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  • About
  • The Global ETD Search service is a free service for researchers to find electronic theses and dissertations. This service is provided by the Networked Digital Library of Theses and Dissertations.
    Our metadata is collected from universities around the world. If you manage a university/consortium/country archive and want to be added, details can be found on the NDLTD website.
11

High-speed continuous-variable quantum key distribution over atmospheric turbulent channels

Qu, Zhen, Djordjevic, Ivan B. 20 February 2017 (has links)
We experimentally demonstrate a RF-assisted four-state continuous-variable quantum key distribution (CV-QKD) system in the presence of turbulence. The atmospheric turbulence channel is emulated by two spatial light modulators (SLMs) on which two randomly generated azimuthal phase patterns are recorded yielding Andrews' azimuthal phase spectrum. Frequency and phase locking are not required in our system thanks to the proposed digital phase noise cancellation (PNC) stage. Besides, the transmittance fluctuation can be monitored accurately by the DC level in this PNC stage, which is free of post-processing noise. The mean excess noise is measured to be 0.014, and the maximum secret key rate of >20Mbit/s can be obtained with the transmittance of 0.85, while employing the commercial PIN photodetectors.
12

Reconstrução da chave secreta do RSA multi-primo / Reconstructing the secret key of RSA multi-prime

Reynaldo Caceres Villena 23 September 2013 (has links)
Em 2009, N. Heninger e H. Shacham apresentaram um algoritmo de reconstrução que permite recuperar a chave secreta sk do criptossistema RSA básico em tempo polinomial tendo em forma aleatória 27 % dos seus bits. Sabemos que podemos obter uma versão com erros (bits modicados) da chave secreta RSA graças aos ataques cold boot. O algoritmo apresentado por Heninger-Shacham corrige esses erros fazendo uso das relações matemáticas que existe entre as chaves pública e secreta do criptossistema RSA básico. O objetivo deste trabalho é estudar esse algoritmo para implementar e analisar seu análogo para o criptossistema RSA multi-primo. Os resultados obtidos mostram que para reconstruir a chave secreta sk do criptossistema RSA u-primos é preciso ter uma fração de bits corretos maior a 2 - 2^((u+2)/(2u+1)), mostrando assim que a segurança oferecida pelo criptossistema RSA multi-primo (u>/ 3) é maior com relação ao criptossistema RSA básico (u = 2). / In 2009, N. Heninger and H. Shacham presented an algoritm for reconstructing the secret key sk of the basic RSA cryptosystem in polynomial time With a fraction of random bits greater or equal to 0.27 of its bits. We know that secret key with errors sk can be obtained from DRAM using cold-boot attacks. The Heninger and Shacham\'s algorithm xes these errors using the redundancy of secret and public key of basic RSA cryptosystem. In this work, the topic is to study this algoritm to implement and analyze its analogous for the multi-prime RSA cryptosystem. Our obtained results show the secret key sk of multi-prime RSA cryptosystem can be Reconstructed having a fraction equal or greater than 2 - 2^((u+2)/(2u+1)) of random bits. therefore the security of multi-prime RSA cryptosystem (u >/ 3) is greater than basic RSA cryptosystem (u = 2).
13

