La presente tesis estudia dos líneas de investigación paralelas y complementarias: por un lado, la síntesis de partículas de magnetita mediante el método de co-precipitación en presencia de surfactantes; por otro lado el diseño de biocatalizadores a base de la lipasa B de Candida Antarctica (CALB) y soportes magnéticos. La CALB ha sido estudiada en profundidad por el grupo de biocatálisis del instituto PLAPIQUI a lo largo de varios años. La performance de los biocatalizadores obtenidos fue testeada en la reacción de esterificación de ácido oleico con etanol sin solvente. El capítulo I introduce los conceptos básicos sobre catálisis en general y, con un nivel mayor de detalle, los relacionados con la catálisis enzimática resaltando su importancia en relación a múltiples aspectos biotecnológicos, ambientales y económicos. Se resumen los distintos métodos de inmovilización estudiados en la literatura a lo largo de la historia de esta disciplina, señalando las ventajas y desventajas de cada uno. También se hace una revisión de la variedad de materiales utilizados como soportes sólidos. Se puntualiza en soportes magnéticos, en particular a base de nanopartículas del óxido de hierro Fe3O4, magnetita (MAG). Se explicitan las características de la MAG, seleccionada para este trabajo. Las estrategias de síntesis de este óxido de hierro son brevemente reseñadas, profundizando en el método de co-precipitación. Finalmente se enumeran los objetivos puntuales de las tesis. En el capítulo II se detalla el procedimiento experimental para la inmovilización de CALB. Se establecen las condiciones de reacción en las que se medirá la actividad catalítica (reacción test) y un protocolo de muestreo adecuado para la determinación de conversión. Por último, se describen las técnicas de caracterización aplicadas a los catalizadores y materiales precursores junto con el tratamiento necesario de las muestras para cada una. El capítulo III incluye el estudio de la síntesis de los soportes nanoparticulados a base de magnetita. Se analizan la influencia del tipo y concentración de estabilizante empleado en el medio de coprecipitación de MAG sobre las propiedades fisicoquímicas de las partículas formadas. Los modificantes explorados fueron ácido oleico, dodecilsulfato de sodio, polietilénglicol de alto peso molecular (35000) y hexametiléntetramina. Además, se estudia la funcionalización de las partículas magnéticas con grupos amino (NH2) empleando quitosano (QUIT) o lisina. Las muestras fueron caracterizadas por SEM-EDX, TEM, DRIFTS y DLS. Se establecen las formas en que cada sustancia orgánica participa en el mecanismo de cristalización y mediante éste se logra explicar las diferencias observadas en el tamaño, forma y funcionalidad superficial de las partículas. En el capítulo IV se estudia la inmovilización covalente de CALB sobre partículas magnéticas modificadas con ácido oleico, quitosano (QUIT) y glutaraldehído (GLUT). Las interacciones QUIT-GLUT, GLUT-CALB y CALB-CALB son estudiadas en profundidad. Se propone una relación entre las propiedades del soporte y el biocatalizador con la actividad catalítica. En base a esta relación, se sugiere un mecanismo de inmovilización que explica el comportamiento del sistema y se determinan cuáles son las variables críticas a ajustar para mejorar el protocolo de inmovilización. En el capítulo V constituye un trabajo de optimización del catalizador preparado en el capítulo IV. Para ello, se investiga la inmovilización de CALB sobre el mismo soporte estudiado en el capítulo IV, previa modificación de la superficie con cantidades variables de 3-aminopropiltrietoxisilano (APTS) y de más GLUT. La influencia de la cantidad nominal de CALB ofrecida también fue evaluada. Un programa computacional se empleó para diseñar los experimentos y analizar estadísticamente los resultados. Se obtuvieron modelos matemáticos que permitieron identificar las variables significativas para cada respuesta evaluada: conversión, carga enzimática y actividad específica. Se seleccionaron los mejores catalizadores para comprobar su estabilidad operacional y retención de actividad en almacenamiento. Los mecanismos de inmovilización sobre las distintas superficies que explican estas propiedades son propuestos. Los diferentes catalizadores y materiales precursores fueron caracterizados ampliamente por varias técnicas. En el capítulo VI se exploran distintos métodos de cuantificación de proteínas en vista de los errores encontrados en los más comunes (Bradford, Lowry) y que se implementan en forma rutinaria para el cálculo de la carga enzimática en los biocatalizadores preparados. CALB fue determinada en el caldo comercial, los sobrenadantes de inmovilización y aguas de lavado de varias muestras mediante 4 protocolos distintos, combinando el clásico ensayo de Bradford con la determinación de azufre por emisión atómica. Se analizó la influencia del patrón de concentración elegido para el método colorimétrico y se identificaron las interferencias presentes en ambas técnicas. Fue posible establecer un protocolo de cuantificación de esta lipasa que, a diferencia de otros, arrojó valores de carga enzimática concordantes con la actividad de los catalizadores. La demostración de los errores sistemáticos cometidos a través del ensayo de Bradford sugiere que este método sea recon siderado – e incluso descartado- para cuantificar cualquier proteína, ya sea en un medio de inmovilización o no. En el capítulo VII se investiga la inmovilización de CALB un nuevo soporte: magnetita funcionalizada con el aminoácido lisina (LIS). Este material posee propiedades diferentes a MAG-QUIT en cuanto a tamaño de partícula y estabilidad en suspensión acuosa. El acoplamiento de la lipasa se realizó mediante dos técnicas: A- adsorción simple sobre MAG-LIS seguida de entrecruzamiento con GLUT de concentración variable, y B-activación de MAG-LIS con GLUT de una concentración específica (determinada según los resultados del método A) y posterior inmovilización covalente. Se logró diseñar un protocolo que permite obtener un biocatalizador activo, fácilmente separable del medio de reacción, reutilizable, resistente a los reusos y total