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Shallow foundations rested on Leda clay that are widely distributed in Eastern Canada exhibit shrinkage characteristics and are prone to differential settlements. Due to this reason, significant repairs are necessary to the foundations and basements of residential structures constructed in Leda clay deposits. Differential settlements are commonly attributed to the changes in the natural water content of soils associated with water infiltration, evaporation or plant transpiration (i.e., tree-roots-suction). Various research studies have been undertaken to estimate the possible settlements of shallow foundations associated with the water infiltration or evaporation. Several thumb rules have been proposed through research studies, providing recommendations with respect to the distance at which trees must be planted as a function of their heights at maturity such that differential settlements can be avoided. However, limited studies have been carried out to estimate or model the settlements of shallow foundations taking into account the influence of tree-roots-suction. In the present research program, a comprehensive experimental study regarding the deformation characteristics of a sandy loam soil from Ottawa due to tree-root-suction is undertaken, using specially designed equipment. The study has been undertaken using a sandy loam soil so that the testing program can be conducted in a shorter period of time. An artificial rooting system (ARS) was designed and placed in a specially designed tank at the University of Ottawa to simulate tree-roots-suction and measure soil surface settlements associated with a decrease in natural water content (or increase in soil suction) using particle image velocimetry (PIV) technique. The ARS consists of an artificial root, suction generator, matric suction and volumetric water content monitoring devices. The variation of matric suction and volumetric water content are monitored at various depths using the instrumentation of the ARS. Based on the results of the experimental studies, a methodology is proposed to model the settlement behaviour of sandy loam soils due to suction from ARS, using commercial finite element software, SEEP/W and SIGMA/W (i.e. software package of GeoStudio 2007). The study offers a reasonably good comparison between the measured surface settlements and those estimated using the finite element modelling analysis. The modelling methodology presented in this thesis is promising and may be extended for estimating the settlement behaviour associated with the tree roots suction of Leda clay deposits and to other soils.

Apresenta-se um estudo paramétrico acerca da infiltração de água e sua repercussão no Fator de Segurança de talude em solos não saturados. Na análise adota-se um talude de referência com geometria fixada conforme a inclinação típica para taludes em areia argilo siltosa, característica do Centro-Oeste do estado de São Paulo. A análise paramétrica foi desenvolvida a partir de uma simulação de fluxo em regime transiente utilizando o programa SEEP/W, que utiliza o método de elementos finitos, e posteriormente uma análise de estabilidade do talude de referência utilizando o método de Bishop simplificado conforme apresentado no programa SLOPE/W. Foram analisados taludes homogêneos compostos por três diferentes tipos de solo, uma areia, um silte argiloso e uma areia argilo siltosa. Os parâmetros analisados compreendem a curva de retenção de água, a função condutividade hidráulica do solo e a intensidade de precipitação. Verificou-se que a função condutividade hidráulica e a pressão de entrada de ar são os principais determinantes do comportamento da infiltração e conseqüentemente da estabilidade do talude. As simulações de fluxo evidenciaram que os taludes em solos mais arenosos apresentam taxas de infiltração maiores que as apresentadas pelos taludes compostos por solos siltosos. Consequentemente, os escorregamentos ocasionados pela perda da contribuição da sucção para a resistência ao cisalhamento ocorrem primeiramente nos taludes compostos por solos arenosos e posteriormente naqueles compostos por solos siltosos, fato este que pôde ser confirmado pelas análises de estabilidade do talude de referência. / A parametric study is presented about water infiltration and its repercussion in the safety factor of unsaturated soil slopes. In the analysis it is adopted a reference slope with determined geometry according to the typical inclination for slopes in silty clayey sand, characteristic of the mid-western region of São Paulo State, in Brazil. The parametric analysis was developed from a flux simulation in transient regime using the SEEP/W software, which uses the finite elements method, and thereafter, a stability analysis of the reference slope using simplified Bishop method, as presented in the SLOPE/W software. Homogeneous slopes composed by three different types of soil (sand, clayey silt and silty clayey sand) were considered. The analyzed parameters include the water retention curve, the hydraulic conductivity function and the precipitation intensity. It was verified that the hydraulic conductivity function and the air entry value are the main determinants of the infiltration behavior and, subsequently, of the slope stability. The flux simulations have evidenced that coarser soils slopes show higher infiltration rates than the ones presented in finer soil slopes. Consequently, the slides caused by the loss of the suction\'s contribution to shear strength occur primarily in coarser soil slopes than in fine soil slopes, what could be verified in the stability analysis of the reference slope.

The phenomenon called soil aggregate coalescence occurs at contact-points between aggregates and causes soil strength to increase to values that can inhibit plant root exploration and thus potential yield. During natural wetting and drying, soil aggregates appear to ‘weld’ together with little or no increase in dry bulk density. The precise reasons for this phenomenon are not understood, but it has been found to occur even in soils comprised entirely of water stable aggregates. Soil aggregate coalescence has not been widely observed and reported in soil science and yet may pose a significant risk for crops preventing them from achieving their genetic and environmental yield potentials. This project used soil penetrometer resistance and an indirect tensile-strength test to measure the early stages of aggregate coalescence and to evaluate their effects on the early growth of tomato plants. The early stages of aggregate coalescence were thought to be affected by a number of factors including: the matric suction of water during application and subsequent drainage, the overburden pressure on moist soil in the root zone, the initial size of soil aggregates prior to wetting, and the degree of sodicity of the soil aggregates. Seven mainexperiments were conducted to evaluate these factors. The matric suction during wetting of a seedbed affects the degree of aggregate slaking that occurs, and the strength of the wetted aggregates. The matric suction during draining affects the magnitude of ‘effective stresses’ that operate to retain soil structural integrity as the soil drains and dries out. An experiment was conducted to evaluate the influence of matric suction (within a range of suctions experienced in the field) on aggregate coalescence using soils of two different textures. Sieved aggregates (0.5 to 2 mm diameter) from a coarse-textured and two fine-textured (swelling) soils were packed into cylindrical rings (4.77 cm i.d., 5 cm high) and subjected to different suctions on wetting (near-saturation, and 1 kPa), and on draining (10 kPa on sintered-glass funnels, and 100 kPa on ceramic pressure plates). After one-week of drainage, penetrometer resistance was measured as a function of depth to approximately 45 mm (penetrometer had a recessedshaft, cone diameter = 2 mm, advanced at a rate of 0.3 mm/min). Tensile strength of other core-samples was measured after air-drying using an indirect “Brazilian” crushing test. For the coarse-textured soil, penetrometer resistance was significantly greater for samples wet to near-saturation, despite there being no significant increase in dry bulk density; this was not the case for the finer-textured soils, and it was difficult to distinguish the effects of variable bulk density upon drying from those of the imposed wetting treatments. In both coarse- and fine-textured soils, the tensile strength was significantly greater for samples wet to near-saturation. Thus wetting- and draining-suctions were both found to influence the degree of soil aggregate coalescence as measured by penetrometer resistance and tensile strength. Aggregate coalescence in irrigated crops is known to develop as the growing season progresses. It was therefore thought to be linked to the repeated occurrence of matric suctions that enhance the phenomenon during cycles of wetting and draining. An experiment was conducted to determine the extent of aggregate coalescence in a coarsetextured and two fine-textured (swelling clay) soils during 8 successive cycles of wetting and draining. Sieved aggregates (0.5 to 2 mm diameter) from each soil were packed into cylindrical rings (4.77 cm i.d., 5 cm high) and wetted to near saturation for 24 h. They were then drained on ceramic pressure plates to a suction of 100 kPa for one week, after which penetrometer resistance and tensile strength were measured as described above. The degree of expression of aggregate coalescence depended on soil type. For the coarse-textured soil, repeated wetting and draining significantly increased bulk density, penetrometer resistance and tensile strength. For the fine-textured soil, penetrometer resistance and bulk density did not vary significantly with repeated wetting and draining; on the contrary, there was evidence in these swelling clay soils to suggest bulk density and penetrometer resistance decreased. However, there was a progressive increase in tensile strength as cycles of wetting and draining progressed. The expansive nature of the fine-textured soil appears to have masked the development of aggregate coalescence as measured by penetrometer resistance, but its expression was very clear in measurements of tensile strength despite the reduction in bulk density with successive wetting and draining. Field observations have indicated that aggregate coalescence is first expressed at the bottom of the seedbed and that it develops progressively upward to the soil surface during the growing season. This suggests that overburden pressures may enhance the onset of the phenomenon by increasing the degree of inter-aggregate contact. Soils containing large quantities of particulate organic matter were known to resist the onset of aggregate coalescence to some extent. An experiment was conducted to evaluate the effects of soil organic matter and overburden pressures, by placing brass cylinders of various weights (equivalent to static load pressures of 0, 0.49, 1.47 and 2.47 kPa) on the top of dry soil aggregates (0.5 – 2 mm diameter) having widely different soil organic carbon contents placed in steel rings 5 cm high and 5 cm i.d. With the weights in place, the aggregates were wetted to near-saturation for 24 h and then drained on ceramic pressure plates to a suction of 100 kPa for one week. Bulk density, penetrometer resistance and tensile strength were measured when the samples were removed from the pressure plates and they all increased significantly with increasing overburden pressure in the soil with low organic matter content, but not in the soil with high organic matter content. The amount of tillage used to prepare seedbeds influences the size distribution of