[ES] La estandarización de la Quinta Generación de redes móviles o 5G, ha concluido este año 2020. No obstante, en el año 2014 cuando la ITU empezó el proceso de estandarización IMT-2020, una de las principales interrogantes era cuál sería la forma de onda sobre la cual se construiría la capa física de esta nueva generación de tecnologías. El 3GPP se comprometió a entregar una tecnología candidata al proceso IMT-2020, y es así como dentro de este proceso de deliberación se presentaron varias formas de onda candidatas, las cuales fueron evaluadas en varios aspectos hasta que en el año 2016 el 3GPP tomó una decisión, continuar con CP-OFDM (utilizada en 4G) con numerología flexible. Una vez decidida la forma de onda, el proceso de estandarización continuó afinando la estructura de la trama, y todos los aspectos intrínsecos de la misma. Esta tesis acompañó y participó de todo este proceso. Para empezar, en esta disertación se evaluaron las principales formas de onda candidatas al 5G. Es así que se realizó un análisis teórico de cada forma de onda, destacando sus fortalezas y debilidades, tanto a nivel de implementación como de rendimiento. Posteriormente, se llevó a cabo una implementación real en una plataforma Software Defined Radio de tres de las formas de onda más prometedoras (CP-OFDM, UFMC y OQAM-FBMC), lo que permitió evaluar su rendimiento en términos de la tasa de error por bit, así como la complejidad de su implementación. Esta tesis ha propuesto también el uso de una solución armonizada como forma de onda para el 5G y sostiene que sigue siendo una opción viable para sistemas beyond 5G. Dado que ninguna de las forma de onda candidatas era capaz de cumplir por sí misma con todos los requisitos del 5G, en lugar de elegir una única forma de onda se propuso construir un transceptor que fuese capaz de construir todas las principales formas de onda candidatas (CP-OFDM, P-OFDM, UFMC, QAM-FBMC, OQAM-FBMC). Esto se consiguió identificando los bloques comunes entre las formas de onda, para luego integrarlos junto con el resto de bloques indispensables para cada forma de onda. La motivación para esta solución era tener una capa física que fuese capaz de cumplir con todos los aspectos del 5G, seleccionando siempre la mejor forma de onda según el escenario. Esta propuesta fue evaluada en términos de complejidad, y los resultados se compararon con la complejidad de cada forma de onda. La decisión de continuar con CP-OFDM con numerología flexible como forma de onda para el 5G se puede considerar también como una solución armonizada, ya que al cambiar el prefijo cíclico y el número de subportadoras, cambian también las prestaciones del sistema. En esta tesis se evaluaron todas las numerologías propuestas por el 3GPP sobre cada uno de los modelos de canal descritos para el 5G (y considerados válidos para sistemas beyond 5G), teniendo en cuenta factores como la movilidad de los equipos de usuario y la frecuencia de operación; para esto se utilizó un simulador de capa física del 3GPP, al que se hicieron las debidas adaptaciones con el fin de evaluar el rendimiento de las numerologías en términos de la tasa de error por bloque. Finalmente, se presenta un bosquejo de lo que podría llegar a ser la Sexta Generación de redes móviles o 6G, con el objetivo de entender las nuevas aplicaciones que podrían ser utilizadas en un futuro, así como sus necesidades. Completado el estudio llevado a cabo en esta tesis, se puede afirmar que como se propuso desde un principio la solución, tanto para el 5G como para beyond 5G, la solución es la armonización de las formas de onda. De los resultados obtenidos se puede corroborar que una solución armonizada permite alcanzar un ahorro computacional entre el 25-40% para el transmisor y del 15-25% para el receptor. Además, fue posible identificar qué numerología CP-OFDM es la más adecuada para cada escenario, lo que permitiría optimizar el diseño y despliegue de las redes 5G. Esto abriría la puerta a hacer lo mismo con el 6G, ya que en esta tesis se considera que será necesario abrir nuevamente el debate sobre cuál es la forma de onda adecuada para esta nueva generación de tecnologías, y se plantea que el camino a seguir es optar por una solución armonizada con distintas formas de onda, en lugar de solo una como sucede con el 5G. / [CA] L'estandardització de la Quinta Generació de xarxes mòbils o 5G, ha conclòs enguany 2020. No obstant això, l'any 2014 quan la ITU va començar el procés d'estandardització IMT-2020, uns dels principals interrogants era quina seria la forma d'onda sobre la qual es construiria la capa física d'esta nova generació de tecnologies. El 3GPP es va comprometre a entregar una tecnologia candidata al procés IMT-2020, i és així com dins d'este procés de deliberació es van presentar diverses formes d'onda candidates, les quals