This study looked at the opportunities and challenges faced in promoting smallholder farming as an element in rural economic development. The main objective is to highlight the key factors affecting smallholder production; and how those factors affect smallholder farmers in rural areas of Buffalo City Municipality, and hence identify the ones likely to predict success for future use in intervention programs. The content and scope of this study is limited to the socio-economic constraints (economic activities, household assets e.g. natural assets, physical assets, financial assets etc.) faced by rural households and therefore prescribe the necessary interventions to enhance rural livelihoods. Data was collected through review of secondary sources, direct observation through field visits and interviews with households. Questionnaires were used as the main tool of inquiry to gather data from households in selected villages within Buffalo City Municipality. The collected survey data was coded and analyzed using Statistical Package for Social Sciences (SPSS) Version 19.0. The study used Descriptive, Gini Coefficient and Binary Logistics model to analyze the collected survey data. For the descriptive model, the main pointers that were employed for this study were frequencies and mean values. The Gini Coefficient model was used to measure the contribution of different sources of income to overall inequality. The binary logistic regression model was used to uncover the correlates of the household income for different rural groups (famers and non-farmers). The results reveal that farm income has a strong association to overall household income per capita. Unearned income sources also have a substantial contribution to household income. Remittances and child grants were significant to non-farming household income per capita. Given the diminishing farm size of smallholder-led agriculture; these results suggest that a diversified household income portfolio is vital in addressing poverty in rural areas. Based on the results this study concluded that agricultural activities cannot solely enhance food security.

The study sought to investigate socio-cultural factors that contribute to the invisibility of women in agricultural activities at Khwezana village, Alice district. The present study was underpinned by a people’s –centered developmental approach paired with the feminist perspective based of ethnographic research methods, participant observation and basic individual interviews. The study mainly focused on female residents of the village, those who are active in agriculture and also those who are not practicing crop production. Rural women of South Africa have historically played a significant role by contributing in the sustainable livelihoods of the country as well as their communities. However, it has been revealed that there are factors that impede the participation of women in agricultural development. The study revealed that socio-cultural factors such as limited access to land, access to credit (due to tradition and culture circumstances), limited education and culture change in general are the major factors that significantly influence the low agricultural activity in the study village.

Effective microorganisms (EM), a commercial concoction of microbes that includes yeasts, fungi, bacteria and actinomycetes, have been found to be effective in enhancing crop growth by a number of scholars. It is registered in South Africa, but it had not been thoroughly investigated. The present study investigated the effects of EM on growth, yield and quality of tomato (Lycopersicon esculentum Mill), butternut (Curcurbita moschata) and Swiss chard (Beta vulgaris), along with selected soil properties. In field-grown tomato it was observed that the application of EM caused a significant increase in the number of fruits at seven weeks after transplanting. However, plants treated with EM alone, or EM in combination with other amendments, subsequently produced lower yields owing to an outbreak of early and late blights which affected them the most severely. Combined applications of EM with organic amendments improved plant N content and increased soil N content above initial levels. The application of compost resulted in soil N and P concentrations higher than those of the control presumably due to nutrients being slowly released from the compost material. In a follow up greenhouse trial EM application had a negative effect on tomato leaf dry matter yield, number of leaves, number of trusses, fruit yield and number of fruits. The negative effects of EM were ascribed to N immobilization by the EM that could have resulted in reduced N availability to plants. The lower number of fruits associated with EM application resulted in improved average fruit weight of tomatoes grown in the greenhouse, possibly as a result of more assimilates being partitioned to the few fruits EM application also had a negative effect on field grown butternut as reflected by lower total yield, lower marketable yield and lower first grade yield. The results were attributed to immobilization of N induced by application of EM, and to the inability of EM to control pumpkin fly that attacked very young fruit, resulting in their failure to develop or resulting in the down grading of mature fruits. The application of EM alone had a positive but non significant effect on the yields of both the first and second harvests of Swiss chard. However, when applied with compost or goat manure, a non significant negative effect on yield was observed. When applied with inorganic fertilizer, EM had no effect on yield but tended to increase the uptake of nitrogen by Swiss chard. Though goat manure had a narrower C: N ratio than compost, it did not result in greater EM effectiveness as had been hoped. However, goat manure had a more positive effect on soil properties than compost. It increased the N, P, and K contents of the soil and resulted in a narrower C: N ratio of the soil compared to compost. Generally, the results of the four trials conducted with three different crops indicated that EM had inconsistent effects on crop performance.