preservación de actividad durante largos períodos de almacenamiento. En capítulo VIII se enumeran las conclusiones globales de todo la investigación realizada y se establecen los lineamientos considerados pertinentes para el trabajo a futuro. / The present thesis follows two parallel and complementary lines of research: on the one hand, the synthesis of magnetite particles by the co-precipitation method in the presence of surfactants; and on the other, the use of different materials prepared as new supports for the immobilization of Candida Antarctica lipase B (CALB), an enzyme in depth studied by the biocatalysis group of the PLAPIQUI institute over several years. The performance of the obtained biocatalysts was tested in the solvent-free esterification reaction of oleic acid with ethanol. Chapter I introduces general concepts of catalysis and, with a greater level of detail, those related to enzymatic catalysis. The importance was highlighted in relation to multiple aspects such as biotechnology, environment and economy. Different methods of immobilization studied in the literature throughout the history of this discipline are summarized, pointing out the advantages and disadvantages of each one. There is also an extensive review of the variety of materials used as solid supports. Magnetic supports are well described, particularly those based on magnetite nanoparticles. The characteristics of the magnetite as the one chosen for this work are explained. The synthesis strategies of nanoparticulated iron oxide are briefly reviewed, deepening in the co-precipitation method. Finally the specific objectives of the theses are listed. Chapter II details the experimental procedure for CALB immobilization. The reaction conditions in which the catalytic activity (test reaction) and a suitable sampling protocol for conversion determination are measured are set forth. Finally, the characterization techniques applied to the catalysts and precursor materials are described together with the necessary treatment of the samples for each one. Chapter III includes the study of the synthesis of nanoparticulated supports based on magnetite. The influence of the type and concentration of stabilizer used for MAG coprecipitation medium on the physicochemical properties of the formed particles is analyzed. The modifiers screened were oleic acid, sodium dodecylsulfate, high molecular weight polyethylene glycol (35,000) and hexamethylenetetramine. In addition, the functionalization of the magnetic particles with amino groups (NH2) using chitosan (QUIT) or lysine was studied. Samples were characterized by SEM-EDX, TEM, DRIFTS and DLS. The rol of each organic substance in the mechanism of crystallization are established. This analysis allows to explain the differences observed in the size, shape and surface functionality of the particles. Chapter IV studies the covalent immobilization of CALB on magnetic particles modified with oleic acid, chitosan (QUIT) and glutaraldehyde (GLUT). The QUIT-GLUT, GLUT-CALB and CALB-CALB interactions are studied in depth. A relation between the properties of the support and the biocatalyst with the catalytic activity is proposed. Based on this relationship, an immobilization mechanism is suggested that explains the behavior of the system and determines which are the critical variables to be adjusted to improve the immobilization protocol. Chapter V is an optimization work for catalyst prepared in Chapter IV. For this purpose, CALB was immobilized on the same support studied in Chapter IV, after modification of the surface with varying amounts of 3-aminopropyltriethoxysilane (APTS) and more GLUT. The influence of the nominal amount of CALB offered was also evaluated. A computer program was used to design the experiments and statistically analyze the results. Mathematical models were obtained to identify the significant variables for each evaluated response: conversion, enzymatic loading and specific activity. The best catalysts were selected to check their operational stability and activity retention after storage. The mechanisms of immobilization on the different surfaces that explain these properties are proposed. The prepared catalysts and precursor materials were widely characterized by various techniques. In Chapter VI, different methods of protein quantification are explored considering the errors found in the most common ones (Bradford, Lowry) , routinely implemented for the calculation of the enzymatic loading in biocatalysts. CALB was determined in the commercial broth, the immobilization supernatants and washing waters of several samples by 4 different protocols, combining the classic Bradford test with the determination of sulfur by atomic emission. The influence of the concentration standard chosen for the colorimetric method were studied and the interferences present in both techniques were identified. It was possible to establish a protocol for quantification of this lipase which, unlike others, yielded values of enzymatic loading consistent with the activity of the catalysts. The demonstration of the systematic errors made through the Bradford test suggests that this method be considered - and even ruled out - to quantify any protein, whether in immobilization medium or not. Chapter VII investigates the immobilization of CALB on a new support: magnetite functionalized with the amino acid lysine (LIS). This material has different properties from MAG-QUIT in terms of particle size and stability in aqueous suspension. Lipase coupling was performed by two techniques: A- simple adsorption on MAG-LIS followed by cross-linking with GLUT of variable concentration, and B- activation of MAG-LIS with GLUT of a specific concentration (determined according to the results of method A) and subsequent covalent immobilization. It was possible to design a protocol that allows to obtain an active biocatalyst, easily removable from the reaction medium, reusable, resistant to reuse and with total preservation of activity during long periods of storage. Chapter VIII lists the overall conclusions of the research carried out and establishes the guidelines considered relevant for future work.

