Submitted by Automa??o e Estat?stica (sst@bczm.ufrn.br) on 2016-08-27T00:23:28Z No. of bitstreams: 1 MatheusFrazaoArrudaDiniz_DISSERT.pdf: 1124131 bytes, checksum: efb877a6fead22ebc3fc74145c3a4518 (MD5) / Approved for entry into archive by Arlan Eloi Leite Silva (eloihistoriador@yahoo.com.br) on 2016-09-02T19:21:27Z (GMT) No. of bitstreams: 1 MatheusFrazaoArrudaDiniz_DISSERT.pdf: 1124131 bytes, checksum: efb877a6fead22ebc3fc74145c3a4518 (MD5) / Made available in DSpace on 2016-09-02T19:21:27Z (GMT). No. of bitstreams: 1 MatheusFrazaoArrudaDiniz_DISSERT.pdf: 1124131 bytes, checksum: efb877a6fead22ebc3fc74145c3a4518 (MD5) Previous issue date: 2016-03-04 / O presente trabalho realiza uma avalia??o dos servi?os brasileiros de abastecimento de ?gua e esgotamento sanit?rio nos anos de 2002, 2007 e 2012 com base nos princ?pios e diretrizes da governan?a p?blica. Para isso utilizou-se a metodologia An?lise Envolt?ria de Dados (DEA) com orienta??o produto, onde verificou-se a fronteira de efici?ncia e a efici?ncia relativa dos prestadores de servi?o levando em conta o uso dos recursos p?blicos em detrimento a abrang?ncia dos servi?os e desempenho financeiro antes e ap?s a implementa??o da Lei Nacional do Saneamento B?sico - LNSB, posteriormente aplicou-se o ?ndice de Malmquist para analisar a din?mica de produtividade dos fatores entre os anos, observou-se uma melhoria na produtividade em todos os per?odos analisados, entretanto o per?odo posterior a LNSB apresentou menor avan?o em rela??o ao per?odo anterior, fato este atribu?do a maior redu??o do efeito emparelhamento aliada ao baixo crescimento do efeito deslocamento. Al?m disto observou-se menor melhoria de produtividade no per?odo agregado (2002-2012) do que nos dois outros per?odos, onde apesar de apresentar o maior efeito emparelhamento dos intervalos, observou-se regress?o tecnol?gica. / This paper carries out an evaluation of Brazilian services water supply and sanitary sewers in the years 2002, 2007 and 2012 based on the principles and guidelines of public governance. For this we used the methodology Data Envelopment Analysis (DEA) with guidance product, where it was the efficient frontier and the relative of service providers efficiency taking into account the use of public resources over the scope of services and financial performance before and after the implementation of the National Basic Sanitation Law - LNSB subsequently applied the Malmquist Index to analyze the dynamics of factor productivity between years, there was an improvement in productivity in all periods analyzed, however the period after LNSB showed less improvement over the previous period, a fact attributed to greater reduction of the pairing effect coupled with low growth in displacement effect. In addition there was less improved productivity in the aggregate period (2002-2012) than in the two other periods where despite having the greatest effect annealing of the intervals, we observed technological regression.