The aim of this investigation was to assess the impact of the In-Field Rainwater Harvesting technology on household food security in the study area. The study was conducted in Nkonkobe Local Municipality of the Amathole District Municipality in central Eastern Cape Province. The areas under investigation are Guquka and Khayaletu villages of the Thyume Valley, which is located about 30 kilometres north of Alice. The method used to assess the impact of the IRWH on household food security was a pair wise comparison method. During September 2009, there were 60 (34 in Guquka and 26 in Khayaletu) households who adopted the technology in home gardens. In order to get a clear picture of the impact of the technology on food security, a decision was taken to assess both the project members and non-project members, hence the pairwise comparison method. The non-project members (also 60 households) were selected randomly from those who were interviewed during the situation analysis in 2004. Five indicators were used to assess household food security. These were household income, expenditure on food, diet diversity, energy-protein intakes, and micro-nutrient intakes (Vitamin A, C and Iron). The income and expenditure data were collected from the 120 households. However, the detailed food data were collected from selected cases from both groups at different times (seasons) of the year. A case study approach was employed in data collection. A total of 12 cases (six households per village) were selected for this investigation. These were selected mainly according to the degree of poverty. The total of six households from each village comprised three project members and three non-members i.e. one from each poverty class (non- poor, poor and ultra-poor) in both categories. The data on the kinds of food products consumed by households was gathered using the food account method (FAM). The food consumed was then analysed for nutrient adequacy. The main findings of this investigation show the IRWH technology to have a positive impact on food security and nutrition of the project members. The technology made significant contributions to the amount of energy and vitamins A and C consumed by households especially during wet seasons. Substantial contributions of garden produce were noted among the project members. However, these contributions were not enough to ensure household food security. The results indicate that there are nutritional problems in the study area. Firstly, there is protein- v energy malnutrition mainly affecting the poor and the ultra-poor households. Secondly, there is hidden hunger affecting all poverty categories, even the non-poor households. This is mainly demonstrated by poor diet quality i.e. diet that lacks essential nutrients identified

This dissertation explored adaptation mechanisms and adaptation options employed by rural small-scale farmers at Dzindi Irrigation Scheme to achieve food security in the midst of climate change as well as reflecting on the role of the state in building capacity of rural small-scale farmers to adapt to climate change. The study employed qualitative research techniques and data was obtained through semi-structured interviews with 40 small-scale farmers at Dzindi smallholder irrigation scheme.Irrigation control, high yielding crop varieties (HYVs), drought resistant crop varieties, drip irrigation are among a host of adaptation strategies successfully employed by farmers at Dzindi. These strategies have been effective in giving the farmers a lifeline in terms of household food supply and income.However, lack of funding, modern infrastructure and equipment has hampered adaptation efforts at the scheme. This has been compounded by lack of support from the Government. Government seemingly has not done enough to capacitate and assist famers to adapt to climate change.

