Novel wave phenomena in two- and three-dimensional (2D and 3D) phononic crystals were investigated experimentally using ultrasonic techniques. Resonant tunneling of ultrasonic waves was successfully observed for the first time by measuring the transmission of ultrasound pulses through a double barrier consisting of two 3D phononic crystals separated by a cavity. This effect is the classical analogue of resonant tunneling of a quantum mechanical particle through a double potential barrier, in which transmission reaches unity at resonant frequencies. For phononic crystals, the tunneling peak was found to be less than unity, an effect that was explained by absorption. The dynamics of resonant tunneling was explored by measuring the group velocities of the ultrasonic pulses. Very slow and very fast velocities were found at frequencies close to and at the resonance, respectively. These extreme values are less than the speed of sound in air and greater than the speed of sound in any of the crystal’s constituent materials. Negative refraction and focusing effects in 2D phononic crystals were also observed. Negative refraction of ultrasound was demonstrated unambiguously in a prism-shaped 2D crystal at frequencies in the 2nd pass band where the wave vector and group velocity are opposite. The Multiple Scattering Theory and Snell’s law allowed theoretical predictions of the refraction angles. Excellent agreement was found between theory and experiment. The negative refraction experiments revealed a mechanism that can be used to focus ultrasound using a flat phononic crystal, and experiments to demonstrate the focusing of ultrasound emitted by several point sources were successfully carried out. The importance of using phononic crystals with circular equifrequency contours, as well as matching the size of the contours inside and outside the crystal, was established. Both conditions were satisfied by a flat phononic crystal of steel rods, in which the liquid inside the crystal (methanol) was different from the outside medium (water). The possibility of achieving subwavelength resolution using this phononic crystal was investigated with a subwavelength line source (a miniature strip-shaped transducer, approximately lambda/5 wide, where lambda is sound wavelength in water). A resolution of 0.55lambda was found, which is just above the diffraction limit lambda/2. / October 2007

The unique frequency range and robustness of surface acoustic wave (SAW) devices has been a catalyst for their adoption as integral components in a range of consumer and military electronics. Furthermore, the strain and piezoelectric fields associated with SAWs are finding novel applications in nanostructured devices. In this thesis, the interaction of SAWs with periodic elastic structures, such as photonic or phononic crystals (PnCs), is studied both computationally and experimentally. To predict the behaviour of elastic waves in PnCs, a finite-difference time-domain simulator (PnCSim) was developed using C++. PnCSim was designed to calculate band structures and transmission spectra of elastic waves through two-dimensional PnCs. By developing appropriate boundary conditions, bulk waves, surface acoustic waves, and plate waves can be simulated. Results obtained using PnCSim demonstrate good agreement with theoretical data reported in the literature. To experimentally investigate the behaviour of SAWs in PnCs, fabrication procedures were developed to create interdigitated transducers (IDTs) and PnCs. Using lift-off photolithography, IDTs with finger widths as low as 1.8 um were fabricated on gallium arsenide (GaAs), corresponding to a SAW frequency of 397 MHz. A citric acid and hydrogen peroxide wet-etching solution was used to create shallow air hole PnCs in square and triangular lattice configurations, with lattice constants of 8 um and 12 um, respectively. The relative transmission of SAWs through these PnCs as a function of frequency was determined by comparing the insertion losses before and after etching the PnCs. In addition, using a scanning Sagnac interferometer, displacement maps were measured for SAWs incident on square lattice PnCs by Mathew (Creating and Imaging Surface Acoustic Waves on GaAs, Master’s Thesis). Reasonable agreement was found between simulations and measurements. Additional simulations indicate that SAW waveguiding should be possible with a PnC consiting of air holes in GaAs. The phononic properties of a commonly used photonic plate were also determined. Band structure simulations of the plate displayed no complete elastic band gaps. However, transmission simulations indicated that a pseudo-gap may form for elastic waves polarized in the sagittal plane. / Thesis (Master, Physics, Engineering Physics and Astronomy) -- Queen's University, 2009-12-23 16:24:33.164