soil aggregates produced – that is, more tillage produces finer seedbeds. The size distribution of soil aggregates affects the number of inter-aggregate contact points and this was thought to influence the degree of aggregate coalescence that develops in a seedbed. Previous work has shown that soil organic matter reduces aggregate coalescence and so an experiment was conducted to evaluate the effects of aggregate size and organic matter on the phenomenon. For soils with high and low organic matter contents, aggregate size fractions of < 0.5, 0.5 – 2, 2 – 4, and < 4 mm were packed into soil cores (as above) and wetted to near-saturation then drained to 100 kPa suction as described above. Penetrometer resistance and tensile strength were measured and found to increase directly with the amount of fine material present in the soil cores – being greater in the < 0.5 mm and < 4 mm fractions, and being less in the 0.5 – 2 mm and 2 – 4 mm fractions. In all cases, penetrometer resistance and tensile strength were lower in the samples containing more organic matter. The rate at which soil aggregates are wetted in a seedbed affects the degree of slaking and densification that occurs, and the extent to which aggregates are wetted influences the overall strength of a seedbed. Both wetting rate and the extent of wetting were believed to influence the onset of aggregate coalescence and were thought to be affected by soil organic matter and irrigation technique. An experiment was therefore designed to separate these effects so that improvements to management could be evaluated for their greatest efficacy – that is, to determine whether management should focus on improving irrigation technique or increasing soil organic matter content, or both. The rate of wetting was controlled by spraying (or not spraying) soil aggregates (0.5 – 2 mm diameter) with polyvinyl alcohol (PVA). Samples of coarse- and fine-textured soils were packed into steel rings (as above) and subjected to different application rates of water (1, 10 and 100 mm/h) using a dripper system controlled by a peristaltic pump. Samples were brought to either a near-saturated state or to a suction of 10 kPa for 24 h, and then drained on a pressure plate at a suction of 100 kPa for one week. Measurements of penetrometer resistance and tensile strength were then made as described above. As expected, penetrometer resistance was lower in samples treated with PVA before wetting (slower wetting rates) and in samples held at a greater suction (10 kPa) after initial wetting (greater inter-aggregate strength). The effects were more pronounced in the coarse-textured soil. In both coarse- and fine-textured soils, tensile strengths increased with increasing wetting rate (greatest for 100 mm/h) and extent of wetting (greater when held at near-saturated conditions). The rate of wetting was found to be somewhat more important for promoting aggregate coalescence than the extent of wetting. Because aggregate coalescence often occurs with little or no increase in bulk density, an explanation for the increase in penetrometer resistance and tensile strength is unlikely to be explained by a large increase in the number of inter-aggregate contacts. An increase in the strength of existing points of inter-aggregate contact was therefore considered in this work. For inter-aggregate bond strengths to increase, it was hypothesized that small increases in the amount of mechanically (or spontaneously) dispersed clay particles, and subsequent deposition at inter-aggregate contact points could increase aggregate coalescence as measured by penetrometer resistance and tensile strength. An experiment was devised to manipulate the amount of spontaneously dispersed clay in coarse- and fine-textured soils of high and low organic matter content. The degree of sodicity of each soil was manipulated by varying the exchangeable sodium percentage (ESP) of soil aggregates (0.5 – 2mm) above and below a nominal threshold value of 6. Dry aggregates were then packed into steel rings (as above) and subjected to wetting near saturation, then draining to a suction of 100 kPa for one week as described above. Measurements were then taken of penetrometer resistance and tensile strength, both of which were affected by ESP in different ways. In the coarse-textured soil, sodicity enhanced aggregate slaking and dispersion, which increased bulk density. While penetrometer resistance also increased, its effect on aggregate coalescence could not be separated from a simple effect of increased bulk density. Similarly, the effect of sodicity on aggregate coalescence in the fine-textured soil was confounded by the higher water contents produced by greater swelling, which produced lower-than-expected penetrometer resistance. Measurements of tensile strength were conducted on air-dry samples, and so the confounding effects of bulk density and water content were eliminated and it was found that tensile strength increased with sodicity in both coarse- and fine-textured soils. The presence of dispersed clay was therefore implicated in the development of aggregate coalescence in this work. Finally, a preliminary evaluation of how the early stages of aggregate coalescence might affect plant growth was attempted using tomatoes (Gross lisse) as a test plant. Seeds were planted in aggregates (0.5 – 4 mm) of a coarse- or fine-textured soil packed in steel rings. These were wetted at a rate of 1 mm/h to either near-saturation (for maximum coalescence) or to a suction of 10 kPa (for minimum coalescence) and held under these conditions for 24 h. All samples were then transferred to a ceramic pressure plate for drainage to 100 kPa suction for one week. Samples were then placed in a growth-cabinet held at 20C with controlled exposure to 14 h light/day. Germination of the seeds, plant height, and number and length of roots were observed. Germination of the seeds held at near-saturation in both coarse- and fine-textured soils was delayed by 24 h compared with seeds held at 10 kPa suction. Neither the number nor the length of tomato roots differed significantly between the different treatments and soils. In the coarse-textured soil, however, the total root length over a period of 14 days was somewhat greater in the uncoalesced samples than in the coalesced samples, but this difference was not statistically significant. These results suggest that aside from delaying germination, aggregate coalescence may not have a large effect on early growth of tomato plants. However, this is not to say that detrimental effects may not be manifest at later stages of plant growth, and this certainly needs to be evaluated, particularly because aggregate coalescence increase with repeated cycles of wetting and draining. In conclusion, the primary findings of the work undertaken in this thesis were: • Rapid wetting of soil aggregates to near-saturation enhanced the onset of soil aggregate coalescence as measured by (in some cases) penetrometer resistance at a soil water suction of 100 kPa, and (in most cases) tensile strength of soil cores in the air-dry state. The rate of wetting appeared to be more important in bringing on aggregate coalescence than how wet the soil eventually became during wetting. This means reducing the rate at which irrigation water is applied to soils may reduce the onset of aggregate coalescence more effectively than controlling the total amount of water applied – though both are important. The literature reports that aggregate coalescence occurs in the field over periods of up to several months, involving multiple wetting and draining cycles, but the work here demonstrated that this can occur over much shorter time periods depending on conditions imposed. • Aggregate coalescence occurred in coarse-textured soils regardless of whether the bulk density increased during wetting and draining. In finer-textured soils, the response to wetting conditions varied and was complicated by changes in bulk density and water content due to swelling. • Small overburden pressures enhanced the onset of aggregate coalescence, but these effects were diminished in the presence of high soil organic matter contents. • Finer aggregate size distributions (which are often produced in the field by excessive tillage during seedbed preparation) invariably led to greater aggregate coalescence than coarser aggregate size distributions. The effects of aggregate size were mitigated to some extent by higher contents of soil organic matter. • Sodicity enhanced aggregate coalescence as measured by tensile strength, but when penetrometer resistance was measured in the moist state, the effects were masked to some extent by higher water contents generated by swelling and dispersion. This work suggests that tensile strength (in the air dry state) may be a more effective measure of aggregate coalescence than penetrometer resistance. • Early plant response to aggregate coalescence was not large, but the response may become magnified during later stages of growth. / http://proxy.library.adelaide.edu.au/login?url= http://library.adelaide.edu.au/cgi-bin/Pwebrecon.cgi?BBID=1297583 / Thesis (Ph.D.) -- School of Earth and Environmental Sciences, 2007

Shallow foundations rested on Leda clay that are widely distributed in Eastern Canada exhibit shrinkage characteristics and are prone to differential settlements. Due to this reason, significant repairs are necessary to the foundations and basements of residential structures constructed in Leda clay deposits. Differential settlements are commonly attributed to the changes in the natural water content of soils associated with water infiltration, evaporation or plant transpiration (i.e., tree-roots-suction). Various research studies have been undertaken to estimate the possible settlements of shallow foundations associated with the water infiltration or evaporation. Several thumb rules have been proposed through research studies, providing recommendations with respect to the distance at which trees must be planted as a function of their heights at maturity such that differential settlements can be avoided. However, limited studies have been carried out to estimate or model the settlements of shallow foundations taking into account the influence of tree-roots-suction. In the present research program, a comprehensive experimental study regarding the deformation characteristics of a sandy loam soil from Ottawa due to tree-root-suction is undertaken, using specially designed equipment. The study has been undertaken using a sandy loam soil so that the testing program can be conducted in a shorter period of time. An artificial rooting system (ARS) was designed and placed in a specially designed tank at the University of Ottawa to simulate tree-roots-suction and measure soil surface settlements associated with a decrease in natural water content (or increase in soil suction) using particle image velocimetry (PIV) technique. The ARS consists of an artificial root, suction generator, matric suction and volumetric water content monitoring devices. The variation of matric suction and volumetric water content are monitored at various depths using the instrumentation of the ARS. Based on the results of the experimental studies, a methodology is proposed to model the settlement behaviour of sandy loam soils due to suction from ARS, using commercial finite element software, SEEP/W and SIGMA/W (i.e. software package of GeoStudio 2007). The study offers a reasonably good comparison between the measured surface settlements and those estimated using the finite element modelling analysis. The modelling methodology presented in this thesis is promising and may be extended for estimating the settlement behaviour associated with the tree roots suction of Leda clay deposits and to other soils.