Wireless Channel Estimation With Applications to Secret Key Generation

Movahedian, Alireza 14 October 2014 (has links)
This research investigates techniques for iterative channel estimation to maximize channel capacity and communication security. The contributions of this dissertation are as follows: i) An accurate, low-complexity approach to pilot-assisted fast-fading channel estimation for single-carrier modulation with a turbo equalizer and a decoder is proposed. The channel is estimated using a Kalman filter (KF) followed by a zero-phase filter (ZPF) as a smoother. The combination of the ZPF with the KF of the channel estimator makes it possible to reduce the estimation error to near the Wiener bound. ii) A new semi-blind channel estimation technique is introduced for multiple-input-multiple-output channels. Once the channel is estimated using a few pilots, a low-order KF is employed to progressively predict the channel gains for the upcoming blocks. iii) The capacity of radio channels is investigated when iterative channel estimation, data detection, and decoding are employed. By taking the uncertainty in decoded data bits into account, the channel Linear Minimum Mean Square Error (LMMSE) estimator of an iterative receiver with a given pilot ratio is obtained. The derived error value is then used to derive a bound on capacity. It is shown that in slow fading channels, iterative processing provides only a marginal advantage over non-iterative approach to channel estimation. Knowing the capacity gain from iterative processing versus purely pilot-based channel estimation helps a designer to compare the performance of an iterative receiver against a non-iterative one and select the best balance between performance and cost. iv) A Radio channel is characterized by random parameters which can be used to generate shared secret keys by the communicating parties when the channel is estimated. This research studies upper bounds on the rate of the secret keys extractable from iteratively estimated channels. Various realistic scenarios are considered where the transmission is half-duplex and/or the channel is sampled under the Nyquist rate. The effect of channel sampling interval, fading rate and noise on the key rate is demonstrated. The results of this research can be beneficial for the design and analysis of reliable and secure mobile wireless systems. / Graduate / 0544
14

Secret Key Generation in the Multiterminal Source Model : Communication and Other Aspects

Mukherjee, Manuj January 2017 (has links) (PDF)
This dissertation is primarily concerned with the communication required to achieve secret key (SK) capacity in a multiterminal source model. The multiterminal source model introduced by Csiszár and Narayan consists of a group of remotely located terminals with access to correlated sources and a noiseless public channel. The terminals wish to secure their communication by agreeing upon a group secret key. The key agreement protocol involves communicating over the public channel, and agreeing upon an SK secured from eavesdroppers listening to the public communication. The SK capacity, i.e., the maximum rate of an SK that can be agreed upon by the terminals, has been characterized by Csiszár and Narayan. Their capacity-achieving key generation protocol involved terminals communicating to attain omniscience, i.e., every terminal gets to recover the sources of the other terminals. While this is a very general protocol, it often requires larger rates of public communication than is necessary to achieve SK capacity. The primary focus of this dissertation is to characterize the communication complexity, i.e., the minimum rate of public discussion needed to achieve SK capacity. A lower bound to communication complexity is derived for a general multiterminal source, although it turns out to be loose in general. While the minimum rate of communication for omniscience is always an upper bound to the communication complexity, we derive tighter upper bounds to communication complexity for a special class of multiterminal sources, namely, the hypergraphical sources. This upper bound yield a complete characterization of hypergraphical sources where communication for omniscience is a rate-optimal protocol for SK generation, i.e., the communication complexity equals the minimum rate of communication for omniscience. Another aspect of the public communication touched upon by this dissertation is the necessity of omnivocality, i.e., all terminals communicating, to achieve the SK capacity. It is well known that in two-terminal sources, only one terminal communicating success to generate a maximum rate secret key. However, we are able to show that for three or more terminals, omnivocality is indeed required to achieve SK capacity if a certain condition is met. For the specific case of three terminals, we show that this condition is also necessary to ensure omnivocality is essential in generating a SK of maximal rate. However, this condition is no longer necessary when there are four or more terminals. A certain notion of common information, namely, the Wyner common information, plays a central role in the communication complexity problem. This dissertation thus includes a study of multiparty versions of the two widely used notions of common information, namely, Wyner common information and Gács-Körner (GK) common information. While evaluating these quantities is difficult in general, we are able to derive explicit expressions for both types of common information in the case of hypergraphical sources. We also study fault-tolerant SK capacity in this dissertation. The maximum rate of SK that can be generated even if an arbitrary subset of terminals drops out is called a fault-tolerant SK capacity. Now, suppose we have a fixed number of pairwise SKs. How should one distribute them amongpairs of terminals, to ensure good fault tolerance behavior in generating a groupSK? We show that the distribution of the pairwise keys according to a Harary graph provides a certain degree of fault tolerance, and bounds are obtained on its fault-tolerant SK capacity.
15

