The use of polymer supports for transition metal catalysts are very important and useful in synthetic organic chemistry as they make possible the separation and isolation of catalysts and products quite easy. These polymer-bound ligands/catalysts/reagents can, often, be recovered and recycled numerous times and typically yield products in high purity, negating the need for further purification steps (i.e. column chromatography). Because of this, interest in these systems has garnered international attention in the scientific community as being “Green”. Historically, insoluble, polymer-supports (i.e. Merrifield resin) were used to develop recoverable catalysts. This has the advantage of easy separation and isolation from products after a reaction; because of their insolubility, such supported catalysts can be easily removed by gravity filtration. However, these catalysts often have relatively poor reactivity and selectivity when compared to homogeneous catalysts. Because of this disadvantage, our lab has had interest in the development of soluble polymer-supports for transition metal catalysts. We have developed several separation methods for these soluble polymer-bound catalysts. These include thermomorphic liquid/liquid and solid/liquid as well as latent biphasic liquid/liquid separation techniques. This dissertation describes the use of both, latent biphasic liquid/liquid separation systems and thermomorphic solid/liquid separation systems. In order to perform a latent biphasic iii liquid/liquid separation, a polymer-bound catalyst must have a very high selectivity for one liquid phase over the other. Our lab has pioneered the use of polyisobutylene (PIB) oligomers as supports for transition metal catalysts. Previous work has shown that these oligomers are > 99.96 % phase selectively soluble in nonpolar solvents. This has allowed us to prepare PIB-supported salen Cr(III) complexes that can be used in a latent biphasic liquid/liquid solvent system. The synthesis of these complexes is quite straightforward and such species can be characterized using solution state 1H and 13C NMR spectroscopy. Also, these complexes can be used to catalyze the ring opening of meso epoxides with azidotrimethylsilane (TMS-N3) and can be recovered and recycled up to 6 times, with no loss in catalytic activity. To perform a thermomorphic solid/liquid separation, a polymer-bound catalyst that is completely insoluble at room temperature but soluble upon heating must be used. Our lab has pioneered the use of polyethylene oligomers (PEOlig) as supports for transition metal catalysts. Such PEOlig-supported catalysts are able perform homogeneous catalytic reactions at elevated temperatures (ca. 65 ○C), but, upon cooling, precipitate out of solution as solids while the products stay in solution. This process allows for the easy separation of a solid catalyst from the product solution. Described herein, is the development of PEOlig-supported salen-Cr(III) complexes and PEOlig-supported NHC-Ru complexes. The preparation of these complexes is also straightforward and such species can be characterized using solution state variable temperature (VT) 1H and 13C NMR spectroscopy. In the case of the PEOlig-supported salen-Cr(III) complex, it was found to be a recoverable/recyclable catalyst for the ring opening of epoxides with TMS-N3 and could be reused 6 times with no loss in activity. The PE-supported NHC-Ru complex was able to be used as a recyclable ring closing metathesis (RCM) catalyst and could be used up to 10 times.

Thesis (Ph. D.)--University of Hong Kong, 2009. / Includes bibliographical references (leaves 115-116). Also available in print.

Thesis (Ph.D.)--Baylor University, 2009. / Includes bibliographical references (p. 233-237).

This thesis describes the design, synthesis and application of artificial metalloenzymes for transition metal catalysed reactions not performed by natural enzymes. Unique cysteine containing protein templates were covalently modified with transition metal ligand complexes that generate catalytic activity, which allows for the use of virtually any protein template. SCP-2L was selected as template for the linear hydrophobic tunnel that traverses the protein, which has high affinity for linear aliphatic molecules. The use of catalysts based on this protein to induce increased activity in the biphasic hydroformylation of linear α-olefins is investigated in this work. For this purpose, unique cysteine containing mutants of SCP-2L were modified with phosphine ligands by application of a novel bioconjugation procedure. Application of rhodium adducts of the phosphine modified protein constructs led to up to a 100 fold increase of the turn over numbers was measured compared to a Rh/TPPTS model system which is used in industry. Furthermore, good selectivity towards the linear product was observed. If it can be confirmed that the found catalytic results truly are the result of substrate encapsulation by the protein scaffold, this system represents the first rationally designed artificial metalloenzyme which exploits the shape selectivity of the protein scaffold to direct the outcome of a catalytic reaction. In addition, a study was performed for the development of enantioselective artificial metalloenzymes. Nitrogen ligands were covalently introduced in SCP-2L and the obtained conjugates were applied in the copper catalysed Diels-Alder and Michael addition reaction. A promising 25% ee was found for the Diels-Alder reaction between azachalcone and cyclopentadiene using one of the created constructs. Further development of these catalyst systems with the use of both synthetic (e.g. optimisation of ligand structure) and biomolecular tools (e.g. optimisation of protein environment) for optimisation can lead to very efficient and enantioselective conversions in the future.