Novel wave phenomena in two- and three-dimensional (2D and 3D) phononic crystals were investigated experimentally using ultrasonic techniques. Resonant tunneling of ultrasonic waves was successfully observed for the first time by measuring the transmission of ultrasound pulses through a double barrier consisting of two 3D phononic crystals separated by a cavity. This effect is the classical analogue of resonant tunneling of a quantum mechanical particle through a double potential barrier, in which transmission reaches unity at resonant frequencies. For phononic crystals, the tunneling peak was found to be less than unity, an effect that was explained by absorption. The dynamics of resonant tunneling was explored by measuring the group velocities of the ultrasonic pulses. Very slow and very fast velocities were found at frequencies close to and at the resonance, respectively. These extreme values are less than the speed of sound in air and greater than the speed of sound in any of the crystal’s constituent materials. Negative refraction and focusing effects in 2D phononic crystals were also observed. Negative refraction of ultrasound was demonstrated unambiguously in a prism-shaped 2D crystal at frequencies in the 2nd pass band where the wave vector and group velocity are opposite. The Multiple Scattering Theory and Snell’s law allowed theoretical predictions of the refraction angles. Excellent agreement was found between theory and experiment. The negative refraction experiments revealed a mechanism that can be used to focus ultrasound using a flat phononic crystal, and experiments to demonstrate the focusing of ultrasound emitted by several point sources were successfully carried out. The importance of using phononic crystals with circular equifrequency contours, as well as matching the size of the contours inside and outside the crystal, was established. Both conditions were satisfied by a flat phononic crystal of steel rods, in which the liquid inside the crystal (methanol) was different from the outside medium (water). The possibility of achieving subwavelength resolution using this phononic crystal was investigated with a subwavelength line source (a miniature strip-shaped transducer, approximately lambda/5 wide, where lambda is sound wavelength in water). A resolution of 0.55lambda was found, which is just above the diffraction limit lambda/2.

Novel wave phenomena in two- and three-dimensional (2D and 3D) phononic crystals were investigated experimentally using ultrasonic techniques. Resonant tunneling of ultrasonic waves was successfully observed for the first time by measuring the transmission of ultrasound pulses through a double barrier consisting of two 3D phononic crystals separated by a cavity. This effect is the classical analogue of resonant tunneling of a quantum mechanical particle through a double potential barrier, in which transmission reaches unity at resonant frequencies. For phononic crystals, the tunneling peak was found to be less than unity, an effect that was explained by absorption. The dynamics of resonant tunneling was explored by measuring the group velocities of the ultrasonic pulses. Very slow and very fast velocities were found at frequencies close to and at the resonance, respectively. These extreme values are less than the speed of sound in air and greater than the speed of sound in any of the crystal’s constituent materials. Negative refraction and focusing effects in 2D phononic crystals were also observed. Negative refraction of ultrasound was demonstrated unambiguously in a prism-shaped 2D crystal at frequencies in the 2nd pass band where the wave vector and group velocity are opposite. The Multiple Scattering Theory and Snell’s law allowed theoretical predictions of the refraction angles. Excellent agreement was found between theory and experiment. The negative refraction experiments revealed a mechanism that can be used to focus ultrasound using a flat phononic crystal, and experiments to demonstrate the focusing of ultrasound emitted by several point sources were successfully carried out. The importance of using phononic crystals with circular equifrequency contours, as well as matching the size of the contours inside and outside the crystal, was established. Both conditions were satisfied by a flat phononic crystal of steel rods, in which the liquid inside the crystal (methanol) was different from the outside medium (water). The possibility of achieving subwavelength resolution using this phononic crystal was investigated with a subwavelength line source (a miniature strip-shaped transducer, approximately lambda/5 wide, where lambda is sound wavelength in water). A resolution of 0.55lambda was found, which is just above the diffraction limit lambda/2.

