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Doctor of Philosophy / Department of Chemistry / Stefan Bossmann / My thesis is divided into two parts. The first part is focused on studies of N-heterocyclic carbene (NHC) palladium(IV) intermediates, which are involved in oxidative addition mediated C-C, and C-O bond formation processes as well as in C-Cl bond forming reactions via a reductive elimination process. Bis-NHC-Pd(II) complexes have been reported as effective catalysts to mediate direct conversion of methane into methanol. However, a H-D exchange study revealed that the bis-NHC-Pd(II) complexes are not the active species responsible for the C-H bond activation reaction. This unexpected result implies that the high oxidation state bis- NHC-Pd(IV) species may be the real catalyst! The oxidative addition of methyl iodide to the bis- NHC-Pd(II)-Me2 complex led to the successful observation of the formation of a transient trimethyl bis-NHC-Pd(IV) intermediate by both 1H-NMR and 13C-NMR spectroscopy. Different oxidants such as O2, PhI(OAc)2, PhI(OTFA)2 and Cl2 reacted with the bis-NHC-Pd(II)-Me2 complex, and competitive C-C and C-O bond formations, as well as C-C and C-Cl bond formations were observed. Dioxygen triggered C-C bond formation under dry condition and both C-C and C-O bond formation in the presence of H2O gave strong indications that the bis-NHCPd( II)-Me2 complex can be oxidized to a bis-NHC-Pd(IV) intermediate by dioxygen. The reaction between the hypervalent iodine regents PhI(OAc)2 and PhI(OTFA)2 and the bis-NHCPd( II)-Me2 complex gave only reductive elimination products. Therefore, this system can act as a model system, which is able to providing valuable information of the product forming (functionalization) step of the C-H bond activation system. The reaction between chlorine and the bis-NHC-Pd(II)-Me2 complex resulted in a relatively stable bis-NHC-Pd(IV)-Cl4 complex, which was characterized by 1H-NMR spectroscopy and mass spectroscopy. The structure of bis- NHC-Pd(IV)-Cl4 was unambiguously established by X-ray crystallography. The second part of this thesis describes the synthesis of functionalized bimagnetic core/shell iron/iron oxide nanoparticles for the treatment of cancer. Biocompatible dopamineoligoethylene glycol functionalized bimagnetic core/shell Fe/Fe3O4 nanoparticles were prepared via ligand exchange, and purified by repeated dispersion/magneto-precipitation cycles. A porphyrin (TCPP) has been tethered to the stealth nanoparticles to enhance their uptake by tumor cells and (neural) stem cells. The stealth nanoparticles have been delivered in a mouse model to tumor sites intravenously by using the EPR (enhanced permeation and retention) effect. Magnetic hyperthermia proved to be very effective against B16-F10 mouse melanomas in Charles River black mice. After hyperthermia, the nanoparticles have shown a significant effect on the growth of tumor (up to 78% growth inhibition).

Les complexes métalliques des carbènes N-hétérocycliques (NHC) présentent un grand potentiel comme anticancéreux. En particulier, des études in vitro ont confirmés une cytotoxicité supérieure au cisplatine. Dans ce travail, nous avons introduit de la diversité moléculaire à de nouveaux complexes NHC-Pt par coordination de différents ligands NHC. Une deuxième stratégie, la post-fonctionnalisation de complexes de Pt a été étudié par : a) formation d’oxime, notamment avec une urée ciblant le PSMA, b) échange de ligand avec des polyamines hydrosolubles (PEI) ou des pnictogènes (phosphines, arsines, stibines), c) échange d’halogène avec des isotopes de l’iode. Les propriétés cytotoxiques de ces composés ont été évaluées in vitro. In vivo (souris), un complexe PEI-Pt montre une inhibition tumorale similaire à l’oxaliplatine. Néanmoins, aucun effet secondaire n’a été détecté contrairement à l’oxaliplatine (hématomes). Ces résultats ouvrent de nouvelles perspectives dans le domaine des anticancéreux sur la base de platine. / Metal N-Heterocyclic Carbene (NHC) complexes are of great potential for cancer therapy. In particular, in vitro studies confirmed their significantly higher cytotoxicity than cisplatin. In this work, we introduced molecular diversity on new NHC-Pt complexes by coordination of various NHC precursors to platinum. As a second strategy, post-synthetic functionalization of Pt complexes has been fully investigated by: a) oxime formation, e.g. with a PSMA targeting urea derivative, b) ligand exchange reaction with hydrosoluble polyamines (PEI) and pnictogen-based ligands (phosphines, arsines, stibines), c) halogen exchange with iodide isotopesCytotoxic properties of these new compounds were evaluated in vitro. Best candidate was selected for in vivo evaluation on mice model showing for PEI-Pt similar tumour inhibition as oxaliplatin. Besides, no “visual” side effects were detected in contrast to oxaliplatin (hematomas). These outstanding results opened up new perspectives in the field of platinum-based drugs.

Au début de ces travaux, peu d’études avaient été faites sur la complexation des carbènes N-hétérocycliques avec des métaux oxophiles, électropositifs et à hauts degrés d’oxydation tel que les métaux du groupe 13. L’optimisation de voies de synthèse a permis d’étendre le nombre de complexes de types NHC-MIII (M = aluminium, gallium et indium), ainsi qu’à des complexes cationiques. L’association de ces précurseurs avec des NHCs plus encombrés a permis l’observation de réactivités sans précédent (complexes anormaux, paires de Lewis frustrées, dicarbènes N-hétérocycliques). Dans un second temps, la réactivité inhabituelle des ligands NHCs a permis l’isolation d’analogue au réactif de Tebbe, très actifs en méthylénation de dérivés carbonyles. / At the beginning of this work, few studies had been performed on the complexation of N-heterocyclic carbenes with oxophilic metals, in high oxidation states such as group 13 metals. The synthetic routes optimization has extended the number of complexes-type NHC-MIII (M = aluminum, gallium and indium), and the corresponding cationic complexes. The combination of these precursors with sterically congested NHCs allowed the observation of unprecedented reactivities (abnormal complexes, Frustrated Lewis Pairs, N-heterocyclic dicarbenes). In a second step, the unusual reactivity of NHC ligands has allowed the isolation of analogues of the Tebbe’s reagent, formed to be very active in the methylenation of carbonyl compounds.