van ser avaluades en diversos aspectes fins que l'any 2016 el 3GPP va prendre una decisió, continuar amb CP-OFDM (utilitzada en 4G) amb numerología flexible. Una vegada decidida la forma d'onda, el procés d'estandardització va continuar afinant la frame structure (no se m'ocorre nom en espanyol), i tots els aspectes intrínsecs de la mateixa. Esta tesi va acompanyar i va participar de tot este procés. Per a començar, en esta dissertació es van avaluar les principals formes d'onda candidates al 5G. És així que es va realitzar una anàlisi teòrica de cada forma d'onda, destacant les seues fortaleses i debilitats, tant a nivell d'implementació com de rendiment. Posteriorment, es va dur a terme una implementació real en una plataforma Software Defined Radio de tres de les formes d'onda més prometedores (CP-OFDM, UFMC i OQAM-FBMC), la qual cosa va permetre avaluar el seu rendiment en termes de la taxa d'error per bit, així com la complexitat de la seua implementació. Esta tesi ha proposat també l'ús d'una solució harmonitzada com a forma d'onda per al 5G i sosté que continua sent una opció viable per a sistemes beyond 5G. Atés que cap de les forma d'onda candidates era capaç de complir per si mateixa amb tots els requeriments del 5G, en compte de triar una única forma d'onda es va proposar construir un transceptor que fóra capaç de construir totes les principals formes d'onda candidates (CP-OFDM, P-OFDM, UFMC, QAM-FBMC, OQAM-FBMC). Açò es va aconseguir identificant els blocs comuns entre les formes d'onda, per a després integrar-los junt amb la resta de blocs indispensables per a cada forma d'onda. La motivació per a esta solució era tindre una capa física que fóra capaç de complir amb tots els aspectes del 5G, seleccionant sempre la millor forma d'onda segons l'escenari. Esta proposta va ser avaluada en termes de complexitat, i els resultats es van comparar amb la complexitat de cada forma d'onda. La decisió de continuar amb CP-OFDM amb numerología flexible com a forma d'onda per al 5G es pot considerar també com una solució harmonitzada, ja que al canviar el prefix cíclic i el número de subportadores, canvien també les prestacions del sistema. En esta tesi es van avaluar totes les numerologías propostes pel 3GPP sobre cada un dels models de canal descrits per al 5G (i considerats vàlids per a sistemes beyond 5G), tenint en compte factors com la mobilitat dels equips d'usuari i la freqüència d'operació; per a açò es va utilitzar un simulador de capa física del 3GPP, a què es van fer les degudes adaptacions a fi d'avaluar el rendiment de les numerologías en termes de la taxa d'error per bloc. Finalment, es presenta un esbós del que podria arribar a ser la Sexta Generació de xarxes mòbils o 6G, amb l'objectiu d'entendre les noves aplicacions que podrien ser utilitzades en un futur, així com les seues necessitats. Completat l'estudi dut a terme en esta tesi, es pot afirmar que com es va proposar des d'un principi la solució, tant per al 5G com per a beyond 5G, la solució és l'harmonització de les formes d'onda. dels resultats obtinguts es pot corroborar que una solució harmonitzada permet aconseguir un estalvi computacional entre el 25-40% per al transmissor i del 15-25% per al receptor. A més, va ser possible identificar què numerología CP-OFDM és la més adequada per a cada escenari, la qual cosa permetria optimitzar el disseny i desplegament de les xarxes 5G. Açò obriria la porta a fer el mateix amb el 6G, ja que en esta tesi es considera que serà necessari obrir novament el debat sobre quina és la forma d’onda adequada per a esta nova generació de tecnologies, i es planteja que el camí que s’ha de seguir és optar per una solució harmonitzada amb distintes formes d’onda, en compte de només una com succeïx amb el 5G. / [EN] The standardization of the Fifth Generation of mobile networks or 5G is still ongoing, although the first releases of the standard were completed two years ago and several 5G networks are up and running in several countries around the globe. However, in 2014 when the ITU began the IMT-2020 standardization process, one of the main questions was which would be the waveform to be used on the physical layer of this new generation of technologies. The 3GPP committed to submit a candidate technology to the IMT-2020 process, and that is how within this deliberation process several candidate waveforms were presented. After a thorough evaluation regarding several aspects, in 2016 the 3GPP decided to continue with CP-OFDM (used in 4G) but including, as a novelty, the use of a flexible numerology. Once the waveform was decided, the standardization process continued to fine-tune the frame structure and all the intrinsic aspects of it. This thesis accompanied and participated in this entire process. To begin with, this dissertation evaluates the main 5G