This work deals with the design of MT transmit, MR receive antenna MIMO (Multiple Input Multiple Output) communication system where the transmitter performs a linear operation on data. This linear precoding model includes systems which involve signal shaping for achieving higher data rates, uncoded MIMO Multicarrier and Single-Carrier systems and, the more recent, MIMO-OFDM (Orthogonal Frequency Division Multiplexing) systems employing full diversity Space-Frequency codes. The objective of this work is to design diversity centric and rate centric linear precoded MIMO systems whose performance is better than the existing designs. In particular, we consider MIMO-OFDM systems, Zero Padded MIMO systems and MIMO systems with limited rate feedback. Design of full diversity MIMO-OFDM systems of rate symbol per channel use (1 s/ pcu) : In literature, MIMO-OFDM systems exploiting full diversity at a rate of 1 s/ pcu are based on a few specific Space-Frequency (SF)/ Space-Time-Frequency (STF) codes. In this work, we devise a general parameterized framework for the design of MIMO-OFDM systems employing full diversity STF codes of rate 1 s/ pcu. This framework unifies all existing designs and provides tools for the design of new systems with interesting properties and superior performance. Apart from rate and diversity, the parameters of the framework are designed for a low complexity receiver. The parameters of the framework usually depend on the channel characteristics (number of multipath, Delay Profile (DP)). When channel characteristics are available at the transmitter, a procedure to optimize the performance of STF codes is provided. The resulting codes are termed as DP optimized codes. Designs obtained using the optimization are illustrated and their performance is shown to be better than the existing ones. To cater to the scenarios where channel characteristics are not available at the transmitter, a complete characterization of a class of full diversity DP Independent (DPI) STF codes is provided. These codes exploit full diversity on channels with a given number of multipath irrespective of their characteristics. Design of DP optimized STF codes and DPI codes from the same framework highlights the flexibility of the framework. Design of Zero Padded (ZP) MIMO systems : While the MIMO-OFDM transmitter needs to precode data for exploiting channel induced multipath diversity, ZP MIMO systems with ML receivers are shown to exploit multipath diversity without any precoding. However, the receiver complexity of such systems is enormous and hence a study ZP MIMO system with linear receivers is undertaken. Central to this study involves devising low complexity receivers and deriving the diversity gain of linear receivers. Reduced complexity receiver implementations are presented for two classes of precoding schemes. An upper bound on the diversity gain of linear receivers is evaluated for certain precoding schemes. For uncoded systems operating on a channel of length L, this bound is shown to be MRL_MT +1 for uncoded transmissions, i.e, such systems tend to exploit receiver and multipath diversities. On the other hand, MIMO-OFDM systems designed earlier have to trade diversity with receiver complexity. These observations motivate us to use ZP MIMO systems with linear receivers for channels with large delay spread when receiver complexity is at a premium. Design examples highlighting the attractiveness of ZP systems when employed on channels with large delay spread are also presented. Efficient design of MIMO systems with limited feedback : Literature presents a number of works that consider the design of MIMO systems with partial feedback. The works that consider feedback of complete CSI, however, do not provide for an efficient system design. In this work, we consider two schemes, Correlation matrix feedback and Channel information feedback that convey complete CSI to the transmitter. This CSI is perturbed due to various impairments. A perturbation analysis is carried out to study the variations in mutual information for each of the proposed schemes. For ergodic channels, this analysis is used to design a MIMO system with a limited rate feedback. Using a codebook based approach, vector quantizers are designed to minimize the loss in ergodic capacity for each of the proposed schemes. The efficiency of the design stems from the ability to obtain closed-form expression for centroids during the iterative vector quantizer design. The performance of designed vector quantizers compare favorably with the existing designs. The vector quantizer design for channel information feedback is robust in the sense that the same codebook can be used across all operating SNR. Use of vector quantizers for improving the outage performance is also presented.

