Surface- and tip-enhanced resonant Raman scattering (resonant SERS and TERS) by optical phonons in a monolayer of CdSe quantum dots (QDs) is demonstrated. The SERS enhancement was achieved by employing plasmonically active substrates consisting of gold arrays with varying nanocluster diameters prepared by electron-beam lithography. The magnitude of the SERS enhancement depends on the localized surface plasmon resonance (LSPR) energy, which is determined by the structural parameters. The LSPR positions as a function of nanocluster diameter were experimentally determined from spectroscopic micro-ellipsometry, and compared to numerical simulations showing good qualitative agreement. The monolayer of CdSe QDs was deposited by the Langmuir–Blodgett-based technique on the SERS substrates. By tuning the excitation energy close to the band gap of the CdSe QDs and to the LSPR energy, resonant SERS by longitudinal optical (LO) phonons of CdSe QDs was realized. A SERS enhancement factor of 2 × 10³ was achieved. This allowed the detection of higher order LO modes of CdSe QDs, evidencing the high crystalline quality of QDs. The dependence of LO phonon mode intensity on the size of Au nanoclusters reveals a resonant character, suggesting that the electromagnetic mechanism of the SERS enhancement is dominant. Finally, the resonant TERS spectrum from CdSe QDs was obtained using electrochemically etched gold tips providing an enhancement on the order of 10⁴. This is an important step towards the detection of the phonon spectrum from a single QD. / Dieser Beitrag ist aufgrund einer (DFG-geförderten) Allianz- bzw. Nationallizenz frei zugänglich.

[pt] Neste trabalho é apresentado um estudo sobre nanopartículas metálicas, passando brevemente pela Teoria de Maxwell-Garnett do meio efetivo além de ter sido feita uma pequena pesquisa acerca dos trabalhos já existentes nessa área. É apresentada ainda uma proposta de um sensor à fibra óptica baseado no fenômeno da Ressonância Plasmonica de Superfície Localizada, que utiliza essas nanopartículas cujas propriedades ópticas são sensíveis às mudanças das características do meio onde estão imersas. Esse tipo de sensor é uma ferramenta simples e muito eficiente, além de ser de baixo custo financeiro. A descrição deste sensor mostra ainda três processos distintos de fabricação dessas nanopartículas, as configurações utilizadas para a aquisição dos dados experimentais, e a análise dos mesmos, incluindo a simulação computacional feita para o melhor entendimento dos resultados obtidos. / [en] In this work a study about metallic nanoparticles is presented. A brief revision of the Maxwell-Garnett Theory for the effective medium is made, in addition to a bibliographical research concerning the existing works on the topic. A proposal of a fiber optic sensor based in the Localized Surface Plasmon Resonance phenomena using these metallic nanoparticles, whose optic properties are sensible to changes in the medium in which they are immersed, is also made. This kind of sensor is a simple and efficient tool, in addition to also having low financial cost. Three distinct processes for fabrication of these nanoparticles are discussed. The setups used for the acquisition of the experimental data and the analysis of this data, including the computational simulation made to improve the understanding of the obtained results, are also discussed.

