Spectrum sharing has become increasingly important since the past decade due to the ongoing congestion of spectral resources. Higher data rates in wireless communications require expansion of existing frequency allocations. Significant research efforts have been made in the direction of cognitive radio to effectively manage the existing frequency usage. Recently, coexistence of multiple platforms within the same frequency bands is considered effective to mitigate spectral congestion. This requires both systems to work collaboratively to mitigate their mutual interference. This challenging problem can be significantly simplified if both systems are controlled by the same entity. Joint radar-communication (JRC) system is such an example where radar and communication system objectives are achieved by the same physical platform. In this dissertation, we consider three different types of JRC systems. These JRC systems respectively exploit a single transmit antenna, an antenna array for beamforming, and a distributed JRC network, and develop novel signal processing techniques to optimize the performance of these systems. Special attention is given to the resource optimization objectives and numerous resource allocation schemes are developed and investigated. First, we consider a single transmit antenna-based JRC system which exploits dual-purpose transmit orthogonal frequency division multiplexing (OFDM) waveforms to perform radar and communication objectives simultaneously. We optimize the power allocation of the OFDM subcarriers based on the frequency-sensitive target response and communication channel characteristics. For this purpose, we employ mutual information as the optimization metric. In the simulation examples considered for this system, we observed that the JRC system enjoys approximately 20\% improvement in the performance of communication subsystem with a mere 5\% reduction in radar subsystem performance. Second, we propose a quadratic amplitude modulation (QAM) based sidelobe modulation scheme for beamforming-based JRC systems which enhances the communication data rate by enabling a novel multiple access strategy. The main principle of this proposed strategy lies in enabling the beamformer to transmit signals with distinct amplitudes and phases in different directions. We also investigate optimal power allocation for such a spectrum sharing approach by employing a spatial power control-based beamforming approach. Furthermore, the robustness of these beamforming-based JRC systems is improved using chance constrained programming. In this context, we observe that the chance constrained optimization can be relaxed to form a deterministic and convex problem by employing the statistical profile of the communication channels. When dealing with JRC systems that are equipped with more antennas than the number of radio frequency chains, we perform the resource optimization in terms of minimized power usage and optimal selection of antennas resulting in an efficient utilization of hardware up-conversion chains. In the simulation examples considered for these schemes, we observe that, even with a reduction of nearly 30\% of the transmit antennas, the beamforming-based JRC system is able to perform the required radar and communication tasks without any disadvantage. Our last contribution is on a distributed JRC system, which is the first effort in this research direction, enabling spectrum sharing for networked radar systems coexisting with the communication systems. We devise a power allocation strategy for such a system by employing convex optimization techniques. In this strategy, the target localization error and the Shannon capacity are respectively considered as the optimization criteria for radar and communication systems. For the simulation example considered in this case, we observe that the proposed resource allocation strategy achieves a communication performance that was approximately 5 times greater than that achieved by the radar-only counterpart. Moreover, the target localization performance achieved by the JRC system using the proposed approach was approximately 4 times better than the performance achieved by the communication-only approach. / Electrical and Computer Engineering

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Approved for public release, distribution is unlimited / A hardware interface is designed, developed, constructed, and tested to interface a naval radar to the SRC 6E reconfigurable computer. The U.S. Navy AN/SPS 65 radar provides in-phase (I) and quadrature (Q) channels along with the AGC voltage to the hardware interface in analog form. The hardware interface receives a sampling clock from the SRC 6E and in turn performs the requisite attenuation and digital conversion before presenting the signals to the SRC 6E through its CHAIN port. The results show that the SRC 6E can effectively generate a sampling clock to drive the analog-to-digital converters and that real- time radar data can be brought into the SRC 6E via its high speed CHAIN port for performing high speed digital signal processing. / Lieutenant, United States Naval Reserve

