Orientador: Aledir Silveira Pereira / Banca: Aparecido Nilceu Marana / Banca: Evandro Luís Linhari Rodrigues / Resumo: Nos últimos anos, a segurança tornou-se uma preocupação constante da grande maioria das pessoas. Os sistemas biométricos vem ganhando destaque em soluções ligadas à segurança, uma vez que tratam de características físicas e comportamentais para reconhecimento dos indivíduos e permissões de acesso. Este trabalho objetivou a proposição e implementação de um método para reconhecimento de indivíduos por meio de características contidas na região interna da íris com um alto percentual de exatidão no reconhecimento e uma grande diminuição no tempo de processamento, se comparado aos demais métodos encontrados na literatura. No método proposto foram utilizados operadores de morfologia matemática para localização da íris, wavelet de log-Gabor para extração das características e a distância de Hamming para o reconhecimento. Os resultados experimentais obtidos utilizando a base de dados CASIA mostraram que o método é confiável e seguro, além de se destacar com relação ao baixo custo computacional / Abstract: In the recent years, the security became a constant concern of most people. Biometric systems have been highlighted in solutions related to security, since they deal with physical and behavioral characteristics for individuals recognition and access permissions. This work aims at the implementation of a method for individuals recognition based on the characteristics of the inner region of the iris, seeking a high percentage of accuracy in the recognition and a great reduction in the processing time, as compared to other methods published so far. We use mathematical morphology to search the iris in the image, the log-Gabor wavelet for feature extraction and the Hamming distance for recognition. The experimental results obtained from CASIA database show that the method is safe and reliable, and stand out with regard to the low computational cost / Mestre

Neste trabalho é apresentado um método para reconhecimento de seres humanos através da textura da íris. A imagem do olho é processada através da análise do gradiente, com uma técnica de dispersão aleatória de sementes. Um vetor de características é extraído para cada íris, baseado na análise dos componentes wavelet em diversos níveis de decomposição. Para se mensurar as distâncias entre esses vetores foi utilizado o cálculo da distância Euclidiana, gerando-se curvas recall x precision para se medir a eficiência do método desenvolvido. Os resultados obtidos com algumas famílias wavelets demonstraram que o método proposto é capaz de realizar o reconhecimento humano através da íris com uma precisão eficiente. / This work presents a method for recognition of human beings by iris texture. The image of the eye is processed through gradient analysis, based on a random dispersion of seeds. So, it is extracted a feature vector for each iris based on wavelet transform in some levels of decomposition. To estimate the distances between these vectors it was used the Euclidean distance, and recall x precision curves are generated to measure the efficiency of the developed method. The results gotten with some wavelets families had demonstrated that the proposed methodology is capable to do human recognition through the iris with an efficient precision.

Orientador: Yuzo Iano / Dissertação (mestrado) - Universidade Estadual de Campinas, Faculdade de Engenharia Eletrica e de Computação / Made available in DSpace on 2018-08-09T15:45:35Z (GMT). No. of bitstreams: 1 LaricoChavez_RogerFredy_M.pdf: 5399459 bytes, checksum: 98e285b0ab78aa02b5bde3944dc7d9d6 (MD5) Previous issue date: 2007 / Resumo: A biometria tem sido utilizada amplamente em segurança de sistemas automatizados. Neste trabalho propõe-se um sistema de reconhecimento pessoal baseado na biometria de íris. Essa escolha baseia-se no fato de que a íris fornece uma das melhores formas de biometria, atualmente. Tem-se como objetivo, estudar e melhorar os métodos existentes visando uma diminuição no tempo de processamento, na quantidade de memória requerida bem como na porcentagem de erros. A pesquisa mostra que o bloco mais lento corresponde ao da localização. O bloco que insere mais erros no processo de reconhecimento é o da captura de dados, isso porque a coleta de informações é feita por um dispositivo (câmera) em um ambiente onde muitos fatores transformam-se em fontes de erros. Os algoritmos de reconhecimento estudados visam uma percentagem de erro mínimo. Para o desenvolvimento de um algoritmo rápido visando o reconhecimento de íris, é necessária uma localização adequada da imagem, com pouca perda de informação. Neste trabalho, também se apresenta um algoritmo detalhado de localização rápida da textura da íris. Para isso, se utiliza um esquema de busca iterativa de centros e raios de círculos concêntricos bem como a aplicação de ruído gaussiano e a utilização de filtros medianos para se conseguir uma resposta confiável. Os resultados encontrados são comparados com algoritmos publicados na literatura e exaustivamente testados. O algoritmo proposto apresenta desempenho superior em comparação