In developing countries many industries use dyes to colour their products, such as textiles, rubber, paper, cosmetics, leather, plastics, and food industries. Such a wide range of using dyes in many industries increases the demand of dye, and currently 100,000 dyes are commercially available with a rough estimated production of 10⁶ tones/year. Without proper treatment, dye effluent can be mixed with surface and ground water system and it may finally enter the drinking water system. Therefore, the treatment of dye effluents before discharge to the environment has become an global challenge due to the stability and adverse effects of dyes. Among the present methods, adsorption has been preferred to other conventional techniques due to the simple design and operation, low initial investment,effectiveness and insensitivity to toxic substances. The high surface area and the presence of permanent negative charge on the surface makes cellulose nanocrystal (CNC) an excellent candidate for the adsorption of basic (cationic) dyes. The objective of this project is to evaluate the adsorption properties of CNC for the removal of methylene blue from aqueous solution by changing the parameters, such as adsorbent dosage, initial dye concentration, pH, temperature and salt concentration. It was found that the adsorption is independent of pH, however increase in temperature and ionic strength decreased the removal percentage slightly. The Langmuir and Freundlich isotherms were used to evaluate the feasibility of the adsorption process. The adsorption capacity of CNC was determined using the linearized form of Langmuir model. It possessed a value of 118 mg/g at pH 9 and 25 °C. To enhance the adsorption, CNC was oxidized with TEMPO reagent to convert primary hydroxyl groups to carboxyl groups that provides more negative charge. After the oxidation, the adsorption capacity increased from 118 to 769 mg/g.

In developing countries many industries use dyes to colour their products, such as textiles, rubber, paper, cosmetics, leather, plastics, and food industries. Such a wide range of using dyes in many industries increases the demand of dye, and currently 100,000 dyes are commercially available with a rough estimated production of 10⁶ tones/year. Without proper treatment, dye effluent can be mixed with surface and ground water system and it may finally enter the drinking water system. Therefore, the treatment of dye effluents before discharge to the environment has become an global challenge due to the stability and adverse effects of dyes. Among the present methods, adsorption has been preferred to other conventional techniques due to the simple design and operation, low initial investment,effectiveness and insensitivity to toxic substances. The high surface area and the presence of permanent negative charge on the surface makes cellulose nanocrystal (CNC) an excellent candidate for the adsorption of basic (cationic) dyes. The objective of this project is to evaluate the adsorption properties of CNC for the removal of methylene blue from aqueous solution by changing the parameters, such as adsorbent dosage, initial dye concentration, pH, temperature and salt concentration. It was found that the adsorption is independent of pH, however increase in temperature and ionic strength decreased the removal percentage slightly. The Langmuir and Freundlich isotherms were used to evaluate the feasibility of the adsorption process. The adsorption capacity of CNC was determined using the linearized form of Langmuir model. It possessed a value of 118 mg/g at pH 9 and 25 °C. To enhance the adsorption, CNC was oxidized with TEMPO reagent to convert primary hydroxyl groups to carboxyl groups that provides more negative charge. After the oxidation, the adsorption capacity increased from 118 to 769 mg/g.