Several studies were undertaken by various investigators during the last five decades to better understand the engineering behaviour of unsaturated soils. These studies are justified as more than 33% of soils worldwide are found in either arid or semi-arid regions with evaporation losses exceeding water infiltration. Due to this reason, the natural ground water table in these regions is typically at a greater depth and the soil above it is in a state of unsaturated conditions. Foundations of structures such as the housing subdivisions, multi-storey buildings, bridges, retaining walls, silos, and other infrastructure constructed in these regions in sandy soils are usually built within the unsaturated zone (i.e., vadose zone). Limited studies are reported in the literature to understand the influence of capillary stresses (i.e., matric suction) on the bearing capacity, settlement and liquefaction potential of unsaturated sands. The influence of matric suction in the unsaturated zone of the sandy soils is ignored while estimating or evaluating bearing capacity, settlement and liquefaction resistance in conventional engineering practice. The focus of the research presented in the thesis has been directed towards better understanding of these aspects and providing rational and yet simple tools for the design of shallow foundations (i.e., footings) in sands under both static and dynamic loading conditions. Terzaghi (1943) or Meyerhof (1951) equations for bearing capacity and Schmertmann et al. (1978) equation for settlement are routinely used by practicing engineers for sandy soils based on saturated soil properties. The assumption of saturated conditions leads to conservative estimates for bearing capacity; however, neglecting the influence of capillary stresses contributes to unreliable estimates of settlement or differential settlement of footings in unsaturated sands. There are no studies reported in the literature on how capillary stresses influence liquefaction, bearing capacity and settlement behavior in earthquake prone regions under dynamic loading conditions. An extensive experimental program has been undertaken to study these parameters using several specially designed and constructed equipment at the University of Ottawa. The influence of matric suction, confinement and dilation on the bearing capacity of model footings in unsaturated sand was determined using the University of Ottawa Bearing Capacity Equipment (UOBCE-2011). Several series of plate load tests (PLTs) were carried out on a sandy soil both under saturated and unsaturated conditions. Based on these studies, a semi-empirical equation has been proposed for estimating the variation of bearing capacity with respect to matric suction. The saturated shear strength parameters and the soil water characteristic curve (SWCC) are required for using the proposed equation. This equation is consistent with the bearing capacity equation originally proposed by Terzaghi (1943) and later extended by Meyerhof (1951) for saturated soils. Chapter 2 provides the details of these studies. The cone penetration test (CPT) is conventionally used for estimating the bearing capacity of foundations because it is simple and quick, while providing continuous records with depth. In this research program, a cone penetrometer was specially designed to investigate the influence of matric suction on the cone resistance in a controlled laboratory environment. Several series of CPTs were conducted in sand under both saturated and unsaturated conditions. Simple correlations were proposed from CPTs data to relate the bearing capacity of shallow foundations to cone resistance in saturated and unsaturated sands. The details of these studies are presented and summarized in Chapter 3. Standard penetration tests (SPTs) and PLTs were conducted in-situ sand deposit at Carp region in Ottawa under both saturated and unsaturated conditions. The test results from the SPTs and PLTs at Carp were used along with other data from the literature for developing correlations for estimating the bearing capacity of both saturated and unsaturated sands. The proposed SPT-CPT-based technique is simple and reliable for estimation of the bearing capacity of footings in sands. Chapter 4 summarizes the details of these investigations. Empirical relationships were proposed using the CPTs data to estimate the modulus of elasticity of sands for settlement estimation of footings in both saturated and unsaturated sands. This was achieved by modifying the Schmertmann et al. (1978) equation, which is conventionally used for settlement estimations in practice. Comparisons are provided between the three CPT-based methods that are commonly used for settlement estimations in practice and the proposed method for seven large scale footings in sandy soils. The results of the comparisons show that the proposed method provides better estimations for both saturated and unsaturated sands. Chapter 5 summarizes the details of these studies. A Flexible Laminar Shear Box (FLSB of 800-mm3 in size) was specially designed and constructed to simulate and better understand the behaviour of model surface footing under seismic loads taking account of the influence of matric suction in an unsaturated sandy soil. The main purpose of using the FLSB is to simulate realistic in-situ soils behaviour during earthquake ground shaking. The FLSB test setup with model footing was placed on unidirectional 1-g shake table (aluminum platform of 1000-mm2 in size) during testing. The resistance of unsaturated sand to deformations and liquefaction under seismic loads was investigated. The results of the study show that matric suction offers significant resistance to liquefaction and settlement of footings in sand. Details of the equipment setup, test procedure and results of this study are presented in Chapter 6. Simple techniques are provided in this thesis for estimating the bearing capacity and settlement behaviour of sandy soils taking account of the influence of capillary stresses (i.e., matric suction). These techniques are consistent with the methods used in conventional geotechnical engineering practice. The studies show that even low values of capillary stresses (i.e., 0 to 5 kPa) increases the bearing capacity by two to four folds, and the settlement of footings not only decreases significantly but also offers resistance to liquefaction in sands. These studies are promising and encouraging to use ground improvement techniques; such as capillary barrier techniques to maintain capillary stresses within the zone of influence below shallow foundations. Such techniques, not only contribute to the increase of bearing capacity, they reduce settlement and alleviate problems associated with earthquake effects in sandy soils.

The phenomenon called soil aggregate coalescence occurs at contact-points between aggregates and causes soil strength to increase to values that can inhibit plant root exploration and thus potential yield. During natural wetting and drying, soil aggregates appear to ‘weld’ together with little or no increase in dry bulk density. The precise reasons for this phenomenon are not understood, but it has been found to occur even in soils comprised entirely of water stable aggregates. Soil aggregate coalescence has not been widely observed and reported in soil science and yet may pose a significant risk for crops preventing them from achieving their genetic and environmental yield potentials. This project used soil penetrometer resistance and an indirect tensile-strength test to measure the early stages of aggregate coalescence and to evaluate their effects on the early growth of tomato plants. The early stages of aggregate coalescence were thought to be affected by a number of factors including: the matric suction of water during application and subsequent drainage, the overburden pressure on moist soil in the root zone, the initial size of soil aggregates prior to wetting, and the degree of sodicity of the soil aggregates. Seven mainexperiments were conducted to evaluate these factors. The matric suction during wetting of a seedbed affects the degree of aggregate slaking that occurs, and the strength of the wetted aggregates. The matric suction during draining affects the magnitude of ‘effective stresses’ that operate to retain soil structural integrity as the soil drains and dries out. An experiment was conducted to evaluate the influence of matric suction (within a range of suctions experienced in the field) on aggregate coalescence using soils of two different textures. Sieved aggregates (0.5 to 2 mm diameter) from a coarse-textured and two fine-textured (swelling) soils were packed into cylindrical rings (4.77 cm i.d., 5 cm high) and subjected to different suctions on wetting (near-saturation, and 1 kPa), and on draining (10 kPa on sintered-glass funnels, and 100 kPa on ceramic pressure plates). After one-week of drainage, penetrometer resistance was measured as a function of depth to approximately 45 mm (penetrometer had a recessedshaft, cone diameter = 2 mm, advanced at a rate of 0.3 mm/min). Tensile strength of other core-samples was measured after air-drying using an indirect “Brazilian” crushing test. For the coarse-textured soil, penetrometer resistance was significantly greater for samples wet to near-saturation, despite there being no significant increase in dry bulk density; this was not the case for the finer-textured soils, and it was difficult to distinguish the effects of variable bulk density upon drying from those of the imposed wetting treatments. In both coarse- and fine-textured soils, the tensile strength was significantly greater for samples wet to near-saturation. Thus wetting- and draining-suctions were both found to influence the degree of soil aggregate coalescence as measured by penetrometer resistance and tensile strength. Aggregate coalescence in irrigated crops is known to develop as the growing season progresses. It was therefore thought to be linked to the repeated occurrence of matric suctions that enhance the phenomenon during cycles of wetting and draining. An experiment was conducted to determine the extent of aggregate coalescence in a coarsetextured and two fine-textured (swelling clay) soils during 8 successive cycles of wetting and draining. Sieved aggregates (0.5 to 2 mm diameter) from each soil were packed into cylindrical rings (4.77 cm i.d., 5 cm high) and wetted to near saturation for 24 h. They were then drained on ceramic pressure plates to a suction of 100 kPa for one week, after which penetrometer resistance and tensile strength were measured as described above. The degree of expression of aggregate coalescence depended on soil type. For the coarse-textured soil, repeated wetting and draining significantly increased bulk density, penetrometer resistance and tensile strength. For the fine-textured soil, penetrometer resistance and bulk density did not vary significantly with repeated wetting and draining; on the contrary, there was evidence in these swelling clay soils to suggest bulk density and penetrometer resistance decreased. However, there was a progressive increase in tensile strength as cycles of wetting and draining progressed. The expansive nature of the fine-textured soil appears to have masked the development of aggregate coalescence as