more robust the channel interferences, presenting gains of up to 8 dB in the bit error rate, and an increase in the data transmission rate and spectral e ciency of up to 25% in relation to OFDM. Therefore, the FBMC technique can be implemented at the physical layer of the IEEE 1901 standard, replacing OFDM. / A presente dissertação apresentou uma análise comparativa entre as t_ecnicas de modulação OFDM e FBMC, aplicadas na tecnologia Power Line Communication (PLC), considerando modelos realísticos de canais. Com a crescente demanda ao acesso das redes de dados em banda larga, há uma necessidade de integração das diversas tecnologias de comunicação de dados. Nesse cenário, as redes PLC podem oferecer uma alternativa viável como provedora de acesso à rede, pois utilizam a infraestrutura das linhas de transmissão de energia elétrica. Entretanto, a rede elétrica é um meio hostil para transmissão de dados, apresentando desajustes de impedância, interferência de ruído e propagação do sinal em multipercursos, caracterizando o modelo do canal PLC. Com o objetivo de aumentar a taxa de transmissão de dados, como também obter um melhor aproveitamento da largura de banda disponível, o presente trabalho propôs substituir a técnica OFDM pela FBMC em redes PLC. Para isso, foi realizado um estudo do modelo do canal, para obter os parâmetros necessários para as simulações computacionais por meio do software Matlab. As técnicas OFDM e FBMC foram implementadas de acordo com especificações técnicas do padrão IEEE 1901. Com os resultados obtidos nas simulações, constatou que o FBMC é mais robusto as interferências do canal, apresentando ganhos de até 8 dB na taxa de erro de bit, e um incremento na taxa de transmissão de dados e eficiência espectral de até 25% em relação ao OFDM. Portanto, a técnica FBMC pode ser implementada na camada física do padrão IEEE 1901, substituindo o OFDM.

Cette thèse a été effectuée dans le cadre du projet européen FP7 EMPHATIC (Enhanced Multicarrier Techniques for Professional Ad-Hoc and Cell-Based Communications). Plusieurs universités européennes et deux partenaires industriels: THALES Communications Security et CASSIDIAN ont participé à ce projet. L'objectif de ce projet est de développer, d'évaluer et de démontrer les apports des techniques multi-porteuses avancées, permettant une meilleure utilisation des bandes de fréquences radio existantes en fournissant des services de données à large bande, en coexistence avec les services traditionnels à bande étroite. Le projet porte sur l'application de radiocommunications mobiles professionnelles (Professional Mobile Radio : PMR). L'idée principale de ce projet est d'analyser la viabilité des systèmes à large bande utilisant des bancs de filtres (Filter Bank Multi Carrier : FBMC) conjointement avec une modulation d'amplitude en quadrature avec décalage (Offset Quadrature Amplitude Modulation : OQAM) dans le cadre de la 5ème génération (5G) des systèmes radio-mobiles. La modulation FBMC-OQAM se positionne comme candidate potentielle pour les futurs systèmes de communication. Cette modulation avancée offre de nombreux avantages tels que l’excellente localisation fréquentielle de sa densité spectrale de puissance (DSP), une robustesse au bruit de phase, aux décalages de fréquence ainsi qu’à l’asynchronisme entre les utilisateurs. Ces atouts, la rendent plus attrayant qu’OFDM pour l’application PMR, la radio cognitive (CR) et la 5G. Cependant, comme toute autre technique de modulation muti-porteuses, FBMC-OQAM souffre d’un facteur de crête ou d’un PAPR (pour Peak to Average Power Ratio) élevé. Lorsque l'amplificateur de puissance (AP), utilisé au niveau de l’émetteur, est opéré proche de sa zone non-linéaire (NL), ce qui est le cas dans la pratique, la bonne localisation fréquentielle de la DSP du système FBMC/OQAM est sérieusement compromise, en raison des remontées spectrales. Le premier objectif de cette thèse est de prédire l'étendue des remontées spectrales dans les systèmes FBMC-OQAM, introduites par la non-linéarité AP. Le deuxième objectif de ce travail est de proposer des techniques, pour les systèmes FBMC-OQAM, permettant la réduction du PAPR et la linéarisation de l’AP, afin d'atténuer les effets NL. L’utilisation des cumulants, a permis de prédire les remontées spectrales pour les signaux FBMC-OQAM après amplification NL. En outre, certains algorithmes de réduction du PAPR, basées sur des approches probabilistes et des techniques d'ajout de signaux, ont été proposés. La capacité de coexistence du système à large bande utilisant FBMC-OQAM avec des systèmes PMR à bande étroite en présence de PA a été analysée et il a été démontré que la coexistence est possible, à condition qu'il y est une bonne combinaison entre le recul du signal à l’entrée de l’AP (Input Back-Off : IBO), la réduction du PAPR et la linéarisation de l’AP. Enfin, une nouvelle technique de linéarisation de l’AP a été proposée pour le système FBMC-OQAM. / This thesis is part of the European FP7 EMPHATIC project (Enhanced Multicarrier Techniques for Professional Ad-Hoc and Cell-Based Communications) including various European universities and two main industrial partners: THALES Communications Security and CASSIDIAN. The EMPHATIC objective is to develop, evaluate and demonstrate the capability of enhanced multi-carrier techniques to make better use of the existing radio frequency bands in providing broadband data services in coexistence with narrowband legacy services. The project addresses the Professional Mobile Radio (PMR) application. The main idea is to analyze the viability of broadband systems based on filter-bank multi-carrier (FBMC) clubbed with o ffset quadrature amplitude modulation (OQAM) in the context of the future 5th Generation (5G) radio access technology (RAT). Increasingly, the FBMC-OQAM systems are gaining appeal in the probe for advanced multi-carrier modulation (MCM) waveforms for future communication systems. This advanced modulation scheme o ers numerous advantages such as excellent frequency localization in its power spectral density (PSD), a robustness to phase noise, frequency off sets and also to the multi-user asynchronism; making it more appealing than OFDM for PMR, cognitive radio (CR) and 5G RAT. However, like any other MCM technique, FBMC-OQAM suff ers from high PAPR. When the power amplifi er (PA) non-linearity, which is realistic radio-frequency impairment, is taken into account; the good frequency localization property is severely compromised, due to the spectral regrowth. The first objective of this PhD thesis is, to predict the extent of the spectral regrowth in FBMC-OQAM systems, due to the PA non-linearity. The second objective is to probe techniques for FBMC-OQAM systems, such as PAPR reduction and PA linearization, in order to mitigate the NL eff ects of PA. By cumulant analysis, spectral regrowth prediction has been done for FBMC-OQAM systems. Also, some algorithms for PAPR reduction, which are based on probabilistic approach and adding signal methods, have been proposed. The coexistence capability of the FBMC-OQAM based broadband system with the narrowband PMR systems in the presence of PA has been analyzed and it has been found that coexistence is possible, provided there is a symbiotic combination of PA Input Back-off (IBO), PAPR reduction and PA linearization. Finally, a novel PA linearization technique has been proposed for FBMC-OQAM.