candidate waveforms. Therefore, a theoretical analysis of each waveform is carried out, highlighting its strengths and weaknesses, both at the implementation and performance levels. Subsequently, a real implementation on a Software Defined Radio platform of three of the most promising waveforms (CP-OFDM, UFMC, and OQAM-FBMC) is presented, which allows evaluating their performance in terms of bit error rate, as well as the complexity of its implementation. This thesis also proposes the use of a harmonized solution as a waveform for 5G and argues that it remains a viable option for systems beyond 5G. Since none of the candidate waveforms was capable of meeting on its own with all the requirements for 5G, instead of choosing a single waveform, this thesis proposes to build a transceiver capable of building all the main waveforms candidates (CP-OFDM, P-OFDM, UFMC, QAM-FBMC, OQAM-FBMC). This is achieved by identifying the common blocks between the waveforms and then integrating them with the rest of the essential blocks for each waveform. The motivation for this solution is to have a physical layer that is capable of complying with all aspects of beyond 5G technologies, always selecting the best waveform according to the scenario. This proposal is evaluated in terms of complexity, and the results are compared with the complexity of each waveform. The decision to continue with CP-OFDM with flexible numerology as a waveform for 5G can also be considered as a harmonized solution, since changing the cyclic prefix and the number of subcarriers, changes also the performance of the system. In this thesis, all the numerologies proposed by the 3GPP are evaluated on each of the channel models described for 5G (and considered valid for beyond 5G systems), taking into account factors such as the mobility of the user equipment and the operating frequency. For this, a 3GPP physical layer simulator is used, and proper adaptations are made in order to evaluate the performance of the numerologies in terms of the block error rate. Finally, a sketch of what could become the Sixth Generation of mobile networks or 6G is presented, with the aim of understanding the new applications that could be used in the future, as well as their needs. After the completion of the study carried out in this thesis, it can be said that, as stated from the beginning, for both 5G and beyond 5G systems, the solution is the waveform harmonization. From the results obtained, it can be corroborated that a harmonized solution allows achieving computational savings between 25-40% for the transmitter and 15-25% for the receiver. In addition, it is possible to identify which CP-OFDM numerology is the most appropriate for each scenario, which would allow optimizing the design and deployment of 5G networks. This would open the door to doing the same with 6G, i.e., a harmonized solution with different waveforms, instead of just one as in 5G. / Flores De Valgas Torres, FJ. (2020). Study on Air Interface Variants and their Harmonization for Beyond 5G Systems [Tesis doctoral]. Universitat Politècnica de València. https://doi.org/10.4995/Thesis/10251/164442

Adaptive resource allocation in wireless communication systems is crucial in order to support the diverse QoS needs of the services and optimize resource utilization. The design of resource allocation schemes should consider the service type for which it is intended. Moreover, due to feedback delay and channel estimation error, the Channel Quality Indicator (CQI) reported to the transmitter may not be a perfect measure of the channel quality and its use for resource allocation may severely degrade the systems performance. In this thesis, we study resource allocation and CQI reporting for wireless networks while taking the aforementioned factors into consideration. First, we consider resource allocation and adaptive modulation in uplink SC-FDMA systems. This is a combinatorial problem whose optimal solution is exponentially complex. We use canonical duality theory to derive a polynomial complexity resource allocation algorithm that provides a nearly optimal solution to the problem. Then, we focus on resource allocation for video streaming in wireless networks with time-varying interference. To this end, by using risk-sensitive control approach, we develop a cross-layer optimization framework that performs power control at the PHY/MAC layer and rate adaptation at the APPLICATION layer jointly and provides fairness among nodes. Finally, by using stochastic control and game theory, we design a robust best-M CQI reporting scheme for multi-carrier and multi-user systems which takes into account the impact of feedback delay and error in CQI computation. Performing resource allocation on the basis of the proposed CQI reporting can significantly improve the system performance.

