published_or_final_version / Electrical and Electronic Engineering / Master / Master of Philosophy

Since they appeared, wireless technologies have deeply transformed our society. Today, wireless internet access and other wireless applications demandincreasingly more traffic. However, the continuous traffic increase can be unbearableand requires rethinking and redesigning the wireless technologies inmany different aspects. Aiming to respond to the increasing needs of wirelesstraffic, we are witnessing a rapidly evolving wireless technology scenario.This thesis addresses various aspects of the transmitters used in wireless communications.Transmitters present several hardware (HW) impairments thatcreate distortions, polluting the radio spectrum and decreasing the achievabletraffic in the network. Digital platforms are now flexible, robust and cheapenough to enable compensation of HW impairments at the digital base-bandsignal. This has been coined as ’dirty radio’. Dirty radio is expected in future transmitters where HW impairments may arise to reduce transmitter cost or to enhance power efficiency. This thesis covers the software (SW) compensation schemes of dirty radio developed for wireless transmitters. As describedin the thesis, these schemes can be further enhanced with knowledge of thespecific signal transmission or scenarios, e.g., developing cognitive digital compensationschemes. This can be valuable in today’s rapidly evolving scenarioswhere multiple signals may co-exist, sharing the resources at the same radiofrequency (RF) front-end. In the first part, this thesis focuses on the instrumentation challenges andHWimpairments encountered at the transmitter. A synthetic instrument (SI)that performs network analysis is designed to suit the instrumentation needs.Furthermore, how to perform nonlinear network analysis using the developedinstrument is discussed. Two transmitter HW impairments are studied: themeasurement noise and the load impedance mismatch at the transmitter, asis their coupling with the state-of-the-art digital compensation techniques.These two studied impairments are inherent to measurement systems and areexpected in future wireless transmitters. In the second part, the thesis surveys the area of behavioral modeling and digital compensation techniques for wireless transmitters. Emphasis is placed on low computational complexity techniques. The low complexity is motivated by a predicted increase in the number of transmitters deployed in the network, from base stations (BS), access points and hand-held devices. A modeling methodology is developed that allows modeling transmitters to achieve both reduced computational complexity and low modeling error. Finally, the thesis discusses the emerging architectures of multi-channel transmittersand describes their digital compensation techniques. It revises the MIMOVolterra series formulation to address the general modeling problem anddrafts possible solutions to tackle its dimensionality. In the framework of multi-channel transmitters, a technique to compensate nonlinear multi-carrier satellite transponders is presented. This technique is cognitive because it uses the frequency link planning and the pulse-shaping filters of the individual carriers. This technique shows enhanced compensation ability at reduced computational complexity compared to the state-of-the-art techniques and enables the efficient operation of satellite transponders. / <p>QC 20150526</p>

Multiple-Input Multiple-Output (MIMO) communication uses multiple transmit and receive antennas to improve the throughput in wireless channels. In cellular networks, self-interference greatly degrades MIMO's potential gain, especially in multiuser MIMO systems where multiple users in each cell share the spatial channel in order to maximize the total throughput. In a multiuser MIMO downlink, the two main causes of this self-interference are residual inter-user interference due to imperfect spatial separation between the users and other-cell interference due to cochannel transmissions in other cells. This dissertation develops adaptive transmission strategies to deal with both residual inter-user interference and other-cell interference in cellular MIMO networks. For the residual inter-user interference caused by imperfect channel state information at the transmitter, we explicitly characterize the impact of channel quantization and feedback delay. Achievable ergodic rates for both single-user and multiuser MIMO systems with different channel state information are derived. Adaptive switching between single-user and multiuser MIMO modes is proposed to improve the throughput, based on the accuracy of the available channel information. It is then extended to a multi-mode transmission strategy which adaptively adjusts the number of active users to control residual interference and provide additional array gain. To adaptively minimize the other-cell interference, two practical base station coordination strategies are proposed. The first is a cluster based coordination algorithm with different coordination strategies for cluster interior and cluster edge users. It performs full intra-cluster coordination for enhancing the sum throughput and limited inter-cluster coordination for reducing the interference for cluster edge users. A multi-cell linear precoder is designed to perform the coordination. The second is an adaptive intercell interference cancellation strategy, where multiple base stations jointly select transmission techniques based on user locations to maximize the sum throughput. Spatial interference cancellation is applied to suppress other-cell interference. Closed-form expressions are derived for the achievable throughput, and the proposed adaptive strategy is shown to provide significant average and edge throughput gain. The feedback design to assist the interference cancellation is also discussed. / text

