Modern-day terrorist attacks present a considerable danger for commercial aircrafts. This thesis analyzes potential methods of such attacks with a critical analysis of the most dangerous type: an attack from the outside of the aircraft via a fragmentation missile warhead. Such missiles cause damage to the airframe of the aircraft through fragments created by the explosion. In this thesis, analytical geometry is used to determine the area of the aircraft affected by the fragmentation. The aircraft’s geometry and the fragments’ dispersion are calculated by analytical functions, and the effect of the damage is analyzed. A shooting experiment was also carried out, in which fragments were shot at a reinforced skin panel that was manufactured according to the real design of commercial aircraft. The results of the experiment revealed that only directly hit sections of the structure are damaged. Data obtained by the experiment was then used for the creation and improvement of the model used in the simulation by means of the finite element method. This model is used for the numerical calculation of the damage sustained. Further included in the thesis is an analysis of the change in the load-bearing capacity after such an attack. The relationship between the size of the damage and its effect on the load-bearing capacity of the component as well as the entire structure is defined. First, the effect of component damage is analyzed via the FMEA/FMECA methods. This analysis is then extended using fuzzy logic. Fuzzy logic analysis is based on the determination of the size of the damaged component area and the component’s importance on the structure’s carry loads. Application of the defined approach is described for several parts of an aircraft’s life cycle, including development, operation after the terrorist attack, and assessment of causes after a crash caused by a fragmentation missile warhead.

O uso de fundações por estacas helicoidais tem aumentado consideravelmente nos últimos anos, devido às suas vantagens comparadas a outros tipos de fundação, como a sua rápida instalação e sua capacidade de resistir simultaneamente a esforços de tração e de compressão. No entanto, os métodos de previsão do comportamento deste tipo de fundação submetida a esforços de tração (denominadas ancoragens helicoidais neste caso), ainda são insatisfatórios, e normalmente são observadas discrepâncias entre os resultados estimados por métodos teóricos e medidos em provas de carga. Entre outras razões, estas diferenças ocorrem principalmente pelo fato dos efeitos da instalação destas ancoragens no solo não serem considerados nos métodos de previsão disponíveis. No momento da instalação, os parâmetros do solo atravessado são modificados, e como é o volume de solo alterado que deve resistir ao carregamento da ancoragem sob tração, é essencial entender e quantificar este efeito de instalação para uma previsão adequada da capacidade de carga deste tipo de ancoragem. Para contribuir com o entendimento deste efeito, no presente trabalho foram realizadas simulações numéricas com o software FLAC3D, para se conhecer as modificações ocorridas no solo devido à instalação de uma ancoragem helicoidal em areia compacta. Para este fim, na simulação do solo penetrado pela hélice, foram reduzidos os valores de ângulo de atrito e do módulo de elasticidade da areia. O modelo foi validado por meio da comparação com a curva carga-deslocamento obtida experimentalmente em ensaios realizados em centrifuga. Após o ajuste do modelo numérico, foi realizada uma análise paramétrica com o objetivo de investigar o efeito da instalação no fator de capacidade de carga (Nq). Por meio da análise paramétrica também foram avaliados o deslocamento da ancoragem sob carga máxima e as tensões horizontais atuantes na superfície de ruptura. Os resultados estimados de Nq foram comparados com estudos anteriores, e mostraram um bom ajuste com resultados de provas de carga in situ e em centrifuga. Além disso, o estudo paramétrico indicou que as tensões horizontais atuantes na zona de ruptura são distribuídas em forma de tronco de cone, e variam de acordo com o diâmetro da hélice. / The use of helical foundations has increased considerably in recent years due to its advantages compared to other types of foundations, such as rapid installation and the capacity of resisting tensile and compressive loads. However, the methods normally used to predict the behavior of this type of foundation under tensile loads (called helical anchors in this case), are still unsatisfactory, and discrepancies are usually observed between the results estimated by theoretical methods and measured in load tests. Among other reasons, these differences occur mainly because the effects of helical anchor installation in the soil are not considered in the available predicting methods. During installation, the parameters of the soil penetrated are modified, and since it is this disturbed soil volume that must support the loading of the anchor under tension, it is essential to understand and quantify this installation effect for an adequate prediction of the uplift capacity of this type anchor. In order to contribute to the understanding of this effect, in the present work numerical simulations with the software FLAC3D were performed to evaluate the modifications occurred in the soil due to the installation of a helical anchor in dense sand. For this purpose, in the simulation of the soil penetrated by the helices, the values of friction angle and modulus of elasticity of the sand were reduced. The model was validated by means of the comparison with a load-displacement curve obtained experimentally in centrifuge model tests. After adjusting the numerical model, a parametric analysis was carried out to investigate the effect of the installation on the breakout factor (Nq). The parametric analyses were also used to investigate the anchor displacement at the peak load and the horizontal stresses acting on the failure surface. The estimated Nq values were compared with previous studies, and showed a good agreement with experimental results obtained by field and centrifuge tests. Additionally, the parametric study indicated that the horizontal stresses acting on the failure zone are distributed in the shape of a truncated cone, and vary with the helix diameter.

