Orientador: Newton Cesário Frateschi / Tese (doutorado) - Universidade Estadual de Campinas, Instituto de Física Gleb Wataghin / Made available in DSpace on 2018-08-24T10:26:52Z (GMT). No. of bitstreams: 1 Barea_LuisAlbertoMijam_D.pdf: 8459370 bytes, checksum: 5dd565986711cb06cb24cf63d6d69372 (MD5) Previous issue date: 2014 / Resumo: Sistemas fotônicos baseados em ressonadores na forma de anéis tem uma dependência fundamental dada pela relação estreita entre espaçamento espectral livre (Free Spectral Range, FSR), fator de qualidade total, Q, e o raio dos ressonadores, R. Nesta tese, nós quebramos esta dependência empregando moléculas fotônicas (Photonic Molecules, PMs) baseadas em múltiplos anéis internamente acoplados a um anel externo, que por sua vez está acoplado a um guia de onda. Aplicando o método de matriz de transferência (Transfer-Matrix Method, TMM) e programas robustos de simulação, nós projetamos três tipos de PMs baseada em uma plataforma de Silício-sobre-isolante (Silicon-on-Insulator, SOI). Este projeto mostrou que o acoplamento entre duas ou mais micro-cavidades ópticas, permite separações espectrais e hibridização dos modos quando as frequências ressonantes estão degeneradas nas cavidades, similar ao acoplamento fraco entre átomos. Estas PMs foram fabricadas com um processo convencional e compatível com a tecnologia CMOS, empregando uma Foundry, e suas caracterizações mostraram a emergência de dupletos, tripletos, quadrupletos e sextupletos de ressonâncias degeneradas, com alto Q e espaçamentos curtos, somente possíveis com anéis de algumas ordens de magnitude maiores em área. Estes resultados quebraram o paradigma da interdependência entre Q, FSR e R, evidenciando que é possível ter tempo de vida fotônico, espaçamento espectral e área independentes. As aplicações destas PMs em processamento de sinal óptico também foram demonstrados neste trabalho. Nós apresentamos o uso da molécula com dupleto de ressonâncias para extrair um sinal RF de 34.2 GHz, filtrando as bandas laterais de um sinal modulado. Também foi demonstrado que moduladores ópticos ultracompactos operando à 2.75 vezes acima do limite da largura de linha do ressonador pode ser obtido a partir da PM que apresenta um tripleto de ressonâncias, separadas de ~55 GHz. Finalmente, utilizando a molécula que permite obter um quadrupleto de ressonâncias, foi demonstrado a conversão de comprimento de onda totalmente óptico (multicasting) para quatro canais convertidos e separados de 40-60 GHz, utilizando apenas 1 mW de potência de controle / Abstract: Photonic systems based on microring resonators have a fundamental constraint given by the strict relationship among free spectral range (FSR), total quality factor (Q) and resonator size (R). In this thesis, we break this dependence employing CMOS compatible photonic molecules (PMs) based on multiple inner ring resonators coupled to an outer ring, which is coupled to a straight bus waveguide. Applying the transfer matrix method (TMM) and simulation robust programs, we project three types of PM based on scalable silicon-on-insulator (SOI) platform. This project shows that the coupling between two or more optical micro-cavities, allows spectral splitting and hybridization of the modes when the resonant frequencies are degenerated in the cavities, similar to weak coupling between atoms. These PMs were fabricated in a conventional CMOS Foundry and your characterization shows the emergence of doublet, triplet, quadruplet and sextuplet of degenerated resonances, with high-Q and close-spaced, only achievable with single-ring orders of magnitude larger in footprint. These results break the paradigm of the interdependence between Q, FSR and R, evidencing that is possible to have photonic lifetime, spectral spacing and footprint independents. The applications of these PMs in optical processing signal were also demonstrate in this work. We demonstrate the use of the doublet splitting for 34.2 GHz RF signal extraction by filtering the sidebands of a modulated optical signal. We also demonstrate that very compact optical modulators operating 2.75 times beyond its resonator linewidth limit may be obtained using the PM triplet splitting, with separation of ~ 55 GHz. Finally, using the quadruplet of resonances, we demonstrate four-channel all-optical wavelength multicasting using only 1 mW of control power, with converted channel spacing of 40-60 GHz / Doutorado / Física / Doutor em Ciências