There is an ever-increasing desire to develop novel materials that could control the release of active compounds and increase their stability. Replacing petroleum-based synthetic polymers with sustainable materials has many advantages, such as reducing the dependence on fossil fuels, and diminishing environmental pollution. Recently, cellulose nanocrystal (CNC) obtained by acid hydrolysis of cellulose fibres has gained a lot of interest. The high mechanical strength, large and negatively charged surface area, and the presence of several hydroxyl groups that allow for modification with different functionalities make CNC an excellent candidate for various applications in the biomedical field. This thesis explores (i) the surface modification and characterization of modified CNC and (ii) the biomedical applications of these novel sustainable nanomaterials. In the first part, amine functionalized CNC was prepared. Ammonium hydroxide was reacted with epichlorohydrin (EPH) to produce 2-hydroxy-3-chloro propylamine (HCPA), which was then grafted to CNC using an etherification reaction. A series of reactions were carried out to determine the optimal conditions. The final product (CNC-NH2(T)) was dialyzed for one week. Further purification via centrifugation yielded the sediment (CNC-NH2(P)) and supernatant (POLY-NH2). The presence of amine groups was confirmed by FT-IR and the amine content was determined by potentiometric titration and elemental analysis. A high amine content of 2.2 and 0.6 mmol amine/g was achieved for CNC-NH2(T) and CNC-NH2(P), respectively. Zeta potential measurements confirmed the charge reversal of amine CNC from negative to positive when the pH was decreased from 10 to 3. TEM images showed similar structural properties of the nanocrystals along with some minor aggregation. This simple, yet effective synthesis method can be used for further conjugation as required for various biomedical applications. Moreover, the surface of CNC was modified with chitosan oligosaccharide (CSos). First, the primary alcohol groups of CNC were selectively oxidized to carboxyl groups using the catalyst, 2,2,6,6- tetramethylpiperidine-1-oxyl radical (TEMPO), and were then reacted with the amino groups of CSos via the carbodiimide reaction using N-hydroxysuccinimide (NHS) and 1-Ethyl-3-(3-dimethylaminopropyl)-carbodiimide (EDC). The appearance of C=O peak in FT-IR spectrum of oxidized CNC (CNC-OX), accompanied by calculations based on potentiometric titration revealed that CNC was successfully oxidized with a degree of oxidation of 0.28. The grafting of CSos on oxidized CNC was confirmed by the following observations: (i) the reduction of the C=O peak in FT-IR of CNC-CSos and the appearance of new amide peaks; (ii) the significant reduction of the carbonyl peak at 175 ppm in the 13C NMR spectrum for CNC-CSos; (iii) a higher decomposition temperature in TGA of CNC-CSos; (iv) a positive zeta potential of CNC-CSos at acidic pH; and (v) a degree of substitution of 0.26, which is close to the DO (0.28), indicating that 90% of COOH groups on CNC-OX were involved in the formation of amide bonds with CSos. TEM and AFM studies also revealed a completely diff erent morphology for CNC-CSos. In the second part, the potential of exploiting CNCs as delivery carriers for two cationic model drugs, procaine hydrochloride (PrHy) and imipramine hydrochloride (IMI), were investigated. IMI displayed a higher binding to CNC derivatives compared to PrHy. Isothermal titration calorimetry (ITC), transmittance and zeta potential measurements were used to elucidate the complexation between model drugs and CNC samples. It was observed that the more dominant exothermic peak observed in the ITC isotherms leading to the formation of larger particle-drug complexes could explain the increased binding of IMI to CNC samples. Drug selective membranes were prepared for each model drug that displayed adequate stability and rapid responses. Different in vitro release profiles at varying pH conditions were observed due to the pH responsive properties of the systems. Both drugs were released rapidly from CNC samples due to the ion-exchange e ffect, and CNC-CSos displayed a more sustained release profile. Furthermore, the antioxidant properties of CNC samples and the potential of CNC-CSos as a carrier for the delivery of vitamin C was investigated. CNC-CSos/vitamin C complexes (CNCS/VC) were formed between CNC-CSos and vitamin C via ionic complexation using sodium tripolyphosphate (TPP). The complexation was confirmed via DSC and UV-Vis absorbance measurements. TEM images showed complexes with a size of approximately 1 micron. The encapsulation efficiency of vitamin C was higher (91%) at pH 5 compared to pH 3 (72%). The in vitro release of vitamin C from CNCS/VC complexes exhibited a sustained release of up to 3 weeks, with the released vitamin C displaying higher stability compared to a control vitamin C solution. Antioxidant activity and kinetics of various CNC samples were studied using the 2,2-diphenyl-1-picrylhydrazyl (DPPH) assay. CNC-CSos possessed a higher scavenging activity and faster antioxidant activity compared to its precursors, CNC-OX and CSos, and their physical mixture. Therefore, by loading vitamin C into CNC-CSos particles, a dynamic antioxidant system was produced. Vitamin C can be released over a prolonged time period displaying enhanced and sustained antioxidant properties since the carrier CNC-CSos also possesses antioxidant properties. As a result of this doctoral study, knowledge on the surface modification of CNC with amine groups and CSos have been advanced. The in vitro drug release and antioxidant studies suggest that systems comprising of CNC could be further explored as potential carriers in biomedical applications.