Multiples travaux de recherche on été munis ces dernières années pour construire des codes espace-temps optimaux pour les communications sans fil de point a point (monoutilisateur). Plusieurs familles de codes, dont la construction utilise des outils algébriques avances et qui atteignent le dmt ont été proposées dans la littérature. Ce compromis a été développe par zheng et tse pour capturer les avantages duels d'un canal a évanouissement pour les snr élèves: l'augmentation du débit (augmentation du gain de multiplexage) et l'augmentation de la fiabilité (augmentation du gain de diversité). Motivés par les résultats promettant obtenus dans le cas des canaux mono-utilisateur, notre but dans cette thèse est de proposer des nouvelles constructions de codes espace temps pour les canaux à accès multiple (i.e., multi-utilisateur) en se basant sur une profonde compréhension de ce dernier du point de vue de la théorie de l'information. Nous considérons dans une première partie le cas mono antenne pour lequel nous proposons une nouvelle construction de code qui offre un gain significative et dont les performances sont conservées dans le cas synchrone et asynchrone. Motive par le gain de performance important obtenu dans le cas momo antenne et arme par la compréhension des aspects théoriques du canal a accès multiple, nous avons propose un nouveau code dont les performances sont meilleures comparées aux codes existants. Ce code est ensuite utilise pour construire un nouveau code distribue pour le canal à accès multiple avec relais.

Recent survey campaigns have shown a tremendous under utilization of the bandwidth allocated to various wireless services. Motivated by this and the ever increasing demand for wireless applications, the concept of cognitive radio (CR) systems has rendered hope to end the so called spectrum scarcity. This thesis presents various different facets related to the design and analysis of CR systems in a unified way. We begin the thesis by presenting an information theoretic study of cognitive systems working in the so called low interference regime of the overlay mode. We show that as long as the coverage area of a CR is less than that of a primary user (PU) device, the probability of the cognitive terminal inflicting small interference at the PU is overwhelmingly high. We have also analyzed the effect of a key parameter governing the amount of power allocated to relaying the PU message in the overlay mode of operation in realistic environments by presenting a simple and accurate approximation. Then, we explore the possibilities of statistical modeling of the cumulative interference due to multiple interfering CRs. We show that although it is possible to obtain a closed form expression for such an interference due a single CR, the problem is particularly difficult when it comes to the total CR interference in lognormally faded environments. In particular, we have demonstrated that fitting a two or three parameter lognormal is not a feasible option for all scenarios. We also explore the second-order characteristics of the cumulative interference by evaluating its level crossing rate (LCR) and average exceedance duration (AED) in Rayleigh and Rician channel conditions. We show that the LCRs in both these cases can be evaluated by modeling the interference process with gamma and noncentral χ2 processes, respectively. By exploiting radio environment map (REM) information, we have presented two CR scheduling schemes and compared their performance with the naive primary exclusion zone (PEZ) technique. The results demonstrate the significance of using an intelligent allocation method to reap the benefits of the tremendous information available to exploit in the REM based methods. At this juncture, we divert our attention to multiple-input multiple-output (MIMO) CR systems operating in the underlay mode. Using an antenna selection philosophy, we solve a convex optimization problem accomplishing the task and show via analysis and simulations that antenna selection can be a viable option for CRs operating in relatively sparse PU environments. Finally, we study the impact of imperfect channel state information (CSI) on the downlink of an underlay multiple antenna CR network designed to achieve signal-to-interference-plus-noise ratio (SINR) fairness among the CR terminals. By employing a newly developed convex iteration technique, we solve the relevant optimization problem exactly without performing any relaxation on the variables involved.