Wireless communication systems require high spectral efficiency and throughput in order to be cost-effective. Link adaptation schemes are known to be a good solution to achieve this goal. However, the necessity of additional information or increased complexity prevents these schemes from being implemented. In this context, research on resource allocation based on different constraints, such as complexity or feedback, is important. The major contribution of this dissertation is the development of three novel techniques to enhance performance in practical implementations of the adaptive OFDM systems. This dissertation first introduces a new multiuser OFDM system to enhance performance in the low SNR regime. In this scheme, multiuser diversity can be efficiently amplified from random power allocation and opportunistic scheduling. Higher spectral efficiency can be achieved without an increase of complexity or feedback amount compared to conventional multiuser OFDM systems using equal power allocation. This dissertation also presents a modified multi-mode power loading scheme. A modified multi-mode power loading scheme can circumvent the limit of current multi-mode power loading schemes by significantly reducing search amount from 2N - 1 to N, where N is the number of subcarriers. Finally, this dissertation has introduced adaptive OFDM systems using channel gain order information in limited feedback environments. Adaptive OFDM systems using the order mapping technique achieve comparable performance to conventional adaptive OFDM systems in terms of bit error rate and average spectral efficiency, while the amount of feedback is significantly reduced. Furthermore, by simply exploiting order mapping and interpolation, the analyzing technique circumvents the practical shortcomings of previous limited feedback techniques for OFDM systems. / text

In the last decade, there has been an explosive growth in different applications of wireless technology, due to users' increasing expectations for multi-media services. With the current trend, the present systems will not be able to handle the required data traffic. Lattice codes have attracted considerable attention in recent years, because they provide high data rate constellations. In this thesis, the applications of implementing lattice codes in different communication systems are investigated. The thesis is divided into two major parts. Focus of the first part is on constellation shaping and the problem of lattice labeling. The second part is devoted to the lattice decoding problem. In constellation shaping technique, conventional constellations are replaced by lattice codes that satisfy some geometrical properties. However, a simple algorithm, called lattice labeling, is required to map the input data to the lattice code points. In the first part of this thesis, the application of lattice codes for constellation shaping in Orthogonal Frequency Division Multiplexing (OFDM) and Multi-Input Multi-Output (MIMO) broadcast systems are considered. In an OFDM system a lattice code with low Peak to Average Power Ratio (PAPR) is desired. Here, a new lattice code with considerable PAPR reduction for OFDM systems is proposed. Due to the recursive structure of this lattice code, a simple lattice labeling method based on Smith normal decomposition of an integer matrix is obtained. A selective mapping method in conjunction with the proposed lattice code is also presented to further reduce the PAPR. MIMO broadcast systems are also considered in the thesis. In a multiple antenna broadcast system, the lattice labeling algorithm should be such that different users can decode their data independently. Moreover, the implemented lattice code should result in a low average transmit energy. Here, a selective mapping technique provides such a lattice code. Lattice decoding is the focus of the second part of the thesis, which concerns the operation of finding the closest point of the lattice code to any point in N-dimensional real space. In digital communication applications, this problem is known as the integer least-square problem, which can be seen in many areas, e.g. the detection of symbols transmitted over the multiple antenna wireless channel, the multiuser detection problem in Code Division Multiple Access (CDMA) systems, and the simultaneous detection of multiple users in a Digital Subscriber Line (DSL) system affected by crosstalk. Here, an efficient lattice decoding algorithm based on using Semi-Definite Programming (SDP) is introduced. The proposed algorithm is capable of handling any form of lattice constellation for an arbitrary labeling of points. In the proposed methods, the distance minimization problem is expressed in terms of a binary quadratic minimization problem, which is solved by introducing several matrix and vector lifting SDP relaxation models. The new SDP models provide a wealth of trade-off between the complexity and the performance of the decoding problem.

In the last decade, there has been an explosive growth in different applications of wireless technology, due to users' increasing expectations for multi-media services. With the current trend, the present systems will not be able to handle the required data traffic. Lattice codes have attracted considerable attention in recent years, because they provide high data rate constellations. In this thesis, the applications of implementing lattice codes in different communication systems are investigated. The thesis is divided into two major parts. Focus of the first part is on constellation shaping and the problem of lattice labeling. The second part is devoted to the lattice decoding problem. In constellation shaping technique, conventional constellations are replaced by lattice codes that satisfy some geometrical properties. However, a simple algorithm, called lattice labeling, is required to map the input data to the lattice code points. In the first part of this thesis, the application of lattice codes for constellation shaping in Orthogonal Frequency Division Multiplexing (OFDM) and Multi-Input Multi-Output (MIMO) broadcast systems are considered. In an OFDM system a lattice code with low Peak to Average Power Ratio (PAPR) is desired. Here, a new lattice code with considerable PAPR reduction for OFDM systems is proposed. Due to the recursive structure of this lattice code, a simple lattice labeling method based on Smith normal decomposition of an integer matrix is obtained. A selective mapping method in conjunction with the proposed lattice code is also presented to further reduce the PAPR. MIMO broadcast systems are also considered in the thesis. In a multiple antenna broadcast system, the lattice labeling algorithm should be such that different users can decode their data independently. Moreover, the implemented lattice code should result in a low average transmit energy. Here, a selective mapping technique provides such a lattice code. Lattice decoding is the focus of the second part of the thesis, which concerns the operation of finding the closest point of the lattice code to any point in N-dimensional real space. In digital communication applications, this problem is known as the integer least-square problem, which can be seen in many areas, e.g. the detection of symbols transmitted over the multiple antenna wireless channel, the multiuser detection problem in Code Division Multiple Access (CDMA) systems, and the simultaneous detection of multiple users in a Digital Subscriber Line (DSL) system affected by crosstalk. Here, an efficient lattice decoding algorithm based on using Semi-Definite Programming (SDP) is introduced. The proposed algorithm is capable of handling any form of lattice constellation for an arbitrary labeling of points. In the proposed methods, the distance minimization problem is expressed in terms of a binary quadratic minimization problem, which is solved by introducing several matrix and vector lifting SDP relaxation models. The new SDP models provide a wealth of trade-off between the complexity and the performance of the decoding problem.