La propagation des ondes ultrasonores à travers des cristaux phononiques CP à deux dimensions 2D constitués de diffuseurs solides dans des matrices solide et fluide est ici étudiée, ainsi que la caractérisation de ces milieux et leur application à l’imagerie acoustique. Les techniques expérimentales utilisées permettent une mesure complète des champs transmis à travers les cristaux. Les études sont menées dans des bandes fréquentielles autorisant les effets de réfraction négative indispensables à l’obtention d’une résolution inférieure à la limite de diffraction (super-résolution). De manière à compléter les analyses, différents outils théoriques sont exploités Décomposition en Ondes Planes et Eléments Finis, notamment.La première partie du document concerne la réalisation et la caractérisation de cristaux phononiques possédant des propriétés nécessaires à la réalisation de systèmes d’imagerie acoustique réfraction négative, contours équi-fréquences circulaires, accord d’indice, accord d’impédance. Cette première étude est menée sur un cristal à matrice solide, elle met en relief la possibilité de générer différents modes de Bloch au cours de la propagation. L’accord d’indice avec l’eau n’étant cependant pas obtenu, la seconde partie porte sur la réfraction négative et la focalisation des ondes à travers un CP à matrice fluide. Les propriétés du CP déterminées, le dernier chapitre s’attache à évaluer les performances des systèmes d’imagerie développés : dynamique et résolution. / This investigation deals with wave propagation in two dimensional phononic crystals (PC) made of solid scatterers embedded in solid or fluid matrices. After characterizing such composite materials, their application to acoustic imaging is brought to the forth. The ultrasonic techniques used in the experiments allow the complete measurement of the acoustic transmitted fields and the investigations concern frequency bandwidth able to exhibit negative refraction allowing Oie super-resolution effects. In order to complete the analysis, different theoretical tools are used: Plane Wave Expansion (PWE) and Finite Elements Method (FEM).The first part of this work deals with the realization and characterization of PC to be introduced into acoustic imaging devices (lenses) based on negative refraction. Special attention is given to characteristics such as circular equi-frequency contours, or index and impedance matching. However, during the acoustic wave propagation in a solid PC immersed in water, the presence of different Bloch modes contributing to the transmission of ultrasound is revealed and the index matching was not possible to obtain. Therefore the second part of the manuscript deals with negative refraction and waves focusing through a PC filled with a fluid. After determining the crystal properties, last chapter is devoted to the evaluation of the performances of acoustic imaging systems based on phononic lens.

L'essor des cristaux phoniques (CP) , structures constituées d'un arrangement périodique de différents matériaux dans des domaines d'applications variés tient principalement aux propriétés exceptionnelles qui permettent le contrôle de la propagation des ondes. Des travaux récents se sont intéressés à l'accordabilité en fréquence des CP. Notamment en insérant des matériaux actifs, il a été montré qu'il était possible de moduler la position en fréquence ou la largeur de bandes interdites sans avoir à changer la géométrie du CP. Dans ce contexte, on étudie la propagation d'ondes de Lamb dans une plaque piézoélectrique homogène couverte par des électrodes disposées périodiquement sur les deux faces. Différentes conditions aux limites électriques (CLE) ont imposées sur ces électrodes afin d'agir sur la dispersion des ondes de Lamb. On montre expérimentalement et numériquement que l'application de ces CLE permet des couplages de modes de Lamb de mêmes symétries ou de symétries différentes. / One of the most important properties of phononic crystals (PCs) is their ability to prohibit the propagation of acoustic waves in specific frequency ranges called band gaps (BG). Bragg scaterring and mode hybridization are the two principal known mechanisms for BG nucleation. Recently, the interest for BG tunability has grown rapidly. This study concerns the development of a piezoelectric PC that is able to generate and control the propagation of guided Lamb waves, thus offering tunability of the band structure. A piezoelectric plate covered by ID periodic arrangement of thin electrodes is investigated. It is shown that the application of various electrical boundary conditions (EBCs) on the electrodes allows to change the effective properties of the piezoelectric plate. The dispersion of the waves is then electrically tuned and, depending on the applied EBCs, we demonstrate experimentally and numerically the possibility of opening Bragg or hydridization gaps in the subwavelength regime.