measured by penetrometer resistance, but its expression was very clear in measurements of tensile strength despite the reduction in bulk density with successive wetting and draining. Field observations have indicated that aggregate coalescence is first expressed at the bottom of the seedbed and that it develops progressively upward to the soil surface during the growing season. This suggests that overburden pressures may enhance the onset of the phenomenon by increasing the degree of inter-aggregate contact. Soils containing large quantities of particulate organic matter were known to resist the onset of aggregate coalescence to some extent. An experiment was conducted to evaluate the effects of soil organic matter and overburden pressures, by placing brass cylinders of various weights (equivalent to static load pressures of 0, 0.49, 1.47 and 2.47 kPa) on the top of dry soil aggregates (0.5 – 2 mm diameter) having widely different soil organic carbon contents placed in steel rings 5 cm high and 5 cm i.d. With the weights in place, the aggregates were wetted to near-saturation for 24 h and then drained on ceramic pressure plates to a suction of 100 kPa for one week. Bulk density, penetrometer resistance and tensile strength were measured when the samples were removed from the pressure plates and they all increased significantly with increasing overburden pressure in the soil with low organic matter content, but not in the soil with high organic matter content. The amount of tillage used to prepare seedbeds influences the size distribution of soil aggregates produced – that is, more tillage produces finer seedbeds. The size distribution of soil aggregates affects the number of inter-aggregate contact points and this was thought to influence the degree of aggregate coalescence that develops in a seedbed. Previous work has shown that soil organic matter reduces aggregate coalescence and so an experiment was conducted to evaluate the effects of aggregate size and organic matter on the phenomenon. For soils with high and low organic matter contents, aggregate size fractions of < 0.5, 0.5 – 2, 2 – 4, and < 4 mm were packed into soil cores (as above) and wetted to near-saturation then drained to 100 kPa suction as described above. Penetrometer resistance and tensile strength were measured and found to increase directly with the amount of fine material present in the soil cores – being greater in the < 0.5 mm and < 4 mm fractions, and being less in the 0.5 – 2 mm and 2 – 4 mm fractions. In all cases, penetrometer resistance and tensile strength were lower in the samples containing more organic matter. The rate at which soil aggregates are wetted in a seedbed affects the degree of slaking and densification that occurs, and the extent to which aggregates are wetted influences the overall strength of a seedbed. Both wetting rate and the extent of wetting were believed to influence the onset of aggregate coalescence and were thought to be affected by soil organic matter and irrigation technique. An experiment was therefore designed to separate these effects so that improvements to management could be evaluated for their greatest efficacy – that is, to determine whether management should focus on improving irrigation technique or increasing soil organic matter content, or both. The rate of wetting was controlled by spraying (or not spraying) soil aggregates (0.5 – 2 mm diameter) with polyvinyl alcohol (PVA). Samples of coarse- and fine-textured soils were packed into steel rings (as above) and subjected to different application rates of water (1, 10 and 100 mm/h) using a dripper system controlled by a peristaltic pump. Samples were brought to either a near-saturated state or to a suction of 10 kPa for 24 h, and then drained on a pressure plate at a suction of 100 kPa for one week. Measurements of penetrometer resistance and tensile strength were then made as described above. As expected, penetrometer resistance was lower in samples treated with PVA before wetting (slower wetting rates) and in samples held at a greater suction (10 kPa) after initial wetting (greater inter-aggregate strength). The effects were more pronounced in the coarse-textured soil. In both coarse- and fine-textured soils, tensile strengths increased with increasing wetting rate (greatest for 100 mm/h) and extent of wetting (greater when held at near-saturated conditions). The rate of wetting was found to be somewhat more important for promoting aggregate coalescence than the extent of wetting. Because aggregate coalescence often occurs with little or no increase in bulk density, an explanation for the increase in penetrometer resistance and tensile strength is unlikely to be explained by a large increase in the number of inter-aggregate contacts. An increase in the strength of existing points of inter-aggregate contact was therefore considered in this work. For inter-aggregate bond strengths to increase, it was hypothesized that small increases in the amount of mechanically (or spontaneously) dispersed clay particles, and subsequent deposition at inter-aggregate contact points could increase aggregate coalescence as measured by penetrometer resistance and tensile strength. An experiment was devised to manipulate the amount of spontaneously dispersed clay in coarse- and fine-textured soils of high and low organic matter content. The degree of sodicity of each soil was manipulated by varying the exchangeable sodium percentage (ESP) of soil aggregates (0.5 – 2mm) above and below a nominal threshold value of 6. Dry aggregates were then packed into steel rings (as above) and subjected to wetting near saturation, then draining to a suction of 100 kPa for one week as described above. Measurements were then taken of penetrometer resistance and tensile strength, both of which were affected by ESP in different ways. In the coarse-textured soil, sodicity enhanced aggregate slaking and dispersion, which increased bulk density. While penetrometer resistance also increased, its effect on aggregate coalescence could not be separated from a simple effect of increased bulk density. Similarly, the effect of sodicity on aggregate coalescence in the fine-textured soil was confounded by the higher water contents produced by greater swelling, which produced lower-than-expected penetrometer resistance. Measurements of tensile strength were conducted on air-dry samples, and so the confounding effects of bulk density and water content were eliminated and it was found that tensile strength increased with sodicity in both coarse- and fine-textured soils. The presence of dispersed clay was therefore implicated in the development of aggregate coalescence in this work. Finally, a preliminary evaluation of how the early stages of aggregate coalescence might affect plant growth was attempted using tomatoes (Gross lisse) as a test plant. Seeds were planted in aggregates (0.5 – 4 mm) of a coarse- or fine-textured soil packed in steel rings. These were wetted at a rate of 1 mm/h to either near-saturation (for maximum coalescence) or to a suction of 10 kPa (for minimum coalescence) and held under these conditions for 24 h. All samples were then transferred to a ceramic pressure plate for drainage to 100 kPa suction for one week. Samples were then placed in a growth-cabinet held at 20C with controlled exposure to 14 h light/day. Germination of the seeds, plant height, and number and length of roots were observed. Germination of the seeds held at near-saturation in both coarse- and fine-textured soils was delayed by 24 h compared with seeds held at 10 kPa suction. Neither the number nor the length of tomato roots differed significantly between the different treatments and soils. In the coarse-textured soil, however, the total root length over a period of 14 days was somewhat greater in the uncoalesced samples than in the coalesced samples, but this difference was not statistically significant. These results suggest that aside from delaying germination, aggregate coalescence may not have a large effect on early growth of tomato plants. However, this is not to say that detrimental effects may not be manifest at later stages of plant growth, and this certainly needs to be evaluated, particularly because aggregate coalescence increase with repeated cycles of wetting and draining. In conclusion, the primary findings of the work undertaken in this thesis were: • Rapid wetting of soil aggregates to near-saturation enhanced the onset of soil aggregate coalescence as measured by (in some cases) penetrometer resistance at a soil water suction of 100 kPa, and (in most cases) tensile strength of soil cores in the air-dry state. The rate of wetting appeared to be more important in bringing on aggregate coalescence than how wet the soil eventually became during wetting. This means reducing the rate at which irrigation water is applied to soils may reduce the onset of aggregate coalescence more effectively than controlling the total amount of water applied – though both are important. The literature reports that aggregate coalescence occurs in the field over periods of up to several months, involving multiple wetting and draining cycles, but the work here demonstrated that this can occur over much shorter time periods depending on conditions imposed. • Aggregate coalescence occurred in coarse-textured soils regardless of whether the bulk density increased during wetting and draining. In finer-textured soils, the response to wetting conditions varied and was complicated by changes in bulk density and water content due to swelling. • Small overburden pressures enhanced the onset of aggregate coalescence, but these effects were diminished in the presence of high soil organic matter contents. • Finer aggregate size distributions (which are often produced in the field by excessive tillage during seedbed preparation) invariably led to greater aggregate coalescence than coarser aggregate size distributions. The effects of aggregate size were mitigated to some extent by higher contents of soil organic matter. • Sodicity enhanced aggregate coalescence as measured by tensile strength, but when penetrometer resistance was measured in the moist state, the effects were masked to some extent by higher water contents generated by swelling and dispersion. This work suggests that tensile strength (in the air dry state) may be a more effective measure of aggregate coalescence than penetrometer resistance. • Early plant response to aggregate coalescence was not large, but the response may become magnified during later stages of growth. / http://proxy.library.adelaide.edu.au/login?url= http://library.adelaide.edu.au/cgi-bin/Pwebrecon.cgi?BBID=1297583 / Thesis (Ph.D.) -- School of Earth and Environmental Sciences, 2007