PHYSICAL LAYER SECURITY USING PSEUDO-RANDOM SEQUENCE KEY GENERATION

Arolla, Srihari, Gurrala, Naga Venkata Sai Teja January 2018 (has links)
Nowadays, network security plays a major role in the field of wireless communications. Wired networks propagate electrical signals or pulses through cables. Whereas wireless signals propagate through the air. If wireless networks are left open and exposed to the outside world, there are high chances of being misused by others. The intruders take advantage of this, to intercept the wireless signals. This is the reason why an extra level of security is required for wireless networks. The physical layer is one of the important layers of the Open System Interconnection (OSI) model which plays an important role in the network’s physical connections like wireless transmission, cabling, connections etc. The physical layer supports the bit-level transmission between various devices by connecting to the physical medium for synchronized communication.In this thesis, a method is studied for exchanging secret key [1] bits using a pseudo-random sequence generator based on Frequency Division Duplex (FDD) systems. The principle of this method is to generate a secret key in a manner that produces low correlation at the intruder. By uniquely relating the secret key bits to the channel in a private version of the universal codebook, a robust key exchange between the transmitter and the receiver is then performed.
16

Analyse et modélisation du canal radio pour la génération de clés secrètes / Analysis and modeling of the radio channel for secret key generation

Mazloum, Taghrid 12 February 2016 (has links)
La sécurité des communications sans fil omniprésentes devient, ces dernières années, de plus en plus une exigence incontournable. Bien que la cryptographie symétrique assure largement la confidentialité des données, la difficulté concerne la génération et la distribution de clés secrètes. Récemment, des études indiquent que les caractéristiques inhérentes du canal de propagation peuvent être exploitées afin de consolider la sécurité. En particulier, le canal radio fournit en effet une source d'aléa commune à deux utilisateurs à partir de laquelle des clés secrètes peuvent être générées. Dans la présente dissertation, nous nous intéressons au processus de génération de clés secrètes (SKG), tout en reliant les propriétés du canal radio à la qualité des clés générées. D'abord nous développons un modèle du canal stochastique, traitant la sécurité du point de vue de l'espion, qui montre une mémoire de canal résiduelle bien au-delà d'une distance de quelques longueurs d'onde (scénarios spatialement non-stationnaires). Ensuite, nous exploitons les degrés de liberté (DOF) du canal et analysons leur impact sur la performance de SKG dans différentes conditions, tout en considérant des canaux plus réalistes en environnements extérieur et intérieur (respectivement grâce à des données déterministes simulées et à des mesures). Les résultats montrent que, même pour des bandes modérées (comme standardisées dans la norme IEEE 802.11), le seul DoF de fréquence ou de son association avec le DoF spatial est souvent suffisant pour générer des longues clés, à condition d'utiliser une méthode efficace de quantification des coefficients complexes du canal. / Nowadays, the security of ubiquitous wireless communications becomes more and more a crucial requirement. Even though data is widely protected via symmetric ciphering keys, a well-known difficulty is the generation and distribution of such keys. In the recent years therefore, a set of works have addressed the exploitation of inherent characteristics of the fading propagation channel for security. In particular, secret keys could be generated from the wireless channel, considered as a shared source of randomness, available merely to a pair of communicating entities. ln the present dissertation, we are interested in the approach of secret key generation (SKG) from wireless channels, especially in relating the radio channel properties to the generated keys quality. We first develop a stochastic channel model, focusing on the security with respect to the eavesdropper side, which shows a residual channel memory weil beyond a few wavelengths distance (spatially nonstationary scenarios). Then, we analyze the channel degrees of freedom (DoF) and their impact on the SKG performance in different channel conditions, especially by considering more realistic channels in both outdoor and indoor environments (respectively through simulated ray tracing data and through measurements). The results show that, even for moderately wide band (such as standardized in IEEE 802.11), the sole frequency DOF or its association with the spatial DOF is often enough for generating long keys, provided an efficient quantization method of the complex channel coefficients is used.
17