The United States Navy (USN) currently utilizes a Rapid Penetration Test (RPT) on both land and in water as the means to determine whether sufficient soil bearing capacity exists for piles in axial compression, prior to construction of the Elevated Causeway System (Modular) [ELCAS(M)] pile-supported pier system. The USN desires a replacement for the RPT because of issues with the method incorrectly classifying soils as well as the need to have a less labor-and-equipment-intensive method for geotechnical investigation. The Multichannel Analysis of Surface Waves (MASW) method is selected herein as the potential replacement for the RPT. The MASW method is an existing, geophysical method for determining soil properties based upon the acquisition and analysis of seismic surface waves used to develop shear wave velocity profiles for the soils at specific sites. Correlations between shear wave velocity and Cone Penetration Testing are utilized to classify soils, develop pile blow count estimates, and calculate soil bearing capacity. This researcher found that the MASW method was feasible and reliable in predicting the required properties for terrestrial sites. However, it was not successful in predicting those properties for underwater marine sites due to issues with equipment and field setup. Future areas of improvement are recommended to address these issues and, due to the success of the method on land, it is expected that once the issues are addressed the MASW method will be a reliable replacement for the RPT method across the entire subaerial and subaqueous profile.

Due to close proximity of different civil engineering structures, the ultimate bearing capacity and failure pattern of adjoining footings/anchors are often influenced by their mutual interference. The present thesis is an attempt to examine the interference effects on the ultimate failure loads and the elastic settlements for a group of closely spaced strip footings and anchors. In this thesis, a new experimental setup has been proposed to examine the response of interfering strip footings and strip anchors subjected to vertical loads but without having any eccentricity. Through out the investigation, it has been assumed that the magnitudes of loads on all the footings/anchors at any stage of settlement remain exactly the same. Unlike the existing experimental works of the previous researchers reported in literature, in the proposed experimental setup, there is no need to use more than one footing/anchor. As a result a much smaller size of the tank, in which the soil sample needs to be prepared, is required. In the proposed setup, it has been attempted to satisfy the boundary conditions existing along the vertical planes of symmetry midway between any two adjoining footings/anchors. To satisfy the governing boundary conditions, along the planes of symmetry, the interface friction angle is kept as small as possible, with the employment of a very smooth high strength glass sheet, and the associated horizontal displacements are made equal to zero. For two interfering footings/anchors case, only single plane of symmetry on one side of the footing needs to be modeled. On the other hand, for an infinite number of multiple footings/anchors, two vertical planes of symmetry on both the sides of the footing need to be simulated in the experiments. The proposed experimental setup is noted to yield reasonably acceptable results both for the cases of interfering footings and interfering anchors. The magnitudes of ultimate failure loads for the interfering footings/anchors are expressed in terms of the variation of the efficiency factor ( ξγ) with respect to changes in the clear spacing(s) between the footings/anchors; wherein, an efficiency factor is defined as the ratio of the magnitude of the failure load for an intervening strip footing/anchor of a given width to that of an isolated strip footing/anchor having exactly the same width. From the experiments, the values of the efficiency factors are obtained for a group of two and an infinite number of multiple strip footings/anchors. The effect of two different widths of the footing/anchor on the magnitudes of the failure load is also studied. It is noted that for a group of two and infinite number of multiple footings, the magnitude of the ultimate failure load for an interfering footing becomes always greater than that for a single isolated footing. For the case of two footings, the value of ξγ becomes maximum corresponding to a certain critical s/B between two footings. At a given spacing, the value of ξγ is found to increase further with an increase in the value of φ. It is observed that, for a group of an infinite number of equally spaced multiple strip footings, the magnitude of ξγ increases continuously with a decrease in s/B; when the clear spacing between the footings approaches zero, the magnitude of ξγ tends to become infinity. The value of ξγ associated with a given s/B for the multiple footings case is found to become always greater than that for a two footing case. The effect of s/B on ξγ is found similar to that reported in theories in a qualitative sense. The value of ξγ at a given s/B associated for B = 4 cm both for two and multiple footings is found to become smaller as compared to that with B = 7 cm. In contrast to a group of interfering footings under compression, the magnitude of ξγ in the case of both two and multiple interfering anchors decreases continuously with a reduction in the value of s/B. For given values of s/B and embedment ratio ( λ = d/B ), the values of ξγ for the case of multiple anchors are found to be always lower than those for the case of two anchors; d = depth of the anchor. In comparison with the available theoretical values from the literature, the values of ξγ are found to be a little lower especially for smaller values of s/B. The comparison of the present experimental data with that reported from literature reveals that the interference of strip anchors will have relatively more reduction in the uplift resistance on account of interference as compared to a group of square and circular anchors; the present experimental data provides relatively lower values of ξγ as compared to the available experimental data (for square and circular footings). The value of s/B beyond which the response of anchors becomes that of an isolated anchor increases continuously with an increase in the value of λ. The magnitude of ξγ for given values of s/B and λ associated for B = 4 cm is found to become slightly greater as compared to that with B = 7 cm. Both for the cases of interfering footings and anchors, the ratio of the average ultimate pressure with the employment of the rough central plane (glass sheet glued with a sand paper) to that with the smooth central plane, is found to increase with (i) a decrease in the value of s/B, and (ii) an increase in the value of φ. The finite element analysis, based on a linear elastic soil-constitutive model, has also been performed for interfering footings and anchors to find the effect of interference on elastic settlements. The computations have revealed that for both the footings and anchors, a decrease in the spacing between the footings leads to a continuous increase in the magnitudes of the settlements. The increase in the settlement due to the interference becomes quite substantial for an infinite number of footings/anchors case as compared to two footings/anchors case. The effect of the Poisson’s ratio on the results is found to be practically insignificant.