The overall objective of the whole study was to assess whether conservation agriculture (CA) systems can work in the Eastern Cape Province (EC). The CA systems were engaged through cover cropping to address land degradation problems by emphasizing high biomass production in order to realize short term benefits such as moisture conservation, weed suppression and soil fertility benefits under rainfed conditions in the central region of the Eastern Cape province. Since rainfall is the most limiting factor to crop production in the EC, a within season rainfall distribution analysis was conducted to expose the quality of the season (onset, end and duration) and hence the feasibility of CA systems to guide agronomic decisions by farmers in EC. To assess season parameters, thirty four years of daily rainfall was collected from the University of Fort Hare Research station and used to conduct the rainy pentad (5 day rainfall totals) analysis and the daily rainfall analysis using INSTAT software programme. Based on the pentad analysis, results showed that Alice does not have a rainy season in 1 out of 2 years (50% probability) but has one in 1 out of 4 years (25% probability level). This criterion proved to be harsher and conservative when compared to the daily rainfall approach which is more precise in measuring trends on season parameters. The daily rainfall analysis indicated a 65% feasibility for the dry land cropping systems in the EC. The pentad analysis however was effective in illustrating seasonality and it showed that the wet season begins on the 1st of November, ending on the 22nd of March lasting for 140 days. Though the season duration appeared too long, the existence of dry spells during critical growth stages adversely affects the quality of the season. The daily rainfall analysis also managed to derive a signal which can guide planting decisions. For planting to be successful, this analysis determined that 20 mm of rain should be received in two consecutive days after the 1st of November. A screening trial for cover crop biomass production and weed suppression was conducted on-station Fort Hare Research Farm (32°46' S and 26° 50' E), and Msobombvu village (MSBV) (32°44' S, and 26° 55' E) over two seasons (2007/08 and 2008/09). Six summer cover crops i.e. cowpea (Vigna unguiculata), dolichos lablab (Dolichos argenteus), sunnhemp (Crotalaria juncea), buckwheat (Fagopyrum sagittatum), forage sorghum (Sorghum bicolor) and sunflower (Helianthus annus) were evaluated for biomass yield, and weed suppression. Decomposition rates, moisture conservation and residual effects of these cover crops on the succeeding main crop were also evaluated under dryland conditions. The screening trial was laid in randomized complete block design replicated three times. Forage sorghum (Sorghum bicolor) and sunflower (Helianthus annus) were identified as high biomass producers and their dry matter yields ranged from 8 -12 t ha-1. These cover crops can be useful in generating high biomass in rainfed cropping systems in the EC. Other cover crops produced 3 - 4 t ha-1 of biomass which fell short of the 6 t ha-1 expected benchmark. However, these biomass yields were important in weed management since all cover crop species showed a similar degree of weed suppression which surpassed the weed fallow treatment. As dead mulches, the cover crops failed to show residual moisture conservation and weed control benefits for the succeeding maize crop mainly because of poor residue persistence, and low harvestable fallow rainfall. Buckwheat (Fagopyrum esculentum), was selected for further investigations in a follow up trial on station in 2008/09 season because of its weed smothering qualities, suitability to short cycle rotations, and possible allelopathic properties. The trial aimed at finding weed and cost effective management options of buckwheat that are none detrimental to the succeeding maize crop. Results showed that cropping systems where buckwheat is followed by a main crop may not work as they are unprofitable with respect to R100 rand invested. Though perceived to have allelopathic properties, buckwheat failed to demonstrate the possibilities of allelopathic action against weeds. Intercropping trial was conducted on-station in 2007/8-2008/09 seasons to try and find better ways of fitting legume cover crops into maize based cropping systems without compromising production of staple cereals on limited landholdings. The trials evaluated three factors in factorial combination, cover crop planting date, intercropping strategy, and cover crop species. The trial was laid as 2 x 2 x 3 factorial arranged in a split-split plot design. The main plot factor was cover crop planting date, cover crops simultaneously planted with maize and cover crop planted two weeks after planting maize (DKC 61-25). The sub-plot factor was intercropping strategy, strip intercropping and betweenrow intercropping. The sub-sub-plot factor was cover crop species, Dolichos lablab (Dolichos argenteus (Highworth), and Cowpea Vigna ungiculata (Agrinawa) plus control plots of sole maize. Results showed that same time planting of leguminous cover crops with maize using the in-between row intercropping patterns can derive appreciable system biomass (maize/cover crop) yields, utilize land efficiently whilst getting favourable maize grain yield. Based on the rainfall analysis, results showed that the probability of success when relay seeding cover crops after two weeks into standing maize is low (15% chances of success). This suggests that relay intercropping strategies would not work due to the unavailability of a good quality season.

