The design and construction of a state-of-the-art ultra-high vacuum spectrometer for the performance of angle-resolved inverse photoemission spectroscopy is presented. Detailed descriptions of its most important components are included, especially the Geiger-Muller ultraviolet photodetectors. By building on recent developments in the literature, we expect our spectrometer to achieve resolution comparable or superior to that of other prominent groups, and in general be one of the foremost apparatus for studying the momentum dependence of the unoccupied states in strongly correlated materials. Summaries of the theory of angle-resolved inverse photoemission spectroscopy and the basics of ultra-high vacuum science are also included.

The design and construction of a state-of-the-art ultra-high vacuum spectrometer for the performance of angle-resolved inverse photoemission spectroscopy is presented. Detailed descriptions of its most important components are included, especially the Geiger-Muller ultraviolet photodetectors. By building on recent developments in the literature, we expect our spectrometer to achieve resolution comparable or superior to that of other prominent groups, and in general be one of the foremost apparatus for studying the momentum dependence of the unoccupied states in strongly correlated materials. Summaries of the theory of angle-resolved inverse photoemission spectroscopy and the basics of ultra-high vacuum science are also included.

Thesis advisor: Kevin S. Bedell / We present several results based upon non-trivial extensions of Landau-Fermi liquid theory. First proposed in the mid-20th century, the Fermi liquid approach assumes an adiabatic “switching-on” of the interaction, which allows one to describe the collective excitations of the many-body system in terms of weakly-interacting quasiparticles and quasiholes. At its core, Landau-Fermi liquid theory is often considered a perturbative approach to study the equilibrium thermodynamics and out-of-equilibrium response of weakly-correlated itinerant fermions, and therefore non-trivial extensions and consequences are usually overlooked in the contemporary literature. Instead, more emphasis is often placed on the breakdown of Fermi liquid theory, either due to strong correlations, quantum critical fluctuations, or dimensional constraints. After a brief introduction to the theory of a Fermi liquid, I will first apply the Landau quasiparticle paradigm to the theory of itinerant Majorana-like fermions. Defined as fermionic particles which are their own anti-particle, traditional Majorana zero modes found in topological materials lack a coherent number operator, and therefore do not support a Fermi liquid-like ground state. To remedy this, we will apply a combinatorical approach to build a statistical theory of self-conjugate particles, explicitly showing that, under this definition, a filled Fermi surface exists at zero temperature. Landau-Fermi liquid theory is then used to describe the interacting phase of these Majorana particles, from which we find unique signatures of zero sound in addition to exotic, non-analytic contributions to the specific heat. The latter is then exploited as a “smoking-gun” signature for Majorana-like excitations in the candidate Kitaev material Ag3LiIr2O6, where experimental measurements show good agreement with a sharply-defined, “Majorana-Fermi surface” predicted in the underlying combinatorial treatment. I will then depart from Fermi liquid theory proper to tackle the necessary conditions for the applicability of Luttinger’s theorem. In a nutshell, Luttinger’s theorem is a powerful theorem which states that the volume of phase space contained in the Fermi surface is invariant with respect to interaction strength. In this way, whereas Fermi liquid only describes fermionic excitations near the Fermi surface, Luttinger’s theorem describes the fermionic degrees of freedom throughout the entire Fermi sphere. We will show that Luttinger’s theorem remains valid only for certain frequency and momentum-dependencies of the self-energy, which correlate to the exis- tence of a generalized Fermi surface. In addition, we will show that the existence of a power-law Green’s function (a unique feature of “un-particle” systems and a proposed characteristic of the pseudo-gap phase of the cuprate superconductors) forces Luttinger’s theorem and Fermi liquid theory to be mutually exclusive for any non-trivial power of the Feynman propagator. Finally, we will return to Landau-Fermi liquid theory, and close with novel out-of-equilibrium behavior and stability in unconventional Fermi liquids. First, we will consider a perfectly two- dimensional Fermi liquid. Due to the reduction in dimension, the traditional mode expansion in terms of Legendre polynomials is modified to an expansion in terms of Chebyshev polynomials. The resulting orthogonality conditions greatly modifies the stability and collective modes in the 2D system. Second, we will look at a Fermi liquid in the presence of a non-trivial gauge field. The existence of a gauge field will effectively shift the Fermi surface in momentum space, resulting in, once again, a modified stability condition for the underlying Fermi liquid. Supplemented with a modernized version of Mermin’s condition for the propagation of zero sound, we outline the full effects a spin symmetric or anti-symmetric gauge would have on a Fermi liquid ground state. / Thesis (PhD) — Boston College, 2021. / Submitted to: Boston College. Graduate School of Arts and Sciences. / Discipline: Physics.

