Gemini surfactants are an intriguing class of surface active agents that are comprised of two surfactant monomers chemically linked at or near the headgroups by a rigid or flexible spacer. In comparison to their corresponding monomer counterparts, gemini surfactants are more efficient at reducing surface tension, have better wetting properties, and typically have critical micelle concentration values that are one to two orders of magnitude lower. These intriguing properties characteristic of gemini surfactants make them of special interest for pharmaceutical applications. Within this work, two different projects were carried out to assess the pharmaceutical applications of gemini surfactants. The aim of the first project was to assess the applications of gemini surfactants as transfection agents for non-viral gene delivery by evaluating the physical stability characteristics of gemini surfactant-based lipoplex systems. Prior to this investigation, an evaluation of the interaction properties between gemini surfactants and DNA, and between gemini surfactants and the neutral helper lipid 1,2-dioleoyl-sn-glycero-3-phosphoethanolamine was carried out using a combination of isothermal titration calorimetry, particle size, zeta potential and surface tension measurements. Following these evaluations, the physical stability of the gemini surfactant-based DNA delivery systems was assessed by examining the particle size distribution and membrane integrity characteristics of the lipoplexes. The results from this analysis revealed that the physical stability of these systems is limited by the membrane integrity characteristics of the lipoplex structure. The second project carried out was an evaluation of the interactions between gemini surfactants and a series of Tween surfactants commonly found in pharmaceutical formulations. The results from this analysis were analyzed using Clint’s, Rubingh’s, Motomura’s and Maeda’s theories for mixed micelle formation, where it was observed that there is a general synergistic mixing interaction present between gemini and Tween surfactants. The strength of synergism was found to be dependent upon the chain length and saturation of the Tween alkyl tail.

Gemini surfactants are an intriguing class of surface active agents that are comprised of two surfactant monomers chemically linked at or near the headgroups by a rigid or flexible spacer. In comparison to their corresponding monomer counterparts, gemini surfactants are more efficient at reducing surface tension, have better wetting properties, and typically have critical micelle concentration values that are one to two orders of magnitude lower. These intriguing properties characteristic of gemini surfactants make them of special interest for pharmaceutical applications. Within this work, two different projects were carried out to assess the pharmaceutical applications of gemini surfactants. The aim of the first project was to assess the applications of gemini surfactants as transfection agents for non-viral gene delivery by evaluating the physical stability characteristics of gemini surfactant-based lipoplex systems. Prior to this investigation, an evaluation of the interaction properties between gemini surfactants and DNA, and between gemini surfactants and the neutral helper lipid 1,2-dioleoyl-sn-glycero-3-phosphoethanolamine was carried out using a combination of isothermal titration calorimetry, particle size, zeta potential and surface tension measurements. Following these evaluations, the physical stability of the gemini surfactant-based DNA delivery systems was assessed by examining the particle size distribution and membrane integrity characteristics of the lipoplexes. The results from this analysis revealed that the physical stability of these systems is limited by the membrane integrity characteristics of the lipoplex structure. The second project carried out was an evaluation of the interactions between gemini surfactants and a series of Tween surfactants commonly found in pharmaceutical formulations. The results from this analysis were analyzed using Clint’s, Rubingh’s, Motomura’s and Maeda’s theories for mixed micelle formation, where it was observed that there is a general synergistic mixing interaction present between gemini and Tween surfactants. The strength of synergism was found to be dependent upon the chain length and saturation of the Tween alkyl tail.

In recent years there has been increasing interest in novel forms of surfactants. Of particular interest are gemini surfactants, which consist of two conventional surfactants joined by a spacer at the head groups, as they exhibit lower critical micelle concentrations than can be achieved by conventional surfactants. In this work, the self-assembly behaviour of several nonionic gemini surfactants with polyethylene oxide head groups (GemnEm, where n (= 20) is the number of carbons per tail and m (= 10, 15, 20 and 30) is the number of ethylene oxides per head group) were investigated. The Critical Micelle Concentrations (CMCs) were measured using a fluorescence probe technique. The CMCs are all ~2 x 10?7 M, with almost no variation with m. The CMCs are several orders of magnitude lower than conventional C12Em nonionic surfactants. The mixing behaviour of the gemini surfactants with conventional surfactants was also studied. They obeyed ideal mixing behaviour with both ionic and nonionic surfactants. Micelle morphologies were studied using Small Angle Neutron Scattering. The gemini surfactants with the larger head groups (i.e. Gem20E20 and Gem20E30) formed spherical micelles. Gem20E15 showed strong scattering at low Q, characteristic of elongated micelles. As the temperature was increased towards the cloud point, the scattering approached the Q-1 dependence predicted for infinite, straight rods. The existence of anisotropic micelles was supported by the viscosity of Gem20E15, which increases by several orders of magnitude on heating towards its cloud point. Phase behaviour was determined using Diffusive Interfacial Transport coupled to near-infrared spectroscopy. Much of the behaviour of these systems is similar to conventional nonionic surfactants. For example, Gem20E10 forms a dilute liquid isotropic phase (W) coexisting with a concentrated lamellar phase (La) at around room temperature and forms a sponge phase at higher temperatures. This is similar to the behaviour of C12E3 and C12E4. The other surfactants studied are all quite soluble in water and form liquid isotropic and hexagonal phases from room temperature. At higher concentrations Gem20E15 formed a cubic and then a lamellar phase while Gem20E20 formed a cubic phase and then an intermediate phase. This is also comparable to the phase behaviour of conventional nonionic surfactants except the intermediate phase, which is often only observed for surfactant systems with long alkyl tails.