Submitted by Automa??o e Estat?stica (sst@bczm.ufrn.br) on 2017-03-14T23:20:15Z No. of bitstreams: 1 EdimilsonMonteiroBatista_DISSERT.pdf: 1407097 bytes, checksum: f8c76a56adfca8bfda6fa32a6846b462 (MD5) / Approved for entry into archive by Arlan Eloi Leite Silva (eloihistoriador@yahoo.com.br) on 2017-03-16T21:31:38Z (GMT) No. of bitstreams: 1 EdimilsonMonteiroBatista_DISSERT.pdf: 1407097 bytes, checksum: f8c76a56adfca8bfda6fa32a6846b462 (MD5) / Made available in DSpace on 2017-03-16T21:31:38Z (GMT). No. of bitstreams: 1 EdimilsonMonteiroBatista_DISSERT.pdf: 1407097 bytes, checksum: f8c76a56adfca8bfda6fa32a6846b462 (MD5) Previous issue date: 2016-12-14 / A administra??o p?blica brasileira busca ao longo dos tempos uma atua??o mais ?gil e eficiente com resultados que melhor satisfa?am as necessidades da sociedade. Para al?m da Nova Gest?o P?blica no Brasil, realizada a partir de 1995, cujo foco central ? a redu??o da burocracia e dos custos, o aumento da efici?ncia dos servi?os p?blicos e o controle dos resultados econ?micos, a pesquisa aborda o surgimento da governan?a no setor p?blico, com as pr?ticas da transpar?ncia, da participa??o social, das rela??es ?ticas, do compromisso de presta??o de contas (accountability), da avalia??o e gest?o de riscos e da integra??o entre as partes interessadas na execu??o das pol?ticas p?blicas. Utilizando-se como instrumento de coleta de dados o formul?rio de entrevista semiestruturada realizada com 7 dirigentes da Universidade Federal do Rio Grande do Norte (UFRN), a pesquisa, classificada como explorat?ria, descritiva e qualitativa, objetiva analisar se pr?ticas de governan?a no setor p?blico, seus conceitos, princ?pios e proposi??es est?o sendo adotadas pela alta gest?o da institui??o. Os resultados do trabalho demonstram que, entre as pr?ticas pesquisadas, 10 est?o sendo adotadas pela institui??o e 18 ainda n?o foram implantadas na autarquia, evidenciando-se que o maior n?mero de princ?pios e conceitos de governan?a p?blica vinculados ?s pr?ticas n?o adotadas s?o: efici?ncia, gest?o de riscos, transpar?ncia e responsabilidade. Entre as pr?ticas n?o adotadas est?o: a inexist?ncia de processo formal e transparente para garantir que nomea??es ao corpo diretivo obede?am aos crit?rios da compet?ncia e do m?rito; a n?o avalia??o dos membros da alta administra??o com base em indicadores e metas de desempenho; a inexist?ncia de plano de gest?o de riscos; e a aus?ncia de diretrizes institucionais, para a participa??o social e envolvimento da sociedade civil organizada no planejamento e or?amento participativo. As constata??es da pesquisa, mais que apontar pr?ticas n?o adotadas pela organiza??o, sinalizam para as oportunidades de melhoria da governan?a, na medida em que tais pr?ticas vierem a ser implementadas na institui??o pesquisada. / The brazilian public administration search over time a more responsive and efficient with performance results that best meet the needs of society. Beyond the New public management in Brazil, held from 1995, whose central focus is the reduction of bureaucracy and costs, increasing the efficiency of public services and the control of economic results, the research discusses the emergence of governance in the public sector, with the practices of transparency, social participation, ethical relationships, commitment to accountability (accountability) , evaluation and risk management and the integration of stakeholders in the implementation of public policies. Using as data collection instrument the semi-structured interview held with 7 leaders of the Federal University of Rio Grande do Norte (UFRN), the research, classified as exploratory, descriptive and qualitative aims to examine governance practices in the public sector, its concepts, principles and propositions are being adopted by the senior management of the institution. The results of the work show that, among the surveyed, 10 practices are being adopted by the institution and 18 have not been deployed in the municipality, showing that the largest number of public governance concepts and principles linked to practices adopted are: efficiency, risk management; transparency; and responsibility. Among the practices adopted are: the lack of a formal and transparent process to ensure that appointments to the Board of Directors comply with the criteria of competence and merit; the assessment of members of senior management based on performance indicators and targets; the lack of a risk management plan; and the absence of institutional guidelines for social participation and involvement of organized civil society in the planning and participatory budgeting. The findings of the survey, more than point practices adopted by the Organization, signaling to the opportunities for improvement of governance, to the extent that such practices will be implemented in the institution research.