com outros em relação à velocidade de processamento assim como um incremento na exatidão de reconhecimento / Abstract: The biometric has been widely used in automated security systems. In this work we propose a biometrics personal identification system based on iris, due to its better biometrics parameters results. The purpose of this study is to improve existing methods aiming to decrease the processing time, the required storage memory and the error rate. Our research shows that the slowest operation is the segmentation of iris. Also, the block that adds more errors in the recognition process is the data capture, due to the fact it is made by a device (camera) in such environment that many factors can become source of errors. The studied recognition algorithms search for a minimum error percentage. In order to develop a fast algorithm for iris recognition we need a fine segmentation image, with a low loss of information. In this work, we also present a detailed algorithm for the fast segmentation of iris texture that was achieved using an iterative search for centers and radius of concentric circles, as well as the application of Gaussian noise and the utilization of median filters to get reliable results. The achieved results are evaluated and compared to the published algorithms. The algorithm presents a better performance with relation to processing speed as well as an improvement of the recognition precision / Mestrado / Telecomunicações e Telemática / Mestre em Engenharia Elétrica

Parmi les diverses modalités biométriques qui permettent l'identification des personnes, l'iris est considéré comme très fiable, avec un taux d'erreur remarquablement faible. Toutefois, ce niveau élevé de performances est obtenu en contrôlant la qualité des images acquises et en imposant de fortes contraintes à la personne (être statique et à proximité de la caméra). Cependant, dans de nombreuses applications de sécurité comme les contrôles d'accès, ces contraintes ne sont plus adaptées. Les images résultantes souffrent alors de diverses dégradations (manque de résolution, artefacts...) qui affectent négativement les taux de reconnaissance. Pour contourner ce problème, il est possible d’exploiter la redondance de l’information découlant de la disponibilité de plusieurs images du même œil dans la séquence enregistrée. Cette thèse se concentre sur la façon de fusionner ces informations, afin d'améliorer les performances. Dans la littérature, diverses méthodes de fusion ont été proposées. Cependant, elles s’accordent sur le fait que la qualité des images utilisées dans la fusion est un facteur crucial pour sa réussite. Plusieurs facteurs de qualité doivent être pris en considération et différentes méthodes ont été proposées pour les quantifier. Ces mesures de qualité sont généralement combinées pour obtenir une valeur unique et globale. Cependant, il n'existe pas de méthode de combinaison universelle et des connaissances a priori doivent être utilisées, ce qui rend le problème non trivial. Pour faire face à ces limites, nous proposons une nouvelle manière de mesurer et d'intégrer des mesures de qualité dans un schéma de fusion d'images, basé sur une approche de super-résolution. Cette stratégie permet de remédier à deux problèmes courants en reconnaissance par l'iris: le manque de résolution et la présence d’artefacts dans les images d'iris. La première partie de la thèse consiste en l’élaboration d’une mesure de qualité pertinente pour quantifier la qualité d’image d’iris. Elle repose sur une mesure statistique locale de la texture de l’iris grâce à un modèle de mélange de Gaussienne. L'intérêt de notre mesure est 1) sa simplicité, 2) son calcul ne nécessite pas d'identifier a priori les types de dégradations, 3) son unicité, évitant ainsi l’estimation de plusieurs facteurs de qualité et un schéma de combinaison associé et 4) sa capacité à prendre en compte la qualité intrinsèque des images mais aussi, et surtout, les défauts liés à une mauvaise segmentation de la zone d’iris. Dans la deuxième partie de la thèse, nous proposons de nouvelles approches de fusion basées sur des mesures de qualité. Tout d’abord, notre métrique est utilisée comme une mesure de qualité globale de deux façons différentes: 1) comme outil de sélection pour détecter les meilleures images de la séquence et 2) comme facteur de pondération au niveau pixel dans le schéma de super-résolution pour donner plus d'importance aux images de bonnes qualités. Puis, profitant du caractère local de notre mesure de qualité, nous proposons un schéma de fusion original basé sur une pondération locale au niveau pixel, permettant ainsi de prendre en compte le fait que les dégradations peuvent varier d’une sous partie à une autre. Ainsi, les zones de bonne qualité contribueront davantage à la reconstruction de l'image fusionnée que les zones présentant des artéfacts. Par conséquent, l'image résultante sera de meilleure qualité et pourra donc permettre d'assurer de meilleures performances en reconnaissance. L'efficacité des approches proposées est démontrée sur plusieurs bases de données couramment utilisées: MBGC, Casia-Iris-Thousand et QFIRE à