Wireless communication networks have evolved continuously over the last four decades in order to meet the traffic and security requirements due to the ever-increasing amount of traffic. However this increase is projected to be massive for the fifth generation of wireless networks (5G), with a targeted capacity enhancement of 1000× w.r.t. 4G networks. This enhanced capacity is possible by a combination of major approaches (a) overhaul of some parts and (b) elimination of overhead and redundancies of the current 4G. In this work we focus on OFDM reference signal or pilot tones, which are used for channel estimation, link adaptation and other crucial functions in Long-Term Evolution (LTE). We investigate two aspects of pilot signals pertaining to its evolution - (a) impact of targeted interference on pilots and its mitigation and (b) adaptation of pilot patterns to match the channel conditions of the user. We develop theoretical models that accurately quantify the performance degradation at the user’s receiver in the presence of a multi-tone pilot jammer. We develop and evaluate mitigation algorithms to mitigate power constrained multi-tone pilot jammers in SISO- and full rank spatial multiplexing MIMO-OFDM systems. Our results show that the channel estimation performance can be restored even in the presence of a strong pilot jammer. We also show that full rank spatial multiplexing in the presence of a synchronized pilot jammer (transmitting on pilot locations only) is possible when the channel is flat between two pilot locations in either time or frequency. We also present experimental results of multi-tone broadcast pilot jamming (Jamming of Cell Specific Reference Signal) in the LTE downlink. Our results show that full-band jamming of pilots needs 5 dB less power than jamming the entire downlink signal, in order to cause Denial of Service (DoS) to the users. In addition to this, we have identified and demonstrated a previously unreported issue with LTE termed ‘Channel Quality Indicator (CQI) Spoofing’. In this scenario, the attacker tricks the user terminal into thinking that the channel quality is good, by transmitting interference transmission only on the data locations, while deliberately avoiding the pilots. This jamming strategy leverages the dependence of the adaptive modulation and coding (AMC) schemes on the CQI estimate in LTE. Lastly, we investigate the idea of pilot pattern adaptation for SISO- and spatial multiplexing MIMO-OFDM systems. We present a generic heuristic algorithm to predict the optimal pilot spacing and power in a nonstationary doubly selective channel (channel fading in both time and frequency). The algorithm fits estimated channel statistics to stored codebook channel profiles and uses it to maximize the upper bound on the constrained capacity. We demonstrate up to a 30% improvement in ergodic capacity using our algorithm and describe ways to minimize feedback requirements while adapting pilot patterns in multi-band carrier aggregation systems. We conclude this work by identifying scenarios where pilot adaptation can be implemented in current wireless networks and provide some guidelines to adapt pilots for 5G. / Master of Science / Wireless communications have evolved continuously over the last four decades in order to meet the ever-increasing number of users. The next generation of wireless networks, named 5G, is expected to interconnect a massive number of devices called the Internet of Things (IoT). Compared to the current generation of wireless networks (termed 4G), 5G is expected to provide a thousandfold increase in data rates. In addition to this, the security of these connected devices is also a challenging issue that needs to be addressed. Hence in the event of an attack, even if a tiny fraction of the total number of users are affected, this will still result in a large number of users who are impacted. The central theme of this thesis is the evolution of <i>Orthogonal Frequency Division Multiplexing (OFDM) pilot signals</i> on the road from 4G to 5G wireless networks. In OFDM, pilot signals are sent in parallel to data in order to aid the receiver in mitigating the impairments of the wireless channel. In this thesis, we look at two perspectives of the evolution of pilots: a) targeted interference on pilot signals, termed as ‘Multi-tone pilot jamming’ and b) adapting pilot patterns to optimize throughput. In the first part of the thesis, we investigate the (a) impact of multi-tone pilot jamming and (b) propose and evaluate strategies to counter multi-tone pilot jamming. In particular, we propose methods that (a) have the potential to be implemented in the Third Generation Partnership Project Long-Term Evolution (3GPP LTE) standard, and (b) have the ability to maintain high data rates with a multi-antenna receiver, in the presence of a multi-tone pilot jammer. We also experiment and analyze the behavior of LTE in the presence of such targeted interference. In the second half of the thesis, we explore the idea of adapting the density of pilots to optimize throughput. Increasing the pilot density improves the signal reception capabilities, but reduces the resources available for data and hence, data rate. Hence we propose and evaluate strategies to balance between these two conflicting requirements in a wireless communication system. In summary, this thesis provides and evaluates ideas to mitigate interference on pilot signals, and design data rate-maximizing pilot patterns for future OFDM-based wireless networks.