Geokunststoffe sind beständige Produkte aus Polymeren, die in Boden eingelegt werden um geotechnische Probleme zu lösen. Eine Kategorie der Geokunststoffe sind Geogitter, bei denen die Längs- und Querelemente eine offene, gitterförmige Struktur bilden und die meist zur Bodenbewehrung eingesetzt werden. Ihre Verwendung zur Bewehrung von gering tragfähigen Böden für kunststoffbewehrte Erd- und Stützbauwerke kann enorme ökologische und ökonomische Vorteile bieten. Trotz der Tatsache, dass die Verwendung von Geogittern in den letzten Jahren stark zugenommen hat, sind die Grundlagen zum Bau und zur Bemessung limitiert. Besonders die Schlüsselfrage, wie Geogitter und verschiedene Lockergesteine in unterschiedlichen Belastungssituationen interagieren, ist ingenieursmäßig nur lückenhaft untersucht worden. Im Rahmen dieser Dissertation wurde deshalb in über 250 großmaßstäblichen Scher-, Herauszieh- und Reibungsversuchen das Verbundverhalten Geokunststoff/Locker¬gestein eingehend untersucht. Dazu wurden 14 handelsübliche Geogitter, die teilweise auch modifiziert wurden, in dem Interaktionsprüfgerät des Institutes für Geotechnik der TU Bergakademie Freiberg mit verschiedenen Böden systematisch getestet. Die vielen Versuchsanordnungen und die aus ihnen abgeleiteten Überlegungen und gewonnenen Erkenntnisse belegten, dass die wichtigsten Parameter interagieren, und zwar in verschiedenen Abhängigkeiten wie weitere Variationen der Bodenparameter (Kornverteilung, Wassergehalte, Verdichtung, Bindemittelzusatz etc.), der unterschiedlichen Geogitterparameter (Oberflächenbeschaffenheit, Struktur, etc.) und der Belastung gezeigt haben. Darüber hinaus wurde das Interaktionsprüfgerät für zukünftige Versuche weiterentwickelt (Entkopplung des Versuchseinbaus vom Versuchsgerät usw.). Der Fokus der Forschungsarbeit lag dabei in der Schaffung von Grundlagenkenntnissen für den gemeinsamen Einsatz von bindigen Lockergesteinen und Geokunststoffen. Bei rolligen Böden zeigte sich, dass die Rautiefe sich stärker (positiv) auf die Widerstände auswirkt als bei den bindigen Böden. Hingegen waren bei bindigen Böden die Auswirkungen durch eine Erhöhung der Querelemente deutlicher. Darüber hinaus konnte gezeigt werden, dass dreidimensionale Querelemente das Verbundverhalten verbessern und Tests an Geogittern mit einem größeren Verhältnis von Öffnungsweite zu Maschenweite zeigten höhere Adhäsionswerte. Die Reibungsversuche hatten einen gleichmäßigeren Verlauf und geringere Streuungen zwischen den unterschiedlichen Geogittern, weshalb aufgrund der deutlicheren Unterschiede zwischen den Produkten bei den Herausziehversuchen detaillierte Schlussfolgerungen gezogen werden konnten. Die vorliegende Arbeit leistet einen Beitrag zur Verbesserung der Bemessungsgrundlagen und ermöglicht ein detaillierteres Verständnis des Verbundverhaltens. Des Weiteren werden Vorschläge ausgearbeitet die im Labor erzielten Ergebnisse auf die Baupraxis zu übertragen, wie zum Beispiel durch das Vermeiden von Trennflächen zwischen Geogitter und Boden bei der Verdichtung. / Geosynthetics are durable polymeric products placed in soil to help solve civil engi-neering problems; one category of these is geogrids. Geogrids are polymers formed into an open, grid-like configuration and function primarily as soil reinforcement. Their use to reinforce soil with weak bearing capacity could have big ecological and economical advantages. Although geogrid use has grown in recent years, there is still limited design information available due to the wide variety of design configurations and soil variability. One of the key factors lacking for more widespread engineering implementation is a greater understanding of the interaction between various geogrids and soil combinations when exposed to different load effects. In more than 250 shear, pull-out, and friction tests, this interaction behavior was examined in detail. Fourteen general geogrids (sometimes additionally modified) using dif-ferent soil types were systematically tested in the Interaction Testing Device at the Geotechnical Institute of the TU Bergakademie Freiberg. Combining the huge quantity of test results with a theoretical analysis, the main parameters which affect soil behavior could be defined. Furthermore the Interaction Testing Device could be improved for test in future. Our analysis showed us that the roughness of the geogrid has more of a beneficial impact on the strength of frictional soils than it does for silty soils. Silty soils however, were more affected by the height of cross elements in the geogrid than other types. It was also observed that 3D elements in the cross machine direction improve the interaction behavior. Tests with geogrids which have a bigger ratio of opening size to mesh size showed higher adhesion values. The friction test results were more regular, had a uniform progress and had smaller differences between geogrid configurations. Therefore, conclusions with higher certainty could be drawn from the pull-out tests with the differential results. The present research contributes to the limited design information to help provide a better understanding of the interaction behavior. Furthermore, suggestions are given to use the laboratory detected results in real-world applications, one of which is the way of compaction to minimize the potential for creating a slip-surface between the geogrid and soil.

