Alkali-ion batteries have revolutionized modern life through enabling the widespread application of portable electronic devices. The call for adapting renewable energy in many applications will also see an increase in the demand of alkali-ion batteries, specially to account for the intermittent nature of the renewable energy sources. However, the advancement of such technologies will require innovation on the forefront of materials development as well as fundamental understanding on the physical and chemical processes from atomic to device length scales. Herein, we focus on advancing energy storage devices such as alkali-ion batteries through cathode materials development and discovery as well as fundamental understanding through multiscale advanced synchrotron spectroscopic and microscopic characterizations. Multiscale electrochemical properties of cathode materials are unraveled through complementary characterizations and design principles are developed for stable cathode materials for alkali-ion batteries. In Chapter 1, we provide a comprehensive background on alkali-ion batteries and cathode materials. The future prospect of Li-ion and beyond Li-ion batteries are summarized. Surface to bulk chemistry of alkali-ion cathode materials is introduced. The prospect of combined cationic and anionic redox processes to enhance the energy density of cathode materials is discussed. Structural and chemical complexities in cathode materials during electrochemical cycling as well as due to anionic redox are summarized. In Chapter 2, we explain an inaugural effort on tuning the 3D nano/mesoscale elemental distribution of cathode materials to positively impact the electrochemical performance of cathode materials. We show that engineering the elemental distribution can take advantage of depth dependent redox reactions and curtail harmful side reactions at cathode-electrolyte interface which can stabilize the electrochemical performance. In Chapter 3, we show that the surface to bulk chemistry of cathode particles is distinct under applied electrochemical potential. We show that the severe surface degradation at the beginning stages of cycling can impact the long-term cycling performance of cathode materials in alkali-ion batteries. In Chapter 4, we utilize the structural and chemical complexities of sodium layered oxide materials to synthesize stable cathode materials for half cell and full cell sodium-ion batteries. Meanwhile, challenges with enabling long term cycling (more than 1000 cycles) are deciphered to be transition metal dissolution and local and global structural transformations. In Chapter 5, we utilize anionic redox in conjunction with conventional cationic redox of cathode materials for alkali-ion batteries to enhance the energy density. We show that the stability of anionic redox is closely related to the local transition metal environment. We also show that a reversible evolution of local transition metal environment during cycling can lead to stable anionic redox. In Chapter 6, we provide design principles for cathode materials for advanced alkali-ion batteries for application under extreme environments (e.g., outer space and nuclear power industries). For the first time, we systematically study the microstructural evolution of cathode materials under extreme irradiation and temperature to unravel the key factors affecting the stability of battery cathodes. Our experimental and computational studies show that a cathode material with smaller cationic antisite defect formation energy than another is more resilient under extreme environments. / Doctor of Philosophy / Alkali-ion batteries are finding many applications in our life, ranging from portable electronic devices, electric vehicles, grid energy storage, space exploration and so on. Cathode materials play a crucial role in the overall performance of alkali-ion batteries. Reliable application of alkali-ion batteries requires stable and high-energy cathode materials. Hence, design principles must be developed for high-performance cathode materials. Such design principles can be benefited from advanced characterizations that can reveal the surface-to-bulk properties of cathode materials. Herein, we focus on formulating design principles for cathode materials for alkali-ion batteries. Aided by advanced synchrotron characterizations, we reveal the surface-to-bulk properties of cathodes and their role on the long-term stability of alkali-ion batteries. We present tuning structural and chemical complexities as a method of designing advanced cathode materials. We show that energy density of cathode materials can be enhanced by taking advantage of a combined cationic and anionic redox. Lastly, we show design principles for stable cathode materials under extreme conditions in outer space and nuclear power industries (under extreme irradiation and temperature). Our study shows that structurally resilient cathode materials under extreme irradiation and temperature can be designed if the size of positively charged cations in cathode materials are almost similar. Our study provides valuable insights on the development of advanced cathode materials for alkali-ion batteries which can aid the future development of energy storage devices.