Ruthenium carbene complexes, with the general structure, [LL’Ru=CHR], are commonly known as Grubbs type catalysts, named after the discoverer of these metathesis catalysts. The discovery was quite revolutionary, since the catalysts proved to be easy to handle, tolerant towards various functional groups and more stable with regard to air and water than previous transition metal catalysts. Another important advantage was that all types of olefin metathesis reactions could be initiated without the help of co-catalysts or promoters. Today Grubbs type catalysts find wide application in especially organic and synthetic chemistry. A well-known example is the SHOP-process which produces long chain -olefins, while other important applications include the synthesis of macro-cyclic and cyclic olefins. The current study involved experimental and theoretical work to investigate various aspects comprising synthetic procedures, reactivity, kinetics, geometry and electronic properties of the complexes. Results are discussed briefly in the following paragraphs. The first aim of the project was to synthesise a Grubbs type catalyst. Initial efforts were focused on the preparation of a first generation catalyst through various methods. This included modifying the reported method for the synthesis of [(PPh3)2Cl2Ru=CH-CH=CMe2] to yield [(PPh2Cy)2Cl2Ru=CHCH= CMe2] instead; a phosphine exchange reaction with the complex [(PPh3)2Cl2Ru=CH-CH=CMe2] and free phosphine PPh2Cy; and utilising the analogue arsine ligand, AsPh3, to synthesise [(AsPh3)2Cl2Ru=CHCH=CMe2]; but unfortunately no success was achieved. However, it was possible to synthesise a novel second generation Grubbs type catalyst, [(IMesH2)(PPh2Cy)Cl2Ru=CHPh], through the phosphine exchange reaction of [(IMesH2)(NC5H5)2Cl2Ru=CHPh] and PPh2Cy. The new complex was tested in kinetic reaction studies and phosphine exchange reactions. Results showed that [(IMesH2)(PPh2Cy)Cl2Ru=CHPh] was catalytically active for the ring closing metathesis of commercial diethyl diallylmalonate. The reaction was first order with regard to the olefin, contrary to the second order kinetic results reported for similar reactions catalysed by first generation Grubbs catalysts. The phosphine exchange reactions were very successful and a rate constant could be determined. The rate constant was independent of the free phosphine concentration and activation parameters had relatively large, positive values; results indicative of a dissociative mechanism. These findings are in correlation with literature reports. A kinetic investigation was done on the catalyst-olefin coordination involving the functionalized olefins vinyl acetate, allyl acetate and allyl cyanide; and the first generation Grubbs catalyst, [(PCy3)2Cl2Ru=CHPh]. A two-step rate law, similar to an interchange mechanism, was determined. Phobcat, [(PhobCy)2Cl2Ru=CHPh], is modified first generation Grubbs type catalyst with rigid bicyclic phosphine rings which was recently developed by the Sasol Homogeneous Metathesis Group. In the current study Phobcat was compared to Grubbs1-PCy3 in the cross metathesis reaction of 1-octene. Results showed that Phobcat was up to 60% more active and had a 5 hour longer lifetime than Grubbs 1-PCy3. Theoretical studies were done on the three functionalized olefins of the earlier experimental study to gain fundamental understanding of steric and electronic influences on these catalyst-olefin systems. Without exception, coordination via the heteroatom of the olefin was significantly more favourable than coordination via the double bond functionality. This result indicates that metathesis of these olefins is highly unlikely, since the stable heteroatom coordination will suppress the parallel Ru=C/C=C interaction which is compulsory for the metathesis reaction. Orbital studies highlighted the difference between coordination of acetate and cyanide, but no trend of an electronic nature could be recognised. / Prof. A. Roodt

