This dissertation consists of three essays examining the role of connectivity in the catch-up process of a nation primarily focusing on East Asian countries. Specifically, I investigate the sourcing of knowledge, especially tacit knowledge, on local innovation capability building and thus catch-up process of a nation. I argue that for any country, sourcing from the diverse pools of tacit knowledge available in different parts of the world is a crucial requirement in maintaining a robust innovation eco-system. This becomes much more important in the catch-up process of a less-developed or emerging economy that is attempting to build local innovation capability. In the first chapter, I lay the theoretical groundwork for the dissertation by reviewing how existing studies have contributed to our understanding of the catch-up process of an economy. Then, in the second chapter, I explore how the openness of an economy underpins contrasting economic outcomes by comparing the economies of South Korea and Brazil. The third chapter emphasizes that the connectivity to the global innovation system is equally important for a more advanced economy such as Japan. Lack of such connectivity could lead to systemic “lock-in” in the long term. This is done by investigating the national systems of innovation of Japan in four knowledge-intensive industries: automotive, electronics, robotics and pharmaceuticals. Using patent data, I demonstrate that compared to other advanced countries such as Germany and Denmark, the Japanese innovation system is quite closed. I speculate that closedness to global innovation systems could be one of the reasons for Japan’s prolonged economic recession and the underperformance of its once world leading firms. The fourth chapter proposes an alternative catch-up strategy by investigating the innovation catch-up processes in Korea and Taiwan. These two Asian economies achieved developed status in a remarkably short period of time. Surprisingly, I found that these two countries are not well-connected to the rest of the world when it comes to innovation networks. These two countries achieved innovation catch-up rapidly by focusing on specific technologies that inherently require less reliance on learning through co-inventor networks. These technologies are the so-called “short cycle” technologies, i.e., technologies where the time period between innovation and maturation is very short. Therefore, relatively advanced technologies can be obtained in an “off-the-shelf” manner through outright purchase, licensing, and other means that do not require in-house wholly-owned innovation systems. / Business Administration/International Business Administration

Yes / This chapter is an attempt at reflecting on applying the capability approach to cities and the challenges of inclusive and sustainable cities. The chapter starts with a brief literature review of some of the previous studies that have attempted to extend capability approach and human development thinking to urban issues. Then the chapter proceeds to look at a number of urban and city issues from the lens of expanding substantive freedoms. The paper includes analysis of evidence on life expectancy and living in urban areas. Some conclusions are identified.

As farmers continue to get older, they will likely face age-related disabilities that impede their ability to work and increase risk of suffering serious injuries. One of the major age- related diseases is arthritis, which currently accounts for about 40% of disability cases in agriculture nationwide. The effect of arthritis on farmers is profound because it reduces their physical strength, joint range of motion and is a source of joint pain, all culminating in the lack of ability to perform routine activities regularly and safely. One way to decrease the rate of injuries is by reducing the strength and joint loading required to perform these activities through the use of wearable robotics. As opposed to existing solutions that focus only on injury prevention, this thesis will present an active, knee-assist exoskeleton intent on providing 30% of the necessary joint rotation force to perform activities such as sit-to- stand actions and the ascent/descent of stairs and hills. The device will be a lightweight, unobtrusive cable-driven exoskeleton actuated by distally-worn electric motors. We hope that use of the exoskeleton will result in increased ranges of motion and overall reduction of stress on the wearer's body, which will minimize the effects of arthritis and ultimately improve safety and quality of life. / Master of Science / As farmers continue to get older, they will likely face age-related disabilities that impede their ability to work and increase risk of suffering serious injuries. One of the major age-related diseases is arthritis, which currently accounts for about 40% of disability cases in agriculture nationwide. The effect of arthritis on farmers is profound because it reduces their physical strength, joint range of motion and is a source of joint pain, all culminating in the lack of ability to perform routine activities regularly and safely. One way to decrease the rate of injuries is by reducing the strength and joint loading required to perform these activities through the use of wearable robotics. As opposed to existing solutions that focus only on injury prevention, this thesis will present an active, knee-assist exoskeleton intent on providing 30% of the necessary joint rotation force to perform activities such as sit-to-stand actions and the ascent/descent of stairs and hills. The device will be a lightweight, unobtrusive cable-driven exoskeleton actuated by distally-worn electric motors. We hope that use of the exoskeleton will result in increased ranges of motion and overall reduction of stress on the wearer’s body, which will minimize the effects of arthritis and ultimately improve safety and quality of life.

