Yuen Yung Hui. / Thesis (Ph.D.)--Chinese University of Hong Kong, 2002. / Electronic reproduction. Hong Kong : Chinese University of Hong Kong, [2012] System requirements: Adobe Acrobat Reader. Available via World Wide Web. / Electronic reproduction. Ann Arbor, MI : ProQuest Information and Learning Company, [200-] System requirements: Adobe Acrobat Reader. Available via World Wide Web. / Mode of access: World Wide Web. / Abstracts in English and Chinese. / Yuen Yung Hui.

As another important features in VEELS, the plasmon excitations (including the volume plasmon and surface/interfacial plasmon) are also utilized to identify different phases and multi compositions within materials. The microstructure and electronic structure evolution of silicon-rich oxide (SRO) films as a function of the annealing temperature are investigated using TEM and VEELS. The as-deposited SiO film is found to be a single phase with only single volume plasmon presents in VEEL spectrum and almost no interfacial plasmon is observed. After the annealing (Tanneal>400°C), it begins to decomposite into Si and SiO2 and the single phase changed into cluster/matrix nanocomposites where the interfacial plasmon appears. The Si duster size and its concentration increase as the annealing temperature increases. / Firstly, the applications of VEELS in investigating the electronic structures of ZnO nanowires with different diameter and surface shapes are demonstrated. Using the momentum transferred technique, one of the interband transitions with dipole-forbidden nature is identified. Several size dependent features are found on the interband transitions and plasmon oscillations of ZnO nanowires with small diameter and circular cross section, which are mainly due to the large surface to volume ratio and existence of Oxygen dangling bonds on those ZnO wires. / Further explorations on the electronic structure in the vicinity of band gap are carried out for the ZnO nanowires doped with different dopants (Co, Er, Yb) and different dopant concentrations. In order to obtain trustworthy information in the very low energy range of VEELS a narrow zero loss peak and elimination of Cerenkov effect and surface losses are necessary, which can be realized by incorporation of the gun monochromator in the TEM and taking spectrum at a momentum transfer slightly greater than zero. Band tail states (∼2-3.3 eV) are found to be generated in the ZnO nanowires after the ion implantation and their density of states increase with the ion fluence increases. The partially removal of those defect states by the Oxygen annealing is also observed in VEELS. On the other hand, interesting mid-gap state(s), which is dopant-sensitive (as it is only observed in the rare earth (Er and Yb) doped ZnO nanowires, but not in the Co-doped ones), does not show obvious change after the O annealing. The impact of these electronic structure changes on the material properties are also discussed. / In the end of the thesis, some of the practical limitations and contradictories on the energy resolution (DeltaE), spatial resolution (Delta x), and the momentum resolution (Deltaq) when carrying out the various VEELS study are summarized. The compromise made among these resolution limits is also discussed. / In this work, the important experimental parameters and appropriate data processing methods to generate trustworthy data are discussed. Based on that, three material systems, i.e., pure ZnO nanowires, doped ZnO nanowires, and Si/SiO/SiO2 composite films are investigated. Various information on the material microstructure/electronic structure is interpreted using the VEELS data. / The valence-electron energy-loss spectroscopy (VEELS) contains information on the electronic structures of materials, including the band gap the single-electron interband transitions and the plasmon oscillations. When operating in transmission electron microscope (TEM), the excellent spatial resolution enables the VEELS not only exploring the local electronic structures of individual low dimensional nanostructured materials, but also building up correlations between the electronic structure and microstructure. In addition, the capability in carrying out the momentum transfer dependent study in VEELS allows the investigation on the dispersion of plasmons and single electron excitations in the momentum space. The optically forbidden transitions, which are not allowed in conventional optical method, can also be excited at high momentum transfer values using VEELS. / Wang, Juan = 價電子能量損失譜在低維納米材料中的應用 / 王娟. / "September 2007." / Adviser: Li Quan. / Source: Dissertation Abstracts International, Volume: 69-02, Section: B, page: 1267. / Thesis (Ph.D.)--Chinese University of Hong Kong, 2007. / Includes bibliographical references (p. 122-133). / Electronic reproduction. Hong Kong : Chinese University of Hong Kong, [2012] System requirements: Adobe Acrobat Reader. Available via World Wide Web. / Electronic reproduction. [Ann Arbor, MI] : ProQuest Information and Learning, [200-] System requirements: Adobe Acrobat Reader. Available via World Wide Web. / Abstract in English and Chinese. / School code: 1307. / Wang, Juan = Jia dian zi neng liang sun shi pu zai di wei na mi cai liao zhong de ying yong / Wang Juan.