Li-ion batteries (LIBs) have achieved remarkable success in electric vehicles (EVs), consumer electronics, grid energy storage, and other applications thanks to a wide range of electrode materials that meet the performance requirements of different application scenarios. Cathodes are an essential component of LIBs, which governs the performance of commercial LIBs. Layered transition metal oxide, i.e., LiNixCoyMn1-x-yO2 (NMC), is one family of cathodes that are widely applied in the prevailing commercial LIBs. With increasing demand for high energy density, the development of layered oxide cathodes is towards high Ni content because Ni redox couples majorly contribute to the battery capacity. Meanwhile, the battery community has been making tremendous efforts to eliminate Co in layered cathodes due to its high cost, high toxicity, and child labor issues during Co mining. However, these Ni-rich Co-free cathodes usually suffer from low electrochemical and structural stability. Several strategies are adopted to enhance the stability of Ni-rich Co-free cathodes, such as doping, coating, and synthesizing single crystal particles. However, the design principles and synthesis mechanisms of these approaches have not been fully understood. Herein, we design and synthesize stable Ni-rich and low/no-Co layered oxide cathodes by manipulating the chemical and structural properties of cathode particles. Our studies reveal the cathode formation mechanisms and shed light on the cathode design through complementary synchrotron microscopic and spectroscopic characterization methods. In Chapter 1, the motivation for LIB research is introduced from the perspective of its indispensable role in achieving carbon neutrality. We then comprehensively introduce the status of LIBs at present, including assessing their sustainability, worldwide supply chain and manufacturing, and cathode materials. Subsequently, we focus on the Co-free layered oxide cathodes and discuss their structure, limitations, and strategies to address the challenges. Finally, we discuss single crystal Ni-rich layered oxide cathodes and the challenges and strategies associated with their synthesis. In Chapter 2, we investigate the dopant redistribution, phase propagation, and local chemical changes of layered oxides at multiple length scales using a multielement-doped LiNi0.96Mg0.02Ti0.02O2 (Mg/Ti-LNO) as a model platform. We observed that dopants Mg and Ti diffuse from the surface to the bulk of cathode particles below 300 °C long before the formation of any layered phase, using a range of synchrotron spectroscopic and imaging diagnostic tools. After calcination, Ti is still enriched at the cathode particle surface, while Mg has a relatively uniform distribution throughout cathode particles. Our findings provide experimental guidance for manipulating the dopant distribution upon cathode synthesis. In Chapter 3, we synthesized Mn(OH)2-coated single crystal LiNiO2 (LNO) and used it as the platform to monitor the Mn redistribution and the structural and chemical evolution of the LNO cathode. We use in situ transmission X-ray microscopy (TXM) to track the Mn tomography inside the LNO particle and Ni oxidation state evolution at various temperatures below 700 °C. We further reveal chemical and structural changes induced by different extents of Mn diffusion at ensemble-averaged scale, which validates the results at the single particle scale. The ion diffusion behavior in the cathode is highly temperature dependent. Our study provides guidance for ion distribution manipulation during cathode modification. In Chapter 4, we successfully fabricated a surface passivation layer for NMC particles via a feasible quenching approach. A combination of bulk and surface structural characterization methods show the correlation of surface layer with bulk chemistry including valence state and charge distribution. Our design enables high interfacial stability and homogeneous charge distribution, impelling superior electrochemical performance of NMC cathode materials. This study provides insights into the cathode surface layer design for modifying other high-capacity cathodes in LIBs. In Chapter 5, we use statistical tools to identify the significance of multiple synthetic parameters in the molten salt synthesis of single crystal Ni-rich NMC cathodes. We also create a prediction model to forecast the performance of synthesized single crystal Ni-rich NMC cathodes from the input of synthetic parameters with relatively high prediction accuracy. Guided by the models, we synthesize single crystal LiNi0.9Co0.05Mn0.05O2 (SC-N90) with different particle sizes. We find large single crystals show worse capacity and cycle life than small single crystals especially at high current rates due to slower Li kinetics. However, large single crystal has higher thermal stability potentially because of smaller specific surface area. The findings of particle size effect on the performance provide insights into size engineering while developing next-generation single crystal Ni-rich NMC cathodes. The statistical and prediction models developed in this study can guide the molten salt synthesis of Ni rich cathodes and simplify the optimization process of synthetic parameters. Chapter 6 summarizes our efforts on the novel design and fundamental understanding of the state-of-the-art cathodes. We also provide our future perspectives for the development of LIBs. / Doctor of Philosophy / Lithium-ion batteries (LIBs) have been studied for decades and are widely applied in electronics and vehicles because of their high energy density and long lifetime. With the increasing demand for higher energy density, particularly in electric vehicles, the development of Ni-based layered oxide cathode materials has been focused on increasing the Ni content. Meanwhile, decreasing or eliminating Co has become a consensus due to its high cost, toxicity, and human rights issues during mining. Enhancing the stability of these Ni-rich and low/no-Co layered oxide cathodes is challenging yet crucial to their practical applications. Herein, we design and synthesize multiple Ni-rich and low/no-Co layered cathodes through ion distribution engineering and structure modification at various length scales. We also investigate the dopant redistribution, phase propagation, and local chemical changes during layered oxides cathode formation through a combination of complementary characterization methods at different length scales. In addition, we provide guidance for synthesis optimization by statistical correlations and performance prediction models with the input of synthetic conditions. Overall, this dissertation provides insights into the design and synthesis principles of Ni-rich low/no-Co layered oxide cathode, which can facilitate the transition to a sustainable future with next-generation LIBs.