Ce travail de thèse présente une étude théorique, numérique et expérimentale de l’intégration sur un guide d’onde diélectrique de chaînes de nanoparticules d’or supportant des résonances « plasmon de surface localisé ». Les guides d’onde à plasmon de surface localisé procurent un confinement sub-longueur d’onde de la lumière, ce qui permet d’envisager la réalisation de composants optiques ultra-compacts. Cependant, leurs pertes optiques élevées restreignent leur application à de courtes distances de propagation, contrairement aux guides d’onde diélectriques. Une combinaison judicieuse des deux types de guide doit donc permettre de bénéficier de leurs avantages respectifs. Dans un premier temps, nous avons étudié théoriquement les propriétés des chaînes des nanoparticules grâce à un modèle analytique basé sur l’approximation de dipôles ponctuels couplés, que nous avons développé. Cette étude a permis de déterminer la forme et les dimensions des nanoparticules qui ont ensuite été introduites dans un logiciel de FDTD pour simuler le couplage entre la chaîne de nanoparticules et le guide diélectrique (SOI ou en Si3N4). De cette étude numérique, nous avons déduit les géométries des structures à fabriquer. Les structures réalisées ont été caractérisées à l’aide d’un banc de transmission résolue spectralement, mis en place pendant cette thèse, et d’un système de mesures en champ proche optique en collaboration avec le LNIO (Troyes). Pour la première fois, nous avons montré expérimentalement les propriétés d’une chaîne courte de nanoparticules intégrée sur un guide SOI, ainsi que le phénomène de guides couplés entre une chaîne longue de nanoparticules et un guide SOI. Une valeur record de la constante de couplage a été obtenue, et ce, aux longueurs d’onde des télécoms (proche infrarouge). L’énergie lumineuse transportée par le mode TE du guide SOI peut ainsi être entièrement transférée au guide plasmonique en 4 ou 5 nanoparticules, soit une distance de propagation de moins de 600 nm. Nous avons également étudié les propriétés de réseaux de Bragg à base de plasmon de surface localisé en confrontant les résultats de mesures de transmission résolue spectralement aux résultats théoriques d’un modèle analytique basé à la fois sur l’approximation de dipôle ponctuel en régime quasi-statique et la théorie des modes couplés. Ces travaux ouvrent la voie à des applications de pinces optiques, de capteurs ou de spaser, qui bénéficieront de l’intégration de nanoparticules métalliques dans les circuits photoniques. / This PhD work presents a theoretical, numerical and experimental study of the integration of a gold nanoparticle chain supporting "localized surface plasmon resonances" on a dielectric waveguide. The localized surface plasmon allows a sub-wavelength confinement of light which could lead to the achievement of ultra-compact optical components. However, the high level of optical losses restricts their application to short propagating distances unlike dielectric waveguides. A judicious combination of both types of guides should therefore allow taking profit of their respective advantages. Firstly, we have theoretically studied the properties of nanoparticles chains using an analytical model that we have developed following the coupled dipoles approximation. This has helped us to determine the shape and size of nanoparticles, which have been further used in a FDTD software, to simulate the coupling between the chain and the dielectric waveguide (SOI or Si3N4). Using this numerical study, we have deduced the geometries of structures to be fabricated. The realized structures have been characterized using a spectrally resolved transmission set-up, built during this thesis, and an optical near field measurement set-up (collaboration LNIO Troyes). For the first time, we have experimentally shown the properties of short nanoparticle chains integrated on a SOI waveguide as well as the existence of a coupled waveguide phenomenon between long nanoparticle chains and SOI waveguides. A record value has been obtained for the coupling constant at telecom wavelengths (near infrared). The light energy carried by the TE mode of the SOI waveguide can be completely transferred into the plasmonic waveguide via the first 4 or 5 nanoparticles of the chain, which means a distance of less than 600 nm. We have also studied the properties of Bragg gratings based on localized surface plasmon. Experimental results from spectrally resolved transmission measurements have been compared to theoretical results obtained from an analytical model based on the point dipole approximation in quasi-static regime, on one hand, and using the coupled mode theory, on the other hand. This work opens the way for applications to optical tweezers, sensors or spasers, which will benefit from the integration of metal nanoparticles in photonic circuits.

The content of this thesis is based upon the interaction of light with metallic nanoparticles arranged in different array geometries. An incident electric field (light) can force the conduction electrons of a metallic nanoparticle to oscillate. At particular frequencies, in the optical regime for gold and silver particles, absorption and scattering of the light by the particle is enhanced, corresponding to the particle plasmon resonance. The spectral position and width of the particle plasmon resonance of an isolated single particle may be tuned by adjusting its size and shape, thus changing the surface charge distribution. Periodic arrays of particles offer additional control over the frequency and width of the resonance attributed to the re-radiating (scattering) property of plasmonic particles. By fabricating arrays with a pitch comparable to the wavelength of an isolated single particle plasmon resonance, a coherent interaction between particles may be produced, known as surface lattice resonances (SLRs). The electromagnetic coupling between in-plane particle plasmon modes for different particle array geometries is explored through experiment and theory. Firstly, SLRs in square, hexagonal and honeycomb arrays are investigated by normal-incidence extinction measurements and compared to a simple-coupled dipole model. Secondly, to verify the nature of the coupling between the scattered electric field associated with particle resonances, the incident electric field polarization-dependence of the extinction of rectangular arrays and chains is studied. Thirdly, the optical response of square arrays with a symmetric two-particle basis is investigated, particularly the retardation of the scattered electric field between particles in a pair. Fourthly, square arrays with an asymmetric two-particle basis are fabricated to explore the symmetric (dipole moments of both particles are parallel) and anti-symmetric (dipole moment of both particles anti-parallel) SLRs, excited by normal-incidence light.

<p>The aims of this study are to first immobilize positively charged gold nanorods to negatively charged cell culture surfaces. Second, to use polyelectrolytes for controlling the distance between gold nanorods and fluorophores. This is used to optimally determine the distance, of which maximum fluorescence enhancement is achieved, between gold nanorods and fluorophores. In order to approach these aims, we use UV/VIS absorption spectroscopy, fluorescence spectroscopy, atomic force microscopy, and ellipsometry. The results show that we could control the immobilization of gold nanorods on plastic microwell plates and create reproducible polyelectrolyte layers, in order to control the distance between the gold nanorods and fluorophores. In addition, the localized surface plasmon resonance wavelength red shifted as the PELs increased. In conclusion, we found that the maximum fluorescence enhancement of the fluorophores (Cy7) is about 2.3 times at a fluorophores-nanoparticles separation of approximately 9-12 nm. This work contributes some research information towards the design of optical biochip platforms based on plasmon-enhanced fluorescence.</p>