The capability approach to justice, made popular by Amartya Sen and Martha Nussbaum, has been a stalwart of the human development literature for the last 30 years, and its core ideals underwrite the United Nations' Millennium Development Goals. This dissertation offers a new version of the approach, rejecting many of its ideological commitments to liberal-democratic humanism and replacing them with more distinctly collectivist and communitarian ones. It contends that the capability approach, when used as a theoretical framework for global development, need not contain almost any ethical normativity with regard to a definition of justice, and indeed it is much more functional when it endorses a moderate ethical relativism. The argument proceeds in four steps. First, it shows that all existing versions of the capability approach are ideologically committed to a specific kind of liberal humanism, which its proponents consider universalist but that is actually quite provincial. Second, it argues that collectivist critiques from prominent capability theorists in the last decade have been misunderstood and their recommendations unheeded, a fact that this dissertation attempts to rectify. Third, it offers a properly collectivist account of group capabilities and group self-determination, which can do all the normative work that individual capabilities and agency perform in the approach's original versions. Finally, it introduces the notion of public objective capabilities, which justifies a higher deference to collective self-determination at the expense of some individual freedom and equitable participation in democratic polity. The overall goal of this new collectivist version of the approach is not to reject the worth of capability as a metric of global justice, but rather to reinforce it. A collectivist capabilitarianism shows that capability is so well suited to global development work that it can function across diverse political realities, without the ideological constraints of a liberal humanism that is widely accepted in the Global North but whose cross-cultural appeal has been far overstated by its proponents. / Ph. D. / For much the 20_th century, development aid to the deeply impoverished nations of the Global South has taken the form of humanitarian assistance. Development projects have been motivated, first, by a humanist principle that all people everywhere deserve basic human rights and freedom from want; and, second, by the widely accepted belief that the Global South is entitled to receive vast reparations after centuries of colonial exploitation. Together, these two views have made development work the near-exclusive province of liberal humanists, and so most development projects are designed to advance ideological positions that are popular in Western democracies: individual freedom, fair opportunity, social equality, and fair political representation. But while the liberal-humanist ideology is perfectly valid on its own merits, it is neither the only nor the best available normative framework to underwrite development work. This dissertation argues that development workers—international NGOs, transnational activists, and various humanitarians—should design projects that incorporate a communitarian, morally particularistic, and non-liberal (but not <i>illiberal</i>) ethic that respects the collective self-determination of groups without requiring the affirmation of free agency for individual persons. This proposal follows some recent collectivist shifts in the literature on Amartya Sen’s capability approach to justice, which is explicitly or implicitly adopted by many development projects based in the Global South. An increasing number of critics in the last decade have argued that the approach’s liberal-humanist foundations hinder rather than promote its usefulness in eradicating systemic poverty while respecting local communal values. This dissertation sides with these critiques and takes them a step further, suggesting that development workers who endorse the capability approach should pay more attention and give more respect to the determinations of groups as opposed merely to individuals.

Yes / The capability approach (CA), while originally regarded as a ‘thin’ framework relating to an individual’s ‘States’, has been progressively deployed in wider spaces of social welfare and policy development. In general, the CA centralises an individual’s (or group’s) functionings, and the freedom to achieve those functionings. One under-researched area is the expression of capabilities when constraints are imposed hegemonically, that is, when an individual (or group) appears to consent to having their choices limited because of some underlying sociocultural ideology. Hegemonic forces are particularly relevant to the application of the CA against the UN’s sustainable development goals (SDGs); specifically, reduced inequalities (Goal 10) under its 2030 Agenda for Sustainable Development, since it is generally under large-scale policy regime shifts that sociocultural inequalities are broken and renewed. New, less transparent hegemonies often emerge within policy changes that seek to address inequalities, and they typically embody a mitigating reaction to social risks emanating from policy change. The chapter is fundamentally a theoretical and conceptual paper, approached from an interdisciplinary context, and draws on concepts such as sustainable development, capability approach, and freedom in analysing hegemonic forces with respect to reducing inequalities. / The full-text of this article will be released for public view at the end of the publisher embargo on 26 Jan 2026.