Cationic gemini surfactants have been used for delivery of DNA into cells. These cationic surfactants are known to strongly bind to DNA to form a complex. In the dilute regimen, when the gemini-DNA complexes are mixed with helper neutral lipids, they undergo spontaneous assembly to form particles that are able to transfect DNA into the cells. In this study, the structure of several gemini surfactants, gemini-DNA complexes and gemini-DNA-neutral lipids complexes were systematically examined by small angle x-ray scattering (SAXS). The gemini surfactants were found to form micelles of varying shapes and arrangements modulated by the nature of spacer region and tail lengths. This includes ellipsoidal and worm-like micelles (as in the case of the 12- s-12 series) and disk-shaped hexagonally packed micelles (as in the case of 16-3-16). In addition to the study of the gemini surfactants, the effect of varying the DNA: gemini charge ratio on the DNA-gemini assembly was studied. The scattering pattern has shown that in the presence of excess gemini surfactants, free unbound surfactants exist in the solution. Upon the addition of neutral lipids, DNA-gemini-neutral lipid complexes are formed. The scattering patterns of the latter showed evidence of a strong interaction of the neutral lipids with the free gemini surfactants and the overcharged DNA-gemini complexes. Effectively, overcharging DNA-gemini complexes seem to aid in its incorporation into the neutral lipid matrix. These findings shed the light on the structure of DNA-gemini-neutral lipid systems and provide insights into the factors that influence the spontaneity of the self-assembly process. More importantly, the presented work provides a general strategy that can be applied to the study of similar systems using small angle x-ray scattering. A helium and vacuum chambers were made to enable testing the feasibility of the technique at the Canadian Light Source. Further, a pipeline was written to automate the reduction and analysis of SAXS data.

In recent years there has been increasing interest in novel forms of surfactants. Of particular interest are gemini surfactants, which consist of two conventional surfactants joined by a spacer at the head groups, as they exhibit lower critical micelle concentrations than can be achieved by conventional surfactants. In this work, the self-assembly behaviour of several nonionic gemini surfactants with polyethylene oxide head groups (GemnEm, where n (= 20) is the number of carbons per tail and m (= 10, 15, 20 and 30) is the number of ethylene oxides per head group) were investigated. The Critical Micelle Concentrations (CMCs) were measured using a fluorescence probe technique. The CMCs are all ~2 x 10?7 M, with almost no variation with m. The CMCs are several orders of magnitude lower than conventional C12Em nonionic surfactants. The mixing behaviour of the gemini surfactants with conventional surfactants was also studied. They obeyed ideal mixing behaviour with both ionic and nonionic surfactants. Micelle morphologies were studied using Small Angle Neutron Scattering. The gemini surfactants with the larger head groups (i.e. Gem20E20 and Gem20E30) formed spherical micelles. Gem20E15 showed strong scattering at low Q, characteristic of elongated micelles. As the temperature was increased towards the cloud point, the scattering approached the Q-1 dependence predicted for infinite, straight rods. The existence of anisotropic micelles was supported by the viscosity of Gem20E15, which increases by several orders of magnitude on heating towards its cloud point. Phase behaviour was determined using Diffusive Interfacial Transport coupled to near-infrared spectroscopy. Much of the behaviour of these systems is similar to conventional nonionic surfactants. For example, Gem20E10 forms a dilute liquid isotropic phase (W) coexisting with a concentrated lamellar phase (La) at around room temperature and forms a sponge phase at higher temperatures. This is similar to the behaviour of C12E3 and C12E4. The other surfactants studied are all quite soluble in water and form liquid isotropic and hexagonal phases from room temperature. At higher concentrations Gem20E15 formed a cubic and then a lamellar phase while Gem20E20 formed a cubic phase and then an intermediate phase. This is also comparable to the phase behaviour of conventional nonionic surfactants except the intermediate phase, which is often only observed for surfactant systems with long alkyl tails.