Multiple-input multiple-output (MIMO) radar has been receiving increasing attention in recent years due to the dramatic advantages offered by MIMO systems in communications. The amount of energy reflected from a common radar target varies considerably with the observation angle, and these scintillations may cause signal fading which severely degrades the performance of conventional radars. MIMO radar with widely spaced antennas is able to view several aspects of a target simultaneously, which realizes a spatial diversity gain to overcome the target scintillation problem, leading to significantly enhanced system performance. Building on the initial studies presented in the literature, MIMO radar is investigated in detail in this thesis. First of all, a finite scatterers model is proposed, based on which the target detection performance of a MIMO radar system with arbitrary array-target configurations is evaluated and analyzed. A MIMO radar involving a realistic target is also set up, whose simulation results corroborate the conclusions drawn based on theoretical target models, validating in a practical setting the improvements in detection performance brought in by the MIMO radar configuration. Next, a hybrid bistatic radar is introduced, which combines the phased-array and MIMO radar configurations to take advantage of both coherent processing gain and spatial diversity gain simultaneously. The target detection performance is first assessed, followed by the evaluation of the direction finding performance, i.e., performance of estimating angle of arrival as well as angel of departure. The presented theoretical expressions can be used to select the best architecture for a radar system, particularly when the total number of antennas is fixed. Finally, a novel two phase radar scheme involving signal retransmission is studied. It is based on the time-reversal (TR) detection and is investigated to improve the detection performance of a wideband MIMO radar or sonar system. Three detectors demanding various amounts of a priori information are developed, whose performance is evaluated and compared. Three schemes are proposed to design the retransmitted waveform with constraints on the transmitted signal power, further enhancing the detection performance with respect to the TR approach.

Multiple-input multiple-output (MIMO) systems have recently emerged as one of the most significant wireless techniques, as they can greatly improve the channel capacity and link reliability of wireless communications. These benefits have encouraged extensive research on a virtual MIMO system where the transmitter has multiple antennas and each of the receivers has a single antenna. Single-antenna receivers can work together to form a virtual antenna array and reap some performance benefits of MIMO systems. The idea of receiver-side local cooperation is attractive for wireless networks since a wireless receiver may not have multiple antennas due to size and cost limitations. In this thesis we investigate a virtual-MIMO wireless system using the receiver-side cooperation with the compress-and-forward (CF) protocol. Firstly, to perform CF at the relay, we propose to use standard source coding techniques, based on the analysis of its expected rate bound and the tightness of the bound. We state upper bounds on the system error probabilities over block fading channels. With sufficient source coding rates, the cooperation of the receivers enables the virtual-MIMO system to achieve almost ideal MIMO performance. A comparison of ideal and non-ideal conference links within the receiver group is also investigated. Considering the short-range communication and using a channel-aware adaptive CF scheme, the impact of the non-ideal cooperation link is too slight to impair the system performance significantly. It is also evident that the practicality of CF cooperation will be greatly enhanced if a efficient source coding technique can be used at the relay. It is even more desirable that CF cooperation should not be unduly sensitive to carrier frequency offsets (CFOs). Thus this thesis then presents a practical study of these two issues. Codebook designs of the Voronoi VQ and the tree-structure vector quantization (TSVQ) to enable CF cooperation at the relay are firstly described. A comparison in terms of the codebook design complexity and encoding complexity is presented. It is shown that the TSVQ is much simpler to design and operate, and can achieve a favourable performance-complexity tradeoff. We then demonstrate that CFO can lead to significant performance degradation for the virtual MIMO system. To overcome it, it is proposed to maintain clock synchronization and jointly estimate the CFO between the relay and the destination. This approach is shown to provide a significant performance improvement. Finally, we extend the study to the minimum mean square error (MMSE) detection, as it has a lower complexity compared to maximum likelihood (ML) detection. A closed-form upper bound for the system error probability is derived, based on which we prove that the smallest singular value of the cooperative channel matrix determines the system error performance. Accordingly, an adaptive modulation and cooperation scheme is proposed, which uses the smallest singular value as the threshold strategy. Depending on the instantaneous channel conditions, the system could therefore adapt to choose a suitable modulation type for transmission and an appropriate quantization rate to perform CF cooperation. The adaptive modulation and cooperation scheme not only enables the system to achieve comparable performance to the case with fixed quantization rates, but also eliminates unnecessary complexity for quantization operations and conference link communication.

