Dense deployment of small cells underlaying the traditional macrocells is considered as a key enabling technique for the emerging fifth generation (5G) cellular networks. However, the diverse transmit powers of the base stations (BSs) in such a network lead to uneven distribution of the traffic loads among different BSs when received signal power (RSP)-based user association is used. Moreover, provisioning of efficient and economical backhauling for these small cells is a crucial challenge. To combat this, wireless backhauling is been considered as a viable and cost-effective approach that allows operators to obtain end-to-end control of their network rather than leasing third party wired backhaul connections. But the scarcity of radio frequency (RF) spectrum in the licensed bands is still a major constraint which necessitates efficient spectrum planning for backhaul/access links of small cells. Emerging communications techniques such as full-duplexing, which allows transmission and reception in the same spectrum band, can be used to tackle the problem of spectrum scarcity. In the above contexts, the objective of the research work presented in this thesis is to develop efficient user association and wireless backhauling schemes for small cell networks and analyze their performances. In particular, i) A channel-access aware user association scheme is proposed to tackle the problem of uneven distribution of traffic load among different BSs, ii) Performance analysis of full-duplex (FD) wireless backhauling of small cells is carried out when compared to half-duplex (HD) wireless backhauling), iii) A method for downlink spectrum allocation for in-band and out-of-band wireless backhauling of full-duplex small cells is presented to optimally allocate spectrum for access and backhaul links, iv) A method for optimal channel and power allocation is presented for downlink access and backhaul links for half-duplex small cells. The proposed methods and performance analysis models will be useful for optimizing the design and deployment of small cell networks. / October 2017

L’architecture actuelle des réseaux d’accès radio n’est pas adaptée en terme de capacité à supporter l’accroissement continu du trafic dans les systèmes cellulaires 4G et au-delà. L’objectif de cette thèse est de proposer une architecture réseau générique, GeRoFAN (Generic Radio over Fiber Access Network) pour la fédération des stations de base des systèmes cellulaires de nouvelle génération (WiMAX, 4G LTE). Deux innovations technologiques majeures sont utilisées pour l’implémentation de l’architecture GeRoFAN: la radio-sur-fibre (RoF) et les modulateurs réflexifs éléctro-absorbants. La thèse vise aussi à concevoir pour l’architecture GeRoFAN un plan contrôle et un canal de signalisation adapté permettant le basculement des ressources radio, selon la fluctuation du trafic, entre un grand nombre de cellules réparties à l’échelle métropolitaine. Cependant, il a été bien avéré que la transmission optique de plusieurs canaux radios en utilisant la RoF analogique est assujettie à des multiples facteurs de dégradation physique altérant la qualité du signal de ces canaux et induisant une perte dans leur capacité de Shannon. L’originalité du plan de contrôle de GeRoFAN est de réaliser une affectation optimisée des canaux radios sur les porteuses optiques, grace au multiplexage par sous-porteuse (SCM), afin d’ajuster la capacité de Shannon dans chaque cellule radio à la charge de trafic à laquelle elle est soumise. A cet effet, une connaissance fine des contraintes physiques de la transmission RoF est requise pour le plan de contrôle. Cette connaissance est acquise par l’élaboration d’un modèle analytique des divers bruits de transmission du système GeRoFAN. Contrairement à des propositions comparables, le plan contrôle de GeRoFAN se doit d’être le plus transparent que possible à la technologie des systèmes radio concernés. Sa nature " MAC radio agnostique " vise à permettre, grâce au multiplexage en longueur d’onde et au routage optique WDM, la fédération de plusieurs opérateurs utilisant différentes technologies radio sur la même infrastructure. Plus généralement, avec la mutualisation de l’architecture GeRoFAN, le plan de contrôle permet de virtualiser les ressources radiofréquences et de promouvoir de nouveaux modèles économiques pour les opérateurs Télécoms. Le dernier volet de la thèse se focalise sur la valeur "business" du paradigme GeRoFAN. Les contours du nouveau éco-system d’affaire promu par GeRoFAN sont définis. Les motivations/attentes des différentes parties prenantes dans cet éco-system sont esquissées, les contraintes réglementaires et organisationnelles soulevées sont adressées afin d’assurer un déploiement sans heurts de GeRoFAN. Bien qu’exigeant un nouveau modèle réglementaire, il s’agit de mettre en évidence l’intérêt économique de la solution GeRoFAN, tout particulièrement en comparaison à la RoF digitale, à travers des études technico-économiques chiffrant les couts d’investissement (CapEx), les couts opérationnels (OpEx) et les possibles retours sur investissement. A cet effet, deux modèles économiques sont proposés mettant en évidence la valeur ajoutée de GeRoFAN tout au long de la chaine de valeur. / Current radio access networks architectures are not suited in terms of capacity and backhauling capabilities to fit the continuing traffic increase of 4G cellular systems. The objective of the thesis is to propose an innovative and generic mobile backhauling network architecture, called GeRoFAN (Generic Radio-over-Fiber Access Network), for next generation mobile systems (WiMAX, 4G LTE). Two major technological innovations are used to implement GeRo-FAN: analog Radio-over-Fiber (RoF) and reflective amplified absorption modulators. The aim of this thesis is to design for such an architecture an original Control Plane (CP) and a signaling channel enabling to balance radio resources between a set of neighboring cells at the access/metropolitan scale according to traffic fluctuations. The transmission of several radio frequencies by means of an analog RoF link suffers from several impairments that may degrade the capacity of the radio system. The originality of the GeRoFAN-CP consists in mapping radio frequencies with optical carriers by means of Sub-Carrier Multiplexing (SCM) in order to optimize the Shannon’s capacity within the various cells covered by the system according to the current traffic load. For that purpose, a deep analysis and modeling of the various physical layer impairments impacting the quality of the radio signal is carried out. Unlike comparable approaches, the GeRoFAN-CP is as independent as possible from the radio layer protocols. Thus, the "radio MAC-agnostic" nature of the GeRoFAN-CP enables to federate multiple operators using different radio technologies onto the same backhauling optical infrastructure. Subcarrier and wavelength division multiplexing (SCM/WDM) as well as WDM optical routing capabilities are exploited onto the GeRoFAN transparent architecture. More globally, the GeRoFAN-CP enables a form of "radio frequency virtualization" while promoting new business models for Telecom service providers. The last part of the thesis focuses on the business value of the GeRoFAN paradigm. The expectations of the different stake-holders and main regulatory/organizational entities that could be involved in the deployment of GeRoFAN infrastructures should be addressed in order to achieve a smooth deployment of this new type of mobile backhauling. Economics of the GeRoFAN architecture are investigated in terms of OpEx/CapEx valuation and investment profitability, especially in reference to digitized RoF. Two business models are then proposed to study how GeRoFAN contributes to enriching the cellular backhauling service value chain.

Pushing wireless data traffic onto small cells is important for alleviating congestion in the over-loaded macrocellular network. However, the ultimate potential of such load balancing and its effect on overall system performance is not well understood. With the ongoing deployment of multiple classes of access points (APs) with each class differing in transmit power, employed frequency band, and backhaul capacity, the network is evolving into a complex and “organic” heterogeneous network or HetNet. Resorting to system-level simulations for design insights is increasingly prohibitive with such growing network complexity. The goal of this dissertation is to develop realistic yet tractable frameworks to model and analyze load balancing dynamics while incorporating the heterogeneous nature of these networks. First, this dissertation introduces and analyzes a class of user-AP association strategies, called stationary association, and the resulting association cells for HetNets modeled as stationary point processes. A “Feller-paradox”-like relationship is established between the area of the association cell containing the origin and that of a typical association cell. This chapter also provides a foundation for subsequent chapters, as association strategies directly dictate the load distribution across the network. Second, this dissertation proposes a baseline model to characterize downlink rate and signal-to-interference-plus-noise-ratio (SINR) in an M-band K-tier HetNet with a general weighted path loss based association. Each class of APs is modeled as an independent Poisson point process (PPP) and may differ in deployment density, transmit power, bandwidth (resource), and path loss exponent. It is shown that the optimum fraction of traffic offloaded to maximize SINR coverage is not in general the same as the one that maximizes rate coverage. One of the main outcomes is demonstrating the aggressive of- floading required for out-of-band small cells (like WiFi) as compared to those for in-band (like picocells). To achieve aggressive load balancing, the offloaded users often have much lower downlink SINR than they would on the macrocell, particularly in co-channel small cells. This SINR degradation can be partially alleviated through interference avoidance, for example time or frequency resource partitioning, whereby the macrocell turns off in some fraction of such resources. As the third contribution, this dissertation proposes a tractable framework to analyze joint load balancing and resource partitioning in co-channel HetNets. Fourth, this dissertation investigates the impact of uplink load balancing. Power control and spatial interference correlation complicate the mathixematical analysis for the uplink as compared to the downlink. A novel generative model is proposed to characterize the uplink rate distribution as a function of the association and power control parameters, and used to show the optimal amount of channel inversion increases with the path loss variance in the network. In contrast to the downlink, minimum path loss association is shown to be optimal for uplink rate coverage. Fifth, this dissertation develops a model for characterizing rate distribution in self-backhauled millimeter wave (mmWave) cellular networks and thus generalizes the earlier multi-band offloading framework to the co-existence of current ultra high frequency (UHF) HetNets and mmWave networks. MmWave cellular systems will require high gain directional antennas and dense AP deployments. The analysis shows that in sharp contrast to the interferencelimited nature of UHF cellular networks, mmWave networks are usually noiselimited. As a desirable side effect, high gain antennas yield interference isolation, providing an opportunity to incorporate self-backhauling. For load balancing, the large bandwidth at mmWave makes offloading users, with reliable mmWave links, optimal for rate. / text