trois distances différentes. Nous étudions séparément l'amélioration apportée par la super-résolution, la qualité globale, puis locale dans le processus de fusion. Les résultats montrent une amélioration importante apportée par l'utilisation de la qualité globale, amélioration qui est encore augmentée en utilisant la qualité locale / Among the large number of biometric modalities, iris is considered as a very reliable biometrics with a remarkably low error rate. The excellent performance of iris recognition systems are obtained by controlling the quality of the captured images and by imposing certain constraints on users, such as standing at a close fixed distance from the camera. However, in many real-world applications such as control access and airport boarding these constraints are no longer suitable. In such non ideal conditions, the resulting iris images suffer from diverse degradations which have a negative impact on the recognition rate. One way to try to circumvent this bad situation is to use some redundancy arising from the availability of several images of the same eye in the recorded sequence. Therefore, this thesis focuses on how to fuse the information available in the sequence in order to improve the performance. In the literature, diverse schemes of fusion have been proposed. However, they agree on the fact that the quality of the used images in the fusion process is an important factor for its success in increasing the recognition rate. Therefore, researchers concentrated their efforts in the estimation of image quality to weight each image in the fusion process according to its quality. There are various iris quality factors to be considered and diverse methods have been proposed for quantifying these criteria. These quality measures are generally combined to one unique value: a global quality. However, there is no universal combination scheme to do so and some a priori knowledge has to be inserted, which is not a trivial task. To deal with these drawbacks, in this thesis we propose of a novel way of measuring and integrating quality measures in a super-resolution approach, aiming at improving the performance. This strategy can handle two types of issues for iris recognition: the lack of resolution and the presence of various artifacts in the captured iris images. The first part of the doctoral work consists in elaborating a relevant quality metric able to quantify locally the quality of the iris images. Our measure relies on a Gaussian Mixture Model estimation of clean iris texture distribution. The interest of our quality measure is 1) its simplicity, 2) its computation does not require identifying in advance the type of degradations that can occur in the iris image, 3) its uniqueness, avoiding thus the computation of several quality metrics and associated combination rule and 4) its ability to measure the intrinsic quality and to specially detect segmentation errors. In the second part of the thesis, we propose two novel quality-based fusion schemes. Firstly, we suggest using our quality metric as a global measure in the fusion process in two ways: as a selection tool for detecting the best images and as a weighting factor at the pixel-level in the super-resolution scheme. In the last case, the contribution of each image of the sequence in final fused image will only depend on its overall quality. Secondly, taking advantage of the localness of our quality measure, we propose an original fusion scheme based on a local weighting at the pixel-level, allowing us to take into account the fact that degradations can be different in diverse parts of the iris image. This means that regions free from occlusions will contribute more in the image reconstruction than regions with artefacts. Thus, the quality of the fused image will be optimized in order to improve the performance. The effectiveness of the proposed approaches is shown on several databases commonly used: MBGC, Casia-Iris-Thousand and QFIRE at three different distances: 5, 7 and 11 feet. We separately investigate the improvement brought by the super-resolution, the global quality and the local quality in the fusion process. In particular, the results show the important improvement brought by the use of the global quality, improvement that is even increased using the local quality

The dissertation describes the method of inserting polar-axis system into the video recording of cataract operation at the Geminy Eye Surgery, Zlin. At the theoretical part, it discusses requirements for inserting the polar-axis system including elimination of eye rotary movements captured by slit lamp. Then the emphasis is also on the speed of data processing. The practical part of the dissertation, focuses on the creating the method for detection of centers at the slit lamp picture, as well as video sequence and a method that eliminates potential eye rotation. For designing the program solution, following methods were used: Otsu method, Hough transformation method, method of two vertical projections, and crosscorrelation method. In total, the program solution was tested and analyzed in Matlab program on anonymous data set of 22 eyes.