The aims of this study are to first immobilize positively charged gold nanorods to negatively charged cell culture surfaces. Second, to use polyelectrolytes for controlling the distance between gold nanorods and fluorophores. This is used to optimally determine the distance, of which maximum fluorescence enhancement is achieved, between gold nanorods and fluorophores. In order to approach these aims, we use UV/VIS absorption spectroscopy, fluorescence spectroscopy, atomic force microscopy, and ellipsometry. The results show that we could control the immobilization of gold nanorods on plastic microwell plates and create reproducible polyelectrolyte layers, in order to control the distance between the gold nanorods and fluorophores. In addition, the localized surface plasmon resonance wavelength red shifted as the PELs increased. In conclusion, we found that the maximum fluorescence enhancement of the fluorophores (Cy7) is about 2.3 times at a fluorophores-nanoparticles separation of approximately 9-12 nm. This work contributes some research information towards the design of optical biochip platforms based on plasmon-enhanced fluorescence.

Noble metal nanoparticles supporting localized surface plasmon resonances (LSPR) have been extensively investigated for label free detection of various biological and chemical interactions. When compared to other optical sensing techniques, LSPR sensors offer label-free detection of biomolecular interactions in localized sensing volume solutions. However, these sensors also suffer from a major disadvantage – LSPR sensors remain highly susceptible to interference because they respond to both solution refractive index change and non-specific binding as well as specific binding of the target analyte. These interactions can severely compromise the measurement of the target analyte in a complex unknown media and hence limit the applicability and impact of the sensor. In spite of the extensive amount of work done in this field, there has been a clear absence of efforts to make LSPR sensors immune to interfering effects. The work presented in this document investigates, both experimentally and numerically, dual- and tri-mode LSPR sensors that utilize the multiple surface plasmon modes of gold nanostructures to distinguish target analyte from interfering bulk and non-specific binding effects. Finally, a series of biosensing experiments are performed to examine various regeneration assays for LSPR sensors built on indium tin oxide coated glass substrate.

Les métamatériaux (MMs) sont des composants artificiels présentant des propriétés électromagnétiques qui n'existent pas dans les matériaux conventionnels naturels. Malgré des développements spectaculaires depuis les années 2000 en radiofréquence et aussi en optique, principalement en mode radiatif, les applications des MMs en optique guidée dans l'objectif de la miniaturisation des composants optoélectroniques sont restés très rares. Donc, poursuivant les recherches sur les MMs plasmoniques en optique guidée initiées par M. Kanté, Mme Ghasemi et Mme Dubrovina, ce travail de thèse constitue une contribution originale à la conception et à la réalisation de composants optoélectroniques basés sur des MMs, y compris leur simulation et leur caractérisation.Durant cette thèse, 3 composants ont été proposés dont 2 ont été réalisés et caractérisés. Ce sont littéralement les premières démonstrations d'applications des MMs à des composants compacts en optique guidée et on peut en conclure qu'une nouvelle famille de composants infrarouges est ici proposée. Cette approche considérée est générique, et elle est compatible avec les plateformes de circuit intégrés conventionnels: Si, InGaAsP / InP, silice dopé, etc. En outre, on démontre que le contrôle à la fois de la variation de l'indice effectif du guide associé au MM et de la fréquence de résonance du MM avec qui travaillent ces composants, sont accessibles simplement en modifiant les dimensions des nanofils qui les composent. Cela permettra à ces composants de fonctionner à d'autres fréquences intéressantes. / Metamaterials (MMs) are artificial components with electromagnetic properties that do not exist in conventional natural materials. Despite tremendous developments achieved since the 2000s in radiofrequency and also in optics, mainly in the radiative mode, the applications of MMs in guided optics, in order to miniaturize the conventional optoelectronic components still remain nearly blank. Following the studies on plasmonic MM in waveguided optics initiated by Mr. Kanté, Mrs. Ghasemi and Mrs. Dubrovina, this thesis work constitutes an original contribution to the design and realization of optoelectronic components based on MMs, including their simulation and characterization methods. During this thesis, 3 components have been proposed, of which 2 have been realized and characterized. These are literally the first demonstrations of MM applications to compact components in waveguided optics and it can be concluded that a new family of infrared components is proposed here. This approach is generic and compatible with conventional integrated circuit platforms: Si, InGaAsP / InP, doped silica, etc. Moreover, it is shown that the control of both the variation of the effective index of the guide associated with the MM, and the resonance frequency of the MM with which these components work, is accessible simply by modifying the dimensions of the nanowires. This will allow these components to operate at other frequencies.

京都大学 / 0048 / 新制・課程博士 / 博士(理学) / 甲第19959号 / 理博第4226号 / 新制||理||1607(附属図書館) / 33055 / 京都大学大学院理学研究科化学専攻 / (主査)教授 寺西 利治, 教授 倉田 博基, 教授 島川 祐一 / 学位規則第4条第1項該当 / Doctor of Science / Kyoto University / DGAM

No description available.