In order to improve the drawback of the high peak-to-average power ratio (PAPR) on the multi-carrier systems, in this paper we derive a statistical characterization approach of the time domain signal power variance metric by means of every user¡¦s spreading code combination and subcarrier scrambling. We obviously reduce the PAPR on the multi-carrier code division multiple access (MC-CDMA) systems by resorting the combination of spreading codes and scrambling the polarities of subcarriers. Due to the large calculative number of exhaustive search, we use a low complexity Replacement Search Method (RSM) to reduce the calculation times of searching, and obtain a good result. Moreover, we can get a better PAPR reduction performance by increasing the number of iteration.

Durant les deux dernières décennies, l'ubiquité et la prolifération des technologies sans fil ont entrainé une forte augmentation de demande de la ressource spectrale. Face à la croissance incessante du nombre d'utilisateurs désirant accéder au réseau, il existera un risque assez élevé de congestion au niveau de l'accès au spectre radio. Pour pallier à ce problème, il devient essentiel de recourir à un partage dynamique du spectre au détriment du mode de gestion statique de la bande de fréquence. L'avènement de la radio cognitive répond pertinemment aux besoins actuels car elle permet à des utilisateurs dits secondaires d'accéder à des bandes de fréquence qui restent affectées à des utilisateurs dits primaires. Les différents algorithmes proposés ont été examinés par simulation sur des scenarios qui illustrent les résultats théoriques obtenus. Les résultats de simulations démontrent que les méthodes proposées permettaient de trouver des solutions qui sont très proches de l'optimale.Au regard de certaines caractéristiques inhérentes aux modulations à porteuses multiples, celles-ci sont très appropriées à la couche physique des réseaux de radio cognitive. Cependant, le manque de coopération active entre les utilisateurs primaires et secondaires est susceptible d'entrainer une communication désynchronisée entre les système primaires et secondaires. En conséquence, une allocation judicieuse en termes de ressource radio et de contrôle de puissance devient impérative pour combattre l'effet négatif propre aux transmissions asynchrones qui devient aussi un défi de taille pour la conception et la mise en œuvre des réseaux de radio cognitive. Dans cette thèse, nous nous intéressons à l'étude de certaines problématiques d'allocation de ressources pour un réseau désynchronisé de radio cognitive qui utilise des modulations à porteuses multiples. Dans un premier temps, nous supposons que la connaissance des informations de canal est disponible à l'émission. Nous étudions des techniques permettant d'optimiser l'allocation de ressources afin de minimiser la somme des puissances émises au niveau des utilisateurs secondaires. Nous nous intéressons aussi à la conception d'algorithmes permettant d'optimiser l'efficacité énergétique des utilisateurs secondaires. La seconde partie de la thèse concerne l'optimisation de la fonction d'utilité des utilisateurs secondaires en tenant compte des contraintes de probabilité de coupure des utilisateurs primaires et secondaires. Cette probabilité de coupure découle de l'hypothèse de la connaissance de la distribution du canal au niveau des stations de base secondaires. Les différents algorithmes proposés ont été examinés par simulation afin d'illustrer les résultats théoriques obtenus. Les résultats de simulations démontrent que les méthodes proposées permettent de trouver des solutions qui sont très proches de l'optimale. / The ubiquity and proliferation of wireless technology and services considerably lead to a sharp increase in the number of individuals requiring access to wireless networks in recent decades. The growing number of mobile subscribers results into a dramatic increasing request for more radio spectrum. Consequently, underutilized yet scarce radio spectrum becomes overwhelmingly crowded. Therefore, the advent of new radio resource management paradigm capable of switching from static licensed spectrum management to dynamic spectrum access is of great importance. Cognitive radio (CR) emerged as a promising technology capable of enhancing the radio spectrum by permitting unlicensed users known as secondary users to coexist with primary users. Meanwhile, multi-carrier modulations that can efficiently overcome the detrimental effect of multipath fading in a wireless channel are very appealing for the physical layer of cognitive radio networks. However, the lack of cooperation between primary and secondary users may lead to asynchronous transmission and consequently result into inter-carrier interferences. Judicious resource allocation frameworks need to be designed in order to maintain the coexistence between primary and secondary users. Guaranteeing secondary users' quality of service (QoS), while ensuring that interferences generated to the primary users are tolerable, poses significant challenges for the design of wireless cognitive radio networks. This dissertation focuses on resource, i.e. subcarrier and power, allocation for multi-carrier-based downlink cognitive radio networks under perfect or statistical channel state information (CSI) with secondary users interact either cooperatively or competitively. Firstly, the problem of margin adaptive and energy-efficiency optimization are investigated considering perfect CSI at the secondary users' side. Secondly, assuming statistical CSI available at the secondary users, we address the problem of utility maximization under primary and secondary outage constraints. We provide some near-optimal resource allocation schemes to tackle the aforementioned problems. The findings and proposed frameworks can eventually be used for performance assessment and design of practical cognitive radio networks.

