Si-based anodes have recently received considerable attention for use in Li-ion batteries, due to their extremely high specific capacity - an order of magnitude beyond that offered by conventional graphite anode materials. However, during the lithiation process, Si-based anodes undergo extreme increases in volume, potentially by more than 300 %. The stresses produced within the electrode by these volume changes can damage the electrode binder, the active Si particles and the solid electrolyte interphase (SEI), causing the electrode to rapidly fail and lose capacity. These problems can be overcome by producing new anode materials incorporating both Si and C, which may offer a favorable combination of the best properties of both materials, and which can be designed with internal porosity, thereby buffering the high strains produced during battery charge and discharge with minimal overall volume changes. However, in order to develop useful anode materials, we must gain a thorough understanding of the structural, microstructural and chemical changes occurring within the electrode during the lithiation and delithiation process, and we must develop new processes for synthesizing composite anode particles which can survive the extreme strains produced during lithium intercalation of Si and exhibit no volume changes in spite of the volume changes in Si. In this work we have developed several novel synthesis processes for producing internally porous Si-C nanocomposite anode materials for Li-ion batteries. These nanocomposites possess excellent specific capacity, Coulombic efficiency, cycle lifetime, and rate capability. We have also investigated the influence of a range of different parameters on the electrochemical performance of these materials, including pore size and shape, carbon and silicon film thickness and microstructure, and binder chemistry.

Die Röntgenabsorptionsspektroskopie (XAS) ist eine element-spezifische Charakterisierungs-methode, welche es erlaubt die elektronische und chemische Struktur der SEI zu untersuchen. In dieser Arbeit stelle ich ein neues Verfahren vor, das die Transmissions-XAS von Flüssigkeiten und Dünnschicht-Batterieelektroden unter in-situ Bedingungen mit weicher Röntgenstrahlung ermöglicht. Thematisch ist die Arbeit in zwei Teile gegliedert. Das neuartige Verfahren wird zunächst umfangreich vorgestellt und dann zur Untersuchung der Solid Electrolyte Interphase (SEI) auf Silizium angewendet. Das Verfahren basiert auf einer elektrochemischen Halbzelle, die mit einem Stapel aus zwei Siliziumnitrid-Membranfenster ausgestattet ist, um den Elektrolyten einzuschließen. Eines der Membranfenster ist gleichzeitig der Träger für die Dünnschicht-Siliziumanode, die Ladezyklen mit einer Kathode aus metallischem Lithium durchläuft. Nachdem sich die SEI gebildet hat, wird mittels eines Röntgenstrahls von hoher Intensität vorsätzlich eine Blase erzeugt, um überschüssigen Elektrolyten abzudrängen und einen dünnen Elektrolytfilm über der SEI zu stabilisieren. Durch den Elektrolytfilm bleibt die SEI in-situ. Das erzeugte System aus Blase, Elektrolytfilm, SEI und Siliziumanode wird dann mittels Transmissions-XAS untersucht. Im zweiten Teil meiner Arbeit werden dann Silizium Dünnschicht-Anoden mit dem vorgestellten Verfahren am Elektronenspeicherring BESSY II in Berlin untersucht. Bei der elektrochemischen Charakterisierung zeigen die Dünnschicht-anoden alle für die De-/Lithiierung von Silizium üblichen Merkmale. Als Hauptbestandteile der SEI wurden Lithiumacetat, Li Ethylendicarbonat oder -monocarbonat, Li Acetylacetonat, LiOH und LiF ermittelt. Darüber hinaus deuten Anzeichen von Aldehyden auf flüssige Einschlüsse in einer möglich-erweise porösen SEI Struktur hin. / X-ray Absorption Spectroscopy (XAS) is an element-specific technique, which allows to probe the electronic and chemical structure of the SEI. In this work, I introduce a novel approach for transmission XAS on liquids and thin-film battery electrode materials under in-situ conditions in the soft X-ray regime. Thematically, this work is divided into two parts: 1) the introduction of this novel method and 2) its application to investigate the Solid Electrolyte Interphase (SEI) on silicon thin film anodes. The presented technique is based on an electrochemical half-cell equipped with a sandwich of two silicon nitride membrane windows to encapsulate the electrolyte. One of the membranes acts as substrate for the silicon thin-film anode, which is cycled with a metallic lithium counter-electrode. After the SEI has formed, a gas bubble is intentionally introduced through radiolysis by a high intensity X-ray to push out excessive electrolyte and stabilize a thin electrolyte layer on top of the SEI, keeping it in-situ. The obtained stack comprised of bubble, electrolyte thin-layer, SEI and anode, is then probed with transmission XAS. The second part of this work utilizes the presented method to investigate the SEI on amorphous silicon anodes at the BESSY II synchrotron facility in Berlin. The anodes’ electrochemical characterization shows all significant features of silicon’s de-/lithiation. The SEI’s main components are determined as Li acetate, Li ethylene di-carbonate or Li ethylene mono-carbonate, Li acetylacetonate, LiOH, and LiF. Additionally, the evidence for aldehyde species indicates possible liquid inclusions within a presumably porous SEI morphology.