This dissertation considers radar detection and tracking of weak fluctuating targets using dynamic programming (DP) based track-before-detect (TBD). TBD combines target detection and tracking by integrating data over consecutive scans before making a decision on the presence of a target. A novel algorithm is proposed which employs order statistics in dynamic programming based TBD (OS-DP-TBD) to detect weak fluctuating targets. The well-known Swerling type 0, 1 and 3 targets are considered with non-Gaussian distributed clutter and complex Gaussian noise. The clutter is modeled using the Weibull, K and G0 distributions. The proposed algorithm is shown to provide better performance than well-known techniques in the literature. In addition, a novel expanding window multiframe (EW-TBD) technique is presented to improve the detection performance with reasonable computational complexity compared to batch processing. It is shown that EW-TBD has lower complexity than existing multiframe processing techniques. Simulation results are presented which confirm the superiority of the proposed expanding window technique in detecting targets even when they are not present in every scan in the window. Further, the throughput of the proposed technique is higher than with batch processing. Depending on the range and azimuth resolution of the radar system, the target may appear as a point in some radar systems and there will be target energy spillover in other systems. This dissertation considers both extended targets with different energy spillover levels and point targets. Simulation results are presented which confirm the superiority of the proposed algorithm in both cases. / Graduate

<div>Synthetic Aperture Radar (SAR) is a technique to synthesize a large antenna array using the motion of a small antenna. When it comes to remote sensing, mapping, and change detection, SAR has been shown to be a good candidate by its ability to penetrate moisture and vegetation, and the avilibility of phase information for precise interferometric measurements [1] [13].</div><div><br></div><div><div>This study was motivated by the fact that satellite and high-altitude SAR has limited data availability in terms of temporal resolution and the cost of every measurement. It is believed that SAR systems mounted on smaller UAV or ground vehicles could provide a much better coverage of the target in time, and in dierent geometry.</div></div><div><br></div><div><div>We proposed a L-band SAR system based on Software-Defined Radio to be mounted on automotive platform. Novel motion estimation and compensation, as well as autofocusing techniques were developed to aid the SAR signal processing under much more demanding environment - the instability of radar platforms. It is expected this research development could bring down the cost of SAR being used as a remote sensing solution, and allow SAR system to be mounted on much smaller platforms by overcoming the instability of the track using novel signal processing methods, and eventually making SAR measurement available in places and times that was previously impossible.</div></div>

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This diploma thesis deals with a spatial imaging of targets using time-domain radar responses on the max(t,0) pulse. The problem is formulated for both perfectly electrically conductive and dielectric objects. The main aim of the thesis includes a code implementation calculating the profile functions of an unknown object from the mentioned time responses and a code for the subsequent reconstruction of an object in the MATLAB environment. A graphical user interface was created for testing purposes. The 3D probability function technique was used for the final reconstruction. The implemented technique achieves interesting results, which are presented in the final part of this thesis.

Die sensorbasierte Erfassung des Nahfeldes im Kontext des hochautomatisierten Fahrens erfährt einen spürbaren Trend bei der Integration von Radarsensorik. Fortschritte in der Mikroelektronik erlauben den Einsatz von hochauflösenden Radarsensoren, die durch effiziente Verfahren sowohl im Winkel als auch in der Entfernung und im Doppler die Messgenauigkeit kontinuierlich ansteigen lassen. Dadurch ergeben sich neuartige Möglichkeiten bei der Bestimmung der geometrischen und kinematischen Beschaffenheit ausgedehnter Ziele im Fahrzeugumfeld, die zur gezielten Entwicklung von automotiven Sicherheitssystemen herangezogen werden können. Im Rahmen dieser Arbeit werden ungeschützte Verkehrsteilnehmer wie Fußgänger und Radfahrer mittels eines hochauflösenden Automotive-Radars analysiert. Dabei steht die Erscheinung des Mikro-Doppler-Effekts, hervorgerufen durch das hohe Maß an kinematischen Freiheitsgraden der Objekte, im Vordergrund der Betrachtung. Die durch den Mikro-Doppler-Effekt entstehenden charakteristischen Radar-Signaturen