[pt] O reconhecimento de humanos pela íris é um dos sistemas mais seguros de identificação biométrica e, motivou a construção de um protótipo de identificação humana baseada na estrutura da íris. O sistema construído é composto de um dispositivo de captura de imagens da íris humana e algoritmos para pré- processamento da imagem, para a representação e o reconhecimento. Cada um dos elementos que compõem o protótipo são avaliados a partir de dois bancos de dados de imagens de íris. Os resultados demonstraram que o dispositivo proposto e os modelos apresentados são capazes de realizar o reconhecimento humano através da íris de forma eficiente. / [en] The recognition of human beings for the Iris is one of the safest systems of biometric identification. This motivated the construction of a prototype for identification of human beings based on the structure of the Iris. The constructed system is composed of a device capable to capture images of the Iris and algorithms for image pre - processing, for the representation and recognition each element composing the prototype is evaluated using two data bases of Iris images. The results have demonstrated that the prototype and the presented models are capable to efficiently identify the human based on Iris structure.

Multimodal biometric systems have been widely applied in many real-world applications due to its ability to deal with a number of significant limitations of unimodal biometric systems, including sensitivity to noise, population coverage, intra-class variability, non-universality, and vulnerability to spoofing. This PhD thesis is focused on the combination of both the face and the left and right irises, in a unified hybrid multimodal biometric identification system using different fusion approaches at the score and rank level. Firstly, the facial features are extracted using a novel multimodal local feature extraction approach, termed as the Curvelet-Fractal approach, which based on merging the advantages of the Curvelet transform with Fractal dimension. Secondly, a novel framework based on merging the advantages of the local handcrafted feature descriptors with the deep learning approaches is proposed, Multimodal Deep Face Recognition (MDFR) framework, to address the face recognition problem in unconstrained conditions. Thirdly, an efficient deep learning system is employed, termed as IrisConvNet, whose architecture is based on a combination of Convolutional Neural Network (CNN) and Softmax classifier to extract discriminative features from an iris image. Finally, The performance of the unimodal and multimodal systems has been evaluated by conducting a number of extensive experiments on large-scale unimodal databases: FERET, CAS-PEAL-R1, LFW, CASIA-Iris-V1, CASIA-Iris-V3 Interval, MMU1 and IITD and MMU1, and SDUMLA-HMT multimodal dataset. The results obtained have demonstrated the superiority of the proposed systems compared to the previous works by achieving new state-of-the-art recognition rates on all the employed datasets with less time required to recognize the person’s identity.Multimodal biometric systems have been widely applied in many real-world applications due to its ability to deal with a number of significant limitations of unimodal biometric systems, including sensitivity to noise, population coverage, intra-class variability, non-universality, and vulnerability to spoofing. This PhD thesis is focused on the combination of both the face and the left and right irises, in a unified hybrid multimodal biometric identification system using different fusion approaches at the score and rank level. Firstly, the facial features are extracted using a novel multimodal local feature extraction approach, termed as the Curvelet-Fractal approach, which based on merging the advantages of the Curvelet transform with Fractal dimension. Secondly, a novel framework based on merging the advantages of the local handcrafted feature descriptors with the deep learning approaches is proposed, Multimodal Deep Face Recognition (MDFR) framework, to address the face recognition problem in unconstrained conditions. Thirdly, an efficient deep learning system is employed, termed as IrisConvNet, whose architecture is based on a combination of Convolutional Neural Network (CNN) and Softmax classifier to extract discriminative features from an iris image. Finally, The performance of the unimodal and multimodal systems has been evaluated by conducting a number of extensive experiments on large-scale unimodal databases: FERET, CAS-PEAL-R1, LFW, CASIA-Iris-V1, CASIA-Iris-V3 Interval, MMU1 and IITD and MMU1, and SDUMLA-HMT multimodal dataset. The results obtained have demonstrated the superiority of the proposed systems compared to the previous works by achieving new state-of-the-art recognition rates on all the employed datasets with less time required to recognize the person’s identity. / Higher Committee for Education Development in Iraq