Les céramides sont des lipides de la classe des sphingolipides issus de la N-acylation d’une base sphingoide par un acide gras. Ces lipides et leurs analogues suscitent un grand intérêt comme composants actifs dans les industries pharmaceutique et cosmétique. Parmi les biocatalyseurs capables de réaliser la synthèse de ce type de lipide, la lipase B de Candida antarctica semble être l’enzyme la plus adaptée à la production de « pseudo-céramides » à partir d’amino-polyols. Dans ce contexte, nous avons abordé l’étude de l’acylation de composés de type « amino-alcool »catalysée par la lipase B de Candida antarctica, en gardant à l'esprit une approche fondamentale afin d’élargir les connaissances actuelles sur ce sujet. La première partie de notre travail a ainsi traité de l’étude cinétique de l’acylation de composés monofonctionnels afin de déterminer les mécanismes réactionnels et l’énantio sélectivité de la lipase B de Candida antarctica pour les réactions de N-acylation et de O-acylation. Les parties suivantes de notre travail ont porté sur une étude structure-réactivité du substrat accepteur d’acyle et sur l’étude de l’influence du solvant utilisé (solvant organique ou liquide ionique) afin de déterminer les facteurs clés influençant la chimio sélectivité et la régio sélectivité de la lipase B de Candida antarctica lors de l’acylation de composés multifonctionnels de type « amino-alcool ». Finalement, à partir des connaissances acquises dans les différentes parties, nous avons développé et optimisé un procédé de synthèse enzymatique de « pseudo-céramides » (O,N-diacyl aminopropanediols) mis en oeuvre en réacteur continu à « lit fixe ». / Ceramides are lipids from the sphingolipide class derived from the N-acylation of a sphingoid base from a fatty acid. These lipids and their analogs are compounds of interest used as active components in pharmaceutical and cosmetic industries. Among biocatalysts able to synthesize this type of lipids, Candida antarctica lipase B appears to be the most appropriate enzyme for the production of "pseudo-ceramides" derived from amino-polyols. In this context, we have studied the acylation of amino-alcohol-like compounds catalyzed by Candida antarctica lipase B, keeping inmind a fundamental approach to expand the current knowledge on this subject. The first part of our work aimed to determine the reaction mechanisms and the enantio selectivity exhibited by Candida antarctica lipase B during O-acylation and N-acylation reactions, by conducting a kinetic study of mono functional compound acylation. In the following parts of our work, we performed a structurere activity study of the acyl acceptor substrate and evaluated the effect of the solvent used (organic solvent or ionic liquid) to determine the key factors influencing the chemo selectivity and the regio selectivity of the Candida antarctica lipase B-catalyzed acylation of polyfunctional amino alcohol compounds. Finally, starting from the knowledge acquired in the previous parts, we have developed and optimized an enzymatic process of “pseudo-ceramide” (O,N-diacylaminopropanediol) synthesis performed in a continuous packed-bed reactor.

Neste trabalho, enzimas álcool-desidrogenases provenientes de fungos marinhos e a lipase imobilizada de Candida antarctica foram utilizadas para produção de compostos de interesse sintético e biológico. No capítulo 1, enzimas álcool-desidrogenases de fungos isolados da alga marinha Bostrychia radicans foram empregadas em reações de redução de cetonas fluoradas 1-5. Os fungos identificados como Botryosphaeria sp. CBMAI 1197, Eutypella sp. CBMAI 1196, Hidropisphaera sp. CBMAI 1194 e Xylaria sp. CBMAI 119 atuaram como biocatalisadores nestas reações levando à produção de álcoois com elevada pureza enantiomérica. O fungo Botryosphaeria sp. CBMAI 1197 destacou-se frente aos demais microrganismos, produzindo os álcoois (S)-2,2,2-trifluoro-1-feniletanol (1a) e (R)-1-(2,4,5-trifluorofenil)etanol (3a) com excelentes conversões (100% e 97%) e excessos enantioméricos (ee >99%). Este fungo também apresentou enzimas álcool-desidrogenases ativas frente a cetonas dicarboniladas 4-5, produzindo os álcoois 4,4,4-trifluoro-1-fenil-1,3-butanodiol (4a) e 4,4,4-trifluoro-1-(2-naftalenil)-1,3-butanodiol (5a) com 100% de conversão em ambos os casos e com purezas enantioméricas respectivas a 99% e 97%. Este foi o primeiro estudo realizado no Brasil com fluorocetonas dicarboniladas e com os fungos isolados da alga marinha Bostrychia radicans. No capítulo 2, a lipase comercial de Candida antarctica foi o biocatalisador empregado em reações de aminólise entre os ésteres linoleato de etila (1) e salicilato de etila (3), a amina graxa N-dodecilamina (2) e os aminoálcoois (4-9). A amina graxa N-dodecilamina (2) também foi utilizada em reações com o linoleato de etila (1), onde a lipase de Candida antarctica produziu a respectiva amida graxa 10 com rendimentos superiores a 95%. Os aminoálcoois foram selecionados para reações com o salicilato de etila (3), onde a lipase exibiu quimiosseletividade pelo grupo amino, produzindo predominantemente amidas fenólicas (12-19) com rendimentos entre 23-68%. A enzima CALB apresentou quimiosseletividade reduzida na reação com o 5-aminopentanol (6) onde os produtos amida 14 e éster 15 foram obtidos com rendimentos de 44 e 33%, respectivamente. O produto 2-hidroxi-N-(2-hidroxipropil)benzamida (19) foi obtido com rendimento superior a 90% a partir da reação catalisada pela lipase de Candida antarctica. Este produto foi selecionado como intermediário para a síntese de uma molécula hidrofóbica 21 que apresenta o éster oleato de etila em sua constituição. O produto 21 foi obtido com 75% de rendimento. As amidas fenólicas 12-21 produzidas neste trabalho são derivadas do ácido linoleico (ômega 6) e do ácido salicílico, os quais apresentam propriedades emolientes e antioxidantes. Estes compostos são interessantes para a formulação de produtos cosméticos de aplicação cutânea. Neste processo biotecnológico as reações foram conduzidas na ausência de solventes orgânicos, evitando o tratamento de solventes voláteis e a formação de subprodutos. Os compostos foram analisados por Cromatografia líquida de alta eficiência e caracterizados por RMN (1H, 13C), EMAR e IV. A aplicação de reações de biocatálise seja através de células microbianas ou de enzimas isoladas foram muito promissoras na síntese de compostos orgânicos de interesse como álcoois enantiomericamente puros ou amidas graxas. / In this work, alcohol dehydrogenase (ADHs) enzymes from marine fungi and immobilized lipase from Candida antarctica were employed for the production of compounds of biological and synthetic interest. In chapter 1, ADHs of fungi isolated from the marine alga Bostrychia radicans were used in reduction reactions of fluorinated ketones 1-5. The fungi identified as Botryosphaeria sp. CBMAI 1197, Eutypella sp. CBMAI 1196, Hidropisphaera sp. CBMAI 1194 and Xylaria sp. CBMAI 119 acted as biocatalysts in these reactions leading to production of alcohols with high enantiomeric purity. The fungus Botryosphaeria sp. CBMAI 1197 presented highlighted compared to other microorganisms producing the alcohols (S)-2,2,2-trifluoro-1-phenylethanol (1a) and (R) -1 - (2,4,5-trifluorophenyl) ethanol (3a) with excellent conversions (100% and 97%) and enantiomeric excesses (ee > 99%). This fungus also exhibited ADHs enzymes active with dicarbonylateds ketones, leading to the production of the alcohols 4,4,4-trifluoro-1-phenylbutane-1,3-diol (4a) and 4,4,4-trifluoro-1-(naphthalen-2-yl)butane-1,3-diol -1,3-butanediol (5a) with conversions of 100% in both cases and enantiomeric excess of 99%-97%, respectively. This was the first study conducted with dicarbonilated fluoroketones 4-5 and with fungi isolated from the marine alga Bostrychia radicans in Brazil. In chapter 2, immobilized lipase from Candida antarctica was used as biocatalyst in the aminolysis reaction between esters of ethyl linoleate (1) and ethyl salicylate (3), the fatty amine N-dodecylamine (2) and the aminoalcohols (4-8). Six aminoalcohols were selected for reactions with ethyl salicylate (3), where the lipase exhibited chemoselectivity by the amino groups, producing predominantly phenolic amides in yields of 23-63%. The CALB exhibited um reduction in chemoselectivity in the reaction with 5-aminopentanol (6) where the amide 14 and ester 15 products were obtained with 44% and 33% yields. The product 2-hydroxy-N-(2-hydroxypropyl) benzamide (19) was obtained in yield greater than 90% from the reaction catalyzed by lipase from Candida antarctica. This product was selected as reagente for the synthesis of a hydrophobic molecule 21 presenting ester ethyl oleate in its constitution. The product 21 was obtained in 75% yield. The phenolic amides 12-21 produced in this work are derived from linoleic acid (omega 6) and salicylic acid, which presents emollient and antioxidants properties. These compounds are interesting for the formulation of cosmetic products for skin application. In this biotechnological process, the reactions were carried out under solvent-free conditions and vacum, avoiding the treatment of volatile solvents and by-product formation. The compounds were analyzed by high performance liquid chromatography and characterized by NMR (1H, 13C), IR and HRMS. Applying biocatalysis reactions, either through microbial cells or isolated enzymes were promising for the synthesis of organic compounds such as enantiomerically pure alcohols and fatty phenolic amides.

