This paper presents a segmented parabolic concentrator employing holographic spectral filters that provide focusing and spectral bandwidth separation capability to the system. Strips of low band gap silicon photovoltaic (PV) cells are formed into a parabolic surface as shown by Holman et. al. [1]. The surface of the PV segments is covered with holographic elements formed in dichromated gelatin. The holographic elements are designed to transmit longer wavelengths to silicon cells, and to reflect short wavelength light towards a secondary collector where high-bandgap PV cells are mounted. The system can be optimized for different combinations of diffuse and direct solar illumination conditions for particular geographical locations by controlling the concentration ratio and filtering properties of the holographic elements. In addition, the reflectivity of the back contact of the silicon cells is used to increase the optical path length and light trapping. This potentially allows the use of thin film silicon for the low bandgap PV cell material. The optical design combines the focusing properties of the parabolic concentrator and the holographic element to control the concentration ratio and uniformity of the spectral distribution at the high bandgap cell location. The presentation concludes with a comparison of different spectrum splitting holographic filter materials for this application.

Spectrum splitting is an approach to increasing the conversion efficiency of a photovoltaic (PV) system. Several methods can be used to perform this function which requires efficient spatial separation of different spectral bands of the incident solar radiation. In this paper several of holographic methods for implementing spectrum splitting are reviewed along with the benefits and disadvantages associated with each approach. The review indicates that a volume holographic lens has many advantages for spectrum splitting in terms of both power conversion efficiency and energy yield. A specific design for a volume holographic spectrum splitting lens is discussed for use with high bandgap InGaP and low bandgap silicon PV cells. The holographic lenses are modeled using rigorous coupled wave analysis, and the optical efficiency is evaluated using non-sequential raytracing. A proof-of-concept off-axis holographic lens is also recorded in dichromated gelatin film and the spectral diffraction efficiency of the hologram is measured with multiple laser sources across the diffracted spectral band. The experimental volume holographic lens (VHL) characteristics are compared to an ideal spectrum splitting filter in terms of power conversion efficiency and energy yield in environments with high direct normal incidence (DNI) illumination and high levels of diffuse illumination. The results show that the experimental VHL can achieve 62.5% of the ideal filter power conversion efficiency, 64.8% of the ideal filter DNI environment energy yield, and 57.7% of the ideal diffuse environment energy yield performance.

Spectrum-splitting is a multijunction photovoltaic technology that can effectively improve the conversion efficiency and reduce the cost of photovoltaic systems. Microscale PV design integrates a group of microconcentrating photovoltaic (CPV) systems into an array. It retains the benefits of CPV and obtains other benefits such as a compact form, improved heat rejection capacity, and more versatile PV cell interconnect configurations. We describe the design and performance of a two-junction holographic spectrum-splitting micro-CPV system that uses GaAs wide bandgap and silicon narrow bandgap PV cells. The performance of the system is simulated with a nonsequential raytracing model and compared to the performance of the highest efficiency PV cell used in the micro-CPVarray. The results show that the proposed system reaches the conversion efficiency of 31.98% with a quantum concentration ratio of 14.41x on the GaAs cell and 0.75x on the silicon cell when illuminated with the direct AM1.5 spectrum. This system obtains an improvement over the best bandgap PV cell of 20.05%, and has an acceptance angle of +/- 6 deg allowing for tolerant tracking. (C) 2017 Society of Photo-Optical Instrumentation Engineers (SPIE)

In this work, the technique of designing and optimizing broadband volume transmission holograms using dichromate gelatin (DCG) is summarized for solar spectrum-splitting application. Spectrum splitting photovoltaic system uses a series of single bandgap PV cells that have different spectral conversion efficiency properties to more fully utilize the solar spectrum. In such a system, one or more high performance optical filters are usually required to split the solar spectrum and efficiently send them to the corresponding PV cells. An ideal spectral filter should have a rectangular shape with sharp transition wavelengths. DCG is a near ideal holographic material for solar applications as it can achieve high refractive index modulation, low absorption and scattering properties and long-term stability to solar exposure after sealing. In this research, a methodology of designing and modeling a transmission DCG hologram using coupled wave analysis for different PV bandgap combinations is described. To achieve a broad diffraction bandwidth and sharp cut-off wavelength, a cascaded structure of multiple thick holograms is described. A search algorithm is also developed to optimize both single and two-layer cascaded holographic spectrum splitters for the best bandgap combinations of two- and three-junction SSPV systems illuminated under the AM1.5 solar spectrum. The power conversion efficiencies of the optimized systems under the AM1.5 solar spectrum are then calculated using the detailed balance method, and shows an improvement compared with tandem structure.