Doctor of Philosophy / Department of Mechanical and Nuclear Engineering / Liang-Wu Cai / X. J. Xin / Thin walled structures such as plates and shells have application in many fields of engineering because these structures are light weight and can support large loads when designed suitably. In real world, loads may cause these structures to vibrate which can be undesirable causing fatigue and failure of the structure. Such undesirable vibrations need to be reduced or eliminated. In this work, analytical studies of flexural wave propagation for idealized geometries are conducted and finite element method (FEM) is used to explore the effects of composite panel designs of finite size for the reduction of vibration transmission. In the analytical studies, the influence of the material properties on the reflection and transmission characteristics are explored for an infinite bi-material plate, and infinite plate with a strip inhomogeneity. In the analytical study of an infinite thin plate with a solid circular inclusion, the far and near field scattering characteristics are explored for different frequencies and material properties. All the analytical studies presented here and reported in the literature consider infinite plates to characterize the flexural wave propagation. Obtaining closed form solutions to characterize the flexural wave propagation in a finite plate with inclusions is mathematically difficult process. So, FEM is used to explore the composite panel designs. The understanding gained about the material properties influence on the flexural wave propagation from analytical studies helped with the choice of materials for FEM simulations. The concept of phononic crystals is applied to define the design variations that are effective in suppressing vibration transmission. Various design configurations are explored to study the effects of various parameters like scatterer’s material properties, geometry and spatial pattern. Based on the knowledge gained through a systematic parametric study, a final design of the composite sandwich panel is proposed with an optimum set of parameters to achieve the best vibration reduction. This is the first study focused on reducing vibration and wave transmission in composite rotorcraft fuselage panels incorporating the concept of phononic crystals. The optimum sandwich panel design achieved 98% vibration transmission reduction at the frequency of interest of 3000 Hz.

Dans cette thèse, une étude des microstructures périodiques et de leurs applications à la modulation optique par ondes acoustiques est présentée. Plus spécifiquement, le sujet traite du couplage opto-mécanique dans les cavités des cristaux phoXoniques. Cette étude montre comment la théorie des perturbations fournit un outil efficace d’analyse et de prédiction du comportement de la modulation dans de telles structures. Cette méthode permet également d’économiser du temps de calcul en comparaison aux calculs numériques purs. L'étude théorique de la propagation des ondes dans les milieux périodiques est d'abord introduite, puis les paramètres de l'existence simultanée des bandes interdites photoniques et phononiques sont déduites. Le développement d’une méthode semi-analytique ayant pour but d’analyser l'efficacité du couplage acousto-optique dans les structures périodiques artificielles est ensuite réalisé. La théorie des perturbations est développée jusqu'au 2ème ordre. Celle-ci, associée à des considérations de symétrie, est utilisée pour l'interprétation des résultats. Une illustration de la versatilité de la méthode, basée d'une cavité ponctuelle L1 sur substrat silicium, est présentée. Les résultats obtenus sont en accord avec ceux donnés par une méthode purement numérique. / In this thesis, a study of periodic microstructures and their applications to optical modulation by acoustical waves is presented. More specifically, it deals with opto-mechanical coupling in phoXonic crystal cavities. This study shows how the perturbation theory provides an efficient tool to analyse and predict the behaviour of modulation in such structures. Moreover, when compared to pure numerical ones, this method leads to calculation time saving. The theory of periodic media is first introduced and then we derive the parameters for the simultaneous existence of photonic and phononic bandgaps. We end up by the development of a semi-analytical method to analyze acousto-optical coupling efficiency in artificial periodic structures. The perturbation theory is developed up to 2nd order and is used together with symmetry considerations for interpretations. An illustration of the versatility of the developed method is presented using an L1 point defect cavity on silicon substrate and validated with classical numerical results.