Research in the field of non-viral gene delivery has demonstrated that a deeper understanding of the fundamental processes of nanoparticle assembly is required in order to improve their efficacy. While gemini nanoparticles (gemini NPs) and other non-viral delivery systems have been vigorously characterized using several techniques, our knowledge is still incomplete. The first objective of this study was the development of new methodology using fluorescence correlation spectroscopy (FCS) to investigate the stages of gemini NPs assembly. It was demonstrated that by labeling the plasmid, different stages of gemini NP assembly from the gemini-plasmid pre-complex (GP) to the final gemini nanoparticle (or gemini-plasmid-lipid complex; GPL), could be studied. Based on diffusion coefficients and particle numbers extrapolated from the autocorrelation function (ACF), FCS was able to determine that each phase of assembly had distinct characteristics. The FCS study using 12-3-12 gemini surfactant showed that both the diffusion coefficient and particle number of GPs (0.98??0.31 x 10-12 m2/s) was significantly lower than the final GPL (3.11??0.41 x 10-12 m2/s). Based on the Stokes-Einstein equation the particle size was calculated to be 300-500 nm for GP and 200-300 nm for GPLs. The raw intensity histograms showed that both GPs and GPLs are composed of multiple plasmids. Furthermore the study showed that the final GPLs contain fewer plasmids compared to the intermediate GP. FCS results were validated by using existing characterization methods including dynamic light scattering (DLS), zeta potential and dye exclusion assays. The second objective involved the detailed characterization of gemini NP. Nine different gemini surfactants and two different phospholipids were used in a systematic study to assess the effect of gemini surfactant and lipid structure on the final morphology of gemini NP. The study revealed that gemini surfactant structure had a strong effect on structure of GP intermediates, but addition of phospholipids resulted in the formation of uniform gemini NPs. Based on the results of this study a new model for GP and GPL assembly is proposed based on the formation of supramolecular aggregates of gemini-plasmids, governed by gemini surfactant chemical structure, and dispersed by phospholipids to form GPLs.

No description available.

Surfactant related recovery processes are of increasing interest and importance because of high oil prices and the urge to meet energy demand. High oil prices and the accompanying revival of EOR operations have provided academia and industry with great opportunities to test alkaline surfactant polymer (ASP) methods on a field scale and to develop novel surfactant systems that can improve the performance of such EOR processes. This dissertation intends to discuss both opportunities through two unique projects, the development of novel surfactants for EOR applications and the design for an alkaline/surfactant/polymer (ASP) field pilot. In Section I of this dissertation, a novel series of anionic Gemini surfactants are carefully synthesized and systematically investigated. The remarkable abilities of Gemini surfactants to influence oil-water interfaces and aqueous solution properties are fully demonstrated. These surfactants are shown to have great potential for application in EOR processes. A wide range of Gemini structures (C₁₄ to C₂₄ chain length, -C2- and -C4- spacers, sulfate and carboxylate head groups) was synthesized and shown to have high aqueous solubility, with Krafft points below 20°C. The critical micelle concentrations (CMC) for these new molecules are measured to be orders of magnitude lower than their conventional counterparts. The significantly more negative Gibbs free energy for Gemini surfactant drives the micellization process and results in ultralow CMC. An adsorption study of Gemini surfactants at air-water and solid-water interfaces shows their superior surface activity from tighter molecular packing, and attractive characteristics of low adsorption loss at the solid surface. All anionic Gemini surfactants synthesized have an extraordinary tolerance to salinity and/or hardness. No phase separation or precipitation occurs in the aqueous stability tests, even in the presence of extremely high concentrations of mono- and/or di-valent ions. Moreover, ultra-low IFT values are reached under these conditions for Type I microemulsion systems, at very low surfactant concentrations. The stronger molecular interaction between the Gemini and conventional surfactants offers synergy that promotes aqueous stability and interfacial activity. Gemini molecules with short spacers are capable of giving rise to high viscosities at fairly low concentrations. The rheological behavior can be explained by changes in the micellar structure. A molecular thermodynamic model is developed to study anionic Gemini surfactants aggregation behavior in solution. The model takes into account of the head group-counter-ion binding effect and utilizes two simplified solutions to the Poisson-Boltzmann equation. It properly predicts the CMC of the surfactants synthesized and can be easily expanded to investigate other factors of interest in the micellization process. Section II of this dissertation studies chemical formulation design and implementation for an oilfield where an alkaline/surfactant/polymer (ASP) pilot is being carried out. A four-step systematic design approach, composed of a) process and material selection; b) formulation optimization; c) coreflood validation; 4) lab-scale simulation, was successfully implemented and could be easily transferred to other EOR projects. The optimal chemical formulation recovered over 90% residual oil from Berea coreflood. Lab-scale simulation model accurately history matches the coreflood experiment and sets the foundation for pilot-scale numerical study. Different operating strategies are investigated using a pilot-scale model, as well as the sensitivities of project economics to various design parameters. A field execution plan is proposed based on the results of the simulation study. A surface facility conceptual design is put together based on the practical needs and conditions in the field. Key lessons learned throughout the project are summarized and are invaluable for planning and designing future pilot floods. / text