Das Trag- und Verbundverhalten textiler Bewehrungen wurde in den vergangen Jahren umfassend experimentell untersucht. Die dabei gewonnenen Erkenntnisse stützen sich jedoch fast ausschließlich auf einaxiale Beanspruchungszustände. Grundsätzlich können aus dem Vergleich von Versuchen an Rovings und an textilen Bewehrungsstrukturen Rückschlüsse auf den Einfluss der Quer- und Stützfäden und der verschiedenen Bindungstechniken auf das einaxiale Tragverhalten von Textilbeton getroffen werden. Offen bleibt jedoch, inwieweit sich die gefundenen Gesetzmäßigkeiten auf mehraxiale Beanspruchungssituationen übertragen lassen. Dadurch werden Fragen bezüglich des Tragverhaltens textiler Bewehrungen unter mehraxialen Zugbeanspruchungen aufgeworfen, welche die Motivation für die vorliegende Arbeit liefern. Die hierzu durchgeführten experimentellen Untersuchungen umfassen 84 Einzelversuche und wurden in einem speziell für zweiaxiale Zugbeanspruchungen entwickelten Versuchsaufbau durchgeführt. Als textile Bewehrungen kamen zwei verschiedene Gelegearten aus AR-Glas und Carbon zum Einsatz. Die Ergebnisse konnten die bisher ausschließlich an einaxialen Dehnkörpern gewonnenen Erkenntnisse über das Tragverhalten textiler Bewehrungen grundsätzlich bestätigen. Für den Übergang von Zustand I zum Zustand II konnte eine Abhängigkeit der Erstrissspannung vom Spannungsverhältnis nachgewiesen werden. Die Merkmale der Zustände IIa und IIb zeigen hingegen keine signifikante Abhängigkeit vom Verhältnis aus Längs- und Querzugspannung. Darüber hinaus haben offenbar durch Querzug induzierte bewehrungsparallele Risse keine maßgeblichen Auswirkungen auf das Verbundverhalten der Rovings in Längsrichtung. Eine wesentliche Erkenntnis aus den biaxialen Zugversuchen mit Carbon betrifft den Einfluss der Welligkeit. Es wurde deutlich, dass der Abbau der Welligkeit in beschichteten textilen Bewehrungen hochgradig lastabhängig ist. In zahlreichen Versuchen mit Carbon kam es innerhalb des Zustands IIb zu Delamination, einem bisher in diesem Umfang nicht beobachteten Effekt. Die Erkenntnisse hinsichtlich des Abbaus der Welligkeit wurden im Anschluss auf das Tragverhalten von AR-Glas übertragen und führten zu einer Neubewertung des bei AR-Glas beobachteten Steifigkeitsdefizits im Zustand IIb. Weiterhin wurde der Einfluss der Orientierung der Bewehrung unter einaxialer Beanspruchung an scheibenartigen Probekörpern untersucht. Es zeigte sich, dass die untersuchten Bewehrungen aus AR-Glas hinsichtlich der Tragfähigkeit bei schiefwinkliger Beanspruchung deutlich unempfindlicher reagieren als Bewehrungen aus Carbon. Für die Reduktion der effektiven Faserbruchspannungen wurde ein mathematisches Modell vorgestellt, welches eine getrennte Beschreibung der geometrischen Einflüsse sowie alle sonstigen, die Faserbruchspannung reduzierenden Effekte erlaubt. / The load bearing and bond behaviour of textile reinforcements has been comprehensively studied experimental in recent years. The findings are based almost exclusively on uniaxial loading. Generally, from the comparison of tests on rovings and fabrics conclusions can be drawn about the influence of transverse and supporting threads and different binding patterns on the uniaxial load-bearing behaviour. However, it remains open, to what extend the found principles are applicable to multi-axial loading situations. This raises questions about the load bearing behaviour under multi-axial tension loading, which provide motivation for this work. For the experimental studies on 84 specimens a specially developed test setup for biaxial tensile loading was used. Two different types of textile reinforcements made from AR-glass and carbon fibres were examined. The results generally approve the findings on the structural behaviour of textile reinforcements exclusively derived from uniaxial tests. A relationship between first cracking stress level and biaxial stress ratio has been found. The characteristics of the cracking phases and during stabilized cracking, however, show no significant dependencies on the ratio of longitudinal and transverse tensile stresses. Furthermore, parallel cracks induced by transverse tensile stresses have no significant impact on the bond behaviour of longitudinal rovings. An essential result from biaxial tensile