Doctor of Philosophy / Department of Chemical Engineering / Bin Liu / Efficient and selective catalysis lies at the heart of many chemical reactions, enabling the synthesis of chemicals and fuels with enormous societal and technological impact. A fundamental understanding of intrinsic catalyst properties for effective manipulation of the reactivity and selectivity of industrial catalysts is essential to select proper catalysts to catalyze the reactions we want and hinder the reactions we do not want. The progress in density functional theory (DFT) makes it possible to describe interfacial catalytic reactions and predict catalytic activities from one catalyst to another. In this study, water-gas shift reaction (WGSR) was used as a model reaction. First-principles based micro-kinetic modeling has been performed to deeply understand interactions between competing reaction mechanisms, and the relationship with various factors such as catalyst materials, structures, promoters, and interactions between intermediates (e.g., CO self-interaction) that govern the observed catalytic behaviors. Overall, in this thesis, all relevant reaction mechanisms in the model reaction on well-defined active sites were developed with first-principles calculations. With the established mechanism, the promotional effect of K adatom on Ni(111) on WGSR compared to the competing methanation was understood. Moreover, the WGSR kinetic trend, with the hydrogen production rate decreasing with increasing Ni particle diameters (due to the decreasing fractions of low-coordinated surface Ni site), was reproduced conveniently from micro-kinetic modeling techniques. Empirical correlations such as Brønsted-Evans-Polanyi (BEP) relationship for O-H, and C-O bond formation or cleavage on Ni(111), Ni(100), and Ni(211) were incorporated to accelerate computational analysis and generate trends on other transition metals (e.g., Cu, Au, Pt). To improve the numerical quality of micro-kinetic modeling, later interactions of main surface reaction intermediates were proven to be critical and incorporated successfully into the kinetic models. Finally, evidence of support playing a role in the enhancement of catalyst activity and the impact on future modeling will be discussed. DFT will be a powerful tool for understanding and even predicting catalyst performance and is shaping our approach to catalysis research. Such molecular-level information obtained from computational methods will undoubtedly guide the design of new catalyst materials with high precision.

Reaction of the tetracobalt cluster Co4(CO)10(t 4-PPh)2 with 1,2-bis(dimethylphosphino)ethane (dmpe) affords the bis-substituted cluster Co4(CO)8(dmpe)(t 4-PPh)2. The bidentate dmpe ligand is shown to bind to the cluster in a chelating fashion by IR, NMR, and X-ray diffractions analyses. The fluxional nature of the ancillary carbonyl groups has been studied by variable temperature 13C NMR measurements which reveal two distinct carbonyl scrambling pathways. The stability of the phosphine-ligated cluster has been examined using in situ Cylindrical Internal Reflection (CIR) Spectroscopy. The effect of the dmpe ligand on the cluster polyhedron will be discussed with respect to the observed crystallographic and spectroscopic results