Utilisation des propriétés électromagnétiques en sécurité des réseaux sans fil / Signal-Based security in wireless networks

Ben Hamida, Sana 27 February 2012 (has links)
La sécurité des systèmes de communication mobiles/sans fil est problématique, car ceux-ci sont généralement construits suivant une topologie répartie ou arborescente. Les noeuds qui composent ces réseaux sont caractérisés par des ressources limitées et connectés généralement entre eux d'une manière ad-hoc sans l'aide d'une tierce personne de confiance. Les méthodes de sécurité matures issues du monde des réseaux filaires s'appuient souvent sur des procédés nécessitant des systèmes centralisés et des ressources importantes qui sont difficiles à mettre en place dans des réseaux à fortes contraintes. Dans le cadre de cette thèse, on propose de nouvelles solutions de sécurité qui exploitent les propriétés du médium électromagnétique et de l'interface de radiocommunication dans le but d'assurer des communications sécurisées. La thèse est structurée en deux parties. La première est dédiée au problème de génération de clés de cryptage en exploitant les propriétés des systèmes de communication à bande de fréquence ultra large (ULB). Trois phases sont nécessaires pour convertir le canal radio en clés secrètes: l'estimation du canal, la quantification et l'accord mutuel entre noeuds. Des expérimentations ont été effectuées pour valider les hypothèses sur lesquelles se fondent les méthodes de génération de clés (c.-à-d. la réciprocité et la décorrélation spatiale du canal). Notre étude a montré que la robustesse de ces techniques de sécurité repose sur le choix des algorithmes de numérisation utilisés pour la conversion de la signature du canal ULB vers un format de clé. Une solution adaptative d'extraction a été proposée, évaluée et testée. La robustesse contre les attaques de prédiction du canal a été également examinée. La deuxième partie traite le problème des intrusions illégitimes aux réseaux sans fil. Dans un premier temps, nous testons expérimentalement une méthode basée sur les variations électromagnétiques afin de détecter l'attaque d'écoute passive "eavesdropping" dans les réseaux de capteurs. Par la suite, nous présentons nos travaux concernant l'attaque relais qui est une variante de l'attaque de l'homme-du-milieu et qui est considérée comme un grand défi en particulier pour les systèmes d'authentification. Une nouvelle approche basée sur la détection de la variation des caractéristiques du bruit a été proposée. Des études théoriques et expérimentales ont été conduites pour vérifier la validité de la proposition dans les systèmes de communication de type RFID. / Security in mobile wireless networks is considered a major impediment since these environments are a collection of low-cost devices. They are generally collected in ad hoc manner without the help of trusted third party. Therefore, conventional security methods are always inappropriate. Recent contributions propose to explore the radio communication interface and to turn the radio propagation problems into advantages by providing new alternatives to enhance security. In this thesis, we investigate the signal-based security concept and study its effectiveness through experiments. The first part of this dissertation discusses the problem of key generation from Ultra Wide Band channel. To derive secret keys from channel measurements three stages are required: channel estimation, quantization and key agreement. A campaign of measurements has been performed to confirm the fundamental channel requirements for key generation (i.e., the reciprocity and the spatial decorrelation). Results show that the robustness of such techniques depends on the channel information used as source of randomness as well as on the underlying algorithms. Analysis on the impact of each stage (i.e. the quantization and the key agreement) on the security has been presented. An adaptive key extraction method is proposed, performances are evaluated and robustness against deterministic channel prediction attacks is presented. The second part of the dissertation considers the problem of intrusion detection. First, we test a method based on electromagnetic radiation to discover the presence of an adversary in the receiver/emitter vicinity. Then, the problem of relay attack detection is investigated in RFID systems. A relay attack is a man-in-the middle attack, where the adversary is able to successfully pass the authentication phase by relaying messages between the legitimate verifier and the prover. A new solution based on the noise channel is proposed to detect this attack. Experimental and theoretical results are provided to test the effectiveness of the new proposition.
18