Reconfigurable computing architectures are well suited for the dynamic data flow processing requirements of software-defined radio. The software radio concept has quickly evolved to include spectrum sensing, awareness, and cognitive algorithms for machine learning resulting in the cognitive radio model. This work explores the application of reconfigurable hardware to the physical layer of cognitive radios using non-contiguous multi-carrier radio techniques. The practical tasks of spectrum sensing, frame detection, synchronization, channel estimation, and mutual interference mitigation are challenges in the communications and the computing fields that are addressed to optimally utilize the capacity of opportunistically allocated spectrum bands. FPGA implementations of parameterizable OFDM and filter bank multi-carrier (FBMC) radio prototypes with spectrum awareness and non-contiguous sub-carrier allocation were completed and tested over-the-air. Sub-carrier sparseness assumptions were validated under practical implementation and performance considerations. A novel algorithm for frame detection and synchronization with mutual interference rejection applicable to the FBMC case was proposed and tested. / Ph. D.

The ever-increasing demand for private and sensitive data transmission over wireless networks has made security a crucial concern in the current and future large-scale, dynamic, and heterogeneous wireless communication systems. To address this challenge, wireless researchers have tried hard to continuously analyze the jamming threats and come up with improved countermeausres. In this research, we have analyzed the jamming-vulnerabilities of the leading multi-carrier communication systems, Orthogonal Frequency Division Multiplexing (OFDM) and Single-Carrier Frequency Division Multiple Access (SC-FDMA). In order to lay the necessary theoretical groundwork, first we derived the analytical BER expressions for BPSK/QPSK and analytical upper and lower bounds for 16-QAM for OFDMA and SC-FDMA using Pilot Symbol Assisted Channel Estimation (PSACE) techniques in Rayleigh slow-fading channel that takes into account channel estimation error as well as pilot-jamming effect. From there we advanced to propose more novel attacks on the Cyclic Prefix (CP) of SC-FDMA. The associated countermeasures developed prove to be very effective to restore the system. We are first to consider the effect of frequency-selectivity and fading correlation of channel on the achievable rates of the legitimate system under pilot-spoofing attack. With respect to jamming mitigation techniques, our approaches are more focused on Anti-Jamming (AJ) techniques rather than Low Probability of Intercept (LPI) methods. The Channel State Information (CSI) of the two transceivers and the CSI between the jammer and the target play critical roles in ensuring the effectiveness of jamming and nulling attacks. Although current literature is rich with different channel estimation techniques between two legitimate transceivers, it does not have much to offer in the area of channel estimation from jammer's perspective. In this dissertation, we have proposed novel, computationally simple, deterministic, and optimal blind channel estimation techniques for PSK-OFDM as well as QAM-OFDM that estimate the jammer channel to the target precisely in high Signal-to-Noise (SNR) environment from a single OFDM symbol and thus perform well in mobile radio channel. We have also presented the feasibility analysis of estimating transceiver channel from jammer's perspective at the transmitter as well as receiver side of the underlying OFDM system. / Ph. D. / Susceptibility to interferences is one of the major inherent vulnerabilities of open and pervasive wireless communications systems. The recent trends to more and more decentralized and ad-hoc communication systems that allow various types of network mobile terminals to join and leave simply add to this susceptibility. As these networks continue to flourish worldwide, the issues of privacy and security in wireless communication networks have become a major research problem. The increasingly severe hostile environments with advanced jamming threats has prompted the corresponding advancement in jamming detection and mitigation techniques. This dissertation has analyzed the jamming-vulnerabilities of the leading multi-carrier communication systems of the modern world. We have designed some novel jamming attacks and the corresponding countermeasures. The performance of these novel more-effective techniques are compared with their less-effective conventional counterparts. The information of the channel between the legitimate transmitter-receiver pair and between the jammer and the target play critical roles in ensuring the effectiveness of these smart jamming attacks. Although current literature is rich with different channel estimation techniques between the legitimate pair, it does not have much to offer in the area of channel estimation from jammer’s perspective. In this dissertation, we have proposed novel channel estimation techniques from jammer’s perspective.