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High harmonic generation (HHG) is an extreme non-linear phenomenon where strong laser fields interact with a medium to produce coherent and high-frequency harmonics of the incident light. It has emerged as a rapidly growing research area in bulk materials since its first observation in ZnO crystals in 2011. Over the past decade, pioneering studies have already been made in understanding the details of the microscopic mechanism behind this phenomenon, like the role of intra- and inter-band transitions, the contribution of the modulus and the phase of the dipole moment to even and odd harmonic peaks, the role of the oscillating dipoles, effects of broken symmetry, etc. However, the role of electron-electron correlations in the HHG from strongly correlated materials is much less understood. In these materials the interactions between electrons play a significant role, leading to complex and intriguing physical behaviors. In this dissertation, on the example of ZnO, perovskites BaTiO3 and BiFeO3, and transition-metal oxide VO2 I will study the role of electron-electron interaction effects in the HH spectra by using the time-dependent density-functional theory (TDDFT) approach with the exchange-correlation kernel obtained with dynamical mean- field theory (DMFT). In DMFT, one takes into account time-resolved on-site electron-electron interactions (neglected in most of other approaches) that are crucial for a larger part of strongly correlated materials. As I demonstrate, correlation effects significantly modify the HH spectrum, e.g., through the ultrafast modification of the spectrum of the system, as it was found for ZnO. As the next step, I explored the effects of electron-electron correlations in the HH spectrum of BaTiO3 perturbed by intense, few-cycle mid-infrared laser excitations. The correlation effects in this system lead to the emergence of "super-harmonics" - periodic enhancements and suppressions of specific harmonic orders that depend on the correlation strength. I extended my analysis to the case of BiFeO3, where in addition to correlation effects the effects of memory in HHG were analyzed. I have found that both correlation effects and memory lead to an extension of the harmonic cutoff. In my final part, I explored the effect of electron correlations on the HH spectrum of VO2 and compared my findings with the experiment. The obtained results may shed light on the often important role of electron correlations in the HH spectra of solids, providing valuable insights into ultrafast dynamics in complex materials, and contributing to advancements in nonlinear optics and strong-field physics, with the potential for novel photonic devices and imaging techniques in the attosecond and femtosecond regimes.

Les matériaux quantiques ont récemment introduit en physique de la matière condensée pour unifier tous les matériaux dans lesquels les fortes corrélations électroniques gouvernent les propriétés physiques du système (e.g. les isolants de Mott) et les matériaux dont les propriétés électroniques sont déterminées par la géométrie de la fonction d’onde (e.g. matériaux de Dirac). Ces matériaux montrent des propriétés émergentes résultantes de l’intrication de différents degrés de libertés : la charge, le spin et le moment orbital, donnant lieu aux propriétés topologiques des électrons. L’étude de ces interactions et des compétitions entre les degrés de liberté pertinents nécessite l’utilisation de techniques pompe-sonde ultra-rapides. Particulièrement, les pulses laser femtosecondes interagissent uniquement avec les électrons pour les placer dans un état hors-équilibre décrit par des distributions de type non Fermi-Dirac. La dynamique subséquente implique de nombreux processus, avec un temps de relaxation relié aux constantes de couplage. De plus, dans les techniques résolues en temps, la lumière peut agir comme un paramètre externe, différent des paramètres thermodynamiques, pour explorer le diagramme de phase. Cela nous donne l’opportunité de stabiliser de nouveaux états inaccessibles par des chemins thermiques quasi-adiabatiques ou de manipuler les propriétés physiques des systèmes.Dans cette thèse, nous avons réalisé différentes expériences dans le but d’étudier les propriétés à l’équilibre et hors équilibre de deux matériaux corrélés: BaCo₁₋ₓNiₓS₂ et (V₁₋ₓMₓ)₂O₃.La première partie de ce projet a été dédiée principalement à l’étude de BaNiS₂, le précurseur métallique de la transition de Mott dans BaCo₁₋ₓNiₓS₂ . En utilisant l’ARPES, nous avons étudié la structure de bandes électroniques de BaNiS₂ dans toute la zone de Brillouin. L’expérience, combinée avec des calculs théoriques, révèle un