Interactions between polysaccharide derivatives and rod-like cellulose nanocrystals were studied by light scattering. Two replicates of cellulose nanocrystals (DOE-2-12A and DOE-2-12B) were probed with polarized and depolarized dynamic light scattering. X-ray photoelectron spectroscopy experiments showed sulfate groups on cellulose nanocrystals. Decay rates from polarized dynamic light scattering experiments exhibited a significantly smaller angular dependence for both samples. However, DOE-2-12B showed a smaller angular dependence than DOE-2-12A. Lengths and diameters of DOE-2-12A and DOE-2-12B obtained by Broersma's formula were 229 " 19 and 19 " 7 nm and 240 " 18 and 22 " 6 nm, respectively. The resultant length and diameter of DOE-2-12B were comparable to those for cellulose whiskers obtained from cotton. Adsorption of pullulan 4-chlorocinnamate (P4CC03) onto cellulose nanocrystals (DOE-2-12B) was also studied by UV-Vis spectroscopy, zeta-potential measurements, and polarized and depolarized dynamic light scattering. UV-Vis spectroscopy of the P4CC03/water binary system and in situ light scattering showed UV crosslinking of pullulan 4-chlorocinnamate occurred in binary and ternary systems but led to different aggregation behavior in the two ternary systems: PreX where P4CC03 crosslinking occurred prior to the addition of cellulose nanocrystals and Rxn where cellulose nanocrystals were present during UV exposure. These studies showed P4CC03 adsorbed onto cellulose nanocrystals and UV induced crosslinking occurred at the surface of the cellulose nanocrystals. Zeta-potential measurements also showed that P4CC03 adsorbed onto cellulose nanocrystals. Finally, adsorption of 2-hydroxypropyltrimethylammonium xylans (HPMAXs) of degree of molar substitution MS = 0.34 onto rod-like cellulose nanocrystals (DOE-2-12Bs) were probed with zeta-potential measurements and polarized and depolarized dynamic light scattering. Zeta-potential changes of HPMAX/water, HPMAX/DOE-2-12B/water, and DOE-2-12B/water systems showed HPMAX adsorption onto DOE-2-12Bs. Intensity autocorrelation functions from Hv and Vv mode exhibited partial heterodyning. Decay time distributions of the binary and ternary systems showed that aggregates existed in the binary system but disappeared in the ternary system. These observations revealed that HPMAX adsorbed onto a fraction of the cellulose nanocrystals in the ternary system at low concentrations of HPMAX. Decreasing translational and rotational diffusion coefficients with increasing HPMAX concentration indicated HPMAX adsorption onto cellulose nanocrystals. A significant HPMAX concentration dependence of the ratio of rotational diffusion coefficient to translational diffusion coefficient showed strong adsorptive interactions between HPMAX and DOE-2-12B. These studies showed there were interactions between polysaccharides and cellulose nanocrystals even in very dilute solutions. Also, it was shown that probe diffusion studies with rod-like cellulose nanocrystals is a promising strategy for probing complicated polymer solutions. / Ph. D.

京都大学 / 0048 / 新制・課程博士 / 博士(農学) / 甲第19320号 / 農博第2141号 / 新制||農||1036(附属図書館) / 学位論文||H28||N4948(農学部図書室) / 32322 / 京都大学大学院農学研究科森林科学専攻 / (主査)教授 西尾 嘉之, 教授 木村 恒久, 教授 髙野 俊幸 / 学位規則第4条第1項該当 / Doctor of Agricultural Science / Kyoto University / DFAM

Cellulose nanocrystals (CNCs) are attractive nanomaterials due to their superior mechanical properties, renewability, and natural abundance. Their surface hydroxyl groups, along with surface charges induced during their production, allow CNCs to be easily dispersed in an aqueous medium, especially with sustainable water-based production methods such as emulsion polymerization. Moreover, their surface functionality makes them highly suitable for modification, thereby making them even more versatile. Emulsion polymer latexes are heterogeneous mixtures, having a continuous aqueous phase along with a dispersed organic phase. Latex polymers are used in a wide range of applications such as in coating and adhesive films. Because of the bi-phasic nature of emulsion polymerizations, the surface properties of CNCs play a crucial role in their location relative to the organic phase, and how well-dispersed they are in the cast films. In this thesis, three grades of CNCs (Celluforce Inc.) with either hydrophilic, partially-hydrophobic, or hydrophobic surface properties, were combined with conventional emulsion and miniemulsion polymer formulations to investigate their effect on the properties of pressure sensitive adhesive (PSA) films. In the first instance, hydrophilic CNCs were tested in a seeded semi-batch emulsion polymerization. Using a sequential experimental design, the effects of polar comonomer, surfactant, chain transfer agent, and CNC loading on latex stability and PSA properties were studied. By increasing polymer chain entanglements and the work of adhesion, the hydrophilic CNCs were observed to simultaneously improve the three key properties of acrylic-based PSA films, i.e., tack, peel strength and shear strength. In