Biometric systems allow identification of human persons based on physiological or behavioral characteristics, such as voice, handprint, iris or facial characteristics. The use of face and iris recognition as a way to authenticate user’s identities has been a topic of research for years. Present iris recognition systems require that subjects stand close (<2m) to the imaging camera and look for a period of about three seconds until the data are captured. This cooperative behavior is required in order to capture quality images for accurate recognition. This will eventually restrict the amount of practical applications where iris recognition can be applied, especially in an uncontrolled environment where subjects are not expected to cooperate such as criminals and terrorists, for example. For this reason, this thesis develops a collection of methods to deal with low quality face and iris images and that can be applied for face and iris recognition in a non-cooperative environment. This thesis makes the following main contributions: I. For eye and face tracking in low quality images, a new robust method is developed. The proposed system consists of three parts: face localization, eye detection and eye tracking. This is accomplished using traditional image-based passive techniques such as shape information of the eye and active based methods which exploit the spectral properties of the pupil under IR illumination. The developed method is also tested on underexposed images where the subject shows large head movements. II. For iris recognition, a new technique is developed for accurate iris segmentation in low quality images where a major portion of the iris is occluded. Most existing methods perform generally quite well but tend to overestimate the occluded regions, and thus lose iris information that could be used for identification. This information loss is potentially important in the covert surveillance applications we consider in this thesis. Once the iris region is properly segmented using the developed method, the biometric feature information is calculated for the iris region using the relative entropy technique. Iris biometric feature information is calculated using two different feature decomposition algorithms based on Principal Component Analysis (PCA) and Independent Component Analysis (ICA). III. For face recognition, a new approach is developed to measure biometric feature information and the changes in biometric sample quality resulting from image degradations. A definition of biometric feature information is introduced and an algorithm to measure it proposed, based on a set of population and individual biometric features, as measured by a biometric algorithm under test. Examples of its application were shown for two different face recognition algorithms based on PCA (Eigenface) and Fisher Linear Discriminant (FLD) feature decompositions.

yes / In the health care systems, a high security level is required to protect extremely sensitive patient records. The goal is to provide a secure access to the right records at the right time with high patient privacy. As the most accurate biometric system, the iris recognition can play a significant role in healthcare applications for accurate patient identification. In this paper, the corner stone towards building a fast and robust iris recognition system for healthcare applications is addressed, which is known as iris localization. Iris localization is an essential step for efficient iris recognition systems. The presence of extraneous features such as eyelashes, eyelids, pupil and reflection spots make the correct iris localization challenging. In this paper, an efficient and automatic method is presented for the inner and outer iris boundary localization. The inner pupil boundary is detected after eliminating specular reflections using a combination of thresholding and morphological operations. Then, the outer iris boundary is detected using the modified Circular Hough transform. An efficient preprocessing procedure is proposed to enhance the iris boundary by applying 2D Gaussian filter and Histogram equalization processes. In addition, the pupil’s parameters (e.g. radius and center coordinates) are employed to reduce the search time of the Hough transform by discarding the unnecessary edge points within the iris region. Finally, a robust and fast eyelids detection algorithm is developed which employs an anisotropic diffusion filter with Radon transform to fit the upper and lower eyelids boundaries. The performance of the proposed method is tested on two databases: CASIA Version 1.0 and SDUMLA-HMT iris database. The Experimental results demonstrate the efficiency of the proposed method. Moreover, a comparative study with other established methods is also carried out.