The phenomenon called soil aggregate coalescence occurs at contact-points between aggregates and causes soil strength to increase to values that can inhibit plant root exploration and thus potential yield. During natural wetting and drying, soil aggregates appear to ‘weld’ together with little or no increase in dry bulk density. The precise reasons for this phenomenon are not understood, but it has been found to occur even in soils comprised entirely of water stable aggregates. Soil aggregate coalescence has not been widely observed and reported in soil science and yet may pose a significant risk for crops preventing them from achieving their genetic and environmental yield potentials. This project used soil penetrometer resistance and an indirect tensile-strength test to measure the early stages of aggregate coalescence and to evaluate their effects on the early growth of tomato plants. The early stages of aggregate coalescence were thought to be affected by a number of factors including: the matric suction of water during application and subsequent drainage, the overburden pressure on moist soil in the root zone, the initial size of soil aggregates prior to wetting, and the degree of sodicity of the soil aggregates. Seven mainexperiments were conducted to evaluate these factors. The matric suction during wetting of a seedbed affects the degree of aggregate slaking that occurs, and the strength of the wetted aggregates. The matric suction during draining affects the magnitude of ‘effective stresses’ that operate to retain soil structural integrity as the soil drains and dries out. An experiment was conducted to evaluate the influence of matric suction (within a range of suctions experienced in the field) on aggregate coalescence using soils of two different textures. Sieved aggregates (0.5 to 2 mm diameter) from a coarse-textured and two fine-textured (swelling) soils were packed into cylindrical rings (4.77 cm i.d., 5 cm high) and subjected to different suctions on wetting (near-saturation, and 1 kPa), and on draining (10 kPa on sintered-glass funnels, and 100 kPa on ceramic pressure plates). After one-week of drainage, penetrometer resistance was measured as a function of depth to approximately 45 mm (penetrometer had a recessedshaft, cone diameter = 2 mm, advanced at a rate of 0.3 mm/min). Tensile strength of other core-samples was measured after air-drying using an indirect “Brazilian” crushing test. For the coarse-textured soil, penetrometer resistance was significantly greater for samples wet to near-saturation, despite there being no significant increase in dry bulk density; this was not the case for the finer-textured soils, and it was difficult to distinguish the effects of variable bulk density upon drying from those of the imposed wetting treatments. In both coarse- and fine-textured soils, the tensile strength was significantly greater for samples wet to near-saturation. Thus wetting- and draining-suctions were both found to influence the degree of soil aggregate coalescence as measured by penetrometer resistance and tensile strength. Aggregate coalescence in irrigated crops is known to develop as the growing season progresses. It was therefore thought to be linked to the repeated occurrence of matric suctions that enhance the phenomenon during cycles of wetting and draining. An experiment was conducted to determine the extent of aggregate coalescence in a coarsetextured and two fine-textured (swelling clay) soils during 8 successive cycles of wetting and draining. Sieved aggregates (0.5 to 2 mm diameter) from each soil were packed into cylindrical rings (4.77 cm i.d., 5 cm high) and wetted to near saturation for 24 h. They were then drained on ceramic pressure plates to a suction of 100 kPa for one week, after which penetrometer resistance and tensile strength were measured as described above. The degree of expression of aggregate coalescence depended on soil type. For the coarse-textured soil, repeated wetting and draining significantly increased bulk density, penetrometer resistance and tensile strength. For the fine-textured soil, penetrometer resistance and bulk density did not vary significantly with repeated wetting and draining; on the contrary, there was evidence in these swelling clay soils to suggest bulk density and penetrometer resistance decreased. However, there was a progressive increase in tensile strength as cycles of wetting and draining progressed. The expansive nature of the fine-textured soil appears to have masked the development of aggregate coalescence as measured by penetrometer resistance, but its expression was very clear in measurements of tensile strength despite the reduction in bulk density with successive wetting and draining. Field observations have indicated that aggregate coalescence is first expressed at the bottom of the seedbed and that it develops progressively upward to the soil surface during the growing season. This suggests that overburden pressures may enhance the onset of the phenomenon by increasing the degree of inter-aggregate contact. Soils containing large quantities of particulate organic matter were known to resist the onset of aggregate coalescence to some extent. An experiment was conducted to evaluate the effects of soil organic matter and overburden pressures, by placing brass cylinders of various weights (equivalent to static load pressures of 0, 0.49, 1.47 and 2.47 kPa) on the top of dry soil aggregates (0.5 – 2 mm diameter) having widely different soil organic carbon contents placed in steel rings 5 cm high and 5 cm i.d. With the weights in place, the aggregates were wetted to near-saturation for 24 h and then drained on ceramic pressure plates to a suction of 100 kPa for one week. Bulk density, penetrometer resistance and tensile strength were measured when the samples were removed from the pressure plates and they all increased significantly with increasing overburden pressure in the soil with low organic matter content, but not in the soil with high organic matter content. The amount of tillage used to prepare seedbeds influences the size distribution of soil aggregates produced – that is, more tillage produces finer seedbeds. The size distribution of soil aggregates affects the number of inter-aggregate contact points and this was thought to influence the degree of aggregate coalescence that develops in a seedbed. Previous work has shown that soil organic matter reduces aggregate coalescence and so an experiment was conducted to evaluate the effects of aggregate size and organic matter on the phenomenon. For soils with high and low organic matter contents, aggregate size fractions of < 0.5, 0.5 – 2, 2 – 4, and < 4 mm were packed into soil cores (as above) and wetted to near-saturation then drained to 100 kPa suction as described above. Penetrometer resistance and tensile strength were measured and found to increase directly with the amount of fine material present in the soil cores – being greater in the < 0.5 mm and < 4 mm fractions, and being less in the 0.5 – 2 mm and 2 – 4 mm fractions. In all cases, penetrometer resistance and tensile strength were lower in the samples containing more organic matter. The rate at which soil aggregates are wetted in a seedbed affects the degree of slaking and densification that occurs, and the extent to which aggregates are wetted influences the overall strength of a seedbed. Both wetting rate and the extent of wetting were believed to influence the onset of aggregate coalescence and were thought to be affected by soil organic matter and irrigation technique. An experiment was therefore designed to separate these effects so that improvements to management could be evaluated for their greatest efficacy – that is, to determine whether management should focus on improving irrigation technique or increasing soil organic matter content, or both. The rate of wetting was controlled by spraying (or not spraying) soil aggregates (0.5 – 2 mm diameter) with polyvinyl alcohol (PVA). Samples of coarse- and fine-textured soils were packed into steel rings (as above) and subjected to different application rates of water (1, 10 and 100 mm/h) using a dripper system controlled by a peristaltic pump. Samples were brought to either a near-saturated state or to a suction of 10 kPa for 24 h, and then drained on a pressure plate at a suction of 100 kPa for one week. Measurements of penetrometer resistance and tensile strength were then made as described above. As expected, penetrometer resistance was lower in samples treated with PVA before wetting (slower wetting rates) and in samples held at a greater suction (10 kPa) after initial wetting (greater inter-aggregate strength). The effects were more pronounced in the coarse-textured soil. In both coarse- and fine-textured soils, tensile strengths increased with increasing wetting rate (greatest for 100 mm/h) and extent of wetting (greater when held at near-saturated conditions). The rate of wetting was found to be somewhat more important for promoting aggregate coalescence than the extent of wetting. Because aggregate coalescence often occurs with little or no increase in bulk density, an explanation for the increase in penetrometer resistance and tensile strength is unlikely to be explained by a large increase in the number of inter-aggregate contacts. An increase in the strength of existing points of inter-aggregate contact was therefore considered in this work. For inter-aggregate bond strengths to increase, it was hypothesized that small increases in the amount of mechanically (or spontaneously) dispersed clay particles, and subsequent deposition at inter-aggregate contact points could increase aggregate coalescence as measured by penetrometer resistance and tensile strength. An experiment was devised to manipulate the amount of spontaneously dispersed clay in coarse- and fine-textured soils of high and low organic matter content. The degree of sodicity of each soil was manipulated by varying the exchangeable sodium percentage (ESP) of soil aggregates (0.5 – 2mm) above and below a nominal threshold value of 6. Dry aggregates were then packed into steel rings (as above) and subjected to wetting near saturation, then draining to a suction of 100 kPa for one week as described above. Measurements were then taken of penetrometer resistance and tensile strength, both of which were affected by ESP in different ways. In the coarse-textured soil, sodicity enhanced aggregate slaking and dispersion, which increased bulk density. While penetrometer resistance also increased, its effect on aggregate coalescence could not be separated from a simple effect of increased bulk density. Similarly, the effect of sodicity on aggregate coalescence in the fine-textured soil was confounded by the higher water contents produced by greater swelling, which produced lower-than-expected penetrometer resistance. Measurements of tensile strength were conducted on air-dry samples, and so the confounding effects of bulk density and water content were eliminated and it was found that tensile strength increased with sodicity in both coarse- and fine-textured soils. The presence of dispersed clay was therefore implicated in the development of aggregate coalescence in this work. Finally, a preliminary evaluation of how the early stages of aggregate coalescence might affect plant growth was attempted using tomatoes (Gross lisse) as a test plant. Seeds were planted in aggregates (0.5 – 4 mm) of a coarse- or fine-textured soil packed in steel rings. These were wetted at a rate of 1 mm/h to either near-saturation (for maximum coalescence) or to a suction of 10 kPa (for minimum coalescence) and held under these conditions for 24 h. All samples were then transferred to a ceramic pressure plate for drainage to 100 kPa suction for one week. Samples were then placed in a growth-cabinet held at 20C with controlled exposure to 14 h light/day. Germination of