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  • About
  • The Global ETD Search service is a free service for researchers to find electronic theses and dissertations. This service is provided by the Networked Digital Library of Theses and Dissertations.
    Our metadata is collected from universities around the world. If you manage a university/consortium/country archive and want to be added, details can be found on the NDLTD website.
11

The art of the almost impossible : three essays on the political economy of structural reforms in Europe

Freier, Maximilian January 2012 (has links)
The Introduction – together with the conclusion – provides a framework for the three substantial contributions of this PhD project. It begins with sketching a puzzle that motivates research on the political economy of structural reforms in Europe, namely the inconsistency between the commitment of governments to reform and the actual reform track record across the countries. It discusses the nature and findings of the relevant multidisciplinary political economy literature. Paper One addresses the puzzle why the first major post-war overhaul of the German political economy – the ‘Agenda 2010’ reforms – was undertaken in 2003 by a social-democratic government and not by any of the conservative governments that preceded it. It finds that the lack of government cohesion, the federal legislative system and corporatist structures remain important determinants for institutional stability and change in Germany. Paper Two develops a theoretical argument as to why corporatist European economies may live through extended periods of economic underperformance without significant reform. Building on this argument, it presents a formal model, from which it derives a set of determinants for structural reforms, and finally illustrates these by exploring the causes for reform in Germany and Sweden. Paper Three uses a new database on labour market reform to show that corporatist structures have an intermediating effect on the determinants of structural reform policies. It finds evidence that the interests of employer organisations and trade unions matter for the labour market reform trajectories in countries with corporatist features. Political partisanship and economic crises matter more in pluralist countries. Finally, the Conclusion summarises the findings of the three papers. Subsequently, it outlines the limitations and draws up some wider implications for the theories of institutional change and for public policymaking.
12

Lobbying in EU foreign policy-making towards the Israeli-Palestinian conflict : exploring the potential of a constructivist perspective

Voltolini, Benedetta January 2013 (has links)
This thesis explores how constructivist insights could help us to form a more complete picture of lobbying in EU foreign policy-making, with a special emphasis on EU foreign policy towards the Israeli-Palestinian conflict. It demonstrates that non-state actors (NSAs) such as business groups, NGOs, solidarity movements and think tanks, are important players in the EU’s foreign policy-making. By sharing the constructivist views on the embeddedness of actors and assuming that actors interact with each other in order to make sense of the world, this thesis investigates lobbying on the basis of three analytical dimensions; namely roles, frames and levels. It is shown that NSAs lobbying the EU play a consensual role, which is based on mutually legitimising social interactions that do not challenge the EU’s actorness and policies towards Israel and Palestine. When combined with the use of legal or technical frames, these consensual forms of interaction are conducive to a re-framing of EU policies towards Israel and Palestine. In contrast, confrontational forms of social interactions, combined with the use of political frames are more recurrent at the national level. Finally, this thesis analyses how the national level is used, when NSAs lobby the EU. It concludes that there is a partial Europeanization of lobbying carried out by NSAs based in member states. The EU and national levels tend, however, to remain quite disentangled from each other. The argument presented in this thesis is tested in three case studies (EU-Israel trade relations, the UN Report following the war in Gaza in 2008-2009 and the EU-Israel Agreement on pharmaceutical products), which represent important aspects of EU foreign policy and were frequently mentioned by NSAs and officials. Moreover, the national level is analysed in the cases of France, the United Kingdom and Germany, which are the three big member states of the EU and crucial players in EU foreign policy.
13