<p>Kerr frequency comb, a sequence of equally spaced sharp lines in frequency domain generated via four-wave mixing process, has multiple applications such as spectroscopy, metrology, and atomic clocks. Conventional frequency combs generated from mode-locked laser have the limitations of low repetition rate and large volume. One novel platform, silicon nitride (SiN) microring resonator (MRR), can overcome such disadvantages. The SiN MRR is a low loss waveguide resonator and has good reliability and capacity for on-chip integration, which enables a portable solution for Kerr frequency comb.</p><p>This thesis focuses on the design and characterization of the SiN MRR to optimize the important performance characteristics for the applications.<br></p><p>In Kerr comb applications, phase coherence between the comb lines is required to eliminate unwanted signals in the systems. Therefore, the investigation of the coherent state in MRR based comb generation can benefit the development of comb generation techniques. In particular, dark pulses exhibit much higher comb conversion efficiency than the single soliton combs.<br></p><p>The tunability of Kerr comb is another important performance characteristic of the applications, which is useful for multiple applications, such as matching the comb line spacing to the wavelength multiplexing grid for coherent communication or aligning the on-chip laser wavelength and MRR resonance frequency during the integration. The theoretic analysis of thermal tuning and experimental characterization of resonance frequency tuning via an on-chip microheater are performed in this thesis to explore the thermal tuning efficiency and its limitation.<br></p><p>Another important performance characteristics of the frequency comb is the comb bandwidth. Large bandwidth comb will be beneficial for application like dual comb spectroscopy. In addition, octave-spanning Kerr comb is desired due to its capacity of f-2f self-referencing for comb line frequencies stabilization for the applications like atomic clocks. To demonstrate on-chip octave-spanning Kerr soliton, the dispersion engineering is utilized in the device design to optimize the pump dispersion and dispersive wave generation simultaneously. The octave-spanning solitons are achieved on SiN MRRs with around 900 GHz repetition rate.<br></p><p>Finally, two optical division approaches are demonstrated to read out the large repetition rate of the octave-spanning soliton on all-SiN platform with auxiliary combs to enable the locking of undetectable repetition rate with less complexity in the fabrication and integration. The first approach uses a 25 GHz soliton; whose repetition rate is directly detectable via a photodiode. The second approach employs a Vernier scheme with an 880 GHz soliton to provide an alternative optical division scheme with lower requirements in fabrication ultrahigh Q MRRs. The divided repetition rate can be locked to enable the fully stabilization of frequency comb to provide an on-chip high stability and low noise frequency comb source.<br></p><p></p>

Recent advances in linear quantum optics have involved the development of unbiased, multi-port optical elements for use with pairs of identical photons, or biphotons, for the design of novel quantum devices. The unbiased counterpart of a conventional 50:50 beam-splitter is a particularly useful multiport, thanks to its unique algebraic properties when acting on both classical and quantum states of light. Dubbed the “Grover coin” due to its utility in the Grover’s Search quantum algorithm, the unbiased four-port behaves as a conventional beam splitter, but with two additional ports to provide a photon amplitude with four, equally-probable, spatially distinct paths through which it may propagate. While the Grover coin has been realized in the laboratory in the form of bulk optical elements, the formation of a network of Grover coins is impractical due to the meticulous alignment and large number of elements required for a single component. Therefore, the development of a small, chip-integrated embodiment of the unbiased four-port would enable experimentation with novel quantum optics theories, through the interconnection of multiple Grover coins over a small footprint. This thesis details the design and fabrication of photonic waveguide-based integrated circuit elements through numerical simulation, topology optimization and CMOS-compatible manufacturing processes. / 2025-06-08T00:00:00Z