the seeds, plant height, and number and length of roots were observed. Germination of the seeds held at near-saturation in both coarse- and fine-textured soils was delayed by 24 h compared with seeds held at 10 kPa suction. Neither the number nor the length of tomato roots differed significantly between the different treatments and soils. In the coarse-textured soil, however, the total root length over a period of 14 days was somewhat greater in the uncoalesced samples than in the coalesced samples, but this difference was not statistically significant. These results suggest that aside from delaying germination, aggregate coalescence may not have a large effect on early growth of tomato plants. However, this is not to say that detrimental effects may not be manifest at later stages of plant growth, and this certainly needs to be evaluated, particularly because aggregate coalescence increase with repeated cycles of wetting and draining. In conclusion, the primary findings of the work undertaken in this thesis were: • Rapid wetting of soil aggregates to near-saturation enhanced the onset of soil aggregate coalescence as measured by (in some cases) penetrometer resistance at a soil water suction of 100 kPa, and (in most cases) tensile strength of soil cores in the air-dry state. The rate of wetting appeared to be more important in bringing on aggregate coalescence than how wet the soil eventually became during wetting. This means reducing the rate at which irrigation water is applied to soils may reduce the onset of aggregate coalescence more effectively than controlling the total amount of water applied – though both are important. The literature reports that aggregate coalescence occurs in the field over periods of up to several months, involving multiple wetting and draining cycles, but the work here demonstrated that this can occur over much shorter time periods depending on conditions imposed. • Aggregate coalescence occurred in coarse-textured soils regardless of whether the bulk density increased during wetting and draining. In finer-textured soils, the response to wetting conditions varied and was complicated by changes in bulk density and water content due to swelling. • Small overburden pressures enhanced the onset of aggregate coalescence, but these effects were diminished in the presence of high soil organic matter contents. • Finer aggregate size distributions (which are often produced in the field by excessive tillage during seedbed preparation) invariably led to greater aggregate coalescence than coarser aggregate size distributions. The effects of aggregate size were mitigated to some extent by higher contents of soil organic matter. • Sodicity enhanced aggregate coalescence as measured by tensile strength, but when penetrometer resistance was measured in the moist state, the effects were masked to some extent by higher water contents generated by swelling and dispersion. This work suggests that tensile strength (in the air dry state) may be a more effective measure of aggregate coalescence than penetrometer resistance. • Early plant response to aggregate coalescence was not large, but the response may become magnified during later stages of growth. / http://proxy.library.adelaide.edu.au/login?url= http://library.adelaide.edu.au/cgi-bin/Pwebrecon.cgi?BBID=1297583 / Thesis (Ph.D.) -- School of Earth and Environmental Sciences, 2007

The phenomenon called soil aggregate coalescence occurs at contact-points between aggregates and causes soil strength to increase to values that can inhibit plant root exploration and thus potential yield. During natural wetting and drying, soil aggregates appear to ‘weld’ together with little or no increase in dry bulk density. The precise reasons for this phenomenon are not understood, but it has been found to occur even in soils comprised entirely of water stable aggregates. Soil aggregate coalescence has not been widely observed and reported in soil science and yet may pose a significant risk for crops preventing them from achieving their genetic and environmental yield potentials. This project used soil penetrometer resistance and an indirect tensile-strength test to measure the early stages of aggregate coalescence and to evaluate their effects on the early growth of tomato plants. The early stages of aggregate coalescence were thought to be affected by a number of factors including: the matric suction of water during application and subsequent drainage, the overburden pressure on moist soil in the root zone, the initial size of soil aggregates prior to wetting, and the degree of sodicity of the soil aggregates. Seven mainexperiments were conducted to evaluate these factors. The matric suction during wetting of a seedbed affects the degree of aggregate slaking that occurs, and the strength of the wetted aggregates. The matric suction during draining affects the magnitude of ‘effective stresses’ that operate to retain soil structural integrity as the soil drains and dries out. An experiment was conducted to evaluate the influence of matric suction (within a range of suctions experienced in the field) on aggregate coalescence using soils of two different textures. Sieved aggregates (0.5 to 2 mm diameter) from a coarse-textured and two fine-textured (swelling) soils were packed into cylindrical rings (4.77 cm i.d., 5 cm high) and subjected to different suctions on wetting (near-saturation, and 1 kPa), and on draining (10 kPa on sintered-glass funnels, and 100 kPa on ceramic pressure plates). After one-week of drainage, penetrometer resistance was measured as a function of depth to approximately 45 mm (penetrometer had a recessedshaft, cone diameter = 2 mm, advanced at a rate of 0.3 mm/min). Tensile strength of other core-samples was measured after air-drying using an indirect “Brazilian” crushing test. For the coarse-textured soil, penetrometer resistance was significantly greater for samples wet to near-saturation, despite there being no significant increase in dry bulk density; this was not the case for the finer-textured soils, and it was difficult to distinguish the effects of variable bulk density upon drying from those of the imposed wetting treatments. In both coarse- and fine-textured soils, the tensile strength was significantly greater for samples wet to near-saturation. Thus wetting- and draining-suctions were both found to influence the degree of soil aggregate coalescence as measured by penetrometer resistance and tensile strength. Aggregate coalescence in irrigated crops is known to develop as the growing season progresses. It was therefore thought to be linked to the repeated occurrence of matric suctions that enhance the phenomenon during cycles of wetting and draining. An experiment was conducted to determine the extent of aggregate coalescence in a coarsetextured and two fine-textured (swelling clay) soils during 8 successive cycles of wetting and draining. Sieved aggregates (0.5 to 2 mm diameter) from each soil were packed into cylindrical rings (4.77 cm i.d., 5 cm high) and wetted to near saturation for 24 h. They were then drained on ceramic pressure plates to a suction of 100 kPa for one week, after which penetrometer resistance and tensile strength were measured as described above. The degree of expression of aggregate coalescence depended on soil type. For the coarse-textured soil, repeated wetting and draining significantly increased bulk density, penetrometer resistance and tensile strength. For the fine-textured soil, penetrometer resistance and bulk density did not vary significantly with repeated wetting and draining; on the contrary, there was evidence in these swelling clay soils to suggest bulk density and penetrometer resistance decreased. However, there was a progressive increase in tensile strength as cycles of wetting and draining progressed. The expansive nature of the fine-textured soil appears to have masked the development of aggregate coalescence as measured by penetrometer resistance, but its expression was very clear in measurements of tensile strength despite the reduction in bulk density with successive wetting and draining. Field observations have indicated that aggregate coalescence is first expressed at the bottom of the seedbed and that it develops progressively upward to the soil surface during the growing season. This suggests that overburden pressures may enhance the onset of the phenomenon by increasing the degree of inter-aggregate contact. Soils containing large quantities of particulate organic matter were known to resist the onset of aggregate coalescence to some extent. An experiment was conducted to evaluate the effects of soil organic matter and overburden pressures, by placing brass cylinders of various weights (equivalent to static load pressures of 0, 0.49, 1.47 and 2.47 kPa) on the top of dry soil aggregates (0.5 – 2 mm diameter) having widely different soil organic carbon contents placed in steel rings 5 cm high and 5 cm i.d. With the weights in place, the aggregates were wetted to near-saturation for 24 h and then drained on ceramic pressure plates to a suction of 100 kPa for one week. Bulk density, penetrometer resistance and tensile strength were measured when the samples were removed from the pressure plates and they all increased significantly with increasing overburden pressure in the soil with low organic matter content, but not in the soil with high organic matter content. The amount of tillage used to prepare seedbeds influences the size distribution of soil aggregates produced – that is, more tillage produces finer seedbeds. The size distribution of soil aggregates affects the number of inter-aggregate contact points and this was thought to influence the degree of aggregate coalescence that develops in a seedbed. Previous work has shown that soil organic matter reduces aggregate coalescence and so an experiment was conducted to evaluate the effects of aggregate size and organic matter on the phenomenon. For soils with high and low organic matter contents, aggregate size fractions of < 0.5, 0.5 – 2, 2 – 4, and < 4 mm were packed into soil cores (as above) and wetted to near-saturation then drained to 100 kPa suction as described above. Penetrometer resistance and tensile strength were measured and found to increase directly with the amount of fine material present in the soil cores – being greater in the < 0.5 mm and < 4 mm fractions, and being less in the 0.5 – 2 mm and 2 – 4 mm fractions. In all cases, penetrometer resistance and tensile strength were lower in the samples containing more organic matter. The rate at which soil aggregates are wetted in a seedbed affects the degree of slaking and densification that occurs, and the extent to which aggregates are wetted influences the overall strength of a seedbed. Both wetting rate and the extent of wetting were believed to influence the onset of aggregate coalescence and were thought to be affected by soil organic matter and irrigation technique. An experiment was therefore designed to separate these effects so that improvements to management could be evaluated for their greatest efficacy – that is, to determine whether management should focus on improving irrigation technique or increasing soil organic matter content, or both. The rate of wetting was controlled by spraying (or not spraying) soil aggregates (0.5 – 2 mm diameter) with polyvinyl alcohol (PVA). Samples of coarse- and fine-textured soils were packed into steel rings (as above) and subjected to different application rates of water (1, 10 and 100 mm/h) using a dripper system controlled by a peristaltic pump. Samples were brought to either a near-saturated state or to a suction of 10 kPa for 24 h, and then drained on a pressure plate at a suction of 100 kPa for one week. Measurements of penetrometer resistance and tensile strength were then made as described above. As expected, penetrometer resistance was lower in samples treated with PVA before wetting (slower wetting rates) and in samples held at a greater suction (10 kPa) after initial wetting (greater inter-aggregate strength). The effects were more pronounced in the coarse-textured soil. In both coarse- and fine-textured soils, tensile strengths increased with increasing wetting rate (greatest for 100 mm/h) and extent of wetting (greater when held at near-saturated conditions). The rate of wetting was found to be somewhat more important for promoting aggregate coalescence than the extent of wetting. Because aggregate coalescence often occurs with little or no increase in bulk density, an explanation for the increase in penetrometer resistance and tensile strength is unlikely to be explained by a large increase in the number of inter-aggregate contacts. An increase in the strength of existing points of inter-aggregate contact was therefore considered in this work. For inter-aggregate bond strengths to increase, it was hypothesized that small increases in the amount of mechanically (or spontaneously) dispersed clay particles, and subsequent deposition at inter-aggregate contact points could increase aggregate coalescence as measured by penetrometer resistance and tensile strength. An experiment was devised to manipulate the amount of spontaneously dispersed clay in coarse- and fine-textured soils of high and low organic matter content. The degree of sodicity of each soil was manipulated by varying the exchangeable sodium percentage (ESP) of soil aggregates (0.5 – 2mm) above and below a nominal threshold value of 6. Dry aggregates were then packed into steel rings (as above) and subjected to wetting near saturation, then draining to a suction of 100 kPa for one week as described above. Measurements were then taken of penetrometer resistance and tensile strength, both of which were affected by ESP in different ways. In the coarse-textured soil, sodicity enhanced aggregate slaking and dispersion, which increased bulk density. While penetrometer resistance also increased, its effect on aggregate coalescence could not be separated from a simple effect of increased bulk density. Similarly, the effect of sodicity on aggregate coalescence in the fine-textured soil was confounded by the higher water contents produced by greater swelling, which produced lower-than-expected penetrometer resistance. Measurements of tensile strength were conducted on air-dry samples, and so the confounding effects of bulk density and water content were eliminated and it was found that tensile strength increased with sodicity in both coarse- and fine-textured soils. The presence of dispersed clay was therefore implicated in the development of aggregate coalescence in this work. Finally, a preliminary evaluation of how the early stages of aggregate coalescence might affect plant growth was attempted using tomatoes (Gross lisse) as a test plant. Seeds were planted in aggregates (0.5 – 4 mm) of a coarse- or fine-textured soil packed in steel rings. These were wetted at a rate of 1 mm/h to either near-saturation (for maximum coalescence) or to a suction of 10 kPa (for minimum coalescence) and held under these conditions for 24 h. All samples were then transferred to a ceramic pressure plate for drainage to 100 kPa suction for one week. Samples were then placed in a growth-cabinet held at 20C with controlled exposure to 14 h light/day. Germination of the seeds, plant height, and number and length of roots were observed. Germination of the seeds held at near-saturation in both coarse- and fine-textured soils was delayed by 24 h compared with seeds held at 10 kPa suction. Neither the number nor the length of tomato roots differed significantly between the different treatments and soils. In the coarse-textured soil, however, the total root length over a period of 14 days was somewhat greater in the uncoalesced samples than in the coalesced samples, but this difference was not statistically significant. These results suggest that aside from delaying germination, aggregate coalescence may not have a large effect on early growth of tomato plants. However, this is not to say that detrimental effects may not be manifest at later stages of plant growth, and this certainly needs to be evaluated, particularly because aggregate coalescence increase with repeated cycles of wetting and draining. In conclusion, the primary findings of the work undertaken in this thesis were: • Rapid wetting of soil aggregates to near-saturation enhanced the onset of soil aggregate coalescence as measured by (in some cases) penetrometer resistance at a soil water suction of 100 kPa, and (in most cases) tensile strength of soil cores in the air-dry state. The rate of wetting appeared to be more important in bringing on aggregate coalescence than how wet the soil eventually became during wetting. This means reducing the rate at which irrigation water is applied to soils may reduce the onset of aggregate coalescence more effectively than controlling the total amount of water applied – though both are important. The literature reports that aggregate coalescence occurs in the field over periods of up to several months, involving multiple wetting and draining cycles, but the work here demonstrated that this can occur over much shorter time periods depending on conditions imposed. • Aggregate coalescence occurred in coarse-textured soils regardless of whether the bulk density increased during wetting and draining. In finer-textured soils, the response to wetting conditions varied and was complicated by changes in bulk density and water content due to swelling. • Small overburden pressures enhanced the onset of aggregate coalescence, but these effects were diminished in the presence of high soil organic matter contents. • Finer aggregate size distributions (which are often produced in the field by excessive tillage during seedbed preparation) invariably led to greater aggregate coalescence than coarser aggregate size distributions. The effects of aggregate size were mitigated to some extent by higher contents of soil organic matter. • Sodicity enhanced aggregate coalescence as measured by tensile strength, but when penetrometer resistance was measured in the moist state, the effects were masked to some extent by higher water contents generated by swelling and dispersion. This work suggests that tensile strength (in the air dry state) may be a more effective measure of aggregate coalescence than penetrometer resistance. • Early plant response to aggregate coalescence was not large, but the response may become magnified during later stages of growth. / http://proxy.library.adelaide.edu.au/login?url= http://library.adelaide.edu.au/cgi-bin/Pwebrecon.cgi?BBID=1297583 / Thesis (Ph.D.) -- School of Earth and Environmental Sciences, 2007

The phenomenon called soil aggregate coalescence occurs at contact-points between aggregates and causes soil strength to increase to values that can inhibit plant root exploration and thus potential yield. During natural wetting and drying, soil aggregates appear to ‘weld’ together with little or no increase in dry bulk density. The precise reasons for this phenomenon are not understood, but it has been found to occur even in soils comprised entirely of water stable aggregates. Soil aggregate coalescence has not been widely observed and reported in soil science and yet may pose a significant risk for crops preventing them from achieving their genetic and environmental yield potentials. This project used soil penetrometer resistance and an indirect tensile-strength test to measure the early stages of aggregate coalescence and to evaluate their effects on the early growth of tomato plants. The early stages of aggregate coalescence were thought to be affected by a number of factors including: the matric suction of water during application and subsequent drainage, the overburden pressure on moist soil in the root zone, the initial size of soil aggregates prior to wetting, and the degree of sodicity of the soil aggregates. Seven mainexperiments were conducted to evaluate these factors. The matric suction during wetting of a seedbed affects the degree of aggregate slaking that occurs, and the strength of the wetted aggregates. The matric suction during draining affects the magnitude of ‘effective stresses’ that operate to retain soil structural integrity as the soil drains and dries out. An experiment was conducted to evaluate the influence of matric suction (within a range of suctions experienced in the field) on aggregate coalescence using soils of two different textures. Sieved aggregates (0.5 to 2 mm diameter) from a coarse-textured and two fine-textured (swelling) soils were packed into cylindrical rings (4.77 cm i.d., 5 cm high) and subjected to different suctions on wetting (near-saturation, and 1 kPa), and on draining (10 kPa on sintered-glass funnels, and 100 kPa on ceramic pressure plates). After one-week of drainage, penetrometer resistance was measured as a function of depth to approximately 45 mm (penetrometer had a recessedshaft, cone diameter = 2 mm, advanced at a rate of 0.3 mm/min). Tensile strength of other core-samples was measured after air-drying using an indirect “Brazilian” crushing test. For the coarse-textured soil, penetrometer resistance was significantly greater for samples wet to near-saturation, despite there being no significant increase in dry bulk density; this was not the case for the finer-textured soils, and it was difficult to distinguish the effects of variable bulk density upon drying from those of the imposed wetting treatments. In both coarse- and fine-textured soils, the tensile strength was significantly greater for samples wet to near-saturation. Thus wetting- and draining-suctions were both found to influence the degree of soil aggregate coalescence as measured by penetrometer resistance and tensile strength. Aggregate coalescence in irrigated crops is known to develop as the growing season progresses. It was therefore thought to be linked to the repeated occurrence of matric suctions that enhance the phenomenon during cycles of wetting and draining. An experiment was conducted to determine the extent of aggregate coalescence in a coarsetextured and two fine-textured (swelling clay) soils during 8 successive cycles of wetting and draining. Sieved aggregates (0.5 to 2 mm diameter) from each soil were packed into cylindrical rings (4.77 cm i.d., 5 cm high) and wetted to near saturation for 24 h. They were then drained on ceramic pressure plates to a suction of 100 kPa for one week, after which penetrometer resistance and tensile strength were measured as described above. The degree of expression of aggregate coalescence depended on soil type. For the coarse-textured soil, repeated