erlauben eine detailliertere Perzeption der Objekte und können in direkten Zusammenhang zu ihren aktuellen Bewegungszuständen gesetzt werden. Es werden neuartige Methoden vorgestellt, die die geometrischen und kinematischen Ausdehnungen der Objekte berücksichtigen und echtzeitfähige Ansätze zur Klassifikation und Verhaltensindikation realisieren. Wird ein ausgedehntes Ziel (z.B. Radfahrer) von einem Radarsensor detektiert, können aus dessen Mikro-Doppler-Signatur wesentliche Eigenschaften bezüglich seines Bewegungszustandes innerhalb eines Messzyklus erfasst werden. Die Geschwindigkeitsverteilungen der sich drehenden Räder erlauben eine adaptive Eingrenzung der Tretbewegung, deren Verhalten essentielle Merkmale im Hinblick auf eine vorausschauende Unfallprädiktion aufweist. Ferner unterliegen ausgedehnte Radarziele einer Orientierungsabhängigkeit, die deren geometrischen und kinematischen Profile direkt beeinflusst. Dies kann sich sowohl negativ auf die Klassifikations-Performance als auch auf die Verwertbarkeit von Parametern auswirken, die eine Absichtsbekundung des Radarziels konstituieren. Am Beispiel des Radfahrers wird hierzu ein Verfahren vorgestellt, das die orientierungsabhängigen Parameter in Entfernung und Doppler normalisiert und die gemessenen Mehrdeutigkeiten kompensiert. Ferner wird in dieser Arbeit eine Methodik vorgestellt, die auf Grundlage des Mikro- Doppler-Profils eines Fußgängers dessen Beinbewegungen über die Zeit schätzt (Tracking) und wertvolle Objektinformationen hinsichtlich seines Bewegungsverhaltens offenbart. Dazu wird ein Bewegungsmodell entwickelt, das die nichtlineare Fortbewegung des Beins approximiert und dessen hohes Maß an biomechanischer Variabilität abbildet. Durch die Einbeziehung einer wahrscheinlichkeitsbasierten Datenassoziation werden die Radar-Detektionen ihren jeweils hervorrufenden Quellen (linkes und rechtes Bein) zugeordnet und eine Trennung der Gliedmaßen realisiert. Im Gegensatz zu bisherigen Tracking-Verfahren weist die vorgestellte Methodik eine Steigerung in der Genauigkeit der Objektinformationen auf und stellt damit einen entscheidenden Vorteil für zukünftige Fahrerassistenzsysteme dar, um deutlich schneller auf kritische Verkehrssituationen reagieren zu können.:1 Introduction 1 1.1 Automotive environmental perception 2 1.2 Contributions of this work 4 1.3 Thesis overview 6 2 Automotive radar 9 2.1 Physical fundamentals 9 2.1.1 Radar cross section 9 2.1.2 Radar equation 10 2.1.3 Micro-Doppler effect 11 2.2 Radar measurement model 15 2.2.1 FMCW radar 15 2.2.2 Chirp sequence modulation 17 2.2.3 Direction-of-arrival estimation 22 2.3 Signal processing 25 2.3.1 Target properties 26 2.3.2 Target extraction 28 Power detection 28 Clustering 30 2.3.3 Real radar data example 31 2.4 Conclusion 33 3 Micro-Doppler applications of a cyclist 35 3.1 Physical fundamentals 35 3.1.1 Micro-Doppler signatures of a cyclist 35 3.1.2 Orientation dependence 36 3.2 Cyclist feature extraction 38 3.2.1 Adaptive pedaling extraction 38 Ellipticity constraints 38 Ellipse fitting algorithm 39 3.2.2 Experimental results 42 3.3 Normalization of the orientation dependence 44 3.3.1 Geometric correction 44 3.3.2 Kinematic correction 45 3.3.3 Experimental results 45 3.4 Conclusion 47 3.5 Discussion and outlook 47 4 Micro-Doppler applications of a pedestrian 49 4.1 Pedestrian detection 49 4.1.1 Human kinematics 49 4.1.2 Micro-Doppler signatures of a pedestrian 51 4.1.3 Experimental results 52 Radially moving pedestrian 52 Crossing pedestrian 54 4.2 Pedestrian feature extraction 57 4.2.1 Frequency-based limb separation 58 4.2.2 Extraction of body parts 60 4.2.3 Experimental results 62 4.3 Pedestrian tracking 64 4.3.1 Probabilistic state estimation 65 4.3.2 Gaussian filters 67 4.3.3 The Kalman filter 67 4.3.4 The extended Kalman filter 69 4.3.5 Multiple-object tracking 71 4.3.6 Data association 74 4.3.7 Joint probabilistic data association 80 4.4 Kinematic-based pedestrian tracking 84 4.4.1 Kinematic modeling 84 4.4.2 Tracking motion model 87 4.4.3 4-D radar point cloud 91 4.4.4 Tracking implementation 92 4.4.5 Experimental results 96 Longitudinal trajectory 96 Crossing trajectory with sudden turn 98 4.5 Conclusion 102 4.6 Discussion and outlook 103 5 Summary and outlook 105 5.1 Developed algorithms 105 5.1.1 Adaptive pedaling extraction 105 5.1.2 Normalization of the orientation dependence 105 5.1.3 Model-based pedestrian tracking 106 5.2 Outlook 106 Bibliography 109 List of Acronyms 119 List of Figures 124 List of Tables 125 Appendix 127 A Derivation of the rotation matrix 2.26 127 B Derivation of the mixed radar signal 2.52 129 C Calculation of the marginal association probabilities 4.51 131 Curriculum Vitae 135 / Sensor-based detection of the near field in the context of highly automated driving is experiencing a noticeable trend in the integration of radar sensor technology. Advances in microelectronics allow the use of high-resolution radar sensors that continuously increase measurement accuracy through efficient processes