<p>This document compiles a highly discussed issue present in many cities of the developing world today; it brings forward the importance of facing the challenges that slums create to today’s cities and the mechanisms used for tackling such challenge. The study focuses on the use of Participatory Planning approaches in the context of slum upgrading, giving the reader an insight to the advantages and challenges that such an approach has. It is built around a case study in the city of Medellin, Colombia where there has been a strong political will and commitment to implement programs and projects in the poorest areas of the city. This initiative emerged as a need to tackle deep rooted problems present in the slum areas of the city that together with other issues placed Medellin as the most dangerous city of the world during the 1990s.</p><p>For tackling such a problem, the local Administration (2003-2007) created a slum upgrading model called “PUI - Proyecto Urbano Integral” (Integral Urban Project) which is said to be based on “participatory planning” and “slum upgrading” principles. The results of the first project following the “PUI Model”, the “PUI Noriental”, have been promoted by the Administration as highly successful and been considered as a model for slum upgrading both nationally and internationally. Therefore, there is the need to acknowledge and critically asses the PUI Model by evaluating its principles, its methods and its results having a deeper understanding and assessment of the concepts behind such an approach; specially since it has been internationally recognized that there is a lack of cases in which the ideals of participation and slum upgrading are put in practice.</p><p>In this order of ideas, the principles, methods and tools of the “PUI Model” and its implementation in the “PUI Noriental”, are evaluated based on international theories and experiences dealing with the topic. By doing so, it is shown the close link between the principles of participation and the very nature of slum upgrading processes. As well it is brought forward the need to implement such kind of a approaches in cities presenting problems with slum areas. The results of the evaluation show that even though there is a strong political will towards using principles of participatory planning and slum upgrading approaches in Medellin, there is still a high need to have a deeper understanding of such concepts and the way they can be implemented. Nevertheless, it is shown that even with these shortcomings the significant outcomes produced by the PUI Noriental are a clear example that participation in the context of slum upgrading is a strong tool to bring benefits to the people of such areas.</p> / The thesis was not publishes (printed) by the department. The copy I am uploading is the final version accepted by the department.

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Lake Winnipeg and the issue of its declining health are at the heart of this research. At stake is not only the integrity of this ecosystem but also the substantial commercial fishery that depends upon it. Finding a solution to this problem involves a complex mixture of social, economic and ecological considerations. In response to such multi-faceted questions there is an increasing awareness for the role of public participation in decision-making. In recognition of this, there is a move away from top-down governance to one that acknowledges the need for innovative approaches to governance as well as the role for the participation of non-state actors in decision-making. This type of participatory governance decentralizes power in order to permit citizens the opportunity to bring to bear their knowledge in the quest for sustainable solutions. One such source of knowledge is local knowledge. Accordingly, this research explores the local knowledge about Lake Winnipeg held by its commercial fishers and how that knowledge is included in the Lake’s governance. This goal is pursued through the examination of four specific objectives that are: 1) to establish the sorts of local knowledge that fishers hold and the ways in which they gained this knowledge; 2) to identify what informal and formal governance processes already exist for participation of the fishers in the governance of Lake Winnipeg; 3) to determine by what means and to what extent this local knowledge has been shared in governance processes about the Lake; 4) to identify opportunities for the incorporation of the fishers’ local knowledge into the governance of the Lake. A qualitative approach was used to address the goals of the research and included literature review, a focus group with fishers, and interviews with fishers and government personnel. Analysis revealed that the commercial fishers possess local knowledge extending across a broad range of topics from hydrology, ecology, weather, water quality and fish diet, habitat, behaviour and morphology. This knowledge was gained primarily through personal observation, but also from other fishers, scientists, and the media. The more formal participatory processes in which the fishers became engaged have been limited to issues relating to the fishery. These formal processes included the Lake Winnipeg Fisheries Management Advisory Board, the Manitoba Commercial Inland Fishers Federation, and the Lake Winnipeg Quota Entitlement Review Task Force. In addition to these formal processes there was also a less formal network of contact between fishers and those in government and science. This network has involved fishers sharing their local knowledge about the fishery and. to a lesser degree, about the Lake’s environment more generally. Taken together, these various processes have supplied, with variable success, some opportunities for fishers to share their local knowledge and influence fishery related decisions. However, the extent of their participation has been significantly impaired by a number of critical factors. Of these, the most detrimental barrier identified was a lack of meaningfulness and transparency in the key process, the Advisory Board. This, in turn, resulted in frustration, mistrust of government, and ultimately, withdrawal from that process. Reflecting on these problems, fishers made a number of recommendations including the creation of a co-management board and the use of interviews and surveys, public meetings, and collaborative research as ways to ensure that their knowledge is shared and that their concerns and recommendations are considered in meaningful ways that influence fishery and Lake-related decisions.

Public participation is an important aspect of Environmental Assessment (EA) processes where the public can have an influence on decisions about development affecting them or their surrounding environment. A case study was conducted on the Wuskwatim Generating Station and Transmission Line Project EA process in order to identify barriers to participation faced by Aboriginal publics. Nine general barrier types were identified including: resource deficiencies, accessibility, information deficiencies, communication barriers, inadequate consultation, timing and scheduling constraints, lack of trust, lack of understanding, and coercion and control of dissent. The findings indicate most barriers faced by Aboriginal publics were procedural in nature and may be addressed through improvements in the design and implementation of participatory processes. A number of interrelationships were noted among barrier types suggesting that barriers to participation cannot be addressed in an isolated manner. Recommendations to improve future EA process and areas requiring further research are also discussed.