This thesis aims to abstract the physical layer (PHY) performance of current and upcoming technologies, so that, their suitability for various use cases and scenarios could be evaluated within an affordable time. For the said purpose, a new effective SINR mapping technique eEESM along with the dynamic optimization of the fitting parameter is proposed. The mapping accuracy of proposed eEESM techniques is analyzed and compared against the other state-of-the-art methods in the doubly selective channel. The results show that the proposed technique is more accurate and map closest to the reference packet error rate (PER) curves. Moreover, the mapping error of eEESM is the lowest for all considered MCSs. The justification for its better performance is the tighter symbol error rate (SER) approximation used to derive effective SINR and the proposed optimization approach. The main purpose of using PLA instead of full PHY simulations is to reduce simulation time. Therefore, a novel concept is presented to abstract PHY performance depending on the time and frequency selectivity of the channel. This further reduces the number of computations required to estimate performance using PLA. To demonstrate the gain in terms of simulation time, the computation complexity of PLA is compared against full PHY simulations. Results show that PLA is roughly 1000 to 1000000 times faster (depending on the abstracted fading conditions) compared to the PHY simulator. The effective SINR mapping approach is then further extended for future candidate multi-carrier techniques (i.e., OFDM, DFT-s-OFDM, GFDM, OTFS), which could be adopted by the upcoming technologies. For this purpose, the received SINR of symbols received through these multi-carrier techniques is derived. The resultant received SINR also considers the impact of ICI due to Doppler. Subsequently, the received SINR of symbols is mapped to effective SINR considering the selectivity of the channel. By comparing the effective SINR, OTFS outperforms other techniques. The reason for the better performance of OTFS is due to the spread of symbol energy over time and frequency, which results in higher effective SINR due to higher diversity. Furthermore, evaluation results show that the proposed PLA can accurately model the performance of these multi-carrier techniques under various fading conditions. Multi-connectivity is another enhancement being considered for future technologies, as an enabler for ultra-reliable communications under harsh channel conditions. Therefore, multi-connectivity communications are also studied in this thesis. Specifically, the frequency domain multi-connectivity networks are presented. To fully exploit frequency diversity under frequency selective channels, the subcarrier-based link combing scheme is proposed. The earlier derived received SINR is then extended for the state-of-the-art link combining schemes, i.e., SC, EGC, and MRC. The multi-connectivity gain in terms of the average received SINR is derived and compared for the above-mentioned combining schemes. To abstract the performance of multi-connectivity communications, the post-combined effective SINR mapping is proposed, where effective SINR represents the combined performance of connected links. The developed PLA performance is validated against the PHY simulations for the case of MRC. Results reveal that with the increase in multi-connectivity order, the RMSE error decreases due to the decrease in the variance of mapping SINRs. In the end, various applications of PLA are demonstrated. The developed multi-carrier PLAs are used to compare the performance of multi-carrier techniques under various fading conditions. Results depict that PER of multi-carrier techniques generally decreases with the increase in time or frequency selectivity, given that, the ideal channel estimation, ICI, and inter-symbol interference (ISI) cancellation is used. The multi-connectivity evaluation results depict that with the increase in channel selectivity higher diversity gain could be achieved. Besides, the proposed subcarrier-wise combining scheme achieves better performance compared to the traditional link combining approach. The next PLA application demonstrated is the performance comparison of V2X technologies, i.e., IEEE~802.11p, LTE-V2V, IEEE~802.11bd, and NR-V2X, in an Urban NLOS communications scenario. It is observed that 802.11bd outperforms other technologies in terms of PER and packet reception ratio (PRR). Its better performance is due to lower ICI compared to LTE-V2X and NR-V2X, and due to the use of LDPC codes compared to 802.11p. In contrast, NR-V2X outperforms other technologies in terms of data rates and packet inter-arrival time. The last PLA application shown is the link adaptation for single-link and multi-connectivity communications. In single-link communication, the performance of various PLA techniques is compared in terms of achieved data rates and outage probability against the case of perfect CQI. The CQI based on the proposed eEESM technique improves the data rates and reliability of the link, compared to other schemes. Further, in the case of multi-connectivity, the post-combined effective SINR mapping proposed in this thesis is used for link adaptation in terms of both MCS selection and adapting the number of links. The proposed scheme optimizes multi-connectivity data rates while using the lowest possible number of links required for the desired quality of service.