in angle as well as distance and Doppler. This opens up novel possibilities in determining the geometric and kinematic nature of extended targets in the vehicle environment, which can be used for the specific development of automotive safety systems. In this work, vulnerable road users such as pedestrians and cyclists are analyzed using a high-resolution automotive radar. The focus is on the appearance of the micro-Doppler effect, caused by the objects’ high kinematic degree of freedom. The characteristic radar signatures produced by the micro-Doppler effect allow a clearer perception of the objects and can be directly related to their current state of motion. Novel methods are presented that consider the geometric and kinematic extents of the objects and realize real-time approaches to classification and behavioral indication. When a radar sensor detects an extended target (e.g., bicyclist), its motion state’s fundamental properties can be captured from its micro-Doppler signature within a measurement cycle. The spinning wheels’ velocity distributions allow an adaptive containment of the pedaling motion, whose behavior exhibits essential characteristics concerning predictive accident prediction. Furthermore, extended radar targets are subject to orientation dependence, directly affecting their geometric and kinematic profiles. This can negatively affect both the classification performance and the usability of parameters constituting the radar target’s intention statement. For this purpose, using the cyclist as an example, a method is presented that normalizes the orientation-dependent parameters in range and Doppler and compensates for the measured ambiguities. Furthermore, this paper presents a methodology that estimates a pedestrian’s leg motion over time (tracking) based on the pedestrian’s micro-Doppler profile and reveals valuable object information regarding his motion behavior. To this end, a motion model is developed that approximates the leg’s nonlinear locomotion and represents its high degree of biomechanical variability. By incorporating likelihood-based data association, radar detections are assigned to their respective evoking sources (left and right leg), and limb separation is realized. In contrast to previous tracking methods, the presented methodology shows an increase in the object information’s accuracy. It thus represents a decisive advantage for future driver assistance systems in order to be able to react significantly faster to critical traffic situations.:1 Introduction 1 1.1 Automotive environmental perception 2 1.2 Contributions of this work 4 1.3 Thesis overview 6 2 Automotive radar 9 2.1 Physical fundamentals 9 2.1.1 Radar cross section 9 2.1.2 Radar equation 10 2.1.3 Micro-Doppler effect 11 2.2 Radar measurement model 15 2.2.1 FMCW radar 15 2.2.2 Chirp sequence modulation 17 2.2.3 Direction-of-arrival estimation 22 2.3 Signal processing 25 2.3.1 Target properties 26 2.3.2 Target extraction 28 Power detection 28 Clustering 30 2.3.3 Real radar data example 31 2.4 Conclusion 33 3 Micro-Doppler applications of a cyclist 35 3.1 Physical fundamentals 35 3.1.1 Micro-Doppler signatures of a cyclist 35 3.1.2 Orientation dependence 36 3.2 Cyclist feature extraction 38 3.2.1 Adaptive pedaling extraction 38 Ellipticity constraints 38 Ellipse fitting algorithm 39 3.2.2 Experimental results 42 3.3 Normalization of the orientation dependence 44 3.3.1 Geometric correction 44 3.3.2 Kinematic correction 45 3.3.3 Experimental results 45 3.4 Conclusion 47 3.5 Discussion and outlook 47 4 Micro-Doppler applications of a pedestrian 49 4.1 Pedestrian detection 49 4.1.1 Human kinematics 49 4.1.2 Micro-Doppler signatures of a pedestrian 51 4.1.3 Experimental results 52 Radially moving pedestrian 52 Crossing pedestrian 54 4.2 Pedestrian feature extraction 57 4.2.1 Frequency-based limb separation 58 4.2.2 Extraction of body parts 60 4.2.3 Experimental results 62 4.3 Pedestrian tracking 64 4.3.1 Probabilistic state estimation 65 4.3.2 Gaussian filters 67 4.3.3 The Kalman filter 67 4.3.4 The extended Kalman filter 69 4.3.5 Multiple-object tracking 71 4.3.6 Data association 74 4.3.7 Joint probabilistic data association 80 4.4 Kinematic-based pedestrian tracking 84 4.4.1 Kinematic modeling 84 4.4.2 Tracking motion model 87 4.4.3 4-D radar point cloud 91 4.4.4 Tracking implementation 92 4.4.5 Experimental results 96 Longitudinal trajectory 96 Crossing trajectory with sudden turn 98 4.5 Conclusion 102 4.6 Discussion and outlook 103 5 Summary and outlook 105 5.1 Developed algorithms 105 5.1.1 Adaptive pedaling extraction 105 5.1.2 Normalization of the orientation dependence 105 5.1.3 Model-based pedestrian tracking 106 5.2 Outlook 106 Bibliography 109 List of Acronyms 119 List of Figures 124 List of Tables 125 Appendix 127 A Derivation of the rotation matrix 2.26 127 B Derivation of the mixed radar signal 2.52 129 C Calculation of the marginal association probabilities 4.51 131 Curriculum Vitae 135

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