Lake Winnipeg and the issue of its declining health are at the heart of this research. At stake is not only the integrity of this ecosystem but also the substantial commercial fishery that depends upon it. Finding a solution to this problem involves a complex mixture of social, economic and ecological considerations. In response to such multi-faceted questions there is an increasing awareness for the role of public participation in decision-making. In recognition of this, there is a move away from top-down governance to one that acknowledges the need for innovative approaches to governance as well as the role for the participation of non-state actors in decision-making. This type of participatory governance decentralizes power in order to permit citizens the opportunity to bring to bear their knowledge in the quest for sustainable solutions. One such source of knowledge is local knowledge. Accordingly, this research explores the local knowledge about Lake Winnipeg held by its commercial fishers and how that knowledge is included in the Lake’s governance. This goal is pursued through the examination of four specific objectives that are: 1) to establish the sorts of local knowledge that fishers hold and the ways in which they gained this knowledge; 2) to identify what informal and formal governance processes already exist for participation of the fishers in the governance of Lake Winnipeg; 3) to determine by what means and to what extent this local knowledge has been shared in governance processes about the Lake; 4) to identify opportunities for the incorporation of the fishers’ local knowledge into the governance of the Lake. A qualitative approach was used to address the goals of the research and included literature review, a focus group with fishers, and interviews with fishers and government personnel. Analysis revealed that the commercial fishers possess local knowledge extending across a broad range of topics from hydrology, ecology, weather, water quality and fish diet, habitat, behaviour and morphology. This knowledge was gained primarily through personal observation, but also from other fishers, scientists, and the media. The more formal participatory processes in which the fishers became engaged have been limited to issues relating to the fishery. These formal processes included the Lake Winnipeg Fisheries Management Advisory Board, the Manitoba Commercial Inland Fishers Federation, and the Lake Winnipeg Quota Entitlement Review Task Force. In addition to these formal processes there was also a less formal network of contact between fishers and those in government and science. This network has involved fishers sharing their local knowledge about the fishery and. to a lesser degree, about the Lake’s environment more generally. Taken together, these various processes have supplied, with variable success, some opportunities for fishers to share their local knowledge and influence fishery related decisions. However, the extent of their participation has been significantly impaired by a number of critical factors. Of these, the most detrimental barrier identified was a lack of meaningfulness and transparency in the key process, the Advisory Board. This, in turn, resulted in frustration, mistrust of government, and ultimately, withdrawal from that process. Reflecting on these problems, fishers made a number of recommendations including the creation of a co-management board and the use of interviews and surveys, public meetings, and collaborative research as ways to ensure that their knowledge is shared and that their concerns and recommendations are considered in meaningful ways that influence fishery and Lake-related decisions.

Public participation is an important aspect of Environmental Assessment (EA) processes where the public can have an influence on decisions about development affecting them or their surrounding environment. A case study was conducted on the Wuskwatim Generating Station and Transmission Line Project EA process in order to identify barriers to participation faced by Aboriginal publics. Nine general barrier types were identified including: resource deficiencies, accessibility, information deficiencies, communication barriers, inadequate consultation, timing and scheduling constraints, lack of trust, lack of understanding, and coercion and control of dissent. The findings indicate most barriers faced by Aboriginal publics were procedural in nature and may be addressed through improvements in the design and implementation of participatory processes. A number of interrelationships were noted among barrier types suggesting that barriers to participation cannot be addressed in an isolated manner. Recommendations to improve future EA process and areas requiring further research are also discussed.

The objective of this study was to explore which community characteristics of northeast Carbondale residents' predicts the greatest resistance to the proposed solar panel installation project on the former Koppers wood- treating-site, an Environmental Protection Agency (EPA) designated brownfield site. Additionally, the data was used to examine if impediments to civic engagement, under Carbondale's current public participation strategy exist. Utilizing a mixed methods approach, a 21- question survey was developed and distributed, via door-to-door visits, to investigate residents' characteristics, civic involvement, and perceptions of their local government. A binary logistic regression (BLR) and Chi-Square test, via IBM SPSS 24TM statistics software, analyzed probable associations of multiple independent variables on resident’s attitudes towards the proposed solar panel array project. Written responses were analyzed using NVivo 11TM qualitative software to support quantitative findings. The findings suggest that there is a significant relationship between residents’ opposition to the proposed solar panel project and their proximity to the former Koppers wood-treating site. However, a further investigation into residents’ length of residency (L.o.R.) in northeast Carbondale, civic involvement, trust in the local government, and their knowledge of the former Koppers wood-treating site (K.o.K.), correcting for numerous constraints, is highly suggested.

Yes / Within western cultures, the term `public participation¿ has strong positive connotations, and is associated with the promotion of democracy. The contention of this paper is that these invocations of democracy - although not entirely inaccurate - obscure the varied and tangible effects of public participation on wider policy processes. Drawing on Sharp and Connelly 2001, this paper argues that participation should not be analysed in terms of the type of democracy it invokes, but rather in terms of the extent and nature of its influence on the policy process. In particular, the policy process is examined for conflict between participants over (1) the extent of participation, (2) the nature of participation and (3) the influence of the participation, as well as (4) the outcomes to which it leads. This approach to the analysis of participation is demonstrated through a study of one element of participation in an authority¿s Local Agenda 21 process. The paper concludes that participation is inherently political and practitioners need to act strategically to manage participation in support of progressive agendas.

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