The problems and the controls of the new administrative state of the EU

Barroso, Luis January 2011 (has links)
Over the last two decades the shape of the European public administration has changed considerably; the EU has become much more strongly involved in the regulation of very dynamic and fluid market activities. One of the consequences of that has been an increasing reliance on EU regulatory agencies to perform the novel administrative tasks. While agencies can be beneficial for the EU, they also generate new problems. In particular, these bodies have limited resources and have to rely on (national and sector) external capacities to a significant extent. There is a risk here that if the important issues are mainly capacity-related and „liquid‟, it will be very difficult to ensure „checks and balances‟ in these institutional systems. The thesis examines this through case-studies (EU regulatory agencies) in medicines, chemicals, financial services and aviation. It finds that the problems in each EU agency are different and unpredictable. In such a context, having more external and static controls on the agencies will hardly improve things. An alternative „framework‟ (that of fluid administrative law) should be considered to deal with the challenges of the new administrative state. It promotes constant administrative law principles (internal process, external justification, commitment to pluralism and policy effectiveness) to coordinate the operation of the agencies, and offers institutional tools for the dynamic application of such principles. As the „solutions‟ for each agency should have to vary, the review of these bodies (which usually occurs every three years) could be used to address the required heterogeneity of the controls. In order to make the best use of that exercise, the creation of a new European agency to review the regulatory agencies and make proposals for each of them (according to the fluid law principles) might be envisioned.
14

Small business collective action and its effects on administrative modernization in Putin's Russia : from 'grabbing hand' to 'helping hand'?

Aitchison, Brian January 2014 (has links)
Throughout the 1990s and 2000s, epidemic corruption hindered Russia's economic performance. At the grassroots level, low-level administrative agents preyed on small- and medium-sized enterprises (SMEs), exploiting Russia's ever-changing and loophole-ridden legal codes to extort rents from these relatively powerless firms who lacked the political connections necessary to protect themselves from these predations. In contrast to larger, better-connected firms, SMEs suffered from this "grabbing hand" of the state. They lacked the resources to engage in the "capture" and "elite exchange" models of business-state ties that characterized interactions at higher levels of the politico-economic hierarchy. While some firms benefitted under Russia's systemic corruption, SMEs tended only to suffer under it. This pervasive "grabbing hand" drove the consolidation of the SME interest toward the resolution of this common problem. But, given their individual weakness, SMEs' only means of systemic political leverage comes from pooling their resources into mechanisms of collective action. This presents a number of problems according to the theory of collective action as laid out by Mancur Olson. As a large, diverse, and geographically scattered interest, SMEs face significant organizational costs in achieving political outcomes when compared to smaller, sector-specific organizations. However, the Putin administration has put SME development and the reduction of corruption at the center of Russia's modernization program. Through the creation and empowerment of "peak" SME business associations, the administration has in effect subsidized these increased costs of collective action for the SME community. The synergy of interests between Russia's "power vertical" and the SME community has resulted in a push for a more professional, accountable, and transparent administrative apparatus. This dissertation explores the thesis that the common administrative obstacles facing the SME community has driven the emergence of an "encompassing interest" in administrative modernization, which is more likely to produce results given the support of Russia's powerful president.
15

Essays on bicameral coalition formation : dynamics of legislative cooperation in the European Union

Obholzer, Lukas January 2014 (has links)
The thesis develops a theory of legislative cooperation in bicameral legislatures. At its core is a distinction between two decision-making scenarios leading to a concurrent majority in the two chambers. In an inter-institutional scenario, the chambers oppose each other as unitary actors. In a trans-institutional scenario, the constituent actors enter into cooperation across the boundaries of their chambers. The central argument is that formateurs face a strategic decision on which of these two routes to take. They can stick to their intra-institutional coalition, or they can abandon it and propose a logroll across issues within a bill that is carried by a majority across the chambers. The thesis comprises three papers, united by the general topic of trans-institutional legislative cooperation, and each demonstrating the crucial role of the formateurs. The empirical analysis focuses on co-decision legislation proposed in the bicameral system of the European Union between 1999 and 2009. In particular, it draws on a new dataset on early-stage and final-stage coalitions in the European Parliament and the Council of the EU. This is based on an extensive analysis of more than 18,000 Council documents and 19,000 amendments in the EP presenting for the first time a systematic insight into early-stage coalitions. Three central findings emanate from the application of the theoretical framework to the new data. First, formateurs can obtain an outcome closer to their preferences by choosing between inter- and trans-institutional scenarios. Second, the transaction costs of exchanges across institutional boundaries are lower if formateurs’ preferences are similar. Third, the decisions of the formateurs potentially produce winners and losers as some actors are included and others are excluded from the coalitions. These findings build on and further develop theories of bicameral coalition formation and legislative organisation. They highlight that the strategic environment in which actors operate surpasses their individual chamber, and explain how this affects the process and outcome of decision-making. This leads to important empirical and theoretical contributions which raise normative implications.
16