tests with carbon is the strong influence of waviness. It became clear that the reduction of waviness in coated textile reinforcement is highly load-dependent. In numerous experiments with carbon reinforcement delamination occurred during stabilized cracking – an effect, that has been observed in this large scale for the first time. The findings regarding the reduction of the waviness were subsequently applied to AR-glass and led to a revaluation of the known stiffness deficit in the phase IIb. Furthermore, the influence of reinforcement orientation has been studied on discoidal specimens under uni-axial loading. It was found that the load bearing capacity of carbon reinforcement is much more sensible to load orientation than AR-glass. A mathematical model was presented, which allows the separate description of geometric factors and as well as all other effects that reduce the fibre tensile strength.

Uma das tarefas mais desafiadoras do engenheiro na área da Geotecnia é a escolha dos valores de parâmetros geotécnicos obtidos de ensaios de campo ou laboratório e que serão utilizados nos modelos analíticos ou numéricos na fase de projeto de fundações. Diante das incertezas inerentes aos ensaios de SPT e da heterogeneidade de abordagens para a utilização dos valores de NSPT, é proposta neste estudo, a aplicação de um critério estatístico para obtenção de valores de NSPT, a partir da construção de intervalos de confiança de 95% de probabilidade em torno da reta ajustada de regressão linear simples entre a variável aleatória NSPT e a profundidade. Os valores obtidos de NSPT pelo critério aplicado foram utilizados na previsão da capacidade de carga de 19 estacas isoladas a partir da utilização de três métodos semi-empíricos: Aoki-Velloso (1975) com coeficientes alterados por Monteiro (1997), Décourt & Quaresma (1978) alterado pelo método de Décourt (1996) e Método de Alonso (1996). As cargas de ruptura dessas 19 estacas ensaiadas através de Provas de Carga Estática foram obtidas pelos métodos de extrapolação de Van Der Veen (1953) e Décourt (1996) e serviram para comparação e consequente validação do critério estatístico. Adicionalmente, com fulcro no item 6.2.1.2.1 da ABNT NBR 6122:2010 Resistência calculada por método semi-empírico, foram avaliados os fatores de segurança em relação às cargas de projeto, inclusive, também se utilizando da premissa de reconhecimento de regiões representativas, levando em conta o número de ensaios de SPT executados, fato que promove uma diminuição da incerteza dos parâmetros, apontando a um menor fator de segurança. A dissertação enfatiza as vantagens de um adequado tratamento estatístico dos parâmetros geotécnicos, a exemplo da recomendação já existente nas normas internacionais como Eurocódigo e outras. O critério construído permite e encoraja análises e decisões racionais no universo das partes interessadas consumidores, projetistas, fiscais de obras, contratantes e comunidade científica promovendo as discussões de forma mais objetiva e harmoniosa sobre o tema. / One of the most challenging aspects of geotechnical engineering is the selection of soil parameters from field and / or laboratory tests to be used in analytical or numerical models for foundation design. Due to known uncertainties in SPT tests and wide availability of criteria for NSPT interpretation, a proposed procedure is presented based on 95% confidence limits around a trend line defined by simple linear regression analysis expressing the variation of NSPT with depth. The NSPT values obtained by the proposed approach have been used to estimate the pile ultimate capacity of 19 isolated continuous flight auger piles using different semi-empirical methods, such as Aoki and Velloso (1975) with modified coefficients as proposed by Monteiro (1997), Décourt and Quaresma (1978) modified by Décourt (1996) and Alonso (1996). Static load tests of the same 19 piles have been extrapolated by Van Der Veen (1953) and Décourt (1996) methods, as an aid for comparison and validation of the statistical criterion. Additionally, were made with the fulcrum in item 6.2.1.2.1 of ABNT NBR 6122: 2010 - Resistance calculated by semi-empirical method, evaluations of safety factors in relation to load project, also including the premise of recognizing representative regions and taking into account the number of SPT tests, a fact that provides the decreased uncertainty of the parameters, indicating a lower FS. The dissertation emphasizes the advantages of an adequate statistical treatment of the geotechnical data, similar to what is recommended by the Eurocode. Such approach allows and encourages a more rational decision including all interested parties - consumers, designers, inspectors, contractors and scientific community providing more objective and harmonious discussions on this subject.