Climate is an important factor of agricultural productivity and many rural dwellers in developing countries depend on agriculture and are highly affected by climate change and variability. The world is currently experiencing climatic changes and variability conditions which results in high temperatures, low rainfall patterns, shortage of water and drought persistence. Climate change and variability is affecting weather patterns and shifting seasons which results in serious repercussions on smallholder farmers. Smallholder farmers are extremely vulnerable to climate change and variability because their farming and production systems are climate sensitive and are not rebound to climate stresses. These adverse effects in developing countries arise from different climate change and variability-related causes, notable extreme weather events, food security, increased health risks in agriculture from vector home diseases, and temperature-related morbidity in environments. The study was carried in King Sabata Dalindyebo Municipality in the Eastern Cape Province in South Africa. This study examines farmers’ awareness of climate change and variability and its effects on agricultural productivity in King Sabata Dalindyebo municipality using a Descriptive Statistics, Binary and Ricardian Model fitted to data from a cross-sectional survey of 200 farmers in King Sabata Dalindyebo Municipality. Both primary and secondary data was used. This research study estimates the effects of climate change and variability on King Sabata Dalindyebo agricultural productivity using a continental dimension of Ricardian analysis. Results revealed that local farmers were aware of climate change and variability and perceived changes in average temperatures and rainfall. The changes in average temperatures and rainfall had adverse effects on crop and livestock production. However, farmers’ awareness of climate change is not to an extent that they presume adaptation to climate change as a necessity and crucial. The results show that climate change and variability affects farm income and there is a non-linear relationship existing between climatic variables (temperature and precipitation) and farm income which depicts U-shaped. The study results indicated that climate change and variability affect agricultural productivity and have an effect on agricultural productivity in King Sabata Dalindyebo Municipality. In view of the research findings, several policy proposals are suggested. The study findings suggest that climate change and variability must be taken seriously and monitored. Policy makers and government officials must support farmers with information distribution,education, market access, well trained extension agents, credit and information about mitigation strategies to climate change and variability which includes institutional and technological methods, particularly smallholder farmers.

The primary aim of my research was to identify the impacts and adaptation options of climate variability and change on agricultural production in Limpopo province. The following objectives were identified: To understand the impacts of climate variability and change on agricultural production in Limpopo province , To assess the impacts of climate variability and change on agricultural production in Limpopo province and To identify adaptation measures that reduces the impacts of climate variability and change on agricultural production in Limpopo province. A representative sample of 300 farmers aged 16- 65+ years (46 percent males and 54 percent females) participated in the study. The study involved Sekhukhune and Capricorn districts, with 56 percent farmers in Capricorn and 44 percent in Sekhukhune district. The following 11 local municipalities were visited: Elias Motsoaledi, Makhuduthamaga, Fetakgomo, Ephraim Mogale, Tubatse, Lepelle Nkumpi, Blouberg, Aganang, Polokwane, and Molemole. The Limpopo province is one of the poorest provinces in the country, characterized by high unemployment rate, poverty and lack of access to a range of resources that frustrate majority of people ability to secure their livelihoods. In this study the province's economic, biological and physical environment were highlighted. The study further covers the province, s farming enterprises, systems, categories, infrastructure as well as other constraints that maybe facing the emerging farmer in the province. It is assumed that the majority of farmers in both the Capricorn and Sekhukhune districts are using different coping and adaptation strategies in order to increase their crop yields. Literature studies show that climate variability and change adaptation strategies vary from area to area due to agro ecological zones and the harshness of the effects of climate variability and change. It has also been noted that climate change is fast pushing the poorest and most marginalized communities beyond their capacity to respond. This study draws on lessons learned, experiences, and other existing research on climate change impacts and adaptation across the globe. It sets out what is needed to enable people living in poverty to adapt to climate change, and a range of interventions that are available across climate - sensitive sectors. The study has provided a literature review of the impact of climate change on the agricultural sector. In fact, it has documented some of the likely impacts of climate change based on International, continental, regional, national and provincial agricultural sector. The study highlighted the impact of climate change also on various climate - sensitive sectors including understanding water resources, forestry, natural ecosystem human health, infrastructure and coastal zones. This research also confirmed that being a full time farmer, gender, information on climate change, information received through extension services and adaptation to climate change are some of the important determinants of agricultural production, food scarcity and unemployment. A worrying situation is reviewed globally in this study and it can be concluded that climate variability and change is affecting every sector in society and it needs urgent