Made available in DSpace on 2016-12-23T14:04:28Z (GMT). No. of bitstreams: 1 Jairo Pinto de Oliveira.pdf: 2727767 bytes, checksum: 3b1352014d87848112176e085bb84c8d (MD5) Previous issue date: 2012-12-10 / Conselho Nacional de Desenvolvimento Científico e Tecnológico / Effluents are released daily into water bodies without any treatment with high levels of oil and grease (OG) and are a huge environmental problem. These residues are potentially available may be used for energy recovery, such as oil usage for the production of biodiesel. As the biggest barrier to the production of biodiesel involves the cost of raw materials, grease traps of restaurants, industries and wastewater treatment plants can be used as feedstock for biofuel production, since they have large amounts of oil and grease without cost. However, residual oils and greases contain high levels of free fatty acids (FFA) and as the preferred route for the production of biodiesel transesterification is alkaline, may be formed soap as a final product, impairing the separation of glycerol and decreasing the reaction yield. Thus, the acidic and enzymatic transesterification can present as promising alternatives, since it can catalyze the modification of both triglycerides and free fatty acids. The objective of this study was to investigate the possibility of using four types of oily waste sanitation (skimmings of grease from a University Restaurant, a Food Industry, a Station Wastewater Treatment and Sludge pits and septic tanks); characterize the physicochemical properties of oils and greases extracted and evaluate processes involving generation of biodiesel acid catalyst (H2SO4) and enzyme (immobilized Candida antarctica). The residues studied showed high levels of oil and grease and physicochemical characterization showed high levels of acidity, saponification and humidity. Were detected and quantified the major saturated and unsaturated fatty acids by High Performance Liquid Chromatography (HPLC). The production of biodiesel from raw materials from grease traps showed high levels of conversion, greater than or equal 90%, which shows that both catalysts (H2SO4 and lipase Candida antarctica) are presented in the efficient esterification of raw waste acidic. The best conversion was found to be 96.5% using the lipid material from the grease trap the University Restaurant UFES catalyzed enzymatically at 50 ° C and molar ratio of 1:9 (oil: alcohol) / Efluentes são lançados diariamente em corpos d água sem nenhum tipo de tratamento com elevados teores de óleos e graxas (OG) e constituem um enorme problema ambiental. Estes resíduos potencialmente disponíveis podem ser utilizados para o aproveitamento energético, como o uso de óleo para a produção de biodiesel. Como a maior barreira para produção de biodiesel envolve o custo de matéria prima, caixas de gordura de restaurantes, indústrias e de estações de tratamento de efluentes podem ser utilizados como matéria prima para produção de biocombustível, pois apresentam grandes quantidades de óleos e graxas sem nenhum custo. No entanto, óleos e graxas residuais contêm altos teores de ácidos graxos livres (AGL), e como a via preferencial para a produção de biodiesel é a transesterificação alcalina, pode ocorrer a formação de sabão como produto final, prejudicando a separação do glicerol e diminuindo o rendimento da reação. Desta forma, a transesterificação enzimática e ácida podem se apresentar como alternativas promissoras, visto que podem catalisar a modificação tanto de triglicerídeos como de ácidos graxos livres. O objetivo deste trabalho foi verificar a possibilidade de utilização de quatro tipos de resíduos oleosos do saneamento (Escumas de caixas de gordura de um Restaurante Universitário, de uma Indústria de Alimentos, de uma Estação de Tratamento de Efluentes e de Lodos de Fossas e Tanques Sépticos), caracterizar as propriedades físico-químicas dos óleos e graxas extraídos, bem como avaliar processos de geração de biodiesel envolvendo catalisador ácido (H2SO4) e enzimático (Candida antarctica imobilizada). Os resíduos estudados apresentaram altos teores de óleos e graxas e a caracterização físico-química mostrou elevados índices de acidez, saponificação e umidade. Foram detectados e quantificados os principais ácidos graxos saturados e insaturados por Cromatografia Líquida de Alta Eficiência (CLAE). A produção do biodiesel a partir das matérias primas provenientes de caixas de gordura apresentaram altos níveis de conversões, maior ou igual 90%, o que demonstra que ambos os catalisadores (H2SO4 e a lipase Candida antarctica) apresentam-se eficientes na esterificação de matérias primas residuais ácidas. A melhor conversão encontrada foi de 96,5% utilizando o material lipídico proveniente da caixa de gordura do Restaurante Universitário da UFES catalisado enzimaticamente a 50ºC e razão molar 1:9 (óleo:álcool)