Ph.D. / Compounds, 2,6-bis(3,5-dimethylpyrazol-1-ylmethyl)pyridine (L1) and 2,6-bis(3,5-ditertbutylpyrazol-1-ylmethyl)pyridine (L2) were prepared by phase transfer alkylation of 2,6-bis(bromomethyl)pyridine with two mole equivalents of the appropriate pyrazole. Ligands L1 and L2 reacted with either [PdCl2(NCMe)2] or [PdClMe(COD)] to form mononuclear palladium complexes [(PdCl2(L1)] (1), [(PdClMe(L1)] (2), [(PdCl2(L2)] (3), [(PdClMe(L2)] (4). All new compounds prepared were characterised by a combination of 1H NMR, 13C NMR spectroscopy and microanalyses. The coordination of L2 in a bidentate fashion through the pyridine nitrogen atom and one pyrazolyl nitrogen atom has been confirmed by single crystal X-ray crystallography of complex 3. Reactions of 1, 2 and 3 with the halide abstractor NaBAr4 (Ar = 3,5-(CF3)2C6H3) led to the formation of the stable tridentate cationic species [(PdCl(L1)]BAr4 (5), [(PdMe(L1)]BAr4 (6) and [(PdCl(L2)]BAr4 (7) respectively. Tridentate coordination of L1 and L2 in the cationic complexes has also been confirmed by single X-ray crystallography of complexes 5 and 6. The analogous carbonyl linker cationic species, [Pd{(3,5-Me2pz-CO)2-py}Cl]+ (9) and [Pd{(3,5-tBu2pz-CO)2-py}Cl]+ (10), prepared by halide abstraction from [Pd{(3,5-Me2pz-CO)2-py}Cl2] and [Pd{(3,5-tBu2pz-CO)2-py}Cl2] with NaBAr4, were however less stable. While cationic complexes 5-7 showed indefinite stability in solution, 9 and 10 had t1/2 of 14 and 2 days respectively. Attempts to crystallise 1 and 3 from the mother liquor resulted in the isolation of the salts [PdCl(L1)]2[Pd2Cl6] (11) and [PdCl(L2)]2[Pd2Cl6] (12). Although when complexes 1-4 xviii were reacted with modified methylaluminoxane (MMAO) or NaBAr4, no active catalysts for ethylene oligomerisation or polymerisation were formed, activation with silver triflate (AgOTf) produced active catalysts that oligomerised and polymerised phenylacetylene to a mixture of cis-transoidal and trans-cisoidal polyphenylacetylene. Compounds 2-(3,5-dimethylpyrazol-1-ylmethyl)pyridine (L3) and 2-(3,5-di-tert-butylpyrazol-1-ylmethyl)pyridine (L4) were prepared by phase transfer alkylation of 2-picolylchloride hydrochloride with one mole equivalent of the appropriate pyrazole. Compounds 2-(3,5-bis-trifluoromethyl-pyrazol-1-ylmethyl)-6-(3,5-dimethyl-pyrazol-1-ylmethyl)-pyridine (L5) and 2-(3,5-dimethyl-pyrazol-1-ylmethyl)-6-phenoxymethyl-pyridine (L6) were isolated in good yields by reacting (2-chloromethyl-6-3,5-dimethylpyrazol-1-ylmethyl)pyridine with an equivalent amount of potassium salt of 3,5-bis(trifluoromethyl)pyrazolate and potassium phenolate respectively. L3-L6 react with either [Pd(NCMe)2Cl2] or [PdClMe(COD)] to give mononuclear palladium complexes 13-18 of the general formulae [PdCl2(L)] or [PdClMe(L)] where L = is the bidentate ligands L3, L4, L5 and L6 respectively. Single crystal X-ray crystallography of complexes 13, 15 and 16 has been used to confirm the solid state geometry of the complexes. In attempts to generate active olefin oligomerisation catalysts, the chloromethyl Pd(II) complexes 14 and 16 were reacted with the halide abstractor NaBAr4 in the presence of stabilising solvents (i.e Et2O or NCMe) but no catalytic activities were observed. Decomposition was evident as observed from the deposition of palladium black in experiments using Et2O. In experiments where NCMe was used as the stabilising solvent, the formation of cationic species stabilised by NCMe was evident from 1H NMR analyses. Reaction of complex 14 with NaBAr4 on a preparative scale in a mixture of CH2Cl2 and NCMe solvent gave the cationic complex [[PdMeNCMe(L3)]BAr4 (19) in good yields. Complex 17 reacted with NABAr4 to give tridentate cationic species [[PdMe(L5)]BAr4 (20) which is inactive towards ethylene oligomerisation or polymerisation reactions. The tridentate coordination of L5 in 20 has also been established by single crystal X-ray structure of 20. Catalysts generated from 18 and 19 catalysed ethylene polymerisation at high pressures to branched polyethylene; albeit with very low activity. The Choromethyl palladium complex 14 reacted with sulfur dioxide to form complex 21. The nature of the product has been established by 1H NMR, 13C NMR and mass