State-led coercive takeovers in Putin's Russia : explaining the underlying motives and ownership outcomes

Yorke, Andrew January 2014 (has links)
Since Vladimir Putin first became Russia’s President in 2000, the state has played an increasingly active and interventionist role in the economy, including through its involvement in a large number of coercive takeovers of privately-owned businesses. The best known case is the Yukos affair, but there have been many other, less prominent takeovers. These have largely been explained as predatory acts by state officials seeking to enrich themselves or increase their power. This has contributed to the perception that Putin’s Russia is a kleptocracy, with the state given free rein to engage in economically-destructive attacks on property rights. This thesis studies a number of state-led coercive takeovers in Putin’s Russia, including the Yukos affair, and argues that they cannot be explained as predatory acts initiated by rent-seeking state officials. Instead, they were the work of state officials attempting to pursue economic development while countering perceived threats to state sovereignty. The Yukos affair resulted in the company’s de facto nationalisation and heralded a broader trend of expanding state ownership in the economy. But two other coercive takeovers studied here instead resulted in the companies being transferred to new private owners. In other cases where nationalisation was the clear goal, the state-owned companies who emerged as buyers chose indirect forms of ownership over their new assets. The varying ownership outcomes are found to have been determined by institutional factors which constrained the behaviour of the state, contributing to its preference for takeovers that were negotiated rather than entirely coercive, and turning each case into a bargaining game between state and targeted business owner. Thus Russia is some way from kleptocracy, not only because of the developmental aspirations of its political leadership, but also thanks to partial progress towards institutional checks on arbitrary state coercion.
17

Managing European risks without a European State : transnational coordination between regulators in the European Union

Heims, Eva January 2014 (has links)
Governmental authorities are known for zealously protecting their ‘turf’, which is usually seen to inhibit them from coordinating their work with rival authorities. In the EU, however, national regulators often engage proactively in coordination with sister authorities in the forum of EU regulatory bodies. This is puzzling if one considers that this means that national authorities actively support EU bodies –potential rivals- in their work. The thesis hence examines what determines the coordinative behaviour of national regulators at a transnational level in the European Union. It analyses the engagement of UK and German authorities in transnational coordination in the regulatory regimes of drug safety, maritime safety, food safety, and banking supervision. The study demonstrates that coordinative behaviour is driven by strategic considerations of national regulators that want their coordination activities to add value to their own work, rather than being determined by their professional norms, functional pressures or the ‘shadow of hierarchy’, as stipulated in the EU governance literature. Their strategic assessments of whether they are getting something out of transnational activities are informed by the interpretative filters of the social relations they are embedded in at the domestic level. They are also fundamentally shaped by the institutional frameworks provided by the tasks of the EU regulatory bodies in which national regulators come together. This explains variation of coordination patterns across policy areas and national regulators, which the EU governance literature has not accounted for. The argument of the thesis implies that the engagement with coordination can be linked to an enhancement –rather than a loss– of bureaucratic autonomy. By identifying the determinants of coordinative behaviour at a transnational level, this thesis hence also seeks to contribute to our understanding of the conditions in which transnational administration functions. This, in turn, is vital for understanding of how capacity to manage cross-border risks is created in the absence of a ‘European’ state.
18

Reinterpreting agencies in UK central government : on meaning, motive and policymaking