The invention of the lithium-ion battery has revolutionized the passenger transportation field in recent years, and it has emerged as one of the state-of-the-art solutions to address greenhouse gases emission and air pollution issues. Layered oxide lithium-ion battery cathode materials have become commercially successful in the past few decades due to their high energy density, high power density, long cycle life, and low cost. Yet, with the increasing demand for battery performance, it is crucial to understand the material fading mechanisms further to improve layered oxide materials' performance. A heterogeneous redox reaction is a dominant fading mechanism, which limits the utilization percentage of a battery materials' redox capability and leads to adverse effects such as detrimental interfacial reactions, lattice oxygen release, and chemomechanical breakdown. Crystallographic defects, such as dislocations and grain boundaries, are rich in battery materials. These crystallographic defects change the local lithium-ion diffusivity and have a dramatic effect on the redox reactions. To date, there is still a knowledge gap on how various crystallographic defects affect electrochemistry at the microscopic scale. Herein, we adopted synchrotron-based diffraction, imaging, and spectroscopic techniques to systematically study the correlation between crystallographic defects and redox chemistries in the nanodomain. Our studies shed light on design principles of next-generation battery materials. In Chapter 1, we first provide a comprehensive background introduction on the battery chemistry at various length scales. We then introduce the heterogeneous redox reactions in layered oxide cathode materials, including a discussion on the impacts of heterogeneous redox reactions. Finally, we present the different categories of crystallographic defects in layered oxide materials and how these crystallographic defects affect electrochemical performance. In Chapter 2, we use LiCoO2, a representative layered oxide cathode material, as the material platform to quantify the categories and densities of various crystallographic defects. We then focus on geometrically necessary dislocations as they represent a major class of crystallographic defects in LiCoO2. Combining synchrotron-based X-ray fluorescence mapping, micro-diffraction, and spectroscopic techniques, we reveal that geometrically necessary dislocations can facilitate the charging reactions in LiCoO2 grains. Our study illustrates that the heterogeneous redox chemistries can be potentially mitigated by precisely controlling the defects. In Chapter 3, we systematically investigated how grain boundaries affect redox reactions. We reveal that grain boundaries can guide redox reactions in LiNixMnyCo1-x-yO2 (NMC) materials. Specifically, NMC materials with radially aligned grains have a more uniform charge distribution, less stress mismatch, and better cycling performance. NMC materials with randomly orientated grains have a more heterogeneous redox reaction. These heterogeneous redox reactions are related to the lattice strain mismatch and worse cycling performance. Our study emphasizes the importance of tuning grain orientations to achieve improved performance. Chapter 4 systematically investigated how the grain boundaries and crystallographic orientations affect the thermal stability of layered oxide cathode materials. Combining diffraction, spectroscopic, and imaging techniques, we reveal that a cathode materials' microstructure plays a significant role in determining the lattice oxygen release behavior and, therefore, determines cathode materials' thermal stability. Our study provides a fundamental understanding of how the grain boundaries and crystallographic orientations can be tuned to develop better cathode materials for the next-generation Li-ion batteries. Chapter 5 summarizes the contributions of our work and provides our perspective on future research directions. / Doctor of Philosophy / Lithium-ion battery technology has revolutionized the portable electronic device and electric vehicle markets in recent years. Yet, the performance of current lithium-ion batteries still cannot satisfy customer demands. To further improve battery performance, we need a deeper understanding of why battery materials degrade over long-term cycling. One of the fading mechanisms in lithium-ion batteries is heterogeneous redox reactions, i.e., charge or discharge reactions do not proceed at the same pace at different locations in the electrode materials. Herein, we utilize layered oxide cathode materials as an example to systematically investigate how crystallographic defects in the cathode materials lead to heterogeneous redox reactions. Our study indicates that crystallographic defects, such as geometrically necessary dislocations, contribute positively to the charging reaction of the cathode materials. We also unveil that the grain crystallographic orientations of the primary particles affect the redox reactions directly. By aligning the single grains in the radial direction, the volumetric-change-induced stress can be effectively mitigated to ensure prolonged cycling performance. Our study also points out that the single grain orientations are related to the thermal stability of the battery materials. To summarize, our studies provide new insights into the heterogeneous redox reactions in battery materials and offer critical material design criteria to improve battery performance further.