This investigation is primarily concerned with the low loss, or plasmon region of an electron energy loss spectrum. Specifically, why these spectra have the shape and form that they do; what the significance of the material is in determining the shape and form of these spectra; what can be done with plasmon excited electrons; and how all of this fits in with the current theory of plasmon excitation. In particular, the concept of plasmon scattering being an energy transfer process of a coupled wave in the material is explored. This gives rise to slightly different explanations of the plasmon scattering process to the status quo. Multiple scattering is typically pictured as a combination of separate and independent, elastic and inelastic scattering events interactively contributing to a final exit wave function. However, this investigation explores the idea of the elastic and inelastic components being a coupled event, and what the consequences of this idea are from a conceptual point of view. The energy transfer process itself, does not deviate from a virtual particle exchange description that is consistent with the standard model. However, the two significant points made throughout the chapters are one: that the elastic and inelastic scattering events are coupled rather than separate, and two: that each succussive higher order scattering event in multiple scattering scenarios, are dependant and connecte d rather than independent.

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Unique physical properties such as small effective mass, high electron drift velocities, high electron mobility and small band gap energy make InN a candidate for applications in high-speed microelectronic and optoelectronic devices. The aim of this research is to understand the surface properties, desorption kinetics and thermal stability of InN epilayers that affect the growth processes and determine film quality as well as device performance and life time. We have investigated the structural properties, the surface desorption kinetics, and the thermal stability using Auger electron spectroscopy (AES), x-ray diffraction (XRD), Raman spectroscopy, atomic force microscopy (AFM), high resolution electron energy loss spectroscopy (HREELS), and temperature programmed desorption (TPD). Investigations on high pressure chemical vapor deposition (HPCVD)-grown InN samples revealed the presence of tilted crystallites, which were attributed to high group V/III flux ratio and lattice mismatch. A study of the thermal stability of HPCVD-grown InN epilayers revealed that the activation energy for nitrogen desorption was 1.6±0.2 eV, independent of the group V/III flux ratio. Initial investigations on the ternary alloy In0.96Ga0.04N showed single-phase, N-polar epilayers using XRD and HREELS, while a thermal desorption study revealed an activation energy for nitrogen desorption of 1.14 ± 0.06 eV. HREELS investigations of atomic layer epitaxy (ALE)-grown InN revealed vibrational modes assigned to N-N vibrations. The atomic hydrogen cleaned InN surface also exhibited modes assigned to surface N-H without showing In-H species, which indicated N-polar InN. Complete desorption of hydrogen from the InN surface was best described by the first-order desorption kinetics with an activation energy of 0.88 ± 0.06 eV and pre-exponential factor of (1.5 ± 0.5) ×105 s-1. Overall, we have used a number of techniques to characterize the structure, surface bonding configuration, thermal stability and hydrogen desorption kinetics of InN and In0.96Ga0.04N epilayers grown by HPCVD and ALE. High group V/III precursors ratio and lattice mismatch have a crucial influence on the film orientation. The effects of hydrogen on the decomposition add to the wide variation in the activation energy of nitrogen desorption. Presence of surface defects lowers the activation energy for hydrogen desorption from the surface.

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This thesis is comprised of two closely related studies of fullerenes. The first part is an investigation of C60 and C70 nanocrystals using both experimental and simulated electron energy loss (EEL) spectra. Through a detailed comparison of particular features in EEL spectra collected from these materials in a transmission electron microscope, with simulated spectra, it is established that differences in spectra from different materials can be linked to particular aspects of the structural models. For example, in the case of C60 differences in experimental spectra from different samples can be linked to differences in the bond lengths within the molecules of different samples. In the case of C70, it is found that features within the spectrum which have previously been attributed to the ten equatorial atoms do not have this origin in a crystal. The second part is an experimental investigation of endohedral fullerenes Nd@C82 and Sc3N@C80. The effect of temperature on the EEL spectrum is investigated and, in the case of Nd@C82, the effect of the presence of different isomers is also investigated. Spectra are successfully obtained from the encapsulated atoms, and the importance of careful experiments in terms of avoiding contamination is highlighted.