Lattice Codes for Secure Communication and Secret Key Generation

Vatedka, Shashank January 2017 (has links) (PDF)
In this work, we study two problems in information-theoretic security. Firstly, we study a wireless network where two nodes want to securely exchange messages via an honest-but-curious bidirectional relay. There is no direct link between the user nodes, and all communication must take place through the relay. The relay behaves like a passive eavesdropper, but otherwise follows the protocol it is assigned. Our objective is to design a scheme where the user nodes can reliably exchange messages such that the relay gets no information about the individual messages. We first describe a perfectly secure scheme using nested lattices, and show that our scheme achieves secrecy regardless of the distribution of the additive noise, and even if this distribution is unknown to the user nodes. Our scheme is explicit, in the sense that for any pair of nested lattices, we give the distribution used for randomization at the encoders to guarantee security. We then give a strongly secure lattice coding scheme, and we characterize the performance of both these schemes in the presence of Gaussian noise. We then extend our perfectly-secure and strongly-secure schemes to obtain a protocol that guarantees end-to-end secrecy in a multichip line network. We also briefly study the robustness of our bidirectional relaying schemes to channel imperfections. In the second problem, we consider the scenario where multiple terminals have access to private correlated Gaussian sources and a public noiseless communication channel. The objective is to generate a group secret key using their sources and public communication in a way that an eavesdropper having access to the public communication can obtain no information about the key. We give a nested lattice-based protocol for generating strongly secure secret keys from independent and identically distributed copies of the correlated random variables. Under certain assumptions on the joint distribution of the sources, we derive achievable secret key rates. The tools used in designing protocols for both these problems are nested lattice codes, which have been widely used in several problems of communication and security. In this thesis, we also study lattice constructions that permit polynomial-time encoding and decoding. In this regard, we first look at a class of lattices obtained from low-density parity-check (LDPC) codes, called Low-density Construction-A (LDA) lattices. We show that high-dimensional LDA lattices have several “goodness” properties that are desirable in many problems of communication and security. We also present a new class of low-complexity lattice coding schemes that achieve the capacity of the AWGN channel. Codes in this class are obtained by concatenating an inner Construction-A lattice code with an outer Reed-Solomon code or an expander code. We show that this class of codes can achieve the capacity of the AWGN channel with polynomial encoding and decoding complexities. Furthermore, the probability of error decays exponentially in the block length for a fixed transmission rate R that is strictly less than the capacity. To the best of our knowledge, this is the first capacity-achieving coding scheme for the AWGN channel which has an exponentially decaying probability of error and polynomial encoding/decoding complexities.
19

Physical layer secret key generation for decentralized wireless networks / Génération de clés secrètes avec la couche physique dans les réseaux sans fil décentralisés