In this work, two distinct types of Diffractive Optical Elements (DOEs) are designed to laterally distribute the solar spectrum across multiple photovoltaic (PV) cells. Each PV cell receives a spectral band near its bandgap energy to maximize overall solar-to-electric conversion efficiency of the system. The first DOE is an off-axis volume holographic lens. Design parameters include lateral grating period and slant angle, index modulation, film thickness, and control of swelling and index modulation attenuation in the film development process. Diffraction efficiency across the holographic lens is simulated using Rigorous Coupled Wave Analysis (RCWA). A full system model is created, and non-sequential raytracing is performed. Performance is evaluated under AM 1.5 conditions and annual insolation in Tucson, AZ, and Seattle, WA. A proof-of-concept off-axis holographic lens is fabricated and its performance is measured to confirm the optical properties of this system. The second DOE is an algorithmically-designed freeform surface relief structure. The Gerchberg-Saxton design algorithm is expanded to consider multiple wavelengths, resulting in a Broadband Gerchberg-Saxton (BGS) algorithm. All design variables are evaluated in a parametric study of the algorithm. Several DOE designs are proposed for spectrum splitting, and two of these designs are fabricated and measured. Additional considerations, such as finite sampling of the discrete Fourier transform, fabrication error, and solar divergence are addressed. The dissertation will conclude with a summary of spectrum splitting performance of all proposed DOEs, as well as a comparison to ideal spectrum splitting performance and discussion of areas for improvement and future work.

In this study the impact of outdoor temperature variations and solar illumination exposure on spectral filter material and holographic optical elements is examined. Although holographic components have been shown to be useful for solar spectrum splitting designs, relatively little quantitative data exist to demonstrate the extent to which these materials can withstand outdoor conditions. As researchers seek to investigate practical spectrum splitting designs, the environmental stability of holographic materials should be considered as an important factor. In the experiment presented, two holographic materials, Covestro Bayfol HX photopolymer and dichromated gelatin, and 3M reflective polymer filter materials are exposed to outdoor conditions for a period of several months. The environmental effect on absorption, spectral and angular bandwidth, peak efficiency, and Bragg matching conditions for the holograms are examined. Spectral bandwidth and transmittance of the 3M reflective filter material are also monitored. Holographic gratings are recorded, measured, and mounted on glass substrates and then sealed with a glass cover plate. The test samples are then mounted on a photovoltaic panel to simulate realistic temperature conditions and placed at an outdoor test facility in Tucson, Arizona. A duplicate set of holograms and 3M filter material is stored as a control group and periodically compared over the test period.

In this work a spectrum splitting micro-scale concentrating PV system is evaluated to increase the conversion efficiency of flat panel PV systems. In this approach, the dispersed spectrum splitting concentration systems is scaled down to a small size and structured in an array. The spectrum splitting configuration allows the use of separate single bandgap PV cells that increase spectral overlap with the incident solar spectrum. This results in an overall increase in the spectral conversion efficiency of the resulting system. In addition other benefits of the micro-scale PV system are retained such reduced PV cell material requirements, more versatile interconnect configurations, and lower heat rejection requirements that can lead to a lower cost system. The system proposed in this work consists of two cascaded off-axis holograms in combination with a micro lens array, and three types of PV cells. An aspherical lens design is made to minimize the dispersion so that higher concentration ratios can be achieved for a three-junction system. An analysis methodology is also developed to determine the optical efficiency of the resulting system, the characteristics of the dispersed spectrum, and the overall system conversion efficiency for a combination of three types of PV cells.