wetting and draining significantly increased bulk density, penetrometer resistance and tensile strength. For the fine-textured soil, penetrometer resistance and bulk density did not vary significantly with repeated wetting and draining; on the contrary, there was evidence in these swelling clay soils to suggest bulk density and penetrometer resistance decreased. However, there was a progressive increase in tensile strength as cycles of wetting and draining progressed. The expansive nature of the fine-textured soil appears to have masked the development of aggregate coalescence as measured by penetrometer resistance, but its expression was very clear in measurements of tensile strength despite the reduction in bulk density with successive wetting and draining. Field observations have indicated that aggregate coalescence is first expressed at the bottom of the seedbed and that it develops progressively upward to the soil surface during the growing season. This suggests that overburden pressures may enhance the onset of the phenomenon by increasing the degree of inter-aggregate contact. Soils containing large quantities of particulate organic matter were known to resist the onset of aggregate coalescence to some extent. An experiment was conducted to evaluate the effects of soil organic matter and overburden pressures, by placing brass cylinders of various weights (equivalent to static load pressures of 0, 0.49, 1.47 and 2.47 kPa) on the top of dry soil aggregates (0.5 – 2 mm diameter) having widely different soil organic carbon contents placed in steel rings 5 cm high and 5 cm i.d. With the weights in place, the aggregates were wetted to near-saturation for 24 h and then drained on ceramic pressure plates to a suction of 100 kPa for one week. Bulk density, penetrometer resistance and tensile strength were measured when the samples were removed from the pressure plates and they all increased significantly with increasing overburden pressure in the soil with low organic matter content, but not in the soil with high organic matter content. The amount of tillage used to prepare seedbeds influences the size distribution of soil aggregates produced – that is, more tillage produces finer seedbeds. The size distribution of soil aggregates affects the number of inter-aggregate contact points and this was thought to influence the degree of aggregate coalescence that develops in a seedbed. Previous work has shown that soil organic matter reduces aggregate coalescence and so an experiment was conducted to evaluate the effects of aggregate size and organic matter on the phenomenon. For soils with high and low organic matter contents, aggregate size fractions of < 0.5, 0.5 – 2, 2 – 4, and < 4 mm were packed into soil cores (as above) and wetted to near-saturation then drained to 100 kPa suction as described above. Penetrometer resistance and tensile strength were measured and found to increase directly with the amount of fine material present in the soil cores – being greater in the < 0.5 mm and < 4 mm fractions, and being less in the 0.5 – 2 mm and 2 – 4 mm fractions. In all cases, penetrometer resistance and tensile strength were lower in the samples containing more organic matter. The rate at which soil aggregates are wetted in a seedbed affects the degree of slaking and densification that occurs, and the extent to which aggregates are wetted influences the overall strength of a seedbed. Both wetting rate and the extent of wetting were believed to influence the onset of aggregate coalescence and were thought to be affected by soil organic matter and irrigation technique. An experiment was therefore designed to separate these effects so that improvements to management could be evaluated for their greatest efficacy – that is, to determine whether management should focus on improving irrigation technique or increasing soil organic matter content, or both. The rate of wetting was controlled by spraying (or not spraying) soil aggregates (0.5 – 2 mm diameter) with polyvinyl alcohol (PVA). Samples of coarse- and fine-textured soils were packed into steel rings (as above) and subjected to different application rates of water (1, 10 and 100 mm/h) using a dripper system controlled by a peristaltic pump. Samples were brought to either a near-saturated state or to a suction of 10 kPa for 24 h, and then drained on a pressure plate at a suction of 100 kPa for one week. Measurements of penetrometer resistance and tensile strength were then made as described above. As expected, penetrometer resistance was lower in samples treated with PVA before wetting (slower wetting rates) and in samples held at a greater suction (10 kPa) after initial wetting (greater inter-aggregate strength). The effects were more pronounced in the coarse-textured soil. In both coarse- and fine-textured soils, tensile strengths increased with increasing wetting rate (greatest for 100 mm/h) and extent of wetting (greater when held at near-saturated conditions). The rate of wetting was found to be somewhat more important for promoting aggregate coalescence than the extent of wetting. Because aggregate coalescence often occurs with little or no increase in bulk density, an explanation for the increase in penetrometer resistance and tensile strength is unlikely to be explained by a large increase in the number of inter-aggregate contacts. An increase in the strength of existing points of inter-aggregate contact was therefore considered in this work. For inter-aggregate bond strengths to increase, it was hypothesized that small increases in the amount of mechanically (or spontaneously) dispersed clay particles, and subsequent deposition at inter-aggregate contact points could increase aggregate coalescence as measured by penetrometer resistance and tensile strength. An experiment was devised to manipulate the amount of spontaneously dispersed clay in coarse- and fine-textured soils of high and low organic matter content. The degree of sodicity of each soil was manipulated by varying the exchangeable sodium percentage (ESP) of soil aggregates (0.5 – 2mm) above and below a nominal threshold value of 6. Dry aggregates were then packed into steel rings (as above) and subjected to wetting near saturation, then draining to a suction of 100 kPa for one week as described above. Measurements were then taken of penetrometer resistance and tensile strength, both of which were affected by ESP in different ways. In the coarse-textured soil, sodicity enhanced aggregate slaking and dispersion, which increased bulk density. While penetrometer resistance also increased, its effect on aggregate coalescence could not be separated from a simple effect of increased bulk density. Similarly, the effect of sodicity on aggregate coalescence in the fine-textured soil was confounded by the higher water contents produced by greater swelling, which produced lower-than-expected penetrometer resistance. Measurements of tensile strength were conducted on air-dry samples, and so the confounding effects of bulk density and water content were eliminated and it was found that tensile strength increased with sodicity in both coarse- and fine-textured soils. The presence of dispersed clay was therefore implicated in the development of aggregate coalescence in this work. Finally, a preliminary evaluation of how the early stages of aggregate coalescence might affect plant growth was attempted using tomatoes (Gross lisse) as a test plant. Seeds were planted in aggregates (0.5 – 4 mm) of a coarse- or fine-textured soil packed in steel rings. These were wetted at a rate of 1 mm/h to either near-saturation (for maximum coalescence) or to a suction of 10 kPa (for minimum coalescence) and held under these conditions for 24 h. All samples were then transferred to a ceramic pressure plate for drainage to 100 kPa suction for one week. Samples were then placed in a growth-cabinet held at 20C with controlled exposure to 14 h light/day. Germination of the seeds, plant height, and number and length of roots were observed. Germination of the seeds held at near-saturation in both coarse- and fine-textured soils was delayed by 24 h compared with seeds held at 10 kPa suction. Neither the number nor the length of tomato roots differed significantly between the different treatments and soils. In the coarse-textured soil, however, the total root length over a period of 14 days was somewhat greater in the uncoalesced samples than in the coalesced samples, but this difference was not statistically significant. These results suggest that aside from delaying germination, aggregate coalescence may not have a large effect on early growth of tomato plants. However, this is not to say that detrimental effects may not be manifest at later stages of plant growth, and this certainly needs to be evaluated, particularly because aggregate coalescence increase with repeated cycles of wetting and draining. In conclusion, the primary findings of the work undertaken in this thesis were: • Rapid wetting of soil aggregates to near-saturation enhanced the onset of soil aggregate coalescence as measured by (in some cases) penetrometer resistance at a soil water suction of 100 kPa, and (in most cases) tensile strength of soil cores in the air-dry state. The rate of wetting appeared to be more important in bringing on aggregate coalescence than how wet the soil eventually became during wetting. This means reducing the rate at which irrigation water is applied to soils may reduce the onset of aggregate coalescence more effectively than controlling the total amount of water applied – though both are important. The literature reports that aggregate coalescence occurs in the field over periods of up to several months, involving multiple wetting and draining cycles, but the work here demonstrated that this can occur over much shorter time periods depending on conditions imposed. • Aggregate coalescence occurred in coarse-textured soils regardless of whether the bulk density increased during wetting and draining. In finer-textured soils, the response to wetting conditions varied and was complicated by changes in bulk density and water content due to swelling. • Small overburden pressures enhanced the onset of aggregate coalescence, but these effects were diminished in the presence of high soil organic matter contents. • Finer aggregate size distributions (which are often produced in the field by excessive tillage during seedbed preparation) invariably led to greater aggregate coalescence than coarser aggregate size distributions. The effects of aggregate size were mitigated to some extent by higher contents of soil organic matter. • Sodicity enhanced aggregate coalescence as measured by tensile strength, but when penetrometer resistance was measured in the moist state, the effects were masked to some extent by higher water contents generated by swelling and dispersion. This work suggests that tensile strength (in the air dry state) may be a more effective measure of aggregate coalescence than penetrometer resistance. • Early plant response to aggregate coalescence was not large, but the response may become magnified during later stages of growth. / http://proxy.library.adelaide.edu.au/login?url= http://library.adelaide.edu.au/cgi-bin/Pwebrecon.cgi?BBID=1297583 / Thesis (Ph.D.) -- School of Earth and Environmental Sciences, 2007