Tunaru, Iulia 27 November 2015 (has links)
Dans cette thèse on s’est intéressé aux méthodes de génération de clés secrètes symétriques en utilisant la couche physique ultra large bande impulsionnelle (IR-UWB). Les travaux ont été réalisés selon trois axes, les deux premiers concernant la communication point-à-point et le dernier, les communications coopératives. Tout d’abord, la quantification des signaux typiques IR-UWB (soit directement échantillonnés, soit estimés) a été investiguée, principalement du point de vue du compromis entre la robustesse (ou réciprocité) des séquences binaires obtenues et leur caractère aléatoire. Différents algorithmes de quantification valorisant l’information temporelle offerte par les canaux IR-UWB pour améliorer ce compromis ont alors été proposés. Ensuite, des études concernant les échanges publics nécessaires à l’étape de réconciliation (visant la correction d’éventuels désaccords entre les séquences binaires générées de part et d’autre du lien) ont montré qu’il était possible d’être plus robuste face aux attaques passives en utilisant des informations de plus haut niveau, inhérentes à cette technologie et disponibles à moindre coût (ex. via une estimation précise du temps de vol aller-retour). Finalement, une nouvelle méthode a été développée afin d’étendre les schémas de génération de clé point-à-point à plusieurs nœuds (trois dans nos études) en utilisant directement la couche physique fournie par les liens radio entre les nœuds. / Emerging decentralized wireless systems, such as sensor or ad-hoc networks, will demand an adequate level of security in order to protect the private and often sensitive information that they carry. The main security mechanism for confidentiality in such networks is symmetric cryptography, which requires the sharing of a symmetric key between the two legitimate parties. According to the principles of physical layer security, wireless devices within the communication range can exploit the wireless channel in order to protect their communications. Due to the theoretical reciprocity of wireless channels, the spatial decorrelation property (e.g., in rich scattering environments), as well as the fine temporal resolution of the Impulse Radio - Ultra Wideband (IR-UWB) technology, directly sampled received signals or estimated channel impulse responses (CIRs) can be used for symmetric secret key extraction under the information-theoretic source model. Firstly, we are interested in the impact of quantization and channel estimation algorithms on the reciprocity and on the random aspect of the generated keys. Secondly, we investigate alternative ways of limiting public exchanges needed for the reconciliation phase. Finally, we develop a new signal-based method that extends the point-to-point source model to cooperative contexts with several nodes intending to establish a group key.
20

Robust Optimization of Private Communication in Multi-Antenna Systems / Robuste Optimierung abhörsicherer Kommunikation in Mehrantennensystemen