attention. Statistics was used to determine climate variability and change impact on agricultural production. Results indicate that farmers are aware that Limpopo province is getting warmer and drier with increased frequency of droughts, changes in the timing of rains, observed trends oftemperature and precipitation. The study also presented perceived adaptation strategies used by farmers in Limpopo province. Some of their perceived adaptation strategies included: (a) Soil management strategies, (b) Water management strategies and (c) Others like use of subsidies and use of insurance. Other important adaptation options being used by farmers were also discussed in this study including different adaptation measures against colds, heat, frost, abnormal wind, hail, lack of extension support, nematodes, insecticides, worms, temperature and rainfall. The results of this study are potentially valuable to the agricultural sector considering the threats that climate change poses across climate sensitive sectors. / Environmental Sciences / D. Phil. (Environmental Management)

Thesis (MPhil)--University of Stellenbosch, 2011. / ENGLISH ABSTRACT: The main aim of this case study was to research the impact of the introduction of oxen for draught power on Eric Swarts’ Stellenbosch farm. The research objectives were designed to find out if the oxen helped to improve the quality of the soil, to determine their cost-effectiveness (compared to a tractor) and other social and managerial constraints and benefits associated with using them and also to make recommendations for small-scale farmers in developing countries. The literature review revealed that human society faces many serious sustainability challenges from ecosystem degradation and global warming, to massive poverty and social inequality. The global population is growing against a background of decreasing agricultural productivity due to degraded soils and the increased costs of farming. The adoption of farming methods that enhance ecosystem services and depend less on external inputs is therefore essential. Animal traction is still widely used among small-scale farmers in developing countries, but lacks policy and investment support to make it more efficient. There are currently widespread negative opinions about animal traction which regard it as a backward or old-fashioned technology. This research investigated the possibility of animal traction emerging as an affordable, environmentallyfriendly and appropriate technology for small-scale farming. The research is a case study with a qualitative, ethnographic research design in which participant observation was key in gathering research data. A cost-benefit analysis (CBA) was carried out to compare the cost-effectiveness of using oxen to either hiring or buying a tractor. The findings showed that oxen were a more cost-effective means of draught power than a tractor, not only in terms of capital costs but also maintenance and operational costs. The manure from the oxen was both an effective way of supplying crops with essential nutrients and improving soil biodiversity. The introduction of the oxen presented some challenges to the farmer concerning knowledge about how animals work and other managerial challenges, but these were overcome by learning through practice. It was found that the farmer will be able to make significant savings in soil-amendment costs and he can control the quality of the manure to suit his needs. It was concluded that small-scale farmers who choose animal traction over tractors as a means of draught power will realise many advantages in return. / AFRIKAANSE OPSOMMING: Die hoof doelwit van dié gevallestudie was om die impak van die ingebruikneming van osse as trekkrag op Eric Swarts se plaas te Stellenbosch na te vors. Die navorsingsteikens was ontwerp om uit te vind of die beeste gehelp het om die kwaliteit van die grond te verbeter, om hul lonendheid vas te stel (in vergelyking met ’n trekker) asook ander sosiale en bestuursbeperkings en -voordele wat met hul gebruik geassosieer word en ook met voorstelle vir kleinskaalboere in ontwikkelende lande voorendag te kom. Die literatuuroorsig navorsing het ontbloot dat die menslike samelewing met vele volhoubaarheidsuitdagings vanaf ekosistemiese agteruitgang en aardverhitting, tot swaar armoedigheid en sosiale ongelykhede gekonfronteer word. Die wêreld bevolking groei steeds ten spyte van die afname in landboukundige produktiwiteit as gevolg van verlaagde grondkwaliteit en die toenemende landboukoste. Die ingebruikneming van landboumetodes wat ekosistemiese dienste verhoog en minder staatmaak op eksterne insette is dus noodsaaklik. Dieretrekking word steeds algemeen in ontwikkelende landebenut, maar dit ontbreek beleids- en beggingsondersteuning om dit meer doeltreffend te maak. Daar is tans algemeen verbreide negatiewe sienswyse oor dieretrekksag wat dit as agterlike en oudmodiese tegnologie beskou. Dié navorsing het ondersoek ingestel om die moontlikheid van dieretrekking as ’n bekostigbare, omgewingsvriendelike en passende tegnologie vir kleinskaalboerdery vas te stel. Die navorsing is’n gevallestudie met kwalitatiwe, etnografiese navorsingsontwerp waarin deelnemerwaarneming kern is tot die insameling van data. ’n Kostewinsteanalise (KWA) was uitgevoer om die lonenheid van beeste te vergelyk met dié van of die huur of die koop van ’n trekker. Die bevindings het getoon dat beeste ’n lonender wyse van trekkrag as trekkers is, nie net in terme van kapitale koste nie, maar ook onderhouds en bedryfskoste. Die beesmis was beide ’n doeltreffende manier om die gevasse van nodige voedingstowwe te voorsien asook om grondbiodiversiteit te verbeter. Die ingebruikneming van beeste het sekere uitdagings vir die boere ingehou in verband met die kennis van hoe diere werk en ander bestuursuitdagings, maar dié was oorkom deur onderrig uit ondervinding. Daar was bevind dat die boer beduidende besparings kan maak aan grondaanvullingskoste hierdie jaar en dat hy die kwaliteit van die beesmis kan beheer om sy behoeftes dien. Die slotsom is dat kleinskaalboere wat kies om dieretrekking eerder as trekkers as trekkrag te gebruik, sal vele voordele hê.