the second part of this project, we compared the role of hydrophilic and partially-hydrophobic CNCs in PSA property modification. Viscosity measurements and atomic force microscopy revealed differences in the degree of association between the two types of CNCs and the latex particles. Dynamic strain-sweep tests showed that hydrophilic CNC nanocomposites softened at lower strains than their partially-hydrophobic counterparts. This behaviour was confirmed via dynamic frequency tests and modelling of the nanocomposites’ storage moduli, which suggested the formation of CNC aggregates of, on average, 3.8 and 1.3 times the length of CNCs. These results confirmed that the partially-hydrophobic CNCs led to improved CNC dispersion in the PSA films and ultimately, enhanced PSA properties. In the third part of the project, mini-emulsion polymerization (MEP) was used to embed the hydrophobic CNCs within the polymer particles in contrast to the hydrophilic and partially-hydrophobic CNCs which resided mainly in the aqueous phase or near the water-particle interface. Higher CNC loadings led to increased particle size, decreased polymerization rate and number of particles, while only slightly increased the viscosity and the work of adhesion. PSA film properties decreased upon the incorporation of hydrophobic CNCs. Transmission electron microscopy showed that CNCs were expelled from the latex particles at higher loadings, suggesting the incompatibility of the acrylic polymer and the CNCs’ modifying agents. The ability to modify CNCs enables one to achieve a range of hydrophilicity/hydrophobicity. This makes them extremely versatile in a heterogeneous mixture such as in an emulsion polymerization. Because emulsion polymers are used in a wide range of applications with a broad spectrum of properties (i.e., not only as adhesives but as non-tacky coatings), our ability to control CNC location relative to the polymer particles in the latex opens the door to a world of high value-added sustainable polymer products.

Access to clean water is one of the world's greatest concerns. Because 97% of global water resources are seawater, desalination via reverse osmosis (RO) membrane process has become a vital technology to obtain drinkable water. At the same time, the discharge of industrial waste effluents containing heavy metal ions to the available water resources (seawater and brackish water) without adequate pre-treatment is a major cause of water pollution. Heavy metal rejection using nanofiltration (NF) membrane process is a recognized water treatment methodology. Thin-film nanocomposite (TFN) membranes have shown vast performance enhancement using both RO and NF processes. However, TFN membrane fabrication has been limited due to poor dispersion of the nanoparticles in the polyamide (PA) layer of the membrane, and the leaching of the often-hazardous nanoparticles from the TFN membranes. For various reasons such as their dispersibility in aqueous media, safety, high aspect ratio, and functionality, cellulose nanocrystals (CNCs) are an ideal nanoparticle for inclusion in TFN membranes. Because of their hydrophilicity, CNCs have more commonly been dispersed in the aqueous monomer solution during PA interfacial polymerization. In this thesis, we investigated two different CNC modification routes to improve CNC dispersion within the trimesoyl chloride (TMC)/n-hexane (non-aqueous) monomer solution. In one case, we acetylated the CNCs (ACNCs) using a straightforward, efficient, solvent-free method to achieve a more uniform CNC dispersion in the PA layer. The resulting ACNCs were less hydrophilic, which allowed increased nanoparticle loading and improved dispersion in the PA layer. In an RO desalination process, compared to unmodified CNC-TFN membranes, the NaCl rejection of the ACNC-TFN membranes remained stable (at 98-99%) up to a 0.4 wt% loading, while water permeability increased by up to 40%. For the second case, we synthesized L-cysteine functionalized CNCs (CysCNCs) and incorporated them into the PA layer for testing in an NF wastewater treatment process. The amine functional groups of L-cysteine covalently bonded with the acyl chloride groups of the TMC monomer. This resulted in improved nanoparticle dispersion but could also have prevented nanoparticle leaching. Moreover, because L-cysteine contains strong chelating groups, their inclusion in the PA layer led to improved heavy metal rejection. A loading of 0.1 wt% CysCNCs in the TFN membranes provided high rejection of both copper and lead ions, 98.1 and 95.2%, respectively. The CysCNCs were also evaluated in an NF desalination process resulting in a 40% increase in water permeability with almost no decline in Na₂SO₄ (97-98%), MgCl₂ and NaCl rejection. The modified CNCs enabled us to overcome the water permeability/selectivity trade-off in CNC-TFN membranes for both RO and NF membrane desalination. Finally, we developed an experimental protocol to investigate the effect of the adsorption of heavy metal ions (if any) on the performance of thin film composite (TFC) and TFN