An approach to integrated frequency-comb filtering is presented, building from a background in photonic crystal cavity design and fabrication. Previous work in the development of quantum information processing devices through integrated photonic crystals consists of photonic band gap engineering and methods of on-chip photon transfer. This work leads directly to research into coupled-resonator optical waveguides which stands as a basis for the primary line of investigation. These coupled cavity systems offer the designer slow light propagation which increases photon lifetime, reduces size limitations toward on-chip integration, and offers enhanced light-matter interaction. A unique resonant structure explained by various numerical models enables comb-like resonant clusters in systems that otherwise have no such regular resonant landscape (e.g. photonic crystal cavities). Through design, simulation, fabrication and test, the work presented here is a thorough validation for the future potential of coupled-resonator filters in frequency comb laser sources.

This manuscript investigates the use of microring resonators to create all-optical reservoir-computing networks implemented in silicon photonics. Artificial neural networks and reservoir-computing are promising applications for integrated photonics, as they could make use of the bandwidth and the intrinsic parallelism of optical signals. This work mainly illustrates two aspects: the modelling of photonic integrated circuits and the experimental results obtained with all-optical devices. The modelling of photonic integrated circuits is examined in detail, both concerning fundamental theory and from the point of view of numerical simulations. In particular, the simulations focus on the nonlinear effects present in integrated optical cavities, which increase the inherent complexity of their optical response. Toward this objective, I developed a new numerical tool, precise, which can simulate arbitrary circuits, taking into account both linear propagation and nonlinear effects. The experimental results concentrate on the use of SCISSORs and a single microring resonator as reservoirs and the complex perceptron scheme. The devices have been extensively tested with logical operations, achieving bit error rates of less than 10^−5 at 16 Gbps in the case of the complex perceptron. Additionally, an in-depth explanation of the experimental setup and the description of the manufactured designs are provided. The achievements reported in this work mark an encouraging first step in the direction of the development of novel networks that employ the full potential of all-optical devices.

Los moduladores son elementos claves para la transmisión de la señal y el procesamiento de la información. Las técnicas de fabricación avanzadas "complementary metal-oxide semiconductor" (CMOS) permiten reducir drásticamente las dimensiones de estos dispositivos de interés para la implementación a gran escala en un chip de silicito a bajo coste. El trabajo realizado en esta tesis se centra en el diseño, la fabricación y la caracterización de estructuras de onda lenta con el objetivo de realizar moduladores compactos y eficientes integrados en un chip de silicio. El trabajo se divide en cuatro capítulos y un capítulo de conclusión y perspectivas. El capítulo uno introduce los fundamentos de física del estado sólido y de los mecanismos básicos de propagación guiada de la luz por reflexión total interna. El capítulo dos presenta los parámetros importantes de los moduladroes electro-ópticos así como un trabajo de recopilación de todos los mecanismos físicos que pueden ser empleados para modular la luz en silicio. Además, se presenta el estado del arte de los moduladores basados en silicio. El capítulo tres presenta el diseño , fabricación y caracterización de un modulador electro-óptico en silicio compacto y eficiente basado en el efecto de onda lenta en una estructura periódica unidimensional integrada, cuya geometría, similar a la de una red de Bragg, permite reducir la velocidad de grupo de un paquetes de ondas. Dicho efecto, se emplea para incrementar la interacción luz-materia y por lo tanto la eficiencia del modulador electro-óptico. El capítulo cuatro demuestra experimentalmente que dicha guía unidimensional periódica puede ser mejorada a fin de conseguir que el efecto de baja velocidad de grupo suceda en un rango mayor de longitudes de onda para posibles aplicaciones como la multiplexación por división de longitudinal de onda. En el capítulo cinco, se proporcionan conclusiones y perspectivas sobre el trabajo realizado. / Brimont ., ACJ. (2011). Towards Compact and High Speed Silicon Modulators [Tesis doctoral]. Universitat Politècnica de València. https://doi.org/10.4995/Thesis/10251/14345