The aircraft industry is viewed as a prestigious industry by many countries. Emerging economies regard the establishment of aircraft production capabilities as contributing to their competitiveness and technological development. Therefore, in the defence aircraft industry, politics play a key role in competitiveness. Governments can strategically trade market access for technological development, often in the form of offset business. “Offset” is defined as an agreement in which a large system is bought and the seller assumes obligations that both benefit the buying nation and have long-term effects on the development of the buyer’s national industry. When the offset obligations are directly connected to the product or system sold, they are called “related offsets”. The realization of an offset agreement is in most cases including some form of technology transfer. Technology transfer is the transfer of technology from a sending company, to a receiving company, where it is implemented and adapted to use. The empirical data presented in this thesis were gathered through six in-depth studies performed at the unit for aircraft production at the Swedish company Saab. The findings from the studies are presented in six appended papers. The objective of this thesis is to extend the current understanding of technology transfer realization connected to related offsets within the defence aircraft industry. The research objective is fulfilled through the addressing of two research questions. The first research question aims to identify factors that can have a major effect on technology transfer realization in the research context. As an answer to the first research question. Following factors were identified: Capability gaps, Knowledge transfer, The purpose of related offset business, Seller’s fulfilment of offset obligations before contract termination, Related offset business include hierarchical levels, Related offset work package identification to meet the buyer’s request, and Assessment of the receiver in two steps, and finally Cultural and communication challenges. These factors set the basis for research question two. The second research question addresses how to manage future related offset technology transfer realization connected to aircraft production. As an answer to the second research question, a structured related offset process and facilitation tools for managing capability gaps between the sending and the receiving company was presented. The purpose of the suggested structure is to maintain the link between the negotiated related offset agreements and the employees, working to achieve the agreement within the realization of the technology transfer.

Internationalization of small and medium-sized enterprises (SMEs) has been a considerable concern for international business (IB) scholars. Particularly, for those economies such as Sweden with small local markets, internationalization of SMEs could be fundamental. The firm-specific advantages (FSAs), including what the firm has and does, are crucial for SMEs to overcome in the face of their numerous different obstacles such as liability of smallness (LOS) and liability of foreignness (LOF). Examining the extant literature on the evolution of IB theories indicates that over time, IB scholars have been reaching to dynamic-based FSAs (what the firm does) as the source of developing and protecting sustainable competitive advantages (SCA) across national borders in a changing business environment. The nature of dynamic-based FSAs could be similar to dynamic capabilities. But, when it comes to determining specific component factors  of dynamic-based  FSAs  (as dynamic  capabilities),  there has been little agreement between IB researchers. In other words, the room of the dynamic capabilities is still dark. In this respect, shedding light into this room, particularly in the area of IB studies, is crucial. In addition, after determining the component factors of the dynamic-based FSAs, it is also critical to know the likely relationships between the identified component factors as well as their impact on the SMEs’ international performance (IP) as an important outcome of the internationalization. This means that there is a potential theoretical gap associated with the conceptualization of the component factors of the dynamic-based FSAs on one hand, and a potential empirical gap on the other. Given both theoretical and empirical research gaps, the purpose of this study is to examine, from a theoretical perspective, the nature of the dynamic-based FSA and its related component factors in the IB context, as well as empirically explore how SMEs’ IP is influenced by the identified component factors of the dynamic-based FSAs. To perform this study, first of all, based on lenses of the resource-based view (RBV) and dynamic capability view (DCV), the literature on organizational capability in the context of the IB studies was systematically reviewed to fill the theoretical gap. Consequently, three component factors of dynamic-based FSAs including networking capability (NC) as a relational-based FSA, innovative capability (IC) as an innovative-based FSA and absorptive capacity (ACAP) as a learning-based FSA were identified, all of which are pluripotent and dynamic in nature. Then, a deductive approach was followed to develop several hypotheses and the associated conceptual model. Furthermore, a survey strategy, collecting data from 330 Swedish internationalized manufacturing SMEs, was applied to accomplish the purpose of the study. Then, the Partial Least Squares Structural Equation Modeling (PLS-SEM) as a quantitative method was used to analyze the collected data. The results of the PLS-SEM analysis show that the SMEs’ international performance (IP) is positively influenced by the three identified component factors, whether directly or indirectly. In this regard, ACAP and NC are the two reliable predictors (directly) of the SMEs’ IP. The results indicate that innovative capability (IC) does not have direct impact on the SMEs’ IP, and that its effect is fully transmitted on IP only by the mediating effect of the networking capability (NC). Further analysis showed that ACAP, as an endogenous latent variable, additionally has a positive indirect association with SMEs’ international performance (IP). Moreover, the results also indicate that innovative capability is directly and positively affected by ACAP (innovating-by-learning effect). It was also empirically revealed that ACAP is a very strong predictor for networking capability, which is labeled as the networking-by-learning effect. Another major finding was that in internationalized SMEs, NC is strongly, directly and positively affected by IC; this effect also is termed as the networking-by-innovating effect. The overall picture resulting from the PLS- SEM analysis indicates that ACAP in internationalized SMEs is a wellspring to develop both innovative capability and networking capability, as well as influence SMEs’ IP. Furthermore, these results suggest that the networking capability is a vital gateway to transmit the effect of the other two component factors on IP and, at the same time, directly influence IP.