This thesis presents the synthesis of porphyrin arrays for light-harvesting applications using Wittig chemistry, which allows the construction of covalently bound systems that are conjugated, stable and easy to characterize. This was achieved using a dendrimer strategy utilizing tetraarylporphyrins as building blocks, monofunctionalized with either aldehyde or phosphonium salt groups at the β-pyrrolic position, and benzenes, polyfunctionalized with either aldehyde or phosphonium salt groups; stepwise control of the addition of each porphyrin moiety was thus obtained. In this way, different porphyrins in different metallated states were arranged in a determinate geometrical relationship, which is of great importance in the investigations on electron/energy transfers. Arrays containing up to five metalloporphyrin units (two kinds of porphyrins coordinating two different metals) were synthesized and characterized. The unexpected chromatography behaviour and 1H-NMR spectra of a Zn porphyrin functionalized with a 1,3-bis(methyl(diethylphosphonate) benzene were the reason for an investigation, which uncovered, mainly with the use of NMR spectrometry, the first case of intramolecular coordination between the Zn centre and a phosphonate group of the same porphyrin. The dynamic nature of this coordination was characterized and chemical-physical parameters for Zn porphyrin/phosphonate binding were determined. In order to establish the photophysical properties of our conjugated arrays, we synthesized a series of dyads containing Zn and free-base tetraphenylporphyrins (TPPs) connected through variable length phenylenevinylene-type bridges; along with this series, the preparation of the Zn and free-base homometallic homologue dyads and two series of monomers carrying the conjugated linker were realized. Collaboration with IFOS-CNR in Bologna, Italy was established in order to investigate the intramolecular photophysics of those systems, which involve efficient intramolecular energy transfer from the Zn to the free-base porphyrin. Finally, dyads composed of Fe(III) and Zn porphyrin were prepared as part of a project in collaboration with the University of Pennsylvania for the investigation of new artificial photosynthetic systems. Two series of dimers were prepared in order to obtain incorporation in both the classes of hydrophobic and hydrophilic proteins. TPPs were used for the making of the hydrophobic dyads while hydrophilicity was achieved by employing tetraester porphyrin derivatives, which can be quantitatively hydrolyzed to afford the correspondent water soluble acids. A new monosubstituted porphyrin was also synthesized and incorporated in the arrays to minimize steric hindrance inside the protein binding sites.

This thesis explores the theory describing wavefunctions and images, both elastic and inelastic, formed in scanning transmission electron microscopy. / A method is presented for calculating the elastic wavefunction based upon a new formulation of the boundary conditions which couples the probe to Bloch states within the crystal in a single step. Though this method is fundamentally equivalent to previous approaches based upon the superposition of wavefunctions corresponding to individual plane wave components in the incident probe, it provides new insight into the some of the dynamics, allows for efficient calculations, and proves useful for demonstrating well known results such as reciprocity relations. A formal inversion technique is also presented that uses a collection of diffraction plane data in scanning transmission electron microscopy to reconstruct the object potential, even in the presence of strong multiple scattering. / The new form of the boundary conditions allows for a generalization of a crosssection expression for calculating inelastic images, making use of the theory of mixed dynamic form factors. This enables the simulation of images for a range of inelastic mechanisms, including thermal scattering, used to simulate high-angle annular dark field imaging, and inner-shell ionization, used to simulate electron energy loss spectroscopy images. A multislice form of this expression is given. Selection between the methods can thus be based on the sample of interest: the Bloch wave method is very efficient when the sample is crystalline; the multislice method is more appropriate if the sample lacks periodicity. / The issue of cross-talk, where dynamical probe spreading may result in a signal containing contributions from several columns and therefore confound direct interpretation, is assessed for high-angle annular dark field imaging. Single atom images are simulated to provide an estimate of the localization of signal in electron energy loss spectroscopy, and confirm that the limitations of probe size generally outweigh those of the nature of the ionization interaction. The feasibility of column-by-column spectroscopic identification is demonstrated through a combination of experimental data and supporting calculations. Data demonstrating the location and spectroscopic identification of a single impurity atom in the bulk are supported by simulation and it is demonstrated that a quantitative comparison can offer further useful information: an estimate for the depth of the impurity. / The contribution to electron energy loss spectroscopy images from electrons which have undergone thermal scattering prior to causing an inner-shell ionization event is assessed. It is concluded that this contribution is significant in strongly scattering specimens imaged using fine probes. It will be necessary to include this contribution if quantitative comparisons are to be made.