Thesis (MPhil)--Stellenbosch University, 2015. / ENGLISH ABSTRACT: Stellenbosch University was approached to assist with developing a techno-financial model for an urban freshwater aquaculture system in Philippi, Cape Town. Rapidly growing urban areas are predominantly becoming concentrated zones for malnutrition and poverty which require attention. Having enough food to eat does not mean that a family is food secure, the problem is usually associated with the lack of access to nutritious food. Fish is seen as an extremely healthy food which has the potential to effectively support food security and alleviate malnutrition. Aquaculture is identified as a largely underdeveloped sector in South Africa. It is currently undergoing rapid transition, being promoted by government as an industry that has potential to develop and create jobs, provide food security and grow the South African economy. Aquaponics- a method to integrate aquaculture with growing crops in a symbiotic system is a highly resource efficient closed-integrated food producing technology which has the potential to benefit from South African biosecurity regulations and climate-geographic characteristics. It is viewed as an effective food production alternative to deal with the challenges of declining high quality freshwater resources and available arable land. Training and capacity building is important for the development of aquaponic technology. This study explores and identifies the advantages aquaponic technology development would have in South Africa. The study has reviewed and assessed the fundamental principles for aquaculture production and management required for aquaponic systems development and management. A practical case study identifies the daily challenges and design parameters of aquaponic systems. The study is concluded with a techno-financial project proposal which shows how aquaponic systems can be planned. / AFRIKAANSE OPSOMMING: Universiteit Stellenbosch was genader om 'n tegno-finansiele model to ontwikkel vir 'n stedelike akwakultuur plaas in Philippi, Kaapstad. The tempo waarteen die stedelike areas groei ontwikkel kommerwekkende uitdagings soos wanvoeding en armoede. In hierdie studie is vis geindentifiseer as 'n uiters voedsame aanvulling in die dieet van Suid Afrikaners. Akwakultuur is grootliks agter in terme van ontwikkeling. Dit word beskou as 'n sektor wat groot potensiaal inhou vir Suid Afrika se eknomiese groei, werkskepping en voedselsekuriteit. Akwaponika is die hersirkulerende integrasie van akwakultuur en hidroponika. Akwaponika hou groot voordele in terme van Suid Afrika se biosekuriteit regulasies and geografiese eienskappe en is 'n effektiewe manier om gebruikte akwakultuur te suiwer. Opleiding en beplanning word gesien as 'n fundamentele benadering tot suskesvolle akwaponika ontwikkeling. Hierdie studie bestudeer die Suid Afrikaanse omgewing en potensiaal vir akwaponika ontwikkeling. Die fundamentele beginsels van akwakultuur en hidroponika bestuur en produksie is saamgesit wat beskou word as die aanbevele manier om akwaponika te bestuur. 'n Praktiese gevallestudie toon die daaglikse uitdagings aan en gee raad oor daaglikse bestuur van akwaponika stelsels. Die studie word afgesluit met 'n tegno-finansiele model wat wys hoe om 'n akwaponika sisteem te beplan.