Uma das tarefas mais desafiadoras do engenheiro na área da Geotecnia é a escolha dos valores de parâmetros geotécnicos obtidos de ensaios de campo ou laboratório e que serão utilizados nos modelos analíticos ou numéricos na fase de projeto de fundações. Diante das incertezas inerentes aos ensaios de SPT e da heterogeneidade de abordagens para a utilização dos valores de NSPT, é proposta neste estudo, a aplicação de um critério estatístico para obtenção de valores de NSPT, a partir da construção de intervalos de confiança de 95% de probabilidade em torno da reta ajustada de regressão linear simples entre a variável aleatória NSPT e a profundidade. Os valores obtidos de NSPT pelo critério aplicado foram utilizados na previsão da capacidade de carga de 19 estacas isoladas a partir da utilização de três métodos semi-empíricos: Aoki-Velloso (1975) com coeficientes alterados por Monteiro (1997), Décourt & Quaresma (1978) alterado pelo método de Décourt (1996) e Método de Alonso (1996). As cargas de ruptura dessas 19 estacas ensaiadas através de Provas de Carga Estática foram obtidas pelos métodos de extrapolação de Van Der Veen (1953) e Décourt (1996) e serviram para comparação e consequente validação do critério estatístico. Adicionalmente, com fulcro no item 6.2.1.2.1 da ABNT NBR 6122:2010 Resistência calculada por método semi-empírico, foram avaliados os fatores de segurança em relação às cargas de projeto, inclusive, também se utilizando da premissa de reconhecimento de regiões representativas, levando em conta o número de ensaios de SPT executados, fato que promove uma diminuição da incerteza dos parâmetros, apontando a um menor fator de segurança. A dissertação enfatiza as vantagens de um adequado tratamento estatístico dos parâmetros geotécnicos, a exemplo da recomendação já existente nas normas internacionais como Eurocódigo e outras. O critério construído permite e encoraja análises e decisões racionais no universo das partes interessadas consumidores, projetistas, fiscais de obras, contratantes e comunidade científica promovendo as discussões de forma mais objetiva e harmoniosa sobre o tema. / One of the most challenging aspects of geotechnical engineering is the selection of soil parameters from field and / or laboratory tests to be used in analytical or numerical models for foundation design. Due to known uncertainties in SPT tests and wide availability of criteria for NSPT interpretation, a proposed procedure is presented based on 95% confidence limits around a trend line defined by simple linear regression analysis expressing the variation of NSPT with depth. The NSPT values obtained by the proposed approach have been used to estimate the pile ultimate capacity of 19 isolated continuous flight auger piles using different semi-empirical methods, such as Aoki and Velloso (1975) with modified coefficients as proposed by Monteiro (1997), Décourt and Quaresma (1978) modified by Décourt (1996) and Alonso (1996). Static load tests of the same 19 piles have been extrapolated by Van Der Veen (1953) and Décourt (1996) methods, as an aid for comparison and validation of the statistical criterion. Additionally, were made with the fulcrum in item 6.2.1.2.1 of ABNT NBR 6122: 2010 - Resistance calculated by semi-empirical method, evaluations of safety factors in relation to load project, also including the premise of recognizing representative regions and taking into account the number of SPT tests, a fact that provides the decreased uncertainty of the parameters, indicating a lower FS. The dissertation emphasizes the advantages of an adequate statistical treatment of the geotechnical data, similar to what is recommended by the Eurocode. Such approach allows and encourages a more rational decision including all interested parties - consumers, designers, inspectors, contractors and scientific community providing more objective and harmonious discussions on this subject.