This thesis explored fundamental concepts of linear optics focusing on the modal interaction within waveguide/microresonator systems. In addition, it investigated a nonlinear process of stimulated degenerate four-wave mixing in a channel waveguide exploiting the analogy between photons and cold boson atoms. The backscattering phenomenon due to the surface wall roughness of a microresonator is addressed by adding to the usual conservative (Hermitian) coupling coefficient, a dissipative (non-Hermitian) term. This allows explaining the experimental measurements of a multimodal microresonator, which exhibits an asymmetrical resonance splitting characterized by a difference in the peak depths of the transmission spectra. It is shown theoretically, numerically and experimentally that the stochastic nature of the roughness along with the inter-modal dissipative coupling could give rise to a different exchange of energy between the co-propagating and the counter-propagating mode. The unbalanced exchange of energy between the two modes with opposite angular momenta can generate a different reflection by swapping the injection of the light between the input and the output ports. This effect lies at the heart of the realization of an unidirectional reflection device and it finds an explanation in the physics of the exceptional points. The realization of an optical setup based on a Mach-Zehnder interferometer, which exploits some particular techniques of data acquisition, allows obtaining a full knowledge of the complex electric field of a propagating mode. In this way, the spectrum of a wedge microresonator vertically coupled to a bus waveguide is explained using analysis methods based on parametric phasors and inverse complex representations. In addition, the energy exchange between the co-propagating and counter-propagating modes is studied from a temporal point of view by extrapolating a simple model based on the Green function. In particular, it is discussed the analytical temporal response of a microring resonator excited through a bus waveguide by an optical rectangular pulse. Here, it is shown theoretically and experimentally, how the temporal response leads to the characterization of the coupling regime simply from the knowledge of the electric field intensity. In this thesis, the isomorphism between the Schroedinger’s equation and the Helmholtz wave equation is analyzed in the nonlinear case. Considering a bulk nonlinear medium of the Kerr type, the complex amplitude of the optical field is a slowly varying function of space and time, which satisfies a nonlinear Schroedinger equation. The well-known nonlinear optical phenomenon of stimulated degenerate four wave mixing is reformulated in the language of the Bogoliubov theory. This parallelism between photons and cold atoms allows showing that the phase of the signal assumes a peculiar sound-like dispersion under proper assumptions.

How can we evaluate and design integrated photonic circuit performance systematically? Can active photonic circuits be controlled for optimized performance? This work uses control theory to analyze, design, and optimize photonic integrated circuits based on versatile semiconductor optical amplifiers (SOAs). Control theory provides a mathematically robust set of tools for system analysis, design, and control. Although control theory is a rich and well-developed field, its application to the analysis and design of photonic circuits is not widespread. Following control theoretic methods already used for fibreline systems we derive three interrelated state-space models: a core photonic model, a photonic model with gain compression, and a equivalent circuit optoelectronic model. We validate each model and calibrate the gain compression model by pump/probe experiments. We then linearize the state-space models to design and analyze SOA controllers. We apply each linearized model to proof-of-concept SOA control applications such as suppressing interchannel crosstalk and regulating output power. We demonstrate the power of linearized state-space models in controller design and stability analysis. To illustrate the importance of using the complete equivalent circuit model in controller design, we demonstrate an intuitive bias-current controller that fails due to the dynamics of the intervening parasitic circuitry of the SOA. We use the linearized state-space models to map a relationship between feedback delay and controller strength for stable operation, and demonstrate that SOAs pose unusual control difficulties due to their ultrafast dynamics. Finally, we leverage the linearized models to design a novel and successful hybrid controller that uses one SOA to control another via feedback (for reliability) and feedforward (for speed) control. The feedback controller takes full advantage of the equivalent circuit modelling by sampling the voltage of the controlled SOA and using the error to drive the bias current of the controller SOA. Filtering in the feedback path is specified by transfer function analysis. The feedforward design uses a novel application of the linearized models to set the controller bias points correctly. The modelling and design framework we develop is entirely general and opens the way to the robust optoelectronic control of integrated photonic circuits.