membranes in NF. We confirmed that adsorption occurred, and the equilibrium capacity of the membranes was reached after 8 - 12 h of the experiment. Despite reaching the equilibrium capacity, the water permeability and heavy metal rejection remained at their highest values. This led to the conclusion that the adsorbed heavy metals altered the membrane surface, thereby improving the performance of both TFC and TFN membranes. The ability to modify CNCs enables one to achieve a controlled range of hydrophilicity/ hydrophobicity. This allows one to fine-tune CNC compatibility with the TMC/n-hexane non-aqueous monomer solution and enable improved dispersion in the PA layer, eventually leading to improved TFN membrane performance for both RO and NF processes.

Cellulose nanocrystals (CNCs) are nanomaterials that have shown promise as reinforcement filler materials. Their small size, high modulus, and high aspect ratio makes CNCs good reinforcing materials. CNCs are typically introduced into softer polymer materials, which can have incompatible surface chemistry such as aliphatic chains, leading to aggregation and poor reinforcement of the material. The intrinsic hydrophobicity of the CNC surfaces suggests that dispersal into hydrophobic polymer matrices, which the CNCs could potentially reinforce, represent a significant challenge. Therefore, new non-traditional strategies are needed to introduce CNCs into polymer materials. The hydroxyl groups on the surfaces of CNCs can be functionalized using a variety of chemical techniques to yield materials that can interact better with solvents or polymers. Additionally, surface groups can allow the CNCs to react with environmental stimuli (smart materials). The primary focus of this work is the incorporation of CNCs in hydrophobic matrices. Herein we introduce a new method of dispersing CNCs in polyethylene (PE), a substance of legendary hydrophobicity that is also the most common synthetic polymer used in consumer packaging. The prospect of increasing the mechanical strength of PE by incorporating CNC materials as fillers may lead to the possibility of using less polymer to obtain the same strength. This thesis approaches the problem of dispersing CNCs within PE by first functionalizing the CNCs with a catalyst capable of polymerizing ethylene and other α-olefins. The catalyst 1,1'-bis(bromodimethylsilyl)zirconocene dibromide (catalyst 1) is equipped with anchoring groups that are capable of attachment to the surface hydroxyl groups of CNC particles. After immobilizing catalyst 1 onto various CNC samples, introduction of solvent, organoaluminum cocatalyst, and monomer (ethylene alone or ethylene plus 1-hexene) afforded high density polyethylene (HDPE) and linear low-density polyethylene (LLDPE) samples, respectively, containing well-dispersed CNCs as filler materials. Chapter 2 provided important information on the attachment of catalyst 1 to cellulose nanocrystals and the successful polymerization of ethylene from the cellulose nanocrystals. The resulting composite materials showed a in Young's modulus that was three-fold that of PE samples we tested (1600 ± 100 vs 500 ± 30) and about 10% greater relative to a commercial high modulus PE sample (1450 MPa). The increase in Young's modulus along with the lack of macroscopic aggregates led to the conclusion that we have developed a viable method to disperse CNCs in polyolefin matrices. Chapter 3 focused on the dispersal of CNCs in a softer, more pliable polyethylene grade known as linear low-density polyethylene (LLDPE). LLDPE incorporates a small fraction of 1-hexene into polyethylene as a randomly inserted comonomer, giving rise to properties suitable for applications in plastic films and bags among other end uses. Catalyst 1 functionalized CNCs were added to a reaction vessel with both ethylene and 1-hexene to afford LLDPE CNC composites. Different loading of catalyst 1 on CNC aerogels afforded the same amount of catalyst in each reaction but allowed for different CNC loadings in each reaction. The composite materials showed increasing Young's modulus with increasing cellulose nanocrystal content. Chapter 4 describes how CNCs were functionalized with the intention of filling reverse osmosis membrane materials to have surface chemistry that could be impart antibacterial properties and increase flux. CNCs were functionalized with carboxylic acid by 2,2,6,6-tetramethylpiperidin-1-yl)oxyl (TEMPO)-mediated oxidation, then amine functionalization by carbodiimide coupling chemistry, and finally functionalized with a zwitterionic group by β-propiolactone ring opening. Amine coupling was confirmed with X-ray photoelectron spectroscopic analysis, and a second carboxylic acid peak was confirmed using infrared spectroscopy. These results were further verified with conductometric titration showing that after each respective reaction there were 1060 mmol kg-1 of carboxylic acid groups, 520 mmol kg-1 of amine groups, and 240 mmol kg-1 of zwitterionic groups. This CNC material was left to undergo future testing for desirable