Dans cette thèse une étude des performances des systèmes OFDM et FBMC/OQAM en présence d'amplificateur de puissance sans mémoire en terme de TEB est présentée. Ensuite, nous avons proposé une technique de linéarisation d'AP par pré-distorsion adaptative neuronale. Aussi, nous avons proposé deux techniques de correction des non-linéarités au niveau du récepteur. / In our work, we have studied the impact of in-band non linear distortions caused by PA on both OFDM and FBMC/OQAM systems. A theoretical approach was proposed to evaluate the BER performance for the two systems. This approach is based on modeling the in-band non-linear distortion with a complex gain and an uncorrelated additive white Gaussian noise, given by the Bussgang theorem. Then, we have proposed different techniques to compensate this NLD either on the transmitter or the receiver sides.

Au cours de cette thèse, nous nous sommes d'abord intéressés à l'optimisation des ressources et à la modulation adaptative dans les systèmes SC-FDMA (Single Carrier Frequency Division Multiple Access). Ce problème d'optimisation est combinatoire à complexité de calcul exponentielle. Afin de pallier à cette difficulté, nous avons utilisé la théorie de la dualité canonique, grâce à laquelle, la complexité du problème d'optimisation devient polynômiale et cela en constitue une amélioration remarquable. L'approche proposée est très proche de la solution optimale. Nous avons ensuite étudié la problématique complexe de l'allocation de ressources pour le "Streaming Vidéo" dans les réseaux sans fil, où il est nécessaire d'assurer une transmission vidéo de haute qualité en présence de canaux et de brouillages variables au cours du temps. Dans ce contexte, nous avons proposé une nouvelle méthode d'allocation de puissance conjointement à l'adaptation du débit vidéo. Pour ce faire, nous avons adopté une approche de la théorie de contrôle, intitulée "Risk-Sensitive Control". Nous avons dédié la troisième partie de la thèse à la conception d'une nouvelle stratégie "best-M" pour le renvoi du CQI (Channel Quality Indicator) pour les systèmes multi-utilisateurs et multi-porteuses. En générale, l'erreur d'estimation du CQI ainsi que son délai de renvoi sont gérés au niveau de la station de base. Notre nouvelle stratégie "best-M" suppose que la gestion de ces problèmes est confiée aux utilisateurs. De ce fait, la performance du système se trouve améliorée sans que son débit de signalisation ne soit augmenté en voix montante. / Adaptive resource allocation in wireless communication systems is crucial in order to support the diverse QoS needs of the services and optimize resource utilization. The design of resource allocation schemes should consider the service type for which it is intended. Moreover, due to feedback delay and channel estimation error, the Channel Quality Indicator (CQI) reported to the transmitter may not be a perfect measure of the channel quality and its use for resource allocation may severely degrade the systems performance. In this thesis, we study resource allocation and CQI reporting for wireless networks while taking the aforementioned factors into consideration. First, we consider resource allocation and adaptive modulation in uplink SC-FDMA systems. This is a combinatorial problem whose optimal solution is exponentially complex. We use canonical duality theory to derive a polynomial complexity resource allocation algorithm that provides a nearly optimal solution to the problem. Then, we focus on resource allocation for video streaming in wireless networks with time-varying interference. To this end, by using risk-sensitive control approach, we develop a cross-layer optimization framework that performs power control at the PHY/MAC layer and rate adaptation at the APPLICATION layer jointly and provides fairness among nodes. Finally, by using stochastic control and game theory, we design a robust best-M CQI reporting scheme for multi-carrier and multi-user systems which takes into account the impact of feedback delay and error in CQI computation. Performing resource allocation on the basis of the proposed CQI reporting can significantly improve the system performance.