Dans un nombre croissant d'applications, les perturbations rencontrées s'éloignent fortement des modèles classiques qui les modélisent par une gaussienne ou un mélange de gaussiennes. C'est en particulier le cas des bruits impulsifs que nous rencontrons dans plusieurs domaines, notamment celui des télécommunications. Dans ce cas, une modélisation mieux adaptée peut reposer sur les distributions alpha-stables. C'est dans ce cadre que s'inscrit le travail de cette thèse dont l'objectif est de concevoir de nouvelles méthodes robustes pour l'estimation conjointe état-bruit dans des environnements impulsifs. L'inférence est réalisée dans un cadre bayésien en utilisant les méthodes de Monte Carlo séquentielles. Dans un premier temps, cette problématique a été abordée dans le contexte des systèmes de transmission OFDM en supposant que les distorsions du canal sont modélisées par des distributions alpha-stables symétriques. Un algorithme de Monte Carlo séquentiel a été proposé pour l'estimation conjointe des symboles OFDM émis et des paramètres du bruit $\alpha$-stable. Ensuite, cette problématique a été abordée dans un cadre applicatif plus large, celui des systèmes non linéaires. Une approche bayésienne non paramétrique fondée sur la modélisation du bruit alpha-stable par des mélanges de processus de Dirichlet a été proposée. Des filtres particulaires basés sur des densités d'importance efficaces sont développés pour l'estimation conjointe du signal et des densités de probabilité des bruits / In signal processing literature, noise's sources are often assumed to be Gaussian. However, in many fields the conventional Gaussian noise assumption is inadequate and can lead to the loss of resolution and/or accuracy. This is particularly the case of noise that exhibits impulsive nature. The latter is found in several areas, especially telecommunications. $\alpha$-stable distributions are suitable for modeling this type of noise. In this context, the main focus of this thesis is to propose novel methods for the joint estimation of the state and the noise in impulsive environments. Inference is performed within a Bayesian framework using sequential Monte Carlo methods. First, this issue has been addressed within an OFDM transmission link assuming a symmetric alpha-stable model for channel distortions. For this purpose, a particle filter is proposed to include the joint estimation of the transmitted OFDM symbols and the noise parameters. Then, this problem has been tackled in the more general context of nonlinear dynamic systems. A flexible Bayesian nonparametric model based on Dirichlet Process Mixtures is introduced to model the alpha-stable noise. Moreover, sequential Monte Carlo filters based on efficient importance densities are implemented to perform the joint estimation of the state and the unknown measurement noise density

Parameter estimation and signal detection are the two key components of a wireless communication system. They directly impact the bit-error-ratio (BER) performance of the system. Several criteria have been successfully applied for parameter estimation and signal detection. They include maximum likelihood (ML), maximum a-posteriori probability (MAP), least square (LS) and minimum mean square error (MMSE) etc. In the linear detection framework, linear MMSE (LMMSE) and LS are the most popular ones. Nevertheless, these criteria do not necessarily minimize the BER, which is one of the key aspect of any communication receiver design. Thus, minimization of BER is tantamount to an important design criterion for a wireless receiver, the minimum bit/symbol error ratio (MBER/MSER). We term this design criterion as the minimum-error-probability (MEP). In this thesis, parameter estimation and signal detection have been extensively studied based on the MEP framework for various unexplored scenar-ios of a wireless communication system. Thus, this thesis has two broad categories of explorations, first parameter estimation and then signal detection. Traditionally, the MEP criterion has been well studied in the context of the discrete signal detection in the last one decade, albeit we explore this framework for the continuous parameter es-timation. We first use this framework for channel estimation in a frequency flat fading single-input single-output (SISO) system and then extend this framework to the carrier frequency offset (CFO) estimation of multi-user MIMO OFDM system. We observe a reasonably good SNR improvement to the tune of 1 to 2.5 dB at a fixed BER (tentatively at 10−3). In this context, it is extended to the scenario of multiple-input multiple-output (MIMO) orthogonal frequency division multiplexing (OFDM) or MIMO-OFDM with pa-rameter estimation error statistics obtained from LMMSE only and checked its effect at the equalizer design using MEP and LMMSE criteria. In the second exploration of the MEP criterion, it is explored for signal detection in the context of MIMO-relay and MIMO systems. Various low complexity solutions are proposed to alleviate the effect of high computational complexity for the MIMO-relay. We also consider various configurations of relay like cognitive, parallel and multi-hop relaying. We also propose a data trans-mission scheme with a rate of 1/Ns (Ns is the number of antennas at the transmitter) with the help of the MEP criterion to design various components. In all these cases, we obtain considerable BER improvement compared to the existing solutions.

Bayesian approaches for sparse signal recovery have enjoyed a long-standing history in signal processing and machine learning literature. Among the Bayesian techniques, the expectation maximization based Sparse Bayesian Learning(SBL) approach is an iterative procedure with global convergence guarantee to a local optimum, which uses a parameterized prior that encourages sparsity under an evidence maximization frame¬work. SBL has been successfully employed in a wide range of applications ranging from image processing to communications. In this thesis, we propose novel, efficient and low-complexity SBL-based algorithms that exploit structured sparsity in the presence of fully/partially known measurement matrices. We apply the proposed algorithms to the problem of channel estimation and data detection in Orthogonal Frequency Division Multiplexing(OFDM) systems. Further, we derive Cram´er Rao type lower Bounds(CRB) for the single and multiple measurement vector SBL problem of estimating compressible vectors and their prior distribution parameters. The main contributions of the thesis are as follows: We derive Hybrid, Bayesian and Marginalized Cram´er Rao lower bounds for the problem of estimating compressible vectors drawn from a Student-t prior distribution. We derive CRBs that encompass the deterministic or random nature of the unknown parameters of the prior distribution and the regression noise variance. We use the derived bounds to uncover the relationship between the compressibility and Mean Square Error(MSE) in the estimates. Through simulations, we demonstrate the dependence of the MSE performance of SBL based estimators on the compressibility of the vector. OFDM is a well-known multi-carrier modulation technique that provides high spectral efficiency and resilience to multi-path distortion of the wireless channel It is well-known that the impulse response of a wideband wireless channel is approximately sparse, in the sense that it has a small number of significant components relative to the channel delay spread. In this thesis, we consider the estimation of the unknown channel coefficients and its support in SISO-OFDM systems using a SBL framework. We propose novel pilot-only and joint channel estimation and data detection algorithms in block-fading and time-varying scenarios. In the latter case, we use a first order auto-regressive model for the time-variations, and propose recursive, low-complexity Kalman filtering based algorithms for channel estimation. Monte Carlo simulations illustrate the efficacy of the proposed techniques in terms of the MSE and coded bit error rate performance. • Multiple Input Multiple Output(MIMO) combined with OFDM harnesses the inherent advantages of OFDM along with the diversity and multiplexing advantages of a MIMO system. The impulse response of wireless channels between the Nt transmit and Nr receive antennas of a MIMO-OFDM system are group approximately sparse(ga-sparse),i.e. ,the Nt Nr channels have a small number of significant paths relative to the channel delay spread, and the time-lags of the significant paths between transmit and receive antenna pairs coincide. Often, wire¬less channels are also group approximately-cluster sparse(ga-csparse),i.e.,every ga-sparse channel consists of clusters, where a few clusters have all strong components while most clusters have all weak components. In this thesis, we cast the problem of estimating the ga-sparse and ga-csparse block-fading and time-varying channels using a multiple measurement SBL framework. We propose a bouquet of novel algorithms for MIMO-OFDM systems that generalize the algorithms proposed in the context of SISO-OFDM systems. The efficacy of the proposed techniques are demonstrated in terms of MSE and coded bit error rate performance.