spectrometry to be an insertion product of SO2 into the Pd-Me bond of 14. Compounds L1-L4 reacted with the nickel salts NiCl2 or NiBr2 in a 1:1 mole ratio to give the nickel complexes [NiCl2(L1)] (22), [NiBr2(L1)] (23), [NiCl2(L2)] (24), and [NiBr2(L2)] (25), [Ni2(μ2-Cl)2Cl2(L3)2] (26), [Ni2(μ2-Br)2Br2(L3)2] (27), [NiCl2(L4)] (29) and [NiBr2(L4)] (30) in good yields. Reaction of L3 with NiBr2 in a 2:1 mole gave the octahedral complex [NiBr2(L4)2] (28) in good yields. Complexes 22-30 were characterised by a combination micro-analyses, mass spectrometry and single crystal X-ray analyses for 27 and 30. No NMR data were acquired because of the paramagnetic nature of the complexes. When complexes 22-30 were activated with EtAlCl2, highly active olefin oligomerisation catalysts were formed. In the ethylene oligomeristion reactions, three oligomers: C11, C14 xx and C16 were identified as the major products. Selectivityof 40% towards α-olefins were generally obtained. In general catalysts that contain the bidentate ligands L3 and L4 were more active than those that contain the tridentate ligands L1 and L2. Dichloride complexes exhibited relatively higher catalytic activities than their dibromide analogues. Turn over numbers (TON) for oligomer formation showed high dependence on ethylene concentration. A Lineweaver-Burk analysis of reactions catalysed by 22 and 26 showed TON saturation of 28 393 kg oligomer/mol Ni.h and 19 000 kg oligomer/mol Ni.h respectively. Catalysts generated from complexes 22-30 also catalysed oligomerisation of the higher olefins, 1-pentene, 1-hexene and 1-heptene and displayed good catalytic activities. Only two products C12 and C15 were obtained in the 1-pentene oligomerisation reactions. The 1-hexene reactions also gave two products, C12 and C18, while 1-heptene oligomerisation reactions gave predominantly C14 oligomers. Five benzoazoles were used to prepare a series of palladium complexes that were invesitigated as Heck coupling catalysts. The compounds 2-pyridin-2-yl-1H-benzoimidazole (L7) and 2-pyridin-2-yl-benzothiazole (L8) were prepared following literature procedures. The new ligands 2-(4-tert-butylpyridin-2-yl)-benzooxazole (L9) and 2-(4-tert-butyl-pyridin-2-yl)-benzothiazole (L10) were prepared by ring closure of aminophenol and aminothiophenol with tert-butyl picolinic acid respectively. The ligand 6-tert-Butyl-2-(4-tert-butyl-pyridin-2-yl)-benzothiazole (L11) was prepared by intramolecular cyclisation under basic conditions is described. Reactions of L7-L11 with either [Pd(NCMe)2Cl2] or [Pd(COD)MeCl] afforded the corresponding mononuclear palladium complexes [PdClMe(L7)] (31), [PdClMe(L8)] (32), [PdCl2(L9)] (33), [PdMeCl(L9)] (34), [PdCl2(L10)] (5), [PdMeCl(L10)] (36) and [PdMeCl(L11)] (37) as xxi confirmed by mass spectrometry and micro-analyses. The palladium complexes 31-37 were efficient Heck coupling catalysts for the reaction of iodobenzene with butylacrylate under mild conditions and showed good stability.

M.Sc. (Chemistry) / Pyrazolyl and imidazolyl-based compounds were used as ligands in the synthesis of cobalt(II) and zinc(II) complexes. These ligands were prepared using literature methods.

Spin-lattice (T1) relaxation studies using solid-state and solution-state :31p nuclear magnetic resonance spectroscopy have proven to be a reliable procedure for determining the onset of a "liquid-like" character of the supported phase in a supported aqueous phase catalyst. It has also been shown that the appearance of the liquid-like character, which can be determined by the length of T b occurs at the onset of maximum catalytic activity in a supported aqueous phase catalyst. Direct sulfonation of 1,2-bis(diphenylphosphino)ethane (DPPE) has yielded 1,2-(bis[di-m-sodiumsulfonato]phenylphosphino)ethane (DPPETS), a new water soluble ligand that has been characterized and used in the synthesis of several new complexes with palladium, rhodium, platinum and nickel centers. T 1 relaxation times and the magnitude of the chemical shift anisotropy of several of the complexes have been determined with solid- and solution-state 31 P NMR and several complexes have been evaluated for their potential in biphasic hydrogenation and hydroformylation catalysis. / Ph. D.