Neste trabalho, enzimas álcool-desidrogenases provenientes de fungos marinhos e a lipase imobilizada de Candida antarctica foram utilizadas para produção de compostos de interesse sintético e biológico. No capítulo 1, enzimas álcool-desidrogenases de fungos isolados da alga marinha Bostrychia radicans foram empregadas em reações de redução de cetonas fluoradas 1-5. Os fungos identificados como Botryosphaeria sp. CBMAI 1197, Eutypella sp. CBMAI 1196, Hidropisphaera sp. CBMAI 1194 e Xylaria sp. CBMAI 119 atuaram como biocatalisadores nestas reações levando à produção de álcoois com elevada pureza enantiomérica. O fungo Botryosphaeria sp. CBMAI 1197 destacou-se frente aos demais microrganismos, produzindo os álcoois (S)-2,2,2-trifluoro-1-feniletanol (1a) e (R)-1-(2,4,5-trifluorofenil)etanol (3a) com excelentes conversões (100% e 97%) e excessos enantioméricos (ee >99%). Este fungo também apresentou enzimas álcool-desidrogenases ativas frente a cetonas dicarboniladas 4-5, produzindo os álcoois 4,4,4-trifluoro-1-fenil-1,3-butanodiol (4a) e 4,4,4-trifluoro-1-(2-naftalenil)-1,3-butanodiol (5a) com 100% de conversão em ambos os casos e com purezas enantioméricas respectivas a 99% e 97%. Este foi o primeiro estudo realizado no Brasil com fluorocetonas dicarboniladas e com os fungos isolados da alga marinha Bostrychia radicans. No capítulo 2, a lipase comercial de Candida antarctica foi o biocatalisador empregado em reações de aminólise entre os ésteres linoleato de etila (1) e salicilato de etila (3), a amina graxa N-dodecilamina (2) e os aminoálcoois (4-9). A amina graxa N-dodecilamina (2) também foi utilizada em reações com o linoleato de etila (1), onde a lipase de Candida antarctica produziu a respectiva amida graxa 10 com rendimentos superiores a 95%. Os aminoálcoois foram selecionados para reações com o salicilato de etila (3), onde a lipase exibiu quimiosseletividade pelo grupo amino, produzindo predominantemente amidas fenólicas (12-19) com rendimentos entre 23-68%. A enzima CALB apresentou quimiosseletividade reduzida na reação com o 5-aminopentanol (6) onde os produtos amida 14 e éster 15 foram obtidos com rendimentos de 44 e 33%, respectivamente. O produto 2-hidroxi-N-(2-hidroxipropil)benzamida (19) foi obtido com rendimento superior a 90% a partir da reação catalisada pela lipase de Candida antarctica. Este produto foi selecionado como intermediário para a síntese de uma molécula hidrofóbica 21 que apresenta o éster oleato de etila em sua constituição. O produto 21 foi obtido com 75% de rendimento. As amidas fenólicas 12-21 produzidas neste trabalho são derivadas do ácido linoleico (ômega 6) e do ácido salicílico, os quais apresentam propriedades emolientes e antioxidantes. Estes compostos são interessantes para a formulação de produtos cosméticos de aplicação cutânea. Neste processo biotecnológico as reações foram conduzidas na ausência de solventes orgânicos, evitando o tratamento de solventes voláteis e a formação de subprodutos. Os compostos foram analisados por Cromatografia líquida de alta eficiência e caracterizados por RMN (1H, 13C), EMAR e IV. A aplicação de reações de biocatálise seja através de células microbianas ou de enzimas isoladas foram muito promissoras na síntese de compostos orgânicos de interesse como álcoois enantiomericamente puros ou amidas graxas. / In this work, alcohol dehydrogenase (ADHs) enzymes from marine fungi and immobilized lipase from Candida antarctica were employed for the production of compounds of biological and synthetic interest. In chapter 1, ADHs of fungi isolated from the marine alga Bostrychia radicans were used in reduction reactions of fluorinated ketones 1-5. The fungi identified as Botryosphaeria sp. CBMAI 1197, Eutypella sp. CBMAI 1196, Hidropisphaera sp. CBMAI 1194 and Xylaria sp. CBMAI 119 acted as biocatalysts in these reactions leading to production of alcohols with high enantiomeric purity. The fungus Botryosphaeria sp. CBMAI 1197 presented highlighted compared to other microorganisms producing the alcohols (S)-2,2,2-trifluoro-1-phenylethanol (1a) and (R) -1 - (2,4,5-trifluorophenyl) ethanol (3a) with excellent conversions (100% and 97%) and enantiomeric excesses (ee > 99%). This fungus also exhibited ADHs enzymes active with dicarbonylateds ketones, leading to the production of the alcohols 4,4,4-trifluoro-1-phenylbutane-1,3-diol (4a) and 4,4,4-trifluoro-1-(naphthalen-2-yl)butane-1,3-diol -1,3-butanediol (5a) with conversions of 100% in both cases and enantiomeric excess of 99%-97%, respectively. This was the first study conducted with dicarbonilated fluoroketones 4-5 and with fungi isolated from the marine alga Bostrychia radicans in Brazil. In chapter 2, immobilized lipase from Candida antarctica was used as biocatalyst in the aminolysis reaction between esters of ethyl linoleate (1) and ethyl salicylate (3), the fatty amine N-dodecylamine (2) and the aminoalcohols (4-8). Six aminoalcohols were selected for reactions with ethyl salicylate (3), where the lipase exhibited chemoselectivity by the amino groups, producing predominantly phenolic amides in yields of 23-63%. The CALB exhibited um reduction in chemoselectivity in the reaction with 5-aminopentanol (6) where the amide 14 and ester 15 products were obtained with 44% and 33% yields. The product 2-hydroxy-N-(2-hydroxypropyl) benzamide (19) was obtained in yield greater than 90% from the reaction catalyzed by lipase from Candida antarctica. This product was selected as reagente for the synthesis of a hydrophobic molecule 21 presenting ester ethyl oleate in its constitution. The product 21 was obtained in 75% yield. The phenolic amides 12-21 produced in this work are derived from linoleic acid (omega 6) and salicylic acid, which presents emollient and antioxidants properties. These compounds are interesting for the formulation of cosmetic products for skin application. In this biotechnological process, the reactions were carried out under solvent-free conditions and vacum, avoiding the treatment of volatile solvents and by-product formation. The compounds were analyzed by high performance liquid chromatography and characterized by NMR (1H, 13C), IR and HRMS. Applying biocatalysis reactions, either through microbial cells or isolated enzymes were promising for the synthesis of organic compounds such as enantiomerically pure alcohols and fatty phenolic amides.