This work presents optimizations for modern capability machines and specifically for the CHERI architecture, a 64-bit MIPS instruction set extension for security, supporting fine-grained memory protection through hardware-enforced capabilities. The original CHERI model uses 256-bit capabilities to carry information required for various checks helping to enforce memory safety, leading to increased memory bandwidth requirements and cache pressure when using CHERI capabilities in place of conventional 64-bit pointers. In order to mitigate this cost, I present two new 128-bit CHERI capability formats, using different compression techniques, while preserving C-language compatibility lacking in previous pointer compression schemes. I explore the trade-offs introduced by these new formats over the 256-bit format. I produce an implementation in the L3 ISA modeling language, collaborate on the hardware implementation, and provide an evaluation of the mechanism. Another cost related to CHERI capabilities is the memory traffic increase due to capability-validity tags: to provide unforgeable capabilities, CHERI uses a tagged memory that preserves validity tags for every 256-bit memory word in a shadowspace inaccessible to software. The CHERI hardware implementation of this shadowspace uses a capability-validity-tag table in memory and caches it at the end of the cache hierarchy. To efficiently implement such a shadowspace and improve on CHERI’s current approach, I use sparse data structures in a hierarchical tag-cache that filters unnecessary memory accesses. I present an in-depth study of this technique through a Python implementation of the hierarchical tag-cache, and also provide a hardware implementation and evaluation. I find that validity-tag traffic is reduced for all applications and scales with tag use. For legacy applications that do not use tags, there is near zero overhead. Removing these costs through the use of the proposed optimizations makes the CHERI architecture more affordable and appealing for industrial adoption.

This thesis emphasizes the technological evolution of technologically advanced foreign subsidiaries of multinational corporations, in order to examine specific and related research questions as to what is the nature of the advanced modern MNC regarding technological growth. In particular, evolutionary paths and potential limits to the development of technological capabilities at the level of individual foreign subsidiaries, and to what extent these subsidiaries serve as significant sources of technological capabilities for other actors in the multinational group are highlighted. More specific, longitudinal patterns and pace in the emergence and diffusion of new technological capabilities by advanced foreign subsidiaries are studied.   Event history analysis of the complete U.S. patenting activity of 23 Swedish multinationals over the 1893-1990 time period reveals accelerated emergence of new technological capabilities by advanced foreign subsidiaries, but at moderate hazard rates. The results also show that there are substantially different probabilities of introducing new technological capabilities depending on the type of entry mode and that acquired subsidiaries are much more important than greenfield subsidiaries as growth engines for the technological renewal of the MNC. Moreover, the findings suggest the presence of an increased pace in reverse diffusion, hence the later into the time period a technological capability emerges in an advanced foreign subsidiary, the faster it is diffused to headquarters. The results also demonstrate that the type of subsidiary has a significant influence on diffusion patterns of new technological capabilities and thus how capabilities are leveraged throughout the MNC network.   To conclude, a balanced view on the creative capabilities of the MNC seems to be called for. The modern MNC does have and display many of the features of the modern MNC as identified in previous literature, but the expectations traditionally and generally expressed in the literature may have been an overstatement of actual conditions and developments. The ultimate technological limits of advanced foreign subsidiaries seem far from reached, and the final word on the ultimate importance of these subsidiaries as significant sources of new technological capabilities for other actors in the MNC is still to be spoken.

No description available.