nouveau type de cône de Dirac bidimensionel à caractère orbitalaire d et induit par les corrélations. Le croisement des bandes est protégé par les symétries particulières de la structure cristalline. Nous avons aussi mesuré la structure de bandes de l’isolant de Mott BaCoS₂ dans ses phases magnétique et non magnétiques.Dans la seconde partie, nous avons étudié la dynamique électronique hors équilibre de BaNiS₂ et (V₁₋ₓMx)₂O₃. Grâce à des mesures tr-ARPES et tr-Réflectivité, nous avons observé une renormalisation non thermique et ultra-rapide du cône de Dirac dans BaNiS₂. Ce phénomène est purement provoqué par les excitations électroniques et est stabilisé par l’intéraction entre les électrons et les phonons. De plus, en utilisant différentes techniques pompe-sonde (tr-XRD basé sur XFEL et tr-Réflectivité) nous avons aussi exploré des phases hors-équilibre du matériau prototype de Mott-Hubbard (V₁₋ₓMx)₂O₃ appartenant à différentes parties de son diagramme de phase. Nos résultats montrent une phase transitoire non thermique se développant immédiatement après la photoexcitation ultra-rapide et durant quelques picosecondes dans les phases métallique et isolantes. Cette phase transitoire est accompagné par une distorsion structural qui correspond à un durcissement du réseau et est marqué par un “blue shift” du mode phononique A₁g. Nos résultats soulignent l’importance du remplissage des orbitales aussi bien que des effets important des forts couplages électron-réseau sélectifs dans les matériaux fortement corrélés. / Quantum materials is a new term in condensed matter physics that unifies all materials in which strong electronic correlation governs physical properties of the system (e.g. Mott insulators) and materials whose electronic properties are determined by the geometry of the electronic wave function (e.g. Dirac materials). These materials show emergent properties– that is, properties that only appear by intricate interactions among many degrees of freedom, such as charge, spin and orbital, giving rise to topological properties of electrons. The study of these interactions and competitions between the relevant degrees of freedom demands applying ultrafast pump-probe techniques. Particularly, femtosecond laser pulses act only on the electrons and set them to an out-of-equilibrium state inexplicable by the Fermi-Dirac distribution. The ensuing dynamics involves various processes and the rate at which the relaxation occurs is related to the coupling constants. Moreover, in time-resolved pump-probe techniques light can act as an additional external parameter to change of the phase diagram – different from thermodynamic parameters. It gives us the opportunity of stabilizing new states inaccessible by quasi-adiabatic thermal pathways or eventually manipulating the physical properties of the systems.In this thesis, we performed different experiments in order to study the equilibrium and out-of-equilibrium properties of two correlated compounds: BaCo₁₋ₓNiₓS₂ and (V₁₋ₓMₓ)₂O₃.The first part of the project was mainly devoted to the study of BaNiS₂ that is the metallic precursor of the Mott transition in BaCo₁₋ₓNiₓS₂. By applying ARPES, we studied the electronic band structure of BaNiS₂ in its entire Brillouin zone. These results combined with some theoretical calculations give evidence of a novel correlation-induced and two-dimensional Dirac cone with d-orbital character. The band crossing is protected by the specific symmetries of the crystal structure. We also investigated the electronic band structure of the Mott insulator BaCoS₂ in its magnetic and nonmagnetic phases.In the second part, we studied the out-of-equilibrium electron dynamics of BaNiS₂ and (V₁₋ₓMx)₂O₃. By means of tr-ARPES and tr-reflectivity measurements, we observed an ultrafast and non-thermal renormalization of the Dirac cone in BaNiS₂ . This phenomenon is purely provoked by the electronic excitation and is stabilized by the interplay between the electrons and phonons. Moreover, by applying various pump-probe techniques (XFEL-based tr-XRD and tr-Reflectivity) we also explored the out-of-equilibrium phases of the prototype Mott-Hubbard material (V₁₋ₓMx)₂O₃ in different parts of its phase diagram. Our results show a transient non-thermal phase developing immediately after ultrafast photoexcitation and lasting few picoseconds in both metallic and insulating phases. This transient phase is followed by a structural distortion that corresponds to a lattice hardening and is marked by a “blue shift” of the A₁g phonon mode. These results underline the importance of the orbital filling as well as the strong effect of the selective electron-lattice coupling in the strongly correlated materials.