To achieve successful gene therapy, safe and efficient gene delivery vectors are needed. As an alternative to viral vectors, non-viral vectors, incorporating compounds such as cationic polymers and lipids have been widely studied. Much effort has been made to enhance transgene delivery efficiency, such as development of more effective cationic lipids or polymers, optimization of transfection formulations, and investigation on structural-activity of delivery vectors. Gemini surfactant, consisting of two surfactant monomers linked by a spacer group, is a thrust research area for gene therapy as non-viral vectors due to their high stability, longer storage on shelves, easiness to produce. A series of phytanyl substituted asymmetric gemini surfactants, phy-3-m (m = 12, 16, and 18) and phy-7NH-m (m = 12, 16, and 18), were rationally designed and synthesized. Due to the bulky nature and increased hydrophobicity of phytanyl branch, phy-3-m surfactants showed much lower values of critical micelle concentration (CMC) compared to their corresponding symmetric m-3-m. Particle size and transmission electron microscopy (TEM) imaging indicate that this type of gemini surfactants tends to form stacked bilayers rather than spherical or rod-like micelles which are typically observed in gemini surfactants with shorter spacers. Phy-3-m surfactants have higher degree of micelle ionization, indicating that the counter ions of the gemini surfactants can be easily replaced by other anionic ions, such as DNA, which is an advantage of phy-3-m used as transgene vectors. To evaluate transfection ability, transfection assays were carried out in OVCAR-3 cells. Transfection complexes formed by a plasmid pVGtelRL, coding enhanced green fluorescence protein (EGFP) gene, phy-3-m, and a neutral lipid, 1,2-Dioleyl-sn-glycerophosphatidylethanolamine (DOPE), at the charge ratios (+/-) of 2:1, 5:1, 10:1, and 20:1, were incubated with OVCAR-3 cells. Treated cells at all charge ratios except 20:1 showed EGFP signals under fluorescence microscopy. Meanwhile, EGFP expression and cell toxicity was quantified using fluorescence-activated cell sorting (FACS). For each gemini surfactant complex, the transfection efficiency and cytotoxicity go through a maximum, occurring at different values of the charge ratio. Considering both transfection efficiency and cytotoxicity, the optimal charge ratio to formulate the complexes containing phy-3-m was found to be 5:1 for in vitro transfection. Compared to a positive control, 16-3-16, phy-3-m showed higher transfection ability and lower cytotoxicity to OVCAR-3 cells. Initial characterization of transfection complexes was investigated by measuring particle size and zeta potential. At all charge ratios, transfection complexes were positively charged, and greater than +30 mV at 5:1 and 10:1, indicating that the complexes would be stable in solution at the ratio above 2:1. Transfection complexes were larger at lower charge ratio, but particle size dropped with increasing charge ratio (+/-). Comparing particle size and zeta potential with transfection efficiency, no correlation between size/zeta potential and transfection ability was observed. The larger particles may enter cells through caveolin-mediated pathway or phagocytosis, and smaller ones through a clathrin-mediated endocytosis. In addition, phase structures of the complexes were investigated using small angle X-ray scattering (SAXS). The complexes containing phy-3-m gemini surfactants were found to be able to adopt multiple phase structures, such as L, HII, and other highly ordered unidentified phase structures. By contrast, L structure was dominant in the transfection complexes formed by 16-3-16. The ability of phy-3-m system to adopt multiple phases appears correlated with their higher transfection efficiency in OVCAR-3 cells.

No description available.