Wolf, Anne 06 September 2016 (has links) (PDF)
The thesis focuses on the privacy of communication that can be ensured by means of the physical layer, i.e., by appropriately chosen coding and resource allocation schemes. The fundamentals of physical-layer security have been already formulated in the 1970s by Wyner (1975), Csiszár and Körner (1978). But only nowadays we have the technical progress such that these ideas can find their way in current and future communication systems, which has driven the growing interest in this area of research in the last years. We analyze two physical-layer approaches that can ensure the secret transmission of private information in wireless systems in presence of an eavesdropper. One is the direct transmission of the information to the intended receiver, where the transmitter has to simultaneously ensure the reliability and the secrecy of the information. The other is a two-phase approach, where two legitimated users first agree on a common and secret key, which they use afterwards to encrypt the information before it is transmitted. In this case, the secrecy and the reliability of the transmission are managed separately in the two phases. The secrecy of the transmitted messages mainly depends on reliable information or reasonable and justifiable assumptions about the channel to the potential eavesdropper. Perfect state information about the channel to a passive eavesdropper is not a rational assumption. Thus, we introduce a deterministic model for the uncertainty about this channel, which yields a set of possible eavesdropper channels. We consider the optimization of worst-case rates in systems with multi-antenna Gaussian channels for both approaches. We study which transmit strategy can yield a maximum rate if we assume that the eavesdropper can always observe the corresponding worst-case channel that reduces the achievable rate for the secret transmission to a minimum. For both approaches, we show that the resulting max-min problem over the matrices that describe the multi-antenna system can be reduced to an equivalent problem over the eigenvalues of these matrices. We characterize the optimal resource allocation under a sum power constraint over all antennas and derive waterfilling solutions for the corresponding worst-case channel to the eavesdropper for a constraint on the sum of all channel gains. We show that all rates converge to finite limits for high signal-to-noise ratios (SNR), if we do not restrict the number of antennas for the eavesdropper. These limits are characterized by the quotients of the eigenvalues resulting from the Gramian matrices of both channels. For the low-SNR regime, we observe a rate increase that depends only on the differences of these eigenvalues for the direct-transmission approach. For the key generation approach, there exists no dependence from the eavesdropper channel in this regime. The comparison of both approaches shows that the superiority of an approach over the other mainly depends on the SNR and the quality of the eavesdropper channel. The direct-transmission approach is advantageous for low SNR and comparably bad eavesdropper channels, whereas the key generation approach benefits more from high SNR and comparably good eavesdropper channels. All results are discussed in combination with numerous illustrations. / Der Fokus dieser Arbeit liegt auf der Abhörsicherheit der Datenübertragung, die auf der Übertragungsschicht, also durch geeignete Codierung und Ressourcenverteilung, erreicht werden kann. Die Grundlagen der Sicherheit auf der Übertragungsschicht wurden bereits in den 1970er Jahren von Wyner (1975), Csiszár und Körner (1978) formuliert. Jedoch ermöglicht erst der heutige technische Fortschritt, dass diese Ideen in zukünftigen Kommunikationssystemen Einzug finden können. Dies hat in den letzten Jahren zu einem gestiegenen Interesse an diesem Forschungsgebiet geführt. In der Arbeit werden zwei Ansätze zur abhörsicheren Datenübertragung in Funksystemen analysiert. Dies ist zum einen die direkte Übertragung der Information zum gewünschten Empfänger, wobei der Sender gleichzeitig die Zuverlässigkeit und die Abhörsicherheit der Übertragung sicherstellen muss. Zum anderen wird ein zweistufiger Ansatz betrachtet: Die beiden Kommunikationspartner handeln zunächst einen gemeinsamen sicheren Schlüssel aus, der anschließend zur Verschlüsselung der Datenübertragung verwendet wird. Bei diesem Ansatz werden die Abhörsicherheit und die Zuverlässigkeit der Information getrennt voneinander realisiert. Die Sicherheit der Nachrichten hängt maßgeblich davon ab, inwieweit zuverlässige Informationen oder verlässliche Annahmen über den Funkkanal zum Abhörer verfügbar sind. Die Annahme perfekter Kanalkenntnis ist für einen passiven Abhörer jedoch kaum zu rechtfertigen. Daher wird hier ein deterministisches Modell für die Unsicherheit über den Kanal zum Abhörer eingeführt, was zu einer Menge möglicher Abhörkanäle führt. Die Optimierung der sogenannten Worst-Case-Rate in einem Mehrantennensystem mit Gaußschem Rauschen wird für beide Ansätze betrachtet. Es wird analysiert, mit welcher Sendestrategie die maximale Rate erreicht werden kann, wenn gleichzeitig angenommen wird, dass der Abhörer den zugehörigen Worst-Case-Kanal besitzt, welcher die Rate der abhörsicheren Kommunikation jeweils auf ein Minimum reduziert. Für beide Ansätze wird gezeigt, dass aus dem resultierenden Max-Min-Problem über die Matrizen des Mehrantennensystems ein äquivalentes Problem über die Eigenwerte der Matrizen abgeleitet werden kann. Die optimale Ressourcenverteilung für eine Summenleistungsbeschränkung über alle Sendeantennen wird charakterisiert. Für den jeweiligen Worst-Case-Kanal zum Abhörer, dessen Kanalgewinne einer Summenbeschränkung unterliegen, werden Waterfilling-Lösungen hergeleitet. Es wird gezeigt, dass für hohen Signal-Rausch-Abstand (engl. signal-to-noise ratio, SNR) alle Raten gegen endliche Grenzwerte konvergieren, wenn die Antennenzahl des Abhörers nicht beschränkt ist. Die Grenzwerte werden durch die Quotienten der Eigenwerte der Gram-Matrizen beider Kanäle bestimmt. Für den Ratenanstieg der direkten Übertragung ist bei niedrigem SNR nur die Differenz dieser Eigenwerte maßgeblich, wohingegen für den Verschlüsselungsansatz in dem Fall keine Abhängigkeit vom Kanal des Abhörers besteht. Ein Vergleich zeigt, dass das aktuelle SNR und die Qualität des Abhörkanals den einen oder anderen Ansatz begünstigen. Die direkte Übertragung ist bei niedrigem SNR und verhältnismäßig schlechten Abhörkanälen überlegen, wohingegen der Verschlüsselungsansatz von hohem SNR und vergleichsweise guten Abhörkanälen profitiert. Die Ergebnisse der Arbeit werden umfassend diskutiert und illustriert.

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