Nous proposons deux méthodes pour calculer le spectre des ondes de cisaillement dans les cristaux phononiques (CP) 1D et 2D. Commençant notre étude par les CP 1D, nous développons la méthode des impédances scalaires pour la couche sur le substrat 1D.Le focus principal de ce travail est sur les CP 2D : en particulier, on considère la couche sur le substrat 2D, la plaque à conditions libres 2D et la couche entre les deux substrats 2D. Comme la matrice propagateur M à travers la cellule unitaire obtenue via l’expansion des ondes planes dans une coordonnée peut avoir des composants très grandes, notre approche consiste à la substituer par sa résolvante R= (zI−M)−1qui est numériquement stable (où z est un nombre complexe hors des pecM). Deux autres outils centraux définis par la résolvante, le projecteur spectral P de t propagateur Md pour les ondes évanescentes, entrent en jeu pour le cas des CP avec un substrat. La méthode de la résolvante, fournissant les équations de dispersion et du champ d’ondes en termes de R,P de tMd, a de multiples avantages. Elle est d’une bonne précision grâce à la solution exacte dans une coordonnée, efficace grâce à la réduction du problème à une seule cellule unitaire, même pour un substrat semi-infini, et polyvalente, puisque applicable pour les structures uniformes ou périodiques à 1D ou 2D. De plus, la méthode peut être généralisée aux CP à 3D et aux ondes vectorielles.Dans les exemples numériques, nous calculons les bandes d’arrêt de basse fréquence et les comparons avec les profils de symétrie axiale et les profils perturbées. / We propose two methods for calculating the shear waves spectra in 1D and 2D phononiccrystal (PC) wave guides. Starting this study with 1D PC, we consider the 1D-periodic coated substrate. Here we develop scalar impedance method providing efficient means for analysis and calculation of dispersion spectrum. The main focus of our work in on the 2D PC’s: the 2D PC layer on a substrate, the freePC plate and the PC plate sandwiched between two substrates.Since the propagator Mover a unit cell approximated by Fourier harmonics in one coordinate can have very large components, we introduce its resolvent R= (zI−M)−1(z is a complex number outside of specM) as a numerically stable substitute. Another two key tools given in terms of there solvent, a spectral projector Pd and propagator Md for the decreasing modes, come intoplay in the case of a wave guide with a substrate. The resolvent method providing simple dispersion and wave field equations in termsof R,Pd and Md has several advantages. It is of a good precision due to the exact solution in one direction, computationally cheap due to the reduction of the problem to one unitcell even in a semi-infinite substrate, and versatile since it is applicable to uniform, 1D- or 2D-periodic structures. More over, it is extendible to P/SVwaves and 3D PC.In numerical examples, we model low-frequency band gaps and compare them for the mirror-symmetric and perturbed profiles.

The primary objective of this thesis was to gain a deeper understanding of acoustic wave propagation in phononic crystals, particularly those that include materials whose properties can be varied periodically in time. This research was accomplished in three ways. First, a 2D phononic crystal was designed, created, and characterized. Its properties closely matched those determined through simulation. The crystal demonstrated band gaps, dispersion, and negative refraction. It served as a means of elucidating the practicalities of phononic crystal design and construction and as a physical verification of their more interesting properties. Next, the transmission matrix method for analyzing 1D phononic crystals was extended to include the effects of time-varying material parameters. The method was then used to provide a closed-form solution for the case of periodically time-varying material parameters. Some intriguing results from the use of the extended method include dramatically altered transmission properties and parametric amplification. New insights can be gained from the governing equations and have helped to identify the conditions that lead to parametric amplification in these structures. Finally, 2D multiple scattering theory was modified to analyze scatterers with time-varying material parameters. It is shown to be highly compatible with existing multiple scattering theories. It allows the total scattered field from a 2D time-varying phononic crystal to be determined. It was shown that time-varying material parameters significantly affect the phononic crystal transmission spectrum, and this was used to switch an incident monochromatic wave. Parametric amplification can occur under certain circumstances, and this effect was investigated using the closed-form solutions provided by the new 1D method. The complexity of the extended methods grows logarithmically as opposed linearly with existing methods, resulting in superior computational complexity for large numbers of scatterers. Also, since both extended methods provide analytic solutions, they may give further insights into the factors that govern the behaviour of time-varying phononic crystals. These extended methods may now be used to design an active phononic crystal that could demonstrate new or enhanced properties.