membrane properties. Chapter 5 assesses the possible value in creating a new composite material using a functionalized polynorbornene, poly(5-triethoxysilyl-2-norbornene) (PTESN). The composites were fabricated by using the solvent casting method, dispersing the CNCs in a toluene solution of polymer and drying. The composite materials showed an increase in Young's modulus with increased loading. The 20 wt% CNC in PTESN had a Young's modulus of 970 MPa, a significant increase over the Young's modulus of the polymer lacking the filler (540 MPa). In summary, this dissertation advances new techniques for the incorporation of CNCs as fillers in polymer-based nanocomposites. We are confident that further refinement and development of our results will find wide-ranging application. / Doctor of Philosophy / Cellulose nanocrystals (CNCs) are materials that can be added to polymers to form composite materials having increased stiffness. CNCs have the primary advantages over other filler materials of providing significant reinforcement without changing the color or increasing the density of the overall composite. CNCs are therefore good for designing polymer composites that need to be lightweight and aesthetically pleasing. Packaging materials (especially plastic bags and plastic films) are dominated by polyolefin materials such as polyethylene, which is already lightweight and colorless. The challenge of mixing polyethylene and CNCs is that their surface chemistry is incompatible, "like oil and water." To overcome the natural tendency for the CNC filler material to separate from the surrounding polyethylene matrix, a catalyst was attached to the surface of the CNCs and polymerization ensued from that catalyst leading to a composite material in which tiny CNC particles were trapped in the matrix Good dispersal of the component substances in the composite and of excellent overall reinforcement were proven by physical analysis.

Cellulose nanomaterials (CNMs) have been widely studied for their potential as sustainable fillers in polymer nanocomposites, optical responsiveness in suspensions and thin films, and their orientation-dependent liquid crystalline behavior in suspensions. Cellulose nanocrystals (CNCs) have seen a particular prominence due to their versatility across a breadth of applications. The unique structure of CNCs, represented as nanoscale rods with a slight twist, provides for their self-assembly into liquid crystalline phases when their concentration is increased and can be used to generate iridescent materials with tunable wavelengths. Further, CNCs are often used as fillers in nanocomposites, due to their high single crystal Young's modulus, achieving vast enhancements in stiffness when incorporated above a critical concentration where a percolating network is formed. The breadth of applications for CNCs strongly depend not only on their crystalline structure, but crucially on the interactions between particles. These interactions are well-known, yet a complete understanding to enable the full exploitation of the properties attainable in CNC-based materials is lacking. The principal emphasis of this dissertation lies in further improving our comprehension of the interactions between CNCs across a variety of applications such that their full potential can be achieved. A review of the current research of CNC-based materials is provided to guide the discussion herein. Interparticle interactions are studied in aqueous suspensions of CNCs in evaporating sessile droplets. This system provides a complex interrelationship between mass, heat, and momentum transport which collectively provide a change in the local CNC concentration as a function of time. CNC interactions can be controlled throughout the evaporation process as a result of these local concentration variations. We implement a novel approach using time-resolved polarized light microscopy to characterize the evolution of these particle interactions via the orientation of CNCs as a function of CNC concentration and droplet volume. Ultimately, boundary interactions at the leading edge of the contact line during evaporation was found to drive a cascade of local CNC interactions resulting in alignment post-deposition. Computational analysis evaluated the influence of evaporation-induced shear flow during evaporation. Orientation was found to be independent of the bulk fluid flow, corroborating the importance of interparticle interactions on the ensuing alignment of CNCs. Characterization of an evaporating droplet of initially liquid crystalline suspension of CNCs verified the simulations which predicted that orientation was not coupled with entrainment. Finally, the multiple modes of orientation showed that local control over CNC properties can be realized through governance of the interactions between CNCs. The interactions of CNCs in polymer nanocomposites were also studied for the development of smart materials which can adapt their properties in response to external stimuli. A well-known example of this phenomena is found when CNCs are introduced