Solar energy is the most abundant source of renewable energy available. The relatively high cost prevents solar photovoltaic (PV) from replacing fossil fuel on a larger scale. In solar PV power generation the cost is reduced with more efficient PV technologies. In this dissertation, methods to improve PV conversion efficiency with holographic optical components are discussed. The tandem multiple-junction approach has achieved very high conversion efficiency. However it is impossible to manufacture tandem PV cells at a low cost due to stringent fabrication standards and limited material types that satisfy lattice compatibility. Current produced by the tandem multi-junction PV cell is limited by the lowest junction due to series connection. Spectrum-splitting is a lateral multi-junction concept that is free of lattice and current matching constraints. Each PV cell can be optimized towards full absorption of a spectral band with tailored light-trapping schemes. Holographic optical components are designed to achieve spectrum-splitting PV energy conversion. The incident solar spectrum is separated onto multiple PV cells that are matched to the corresponding spectral band. Holographic spectrum-splitting can take advantage of existing and future low-cost technologies that produces high efficiency thin-film solar cells. Spectrum-splitting optical systems are designed and analyzed with both transmission and reflection holographic optical components. Prototype holograms are fabricated and high optical efficiency is achieved. Light-trapping in PV cells increases the effective optical path-length in the semiconductor material leading to improved absorption and conversion efficiency. It has been shown that the effective optical path length can be increased by a factor of 4n2 using diffusive surfaces. Ultra-light-trapping can be achieved with optical filters that limit the escape angle of the diffused light. Holographic reflection gratings have been shown to act as angle-wavelength selective filters that can function as ultra-light-trapping filters. Results from an experimental reflection hologram are used to model the absorption enhancement factor for a silicon solar cell and light-trapping filter. The result shows a significant improvement in current generation for thin-film silicon solar cells under typical operating conditions.

During the past few years there has been a significant interest in spectrum splitting systems to increase the overall efficiency of photovoltaic solar energy systems. However, methods for comparing the performance of spectrum splitting systems and the effects of optical spectral filter design on system performance are not well developed. This dissertation first establishes a method to analyze and compare spectrum splitting systems with different filters, PV cells types and geometries. The method examines the system conversion efficiency in detail and the role of optical spectral filters. A new metric termed the Improvement over Best Bandgap is defined which expresses the efficiency gain of the spectrum splitting system with respect to a similar system that contains the highest constituent single bandgap photovoltaic cell. Also, this work expands the analysis on dispersive spectrum splitting systems. The dispersive effects of transmission type filters are evaluated using a cross-correlation analysis. Lastly, this work presents a grating-over-lens design for dispersive spectrum splitting. In this geometry, a transmission grating is placed at the entrance of a lens. Part of the incident solar spectrum is diffracted off-axis from normal incidence to the lens. The diffracted spectral range comes to a focus at an off-axis point and the undiffracted spectrum comes to a focus at the paraxial focus of the lens. Since the diffracted wave is planar and off-axis, the off-axis focal points suffer from aberrations that increase system loss. In this work, a novel aberration compensation technique is presented using non-planar transmission gratings recorded using a conjugate object beam to modify the off-axis wavefront. Diverging sources are used as conjugate object and reference beams. The spherical waves are incident at the lens and the grating is recorded at the entrance aperture of the solar concentrator. The on-axis source is adjusted to produce an on-axis planar wavefront at the hologram plane. The off-axis source is approximated to a diffraction limited spot producing a non-planar off-axis wavefront on the hologram plane. Illumination with a planar AM1.5 spectrum reproduces an off-axis diffraction-limited spot on the focal plane. Models and experimental data are presented to quantify the reduction in losses achieved with aberration correction.

In this paper a prototype spectrum-splitting photovoltaic system based on volume holographic lenses (VHL) is designed, fabricated and tested. In spectrum-splitting systems, incident sunlight is divided in spectral bands for optimal conversion by a set of single-junction PV cells that are laterally separated. The VHL spectrum-splitting system in this paper has a form factor similar to conventional silicon PV modules but with higher efficiencies (>30%). Unlike many other spectrum-splitting systems that have been proposed in the past, the system in this work converts both direct and diffuse sunlight while using inexpensive 1-axis tracking systems. The VHL system uses holographic lenses that focus light at a transition wavelength to the boundary between two PV cells. Longer wavelength light is dispersed to the narrow bandgap cell and shorter wavelength light to the wide bandgap cell. A prototype system is designed with silicon and GaAs PV cells. The holographic lenses are fabricated in Covestro Bayfol HX photopolymer by 'stitching' together lens segments through sequential masked exposures. The PV cells and holographic lenses were characterized and the data was used in a raytrace simulation and predicts an improvement in total power output of 15.2% compared to a non-spectrum-splitting reference. A laboratory measurement yielded an improvement in power output of 8.5%.