How can we evaluate and design integrated photonic circuit performance systematically? Can active photonic circuits be controlled for optimized performance? This work uses control theory to analyze, design, and optimize photonic integrated circuits based on versatile semiconductor optical amplifiers (SOAs). Control theory provides a mathematically robust set of tools for system analysis, design, and control. Although control theory is a rich and well-developed field, its application to the analysis and design of photonic circuits is not widespread. Following control theoretic methods already used for fibreline systems we derive three interrelated state-space models: a core photonic model, a photonic model with gain compression, and a equivalent circuit optoelectronic model. We validate each model and calibrate the gain compression model by pump/probe experiments. We then linearize the state-space models to design and analyze SOA controllers. We apply each linearized model to proof-of-concept SOA control applications such as suppressing interchannel crosstalk and regulating output power. We demonstrate the power of linearized state-space models in controller design and stability analysis. To illustrate the importance of using the complete equivalent circuit model in controller design, we demonstrate an intuitive bias-current controller that fails due to the dynamics of the intervening parasitic circuitry of the SOA. We use the linearized state-space models to map a relationship between feedback delay and controller strength for stable operation, and demonstrate that SOAs pose unusual control difficulties due to their ultrafast dynamics. Finally, we leverage the linearized models to design a novel and successful hybrid controller that uses one SOA to control another via feedback (for reliability) and feedforward (for speed) control. The feedback controller takes full advantage of the equivalent circuit modelling by sampling the voltage of the controlled SOA and using the error to drive the bias current of the controller SOA. Filtering in the feedback path is specified by transfer function analysis. The feedforward design uses a novel application of the linearized models to set the controller bias points correctly. The modelling and design framework we develop is entirely general and opens the way to the robust optoelectronic control of integrated photonic circuits.

Optical polymers are a subject of research and industry implementation for many decades. Optical polymers are inexpensive, easy to process and flexible enough to meet a broad range of application-specific requirements. These advantages allow a development of cost-efficient polymer photonic integrated circuits for on-chip optical communications. However, low refractive index contrast between core and cladding limits light confinement in a core and, consequently, integrated polymer device miniaturization. Also, polymers lack active functionality like light emission, amplification, modulation, etc. In this work, we improved a performance of integrated polymer waveguides and demonstrated active waveguide devices. Also, we present novel Si QD/polymer optical materials. In the integrated device part, we demonstrate optical waveguides with enhanced performance. Decreased radiation losses in air-suspended curved waveguides allow low-loss bending with radii of only 15 µm, which is far better than &gt;100 µm for typical polymer waveguides. Another study shows a positive effect of thermal treatment on acrylate waveguides. By heating higher than polymer glass transition temperature, surface roughness is reflown, minimizing scattering losses. This treatment method enhances microring resonator Q factor more than 2 times. We also fabricated and evaluated all-optical intensity modulator based on PMMA waveguides doped with Si QDs. We developed novel hybrid optical materials. Si QDs are encapsulated into PMMA and OSTE polymers. Obtained materials show stable photoluminescence with high quantum yield. We achieved the highest up to date ~65% QY for solid-state Si QD composites. Demonstrated materials are a step towards Si light sources and active devices. Integrated devices and materials presented in this work enhance the performance and expand functionality of polymer PICs. The components described here can also serve as building blocks for on-chip sensing applications, microfluidics, etc. / <p>QC 20171207</p>