as fillers in thermoplastic polyurethanes (TPUs) above a critical concentration required to achieve percolation. The interactions between CNCs in the percolating network provide a strong enhancement to the modulus of these materials. However, these materials soften upon exposure to water following the disruption of inter-CNC hydrogen bonding by the diffusing water molecules, as prevailing theories suggest. CNCs simultaneously enhance water transport into hydrophobic matrices. Thus, a complete understanding of the interrelationship between the mass transport and mechanical performance can facilitate the development of humidity sensing or shape memory materials which operate as a result of the interactions between CNCs inside of a polymer matrix. Despite an increase in the equilibrium water uptake with increasing CNC concentration, a decrease in the apparent diffusivity of water within the nanocomposites was observed as a result of swelling of the bulk polymer. Additionally, we developed a modification to the commonly used percolation model to predict the time-dependent evolution of storage modulus during water-induced softening. We found that the solvent mass transport can be directly coupled to the mechanical integrity of the percolating network of CNCs by evaluating the hydrogen bonding state of the network as a function of time. Finally, a novel nanocomposite filler comprised of CNCs and 2,2,6,6- tetramethylpiperidine 1-oxyl (TEMPO) oxidized cellulose nanofibrils (TOCNFs) was prepared through solution casting to improve the mechanical performance of the individual reinforcements alone. The physical interaction length is increased by incorporating CNMs of different length scales resulting in increased tensile strength and elongation. Further, the morphology, evaluated with polarized light microscopy, atomic force microscopy, and simulated with dissipative particle dynamics, revealed the combined fillers exhibit a cooperative enhancement between CNMs. Characterization of the crystallinity through x-ray diffraction confirmed the interactions occur primarily between the crystalline domains of each material. Accordingly, the combination of CNMs resulted in nanocomposite fillers which can be implemented such that the weak interfaces with polymer matrices can be bridged with fillers providing reinforcement over a broader length scale. / Doctor of Philosophy / Cellulose nanocrystals (CNCs) are sustainable and biorenewable nanoparticles derived from cellulose. These materials have been widely studied and are commonly used among a plethora of applications such as in reinforcing fillers in polymer nanocomposites, optically responsive materials that can be used in packaging or anti-counterfeiting technologies, as well as in suspension modifiers for skin care products. These techniques tune the interactions between individual CNCs to modify the behavior of the bulk material. The specific interactions are well-known, yet a complete understanding of the influence of these interactions resulting in the utility of CNC-based materials in various applications is lacking. The principal emphasis of this dissertation lies in further improving our comprehension of the interactions between CNCs across a variety of applications such that their full potential can be achieved. Interactions between CNCs were investigated in three systems comprising of a range of typical use cases for CNC-based materials. The behavior of CNCs was examined in evaporating droplets of aqueous suspensions. These materials exhibited a change in orientation in the final deposit which is dependent on variations in local CNC concentration during drying. These concentration changes describe the relative strength of interactions between CNCs which ultimately influences the final alignment of these materials. Further, these interactions provide a pathway to deposit a controlled orientation of CNCs on a substrate which can be utilized for optically responsive materials or serve as templates for other orientation-dependent materials. CNCs were also incorporated into a thermoplastic polyurethane (TPU) matrix to provide increased stiffness. In these composites, water preferentially interacts with CNCs preventing the nanoparticles from interacting with one another. As water is absorbed, these materials soften as a result of the reduced interactions between CNCs. We investigated the influence of dynamically changing CNC interactions on the mechanical performance of these materials during water absorption and developed an analytical model to describe the observed softening behavior. Finally, CNCs were combined with 2,2,6,6- tetramethylpiperidine 1-oxyl oxidized cellulose nanofibers (TOCNFs) and cast into thin films. The mechanical properties of these differently sized, yet chemically similar, nanoparticles were compared as a function of CNC composition. A cooperative enhancement of the ultimate tensile strength and elongation was observed at low CNC loadings where CNCs and TOCNFs were found to self-organize during casting in a mutually beneficial manner.