Elston, Thomas January 2014 (has links)
This thesis is a qualitative and interpretive exploration of continuity and change in the role of executive agencies in UK central government. Its three objectives are: (i) to test the longevity of the semi-autonomous agency model first introduced by Conservative governments after 1988; (ii) to explore the department-agency task division in the policymaking processes supposedly fragmented by this ‘agencification’; and (iii) to evaluate the paradigmatic testament of contemporary agency policy and practice in Whitehall. The thesis builds from an extended case study conducted during the 2010 Coalition Government in the Ministry of Justice and three of its agencies – the National Offender Management Service, HM Courts and Tribunals Service, and the Office of the Public Guardian. Social constructivist meta-theory and the application of narrative and discourse analysis together make for an account of interpretive transformation that is theorised by discursive institutionalism. Substantively, the thesis first describes an asymmetric departure from the ‘accountable management’ philosophy which the 1988 Next Steps agency programme originally epitomised. Agency meaning is multivocal, but contemporarily converges towards accountability and transparent corporate governance, rather than managerial empowerment, de-politicisation and decentralisation. Secondly, institutional preservation of the policy-delivery work dichotomy is registered, yet found to be a poor descriptor of both historic and contemporary policy processes. Agency staff act as policy initiators and collaborators, contrary to Next Steps’ quasi-contractual, principal-agent logic, and further evidencing the departmentalisation of the once arm’s-length agency model. Thirdly, and paradigmatically, while no unidirectional trend is found, the thesis adds to the growing literature positing some departure from the former ideological and practical predominance of ‘new public management’. In so doing, it also demonstrates the challenges faced by large-N population ecology and administrative systems analysis – the favoured methodology in much international agencification scholarship – in accounting for continuity and change in policy, practice and paradigm.
19

Upgrading in Spain : an institutional perspective

García Calvo, Angela January 2013 (has links)
In the early 1990s, Spain faced the risk of losing the market for low-cost manufacturing outputs to Eastern Europe, and the threat of losing control of its complex service sectors to more sophisticated competitors from Western Europe. Most industries had few alternatives other than to upgrade. By the late-2000s, Spanish firms in complex services like Banking and Telecommunications were amongst the most efficient, profitable, and sustainable in the world but most manufacturing sectors had not achieved a comparable outcome. My thesis explains these changes in the Spanish productive structure through an analysis of the institutional structure beneath them. I argue that upgrading in Spain’s complex services was enabled by Peer Coordination (PC), a non-hierarchical variant of relational coordination based on the presence of public-private interdependencies and direct business-state interactions. Under PC, firms in complex services contributed to the fulfilment of public policy objectives in exchange for sector-specific advantages. PC enabled firms in these sectors to undertake significant restructuration that enabled them to reach the efficiency frontier in their industry. Liberalisation did not unravel PC in Banking and Telecommunications because national-level interdependences remained a structural feature of the two sectors. By contrast, PC imposed constraints on capital and skill intensive manufacturing sectors that required patient capital and stable demand to develop new complex products. Firms in these types of sectors found it difficult to secure capital and stable demand on their own, and the state had limited capacity to articulate top-down industrial strategies that could facilitate access to such resources. As a result, firms in capital and skill intensive sectors struggled to upgrade. In exceptional cases, regional institutional structures, based on forms of coordination other than PC, were able to provide support for these underserved sectors. In this regard, regional institutions complemented the national ecosystem and contributed to upgrading.
20

EU cultural policy 1974-2007

Langen, Floris Antal Freek January 2010 (has links)
The development of EU cultural policy has been characterised by a high degree of continuity. The objectives underlying present-day policy actions can be traced back to historical roots that date back to the mid-1970s. Since the first cultural actions were taken, EU cultural policy has had multiple objectives. Involvement in the cultural field has been justified on the basis of economic, social, political and, to a certain extent, cultural arguments. Although there have been shifts in accents and priorities, these various justifications can be found to co-exist throughout the process. In more recent times, the contribution of cultural actions to the emergence of European citizenship has emerged as a more dominant theme. Although peaks in expansion can be seen, Community involvement in the cultural field has overall developed through a slow process of developments and adjustments through relatively small-scale actions. As the Member States have retained much of their control over this area, policy development has been restricted to a limited range of actions for which only a narrow budget has been available. Given the dominance of the subsidiarity principle in all Community actions in the cultural field, the main policy mode has by necessity been one of consensus-seeking between actors with at times conflicting interests. However, over time the main priorities of all actors have become more or less aligned, so that the continuity of policy appears to be safeguarded. Recent developments suggest that culture has gradually come to take up a more prominent role within EU policies. However, consensus will continue to dominate the general approach as far as the development of Community actions is concerned.

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