Le présent mémoire traite de la description du LaOFeAs, le premier matériau découvert de la famille des pnictures de fer, par la théorie de la fonctionnelle de la densité (DFT). Plus particulièrement, nous allons exposer l’état actuel de la recherche concernant ce matériau avant d’introduire rapidement la DFT. Ensuite, nous allons regarder comment se comparent les paramètres structuraux que nous allons calculer sous différentes phases par rapport aux résultats expérimentaux et avec les autres calculs DFT dans la littérature. Nous allons aussi étudier en détails la structure électronique du matériau sous ses différentes phases magnétiques et structurales. Nous emploierons donc les outils normalement utilisés pour mieux comprendre la structure électronique : structures de bandes, densités d’états, surfaces de Fermi, nesting au niveau de Fermi. Nous tirerons profit de la théorie des groupes afin de trouver les modes phononiques permis par la symétrie de notre cristal. De plus, nous étudierons le couplage électrons-phonons pour quelques modes. Enfin, nous regarderons l’effet de différentes fonctionnelles sur nos résultats pour voir à quel point ceux-ci sont sensibles à ce choix. Ainsi, nous utiliserons la LDA et la PBE, mais aussi la LDA+U et la PBE+U. / We present DFT calculations of the electronic structure of LaOFeAs, the parent compound of the new family of superconductors, the iron pnictides, in this master thesis. Specifically, we are going to take a look at the present state of the research done on this material before giving a quick introduction to DFT. Then, we will compare the optimized structural parameters as calculated by our DFT code with the experimental data as well as results obtained by other groups. We studied the electronic structure of LaOFeAs using the standard set of tools : band structure, density of state (DOS), fermi surface and fermi surface nesting. We used theoretical methods to determine the allowed phonon modes in this crystal structure. This, in turn, enabled us to explore the electron-phonon coupling in our material for the most important modes. We’ll also discuss the influence different functionals may have for calculating the electronic structure. This will allow us to validate our results. In detail, we will compare results obtained with the following functionals: LDA and PBE, as well as LDA+U and PBE+U.

Transition metal oxides and chalcogenides are an ideal platform for demonstrating and investigating many interesting electronic phases of matter. These phases emerge as a result of collective many body interactions among the electrons. The omnipresent electron, depending on its interaction with other electrons and with the underlying lattice, can generate diverse phases of matter with exotic physical properties. The ultimate objective of Materials Science is to provide a complete microscopic understanding of these myriad electronic phases of matter. A proper understanding of the collective quant-tum behaviour of electrons in different system can also help in designing and tuning new electronic phases of matter that may have strong impact in the field of microelectronics, well beyond that predicted by Moore s law. Strong electron correlation effects produce a wide spectrum of ground state prop-retires like superconductivity, Metal Insulator Transition (MIT), charge-orbital ordering and many more. Similarly, different spin interactions among electrons, essentially due to various kinds of exchange coupling, give rise to varying magnetic ground state prop-retires like ferromagnetism, anti-ferromagnetism, spin glass, among others. The main objective of this thesis is to understand and rationalize diverse electronic and magnetic phases of matter in some selected strongly correlated systems. In chapter 1 we have provided an overview of various electronic and magnetic phases of matter which are relevant and necessary for understanding the chapters that follow. The first part of this chapter describes the fundamental concepts of the so called Metal Insulator Transition (MIT). A small section is dedicated to the subtle interactions among electrons and lattice that actually drive a system from a highly conducting metallic state to a strongly resistive insulating state. The second part of this chapter offers a compilation of different magnetic ground states which are discussed in detail in the last two chapters. In Chapter 2, we have explained various methodologies and experimental tech-antiques that have been used in the work reported in this thesis. In Chapter 3, we have provided a detailed understanding of the MIT in different polymorphic forms of Vanadium dioxide (VO2). Although VO2 exhibits a number of polymorphic forms, only the rutile/monoclinic VO2 phase has been studied extensively compared to other polymorphic forms. This phase shows a