This work investigates the compositional and nanostructural variability of celluloses isolated from plants and the impact of the variability in the production of cellulose nanocrystals. A variable set of cellulose isolated from plants were generated starting with a range of feedstocks (coconut fiber, sisal fiber, eucalyptus sawdust, pine sawdust, sugarcane rind and sugarcane pith), applying a range of cellulose isolation processes (acetossolv, liquid hot water, alkaline, and liquid hot water + alkaline) and adding commercial cellulose (eucalyptus kraft pulp, dissolving pulp, and microcrystalline cellulose) as reference materials. The nanostructural characteristics were evaluated by calorimetric thermoporometry, X-ray diffraction, and moisture sorption isotherms. Composition was evaluated by standard wet chemical analysis and insights on functional groups were obtained by infrared spectroscopy. The cellulose nanocrystals were produced by acid hydrolysis with sulfuric acid and characterized by atomic force microscopy and X-ray diffraction. The measured parameters of the isolated celluloses were spread, showing we could achieve a highly diverse set of substrates. Significant correlations between measured variables across the sample set, indicating possible unforeseen multivariate relations among cellulose features. For example, we could show that cellulose monolayer hydration is determined by both hemicelluloses content (compositional parameter) as well as cellulose crystal width (structural parameter). Cellulose nanocrystals were successfully produced, although in some cases such as for the acetossolv pulps the acid conditions were too aggressive and oxidized the substrates. Finally, some quantitative correlations were seen between the parameters of cellulose substrates and the resulting cellulose nanocrystals. These results supply the first hints about how the nanostructural variability of isolated cellulose can influence the cellulose nanocrystals produced from them. / Este trabalho investiga a variabilidade composicional e nanoestrutural de celuloses isoladas de plantas e o seu impacto na variabilidade na produção de nanocristais de celulose. Um conjunto variável de celuloses isoladas de plantas foi gerado a partir de uma série de matérias-primas (fibra de coco, sisal, serragem de eucalipto, serragem de pinheiro, casca de cana e miolo de cana), aplicando uma série de processos de isolamento de celulose (hidrotérmico, alcalino, hidrotérmico + alcalino e acetosolve) e adicionando celuloses comerciais (polpa kraft de eucalipto, polpa para dissolução e celulose microcristalina) como materiais de referência. As características nanoestruturais foram avaliadas por termoporometria calorimétrica, difração de raios X e isotermas de sorção de umidade. A composição foi avaliada por análise química húmida padrão e os conhecimentos sobre grupos funcionais foram obtidos por espectroscopia de infravermelhos. Os nanocristais de celulose foram produzidos por hidrólise ácida com ácido sulfúrico e caracterizados por microscopia de força atômica e difração de raios-X. Os parâmetros medidos das celuloses isoladas foram distribuídos, demonstrando que poderíamos alcançar um conjunto altamente diversificado de substratos. Correlações significativas entre as variáveis medidas foram observadas em todo o conjunto amostral, indicando possíveis relações multivariadas imprevistas entre as características da celulose. Por exemplo, poderíamos demonstrar que a monocamada de hidratação de celulose é determinada tanto pelo conteúdo de hemiceluloses (parâmetro de composição) quanto pela largura do cristal de celulose (parâmetro estrutural). Os nanocristais de celulose foram produzidos com sucesso, embora em alguns casos, como nas polpas acetosolve, as condições ácidas fossem muito agressivas e oxidassem os substratos. Finalmente, algumas correlações quantitativas foram observadas entre os parâmetros dos substratos de celulose e os nanocristais de celulose resultantes. Estes resultados fornecem as primeiras dicas sobre como a variabilidade nanoestrutural da celulose isolada pode influenciar os nanocristais de celulose produzidos a partir deles.