L’objectif de cette thèse était de mieux comprendre les paramètres structuraux et environnementaux gouvernant l’énantiosélectivité de la lipase B de Candida antarctica (CALB), lors de la résolution des alcools secondaires linéaires chiraux. Ces composés sont notamment utilisés comme synthons chiraux dans l’industrie pharmaceutique. Dans un premier temps, une étude systématique des orientations du butan-2-ol et du pentan-2-ol au sein du site actif a été réalisée par modélisation moléculaire. Les résultats suggèrent l’existence de modes d’arrimages supplémentaires à ceux mentionnés dans la littérature. La comparaison selon l’énergie potentielle du substrat des structures les plus stables, combinée à la prise en compte de modes de fixation non productifs, nous a permis d’expliquer qualitativement l’énantiopréférence de la CALB pour la forme R. A l’aide du réacteur solide/gaz, nous avons montré que les résidus hydrophobes formant le canal d’accès du substrat au site actif (Ile189, Leu278 et Ala282), jouaient un rôle significatif dans l’énantiosélectivité de la CALB vis-à-vis des alcools secondaires. L’influence de la partie alkoxy du donneur d’acyle sur le ratio énantiomérique a également pu être mise en évidence. Par ailleurs, nous avons montré que des mutations isostériques de la poche stéréosélective conduisaient à des variations des paramètres thermodynamiques d’activation de l’acylation du pentan-2-ol, probablement suite à des modifications du réseau de liaisons hydrogène formé entre les résidus de la poche. Les études d’adsorption de l'eau et des substrats sur l’enzyme immobilisée nous ont permis de relier l'état d'hydratation de la CALB avec les effets particuliers de l'eau sur l’activité et la sélectivité de l’enzyme. / The aim of this thesis was to understand more precisely the structural and environmental parameters governing the enantioselectivity of lipase B from Candida antarctica (CALB), involved in the discrimination of chiral secondary alcohols enantiomers. These compounds are used in particular for the synthesis of enantiomerically pure pharmaceutical molecules. Initially a systematic study of the orientation of butan-2-ol and pentan-2-ol in the active site was performed by molecular modeling. The results suggest the existence of additional binding modes to those mentioned in the literature. The potential energy comparison of the most stable conformations of the substrate, combined with the existence of non productive binding modes, allowed us to explain qualitatively the enantiopreference of CALB for the R form. Using the solid/gas reactor, we have shown that hydrophobic residues forming the access channel of substrate to the active site (Ile189, Leu278 and Ala282), played a significant role in the enantioselectivity of CALB towards secondary alcohols. The influence of the alkoxy part of the acyl donor on the enatiomeric ratio E has also been highlighted. Furthermore, we showed that isosteric mutations of the stereoselective pocket led to changes in pentan-2-ol activation thermodynamic parameters of acylation, probably due to changes in the hydrogen bonds network formed between residues of the pocket. Studies of water and substrates adsorption on the immobilized enzyme allowed us to relate the hydration status of CALB with specific effects of water on the enzyme activity and selectivity.

Dans un contexte du développement durable, de nouvelles architectures macromoléculaires biosourcées ont été synthétisées à partir de synthons (diacides et diols) pouvant être obtenus par voies fermentaires à partir de sources carbonées issues de la biomasse. Dans un premier temps, différents copolyesters aliphatiques ont été synthétisés en masse, à l’aide d’un catalyseur organométallique à base de titane, à partir de diacides (acides succinique et adipique) et de diols (1,3-propanediol, 1,4-butanediol et 2,3-butanediol) courts. Dans un deuxième temps, des architectures macromoléculaires similaires ont été obtenues par catalyse enzymatique en solution à l’aide de la lipase B de Candida antarctica. L’influence de la longueur et de la structure des monomères sur leur réactivité en présence de la lipase a été particulièrement étudiée. Dans un troisième et dernier temps, des architectures macromoléculaires à base d’oligomères hydroxytéléchéliques d’un polyester bactérien : le poly((R)-3-hydroxybutyrate) (PHB)tels que des poly(ester-éther-uréthane)s et des copolyesters ont été obtenues soit par couplage de chaîne à l’aide d’un diisocyanate, ou par transestérification organométallique et enzymatique. Ces études ont permis d’analyser en détail l’effet de l’addition des synthons biosourcés dans les architectures macromoléculaires et notamment sur la structure cristalline, la stabilité thermique et les propriétés thermiques et optiques de ces polymères. De plus, le grand potentiel de la catalyse enzymatique pour la synthèse de polyesters et celui de l’utilisation d’oligomères de PHB pour l’élaboration de nouveaux matériaux performants ont pu être largement démontrés. / In the context of sustainable development, new biobased and aliphatic macromolecular architectures were synthesized from building blocks that can be obtained by fermentation routes using carbon sources from the biomass. First, several aliphatic copolyesters were synthesized in bulk from short dicarboxylic acids (such as succinic and adipic acids) and diols (such as 1,3-propanediol, 1,4-butanediol and 2,3-butanediol) by organometallic catalysis using an effective titanium-based catalyst. In a second time, similar macromolecular architectures were synthesized by an enzymatic process in solution using Candida antarctica lipase B as catalyst. The influence of the alkyl chain length and the structure of monomers on their reactivity toward the lipase were particularly discussed. In the third and last part, new macromolecular architectures based on hydroxytelechelic oligomers of a bacterial polyester: poly((R)-3-hydroxybutyrate) (PHB), such as poly(ester-ether-urethane)s and copolyesters, were obtained by either chain-coupling using a diisocyanate, or organometallic and enzymatic transesterification, respectively.These studies permitted to determine a close relationship between the effect of the building blocks structure integrated in the final macromolecular architectures and the intrinsic properties, such as the crystalline structure, the thermal stability and the thermal and optical properties, of these polymers. In addition, the great potential of the lipase-catalyzed synthesis of polyesters and the use of PHB oligomers for developing new high performance materials has been clearly established.