O uso de fundações por estacas helicoidais tem aumentado consideravelmente nos últimos anos, devido às suas vantagens comparadas a outros tipos de fundação, como a sua rápida instalação e sua capacidade de resistir simultaneamente a esforços de tração e de compressão. No entanto, os métodos de previsão do comportamento deste tipo de fundação submetida a esforços de tração (denominadas ancoragens helicoidais neste caso), ainda são insatisfatórios, e normalmente são observadas discrepâncias entre os resultados estimados por métodos teóricos e medidos em provas de carga. Entre outras razões, estas diferenças ocorrem principalmente pelo fato dos efeitos da instalação destas ancoragens no solo não serem considerados nos métodos de previsão disponíveis. No momento da instalação, os parâmetros do solo atravessado são modificados, e como é o volume de solo alterado que deve resistir ao carregamento da ancoragem sob tração, é essencial entender e quantificar este efeito de instalação para uma previsão adequada da capacidade de carga deste tipo de ancoragem. Para contribuir com o entendimento deste efeito, no presente trabalho foram realizadas simulações numéricas com o software FLAC3D, para se conhecer as modificações ocorridas no solo devido à instalação de uma ancoragem helicoidal em areia compacta. Para este fim, na simulação do solo penetrado pela hélice, foram reduzidos os valores de ângulo de atrito e do módulo de elasticidade da areia. O modelo foi validado por meio da comparação com a curva carga-deslocamento obtida experimentalmente em ensaios realizados em centrifuga. Após o ajuste do modelo numérico, foi realizada uma análise paramétrica com o objetivo de investigar o efeito da instalação no fator de capacidade de carga (Nq). Por meio da análise paramétrica também foram avaliados o deslocamento da ancoragem sob carga máxima e as tensões horizontais atuantes na superfície de ruptura. Os resultados estimados de Nq foram comparados com estudos anteriores, e mostraram um bom ajuste com resultados de provas de carga in situ e em centrifuga. Além disso, o estudo paramétrico indicou que as tensões horizontais atuantes na zona de ruptura são distribuídas em forma de tronco de cone, e variam de acordo com o diâmetro da hélice. / The use of helical foundations has increased considerably in recent years due to its advantages compared to other types of foundations, such as rapid installation and the capacity of resisting tensile and compressive loads. However, the methods normally used to predict the behavior of this type of foundation under tensile loads (called helical anchors in this case), are still unsatisfactory, and discrepancies are usually observed between the results estimated by theoretical methods and measured in load tests. Among other reasons, these differences occur mainly because the effects of helical anchor installation in the soil are not considered in the available predicting methods. During installation, the parameters of the soil penetrated are modified, and since it is this disturbed soil volume that must support the loading of the anchor under tension, it is essential to understand and quantify this installation effect for an adequate prediction of the uplift capacity of this type anchor. In order to contribute to the understanding of this effect, in the present work numerical simulations with the software FLAC3D were performed to evaluate the modifications occurred in the soil due to the installation of a helical anchor in dense sand. For this purpose, in the simulation of the soil penetrated by the helices, the values of friction angle and modulus of elasticity of the sand were reduced. The model was validated by means of the comparison with a load-displacement curve obtained experimentally in centrifuge model tests. After adjusting the numerical model, a parametric analysis was carried out to investigate the effect of the installation on the breakout factor (Nq). The parametric analyses were also used to investigate the anchor displacement at the peak load and the horizontal stresses acting on the failure surface. The estimated Nq values were compared with previous studies, and showed a good agreement with experimental results obtained by field and centrifuge tests. Additionally, the parametric study indicated that the horizontal stresses acting on the failure zone are distributed in the shape of a truncated cone, and vary with the helix diameter.