well-established MIT across ∼340 K, which has been extensively investigated in order to understand the relative importance of many body electron correlation effects arising primarily from on-site Coulomb interactions within the Vanadium 3d manifold, and single electron effects flounced by the dimerization of Vanadium atoms. Unlike the rutile phase of VO2, little is known about the MIT appearing across 212 K in the metastable B-phase of VO2. This phase shows dimerization of only half of the Vanadium atoms in the insulating state, in contrast to rutile/monoclinic VO2, which show complete dimerization. There is a long standing debate about the origin of the MIT in the rutile/monoclinic phase, that contrasts the role of the many-body Hubbard U term, with single particle effects of the dimerization. In light of this debate, the MIT in the B-phase offers a unique opportunity to understand and address the competition between many body and single particle effects, that has been unresolved over several decades. In this chapter we have investigated different polymorphs of VO2 to understand the underlying electronic structure and the nature of the MIT in these polymorphic forms. The MIT in VO2 B phase is very broad in nature. X-ray photoemission and optical conductivity data indicate that in case of VO2 B phase both correlation effects and dimerization is necessary to drive the MIT. We have also established that the correlation effects are more prominent for VO2 B phase compared to rutile/monoclinic phase. In Chapter 4, we have discussed the electronic structure of LaTiO3 (LTO)-SrTiO3 (STO) system. At the interface between polar LTO and non-polar (STO) oxides, an unique two dimensional electron gas (2DEG) like state appears, that exhibits a phenomenal range of unexpected transport, magnetic, and electronic properties. Thus, this interface stands as a prospective candidate for not only fundamental scientific investigation, but also application in technological and ultimately commercial frontiers. In this chapter, using variable energy Hard X-ray photoemission spectroscopy (HAXPES), we have experimentally investigated the layer resolved evolution of electronic structure across the interface in LTO-STO system. HAXPES results suggest that the interface is more coherent in nature and the coherent to incoherent feature ratio changes significantly as we probe deeper into the layer In chapter 5, we have investigated the electronic structure of the chemically exfoliated trigonal phase of MoS2. This elusive trigonal phase exists only as small patches on chemically exfoliated MoS2, and is believed to control functioning of MoS2 based devices. Its electronic structure is little understood, with total absence of any spec-troscopic data, and contradictory claims from theoretical investigations. We have ad-dressed this issue experimentally by studying the electronic structure of few layered chemically exfoliated MoS2 systems using spatially resolved X-ray photoemission spec-otoscopy and micro Raman spectroscopy in conjunction with electronic structure calculations. We have established that the ground state of this unique trigonal phase is actually a small gap (∼90 meV) semiconductor. This is in contrast with most of the claims in existing literature. In chapter 6, we have re-examined and revaluated the electronic structure of the late 3d transition metal monoxides (NiO, FeO, and CoO) using a combination of HAX-PES and state-of-the-art theoretical calculations. We have observed a strong evolution in the valence band spectra as a function of excitation energy. Theoretical results show that a combined GW+LDA+DMFT scheme is essential for explaining the observed experimental findings. Additionally, variable temperature HAXPES measurement In chapter 8, we have differentiated the surface and the bulk electronic structure in Sr2FeMoO6 and also have provided a new route to increase the Curie temperature of this material. Sr2FeMoO6 is well known for its high Curie temperature (Tc ∼410 K), half-metallic ferromagnetism, and a spectacularly large tunnelling magnetoresistance. The surface electronic structure of Sr2FeMoO6 is believed to be different from the bulk; leading to a Spin-Valve type Magnetoresistance. We have carried out variable energy HAXPES on Sr2FeMoO6 to probe electronic structure as a function of surface depth. Our experimental results indicate that surface is more Mo6+ rich. We have also demonstrated what we believe is the first direct experimental evidence of hard ferro-magnetism in the surface layer using X Ray Magnetic Circular Dichroism (XMCD) with dual detection mode. In the second part of this chapter we have designed a new route to increase the Curie temperature and have been successfully able to achieve a Curie temperature as high as 515 K.

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