Submitted by Marta Toyoda (1144061@mackenzie.br) on 2018-02-08T19:53:42Z No. of bitstreams: 2 RENATO PIVESSO FRANZIN.pdf: 4022365 bytes, checksum: 9a9f1f649dcaff054b2cc033a7c69dba (MD5) license_rdf: 0 bytes, checksum: d41d8cd98f00b204e9800998ecf8427e (MD5) / Approved for entry into archive by Paola Damato (repositorio@mackenzie.br) on 2018-02-22T13:30:38Z (GMT) No. of bitstreams: 2 RENATO PIVESSO FRANZIN.pdf: 4022365 bytes, checksum: 9a9f1f649dcaff054b2cc033a7c69dba (MD5) license_rdf: 0 bytes, checksum: d41d8cd98f00b204e9800998ecf8427e (MD5) / Made available in DSpace on 2018-02-22T13:30:38Z (GMT). No. of bitstreams: 2 RENATO PIVESSO FRANZIN.pdf: 4022365 bytes, checksum: 9a9f1f649dcaff054b2cc033a7c69dba (MD5) license_rdf: 0 bytes, checksum: d41d8cd98f00b204e9800998ecf8427e (MD5) Previous issue date: 2017-10-27 / Coordenação de Aperfeiçoamento de Pessoal de Nível Superior / The present dissertation presented a comparative analysis between OFDM and FBMC modulation techniques, applied in Power Line Communication (PLC) technology, considering realistic channel models. With the growing demand for access to broadband data networks, there is a need to integrate the various data communication technologies. In this scenario, PLC networks can o er a viable alternative as a provider of network access, since they use the infrastructure of the transmission lines. However, the electrical network is a hostile medium for data transmission, presenting impedance mismatches, noise interference and signal propagation in multipath, characterizing the PLC channel model. With the objective of increasing the data transmission rate, as well as to obtain a better utilization of available bandwidth, the present work proposed to replace the OFDM technique by FBMC in PLC networks. For this, a study of the channel model was carried out to obtain the necessary parameters for the computational simulations through Matlab software. The OFDM and FBMC techniques were implemented according to IEEE 1901 standard technical speci cations. With the results obtained in the simulations, it was veri ed that the FBMC is more robust the channel interferences, presenting gains of up to 8 dB in the bit error rate, and an increase in the data transmission rate and spectral e ciency of up to 25% in relation to OFDM. Therefore, the FBMC technique can be implemented at the physical layer of the IEEE 1901 standard, replacing OFDM. / A presente dissertação apresentou uma análise comparativa entre as t_ecnicas de modulação OFDM e FBMC, aplicadas na tecnologia Power Line Communication (PLC), considerando modelos realísticos de canais. Com a crescente demanda ao acesso das redes de dados em banda larga, há uma necessidade de integração das diversas tecnologias de comunicação de dados. Nesse cenário, as redes PLC podem oferecer uma alternativa viável como provedora de acesso à rede, pois utilizam a infraestrutura das linhas de transmissão de energia elétrica. Entretanto, a rede elétrica é um meio hostil para transmissão de dados, apresentando desajustes de impedância, interferência de ruído e propagação do sinal em multipercursos, caracterizando o modelo do canal PLC. Com o objetivo de aumentar a taxa de transmissão de dados, como também obter um melhor aproveitamento da largura de banda disponível, o presente trabalho propôs substituir a técnica OFDM pela FBMC em redes PLC. Para isso, foi realizado um estudo do modelo do canal, para obter os parâmetros necessários para as simulações computacionais por meio do software Matlab. As técnicas OFDM e FBMC foram implementadas de acordo com especificações técnicas do padrão IEEE 1901. Com os resultados obtidos nas simulações, constatou que o FBMC é mais robusto as interferências do canal, apresentando ganhos de até 8 dB na taxa de erro de bit, e um incremento na taxa de transmissão de dados e eficiência espectral de até 25% em relação ao OFDM. Portanto, a técnica FBMC pode ser implementada na camada física do padrão IEEE 1901, substituindo o OFDM.