Les latérites sont les sols les plus utilisés dans les travaux de génie civil, plus particulièrement en construction routière dans la plupart des pays de la zone intertropicale. Ce sont des sols résiduels ou détritiques provenant de l’altération des roches préexistantes. Ces sols contiennent en quantité appréciable des oxydes de fer et d’aluminium, de la kaolinite et de la silice, mais de faibles quantités d’oxydes de titane, de manganèse, de magnésium, …, etc. La grande diversité des composés chimiques des latérites rend leur caractérisation malaisée. En outre, les documents normatifs et les guides techniques utilisés pour le dimensionnement des chaussées en Afrique subsaharienne pour la plupart inadaptés, ne prennent pas en compte la spécificité des conditions climatiques et environnementales des formations latéritiques dans les projets routiers. Une caractérisation interdisciplinaire de ces sols avec la prise en compte des facteurs intervenant dans le processus de latéritisation permettrait de déterminer des propriétés plus précises, plus pertinentes et beaucoup plus représentatives. Ce travail a pour vocation la caractérisation et la détermination de l’aptitude des sols latéritiques du sud-ouest du Niger. La zone concernée par l’étude comporte sept gisements latéritiques aux contextes géologiques forts différents les uns des autres. Notre étude, basée sur diverses approches a permis de déterminer les propriétés géotechniques et mécaniques des sols d’une part et les propriétés chimiques et minéralogiques d’autre part. À l’issue de l’étude, deux catégories de sols sont à distinguer : [1] les sols de bonne portance : d’indice CBR de l’ordre de 100 contiennent en moyenne une teneur en fines n’excédant pas 12% et un indice de plasticité inférieur à 15. Pour ces sols, la portance dépend beaucoup de la taille des particules. Ces derniers ont une résistance élevée au cisaillement et un angle de frottement interne effectif φ’ de l’ordre de 40° ainsi qu’une cohésion effective c’ supérieure à 10 kPa. Leur comportement est dilatant au cours du cisaillement. Ils présentent de faibles valeurs en indice de vide et en perméabilité. De même, leur amplitude de tassement est faible. La bonne portance de ces sols se justifie principalement par leur teneur appréciable en oxydes de fer. L’attaque de la matrice fine par ces derniers se fait de manière diffuse ou par concrétionnement sous forme de cercles d’oolithes et de pisolithes ovoïdes tangents. [2] les sols de faible portance : la fraction fine et l’indice de plasticité sont élevés, respectivement de l’ordre de 25 et 30. La portance est de l’ordre de 30, l’angle de frottement interne inférieur à 30° et la cohésion inférieure à 5 kPa. Ces sols résistent faiblement au cisaillement et leur comportement est contractant, c’est-à-dire celui d’un sable lâche. Ils sont plus compressibles, encore moins perméables avec un coefficient de gonflement élevé. La faible portance de ces sols est imputable à leur faible teneur en oxydes de fer, ainsi que le mode d’attaque qui se fait de manière isolée.L’amélioration des sols présentant une faible portance a été expérimentée en y rajoutant séparément une certaine teneur en liant hydraulique (ciment), en chaux (CaO) et en nodules latéritiques. Les analyses minéralogiques et chimiques ont montré que l’ajout des produits a conduit à une modification texturale et a favorisé la mise en place de composés chimiques néo-synthétisés ayant pour rôle principal de renforcer les liaisons entre les éléments minéraux contenus dans les échantillons de sol latéritique. Dans la plupart des cas, les échantillons améliorés ont présenté une bonne portance validant ainsi leur aptitude en construction routière. / Laterites are the most commonly used soils in civil engineering works, particularly in road construction in most countries of intertropical region. These are residual or detrital soils resulting from the alteration of pre-existing rocks. These soils contain a considerable quantity of iron and aluminum oxides, kaolinite and silica, but small quantities of titanium oxides, manganese, magnesium, etc. The large diversity of the chemical compounds of laterites makes their characterization difficult. Moreover, specification documents and technical guides used for road design in sub-saharan Africa, most of them unsuitable, do not take into account the specificity of climatic and environmental conditions of laterite formations in road projects. An interdisciplinary characterization of these soils, taking into account the factors involved in the lateritization process, should make it possible to be determined more precisely. It’s also the best way to get more relevant and much more representative properties. The aim of this work is to characterize and determine the lateritic soils suitability of southwestern Niger in road construction. The area covered by the study consists of seven lateritic deposits with strong geological different contexts from one to another. Our study, based on various approaches, made it possible to determine the geotechnical and mechanical properties of the soils on the one hand and the chemical and mineralogical properties on the other hand. At the end of the study, two categories of soils are to be distinguished: [1] soils with good bearing capacity : CBR of around 100 contain average fines content not exceeding 12% and a plasticity index less than 15. For these soils, the bearing capcity depends very much on the size of the particles. They have a high shear strength, an effective internal friction angle φ' of the order of 40° and an effective cohesion c' greater than 10 kPa. Their behavior is dilatant during shear. They have low values in void ratio and in index permeability. Similarly, their amplitude of settlement is low. The good bearing capacity of these soils is mainly justified by their appreciable iron oxides content. The attack of the microstructure by the latter is done in diffuse way or by concretionary circles of oolites. [2] the soils of low bearing capacity : the fine fraction and the plasticity index are high respectively of the order of 25 and 30. The bearing capacity is around 30, the internal friction angle is less than 30° and the cohesion less than 5 kPa. These soils are weak to the shear and their behavior is contracting (loose sand behavior). They are more compressible and less permeable with a high swelling coefficient. The low bearing capacity of these soils is attributable to their low iron oxide content and to the mode of attack which is carried out in isolated way.The improvement of soils with low bearing capacity has been tested separately by adding a certain amount of hydraulic binder (cement), lime (CaO) and lateritic nodules. Mineralogical and chemical analyzes showed that the addition of the products led to a textural modification and favored the production of neo-synthesized chemical compounds whose main role was to strengthen the links between the mineral elements contained in the lateritic samples. In most cases, the improved samples showed good bearing capacity and validated their road pavement suitability.