<p> </p><p>A chemoselective catalyst is preferred in a chemical reaction where protecting groups otherwise are needed. The two lipases <em>Candida antarctica </em>lipase B and <em>Rhizomucor miehei</em> lipase showed large chemoselectivity ratios, defined as (<em>k_cat</em>/<em>K</em>_M)_OH/ (<em>k_cat</em>/<em>K</em>_M)_SH, in a transacylation reaction with ethyl octanoate as acyl donor and hexanol or hexanethiol as acyl acceptor (<strong>paper I</strong>). The chemoselectivity ratio of the uncatalyzed reaction was 120 in favour of the alcohol. Compared to the uncatalyzed reaction, the chemoselectivity was 730 times higher for <em>Candida antarctica </em>lipase B and ten times higher for <em>Rhizomucor miehei</em> lipase. The <em>K</em>_M towards the thiol was more than two orders of magnitude higher than the <em>K</em>_M towards the corresponding alcohol. This was the dominating contribution to the high chemoselectivity displayed by the two lipases. In a novel approach, <em>Candida antarctica </em>lipase B was used as catalyst for enzymatic synthesis of thiol-functionalized polyesters in a one-pot reaction without using protecting groups (<strong>paper II</strong>). Poly(e-caprolactone) with a free thiol at one of the ends was synthesized in an enzymatic ring-opening polymerization initiated with mercaptoethanol or terminated with either 3-mercaptopropionic acid or g-thiobutyrolactone.</p><p> </p>

L'objectif de cette thèse était de mieux comprendre les paramètres structuraux et environnementaux gouvernant l'énantiosélectivité de la lipase B de Candida antarctica (CALB), lors de la résolution des alcools secondaires linéaires chiraux. Ces composés sont notamment utilisés comme synthons chiraux dans l'industrie pharmaceutique. Dans un premier temps, une étude systématique des orientations du butan-2-ol et du pentan-2-ol au sein du site actif a été réalisée par modélisation moléculaire. Les résultats suggèrent l'existence de modes d'arrimages supplémentaires à ceux mentionnés dans la littérature. La comparaison selon l'énergie potentielle du substrat des structures les plus stables, combinée à la prise en compte de modes de fixation non productifs, nous a permis d'expliquer qualitativement l'énantiopréférence de la CALB pour la forme R. A l'aide du réacteur solide/gaz, nous avons montré que les résidus hydrophobes formant le canal d'accès du substrat au site actif (Ile189, Leu278 et Ala282), jouaient un rôle significatif dans l'énantiosélectivité de la CALB vis-à-vis des alcools secondaires. L'influence de la partie alkoxy du donneur d'acyle sur le ratio énantiomérique a également pu être mise en évidence. Par ailleurs, nous avons montré que des mutations isostériques de la poche stéréosélective conduisaient à des variations des paramètres thermodynamiques d'activation de l'acylation du pentan-2-ol, probablement suite à des modifications du réseau de liaisons hydrogène formé entre les résidus de la poche. Les études d'adsorption de l'eau et des substrats sur l'enzyme immobilisée nous ont permis de relier l'état d'hydratation de la CALB avec les effets particuliers de l'eau sur l'activité et la sélectivité de l'enzyme.

Surfactants are molecules that contain a water-soluble and afat-soluble part. They have important functions in productssuch as detergents, cosmetics, pharmaceuticals and foods aswell as in many industrial processes. Surfactants are used onvery large scale, which makes it important to decrease theirimpact on the environment. This can be done by starting withnatural materials, by improving the synthetic methods and byreducing the use of limited resources such as energy andorganic solvents. This thesis focuses on lipase-catalyzed synthesis ofsurfactants based on natural products. It also includesfunctional studies of the produced surfactants; as antioxidantsin oils, or as surfactants to solubilize pharmaceuticals. Unsaturated fatty acid esters of ascorbic acid weresynthesized with catalysis by Candida antarctica lipase B int-amyl alcohol and in ionic liquids. High yields ofascorbyl oleate were obtained in an ionic liquid that wasdesigned to improve the solubility of the fatty acid, when thereaction was performed under vacuum. Ascorbyl oleate wasamorphous and was a better antioxidant than ascorbyl palmitatein rapeseed oil. Polyethylene glycol (PEG) stearate, PEG 12-hydroxystearateand a series of PEG 12-acyloxy-stearates were synthesized in avacuum-driven, solvent-free system usingC. antarcticalipase B as catalyst. Critical micelleconcentration and solubilization capacity were determined forthe PEG 12-acyloxy-stearates. Their effects on living cellswere evaluated in studies of hemolysis and transepithelialelectrical resistance. Several PEG1500 12-acyloxy-stearateswere excellent solubilizers for pharmaceutical use and hadnegligible negative effects on living cells even at highconcentrations. Enzymatic and chemo-enzymatic methods offer uniquepossibilities to synthesize surfactants of high purity. Pureand well-defined surfactants enable new applications and areimportant for the understanding of surfactantstructure-function relationships.