In this dissertation, I focus on source coding techniques as well as channel coding techniques. I addressed the challenges in WSN by developing (1) a new source coding strategy for erasure channels that has better distortion performance compared to MDC; (2) a new cooperative channel coding strategy for multiple access channels that has better channel outage performances compared to MIMO; (3) a new source-channel cooperation strategy to accomplish source-to-fusion center communication that reduces system distortion and improves outage performance. First, I draw a parallel between the 2x2 MDC scheme and the Alamouti's space time block coding (STBC) scheme and observe the commonality in their mathematical models. This commonality allows us to observe the duality between the two diversity techniques. Making use of this duality, I develop an MDC scheme with pairwise complex correlating transform. Theoretically, I show that MDC scheme results in: 1) complete elimination of the estimation error when only one descriptor is received; 2) greater efficiency in recovering the stronger descriptor (with larger variance) from the weaker descriptor; and 3) improved performance in terms of minimized distortion as the quantization error gets reduced. Experiments are also performed on real images to demonstrate these benefits. Second, I present a two-phase cooperative communication strategy and an optimal power allocation strategy to transmit sensor observations to a fusion center in a large-scale sensor network. Outage probability is used to evaluate the performance of the proposed system. Simulation results demonstrate that: 1) when signal-to-noise ratio is low, the performance of the proposed system is better than that of the MIMO system over uncorrelated slow fading Rayleigh channels; 2) given the transmission rate and the total transmission SNR, there exists an optimal power allocation that minimizes the outage probability; 3) on correlated slow fading Rayleigh channels, channel correlation will degrade the system performance in linear proportion to the correlation level. Third, I combine the statistical ranking of sensor observations with cooperative communication strategy in a cluster-based wireless sensor network. This strategy involves two steps: 1) ranking the sensor observations based on their test statistics; 2) building a two-phase cooperative communication model with an optimal power allocation strategy. The result is an optimal system performance that considers both sources and channels. I optimize the proposed model through analyses of the system distortion, and show that the cooperating nodes achieve maximum channel capacity. I also simulate the system distortion and outage to show the benefits of the proposed strategies.

Two of the most prominent techniques to meet the next generation wireless communication system's demands are cognitive radio and massive MIMO systems. Cognitive radio systems improve radio spectrum utilization either by spectrum sharing or by opportunistically utilizing the spectrum of the licensed users. Employing multiple antennas at the transmitter and/or the receiver of the radio can further improve the overall performance of the wireless systems. Massive MIMO systems, on the other hand, improve the spectral and energy efficiencies of currently deployed systems by reaping all the benefits of the multi-antenna systems at a very large scale. The price paid for employing a large number of antennas either at the transmitter or receiver is the high hardware cost. Judicious transmit or receive antenna selection can reduce this cost, while retaining most of the benefits offered by multiple antennas. In my doctoral research, we have presented both upper and lower bounds on the capacity of a general selection diversity system. These novel bounds are simple to compute and can be used in a variety of different fading environments. We have also proposed and analyzed the performance of different antenna selection schemes for both an underlay cognitive radio and a massive MIMO system. Specifically, we have considered both receive and transmit antenna selection in an underlay cognitive radio based on the maximization of secondary link signal-to-interference plus noise ratio. Exact and asymptotic performance analyses of the secondary system with such selections are carried out, and numerical examples are presented to verify the correctness of the analytical results. Several sub-optimal antenna subset selection schemes for both a single-cell and a multi-cell multi-user massive MIMO system are also proposed. Numerical results on the sum rate of the system in different scenarios are presented to verify the superior performance of the proposed schemes over the existing sub-optimal antenna subset selection schemes. Lastly, we have also presented three novel hybrid analog/digital precoding schemes to reduce the hardware and software complexities of a sub-connected massive MIMO system. / Graduate / 0544

This thesis presents the development of a Multiple-Input Multiple-Output (MIMO) capable high bit rate acoustic modem operating at high frequencies. A MIMO channel estimation technique based on Least-Squares (LS) estimation is developed here. Channel deconvolution is completed using a Minimum Mean-Square Error (MMSE) Linear Equalizer (LE). An Interference Cancellation Linear Equalizer (ICLE) is used to provide the theoretical limit of the MIMO deconvolution process. The RMSE of the channel estimation process was 1.83 % and 6.1810 %, respectively for simulated and experimental data. Using experimental data, the RMSE before MIMO deconvolution process was 141.3 % and dropped down to 60.224 % and to 4.4545 %, respectively after LE and ICLE. At raw reception, the RMSE was 101.83 % and dropped down to 9.36 % and to 1.86 % using respectively LE and ICLE with simulated data. / by Gaultier Real. / Thesis (M.S.C.S.)--Florida Atlantic University, 2011. / Includes bibliography. / Electronic reproduction. Boca Raton, Fla., 2011. Mode of access: World Wide Web.