The automatic recognition of individuals through the iris characteristics is an e±cient biometric technique that is widely studied and applied around the world. Many image processing stages are necessary to make possible the representation and the interpretation of the iris information. This work presents the state of the art in iris recognition systems where the most re- markable works and the di®erent techniques applied to perform each process- ing stage are quoted. The implementations of each processing stage using traditional techniques are presented and, afterwards, two innovator methods are proposed with the common objective of bringing bene¯t to the system. The ¯rst processing stage should be the localization of the iris region in an eye image. The ¯rst method proposed in this work presents an algorithm to achieve the iris localization through the utilization of the called Memetic Algorithms. The new method is compared to a classical method and the obtained results show advantages concerning e±ciency and processing time. In another processing stage there must be a pixels sampling from the iris region, from where the information used to di®erentiate the individuals is extracted. Traditionally, this sampling process is accomplished in an uni- form way along the whole iris region. It is proposed a pre-processing method which suggests a non uniform pixels sampling from the iris region with the objective of selecting the group of pixels which carry more information about the iris structure. The search for this group of pixels is done through Ge- netic Algorithms. The application of the new method improves the e±ciency of the system and also, allows the generation of smaller templates. In this work, a study on the called Active Shape Models is also accomplished and its application to perform the iris region segmentation is evaluated. To execute the simulations and the evaluation of the methods, it was used two public and free iris images database: UBIRIS database and MMU database. / O reconhecimento automático de pessoas utilizando-se características da íris é uma eficiente técnica biométrica que está sendo largamente estudada e aplicada em todo o mundo. Diversas etapas de processamento são necessárias para tornar possível a representação e a interpretação da informação contida na íris. Neste trabalho é apresentado o estado da arte de sistemas de reconhecimento de íris onde são citados os trabalhos de maior destaque e as diferentes técnicas empregadas em cada etapa de processamento. São apresentadas implementações de cada etapa de processamento utilizando técnicas tradicionais e, posteriormente, são propostos dois métodos inovadores que têm o objetivo comum de trazer benefícios ao sistema. A primeira etapa de processamento é a localização da região da íris na imagem. O primeiro método proposto neste trabalho apresenta um algoritmo para realizar a localização da íris utilizando os chamados Algoritmos Meméticos. O novo método é comparado a um método clássico e os resultadosnobtidos demonstram vantagens no que diz respeito à eficiência e ao tempo de processamento. Em uma outra etapa de processamento deve haver uma amostragem de pixels na região da íris, de onde são retiradas as informações utilizadas para diferenciar os indivíduos. Tradicionalmente, esta amostragem é realizada de maneira uniforme ao longo de toda a região da íris. É proposto um método de pré-processamento que sugere uma amostragem não uniforme de pixels na região da íris com o objetivo de selecionar o conjunto de pixels que carregam mais informações da estrutura da íris. A busca por esse conjunto de pixels é realizada utilizando-se Algoritmos Genéticos. A aplicação deste novo método aumenta a eficiência do sistema e ainda possibilita a geração de templates binários menores. Neste trabalho é realizado, ainda, um estudos dos chamados Active Shape Models e a sua aplicação para segmentar a região da íris é avaliada. Para a simulação e avaliação dos métodos, foram utilizados dois bancos de imagens de íris públicos e gratuitos: o banco de imagens UBIRIS e o banco de imagens MMU. / Doutor em Ciências