This thesis reports a rock slope hazard investigation located in the Central Andes of Chile, where two significant rock mass wasting events were recognized. Dating using cosmogenic nuclide for ³⁶Cl showed that the deposits were post-glacial in age, corresponding to the Upper Pleistocene Portillo Rock Avalanche (PRA) and a Holocene rock slump and rockslide. The pre-historic landslide deposits underlie both a key transportation route between Chile and Argentina and an important ski resort. The purpose of this research was to investigate the likely failure mechanism and characterise the runout path and volume of the PRA. The insights gained on the back analysis of the slope were used in later stages to assess the hazard potential of a recurring major rockslide. The distinct element code UDEC was used to evaluate the failure mechanism. Elasto-plastic modelling results showed that sliding and shearing along the bedding planes together with brittle fracturing and shearing through the toe of the slope likely had occurred. Runout simulations were carried out using DAN3D. Combinations of rheologies were tested and ranked based on their ability to represent the current distribution of the debris by means of pre-failure topography reconstruction and volume estimates of the deposits. Results showed that the best basal rheological combination for the PRA was frictional during the rockslide and Voellmy when entrainment became important. In contrast, a constant frictional basal rheology best represented the Holocene rock slump. The performance of the present-day state of the slope was tested under different scenarios. Under static condition the slope proved to be stable indicating a stabilized geometrical profile with time. Also, the slope proved to be stable under increased pore water pressures at its toe. Finally the modelled slope was subjected to a seismic load (M=7.8) and its crest failed due to an outward rotation of blocks, probably aided by topographic amplification. The runout simulations showed that the leading edge of the flow could override part of the International Santiago-Mendoza Corridor with no direct impact to the Portillo Ski Resort. Overall, though, under this highly unlikely dynamic condition for the site, the hazard level is very low. / Science, Faculty of / Earth, Ocean and Atmospheric Sciences, Department of / Graduate

Los sedimentos de edad Cenozoico en el sur de Peru, son respuestas de una compleja interaccion de geodinamica activa y sedimentacion, de los cuales es conspicuo de la tectonica de los Andes Centrales. Mediante la combinacion de analisis multi-metodos en minerales pesados detriticos, es posible restringir la historia de levantamiento y exhumacion de los bordes de cuencas sedimentarias en el sur de Peru. Los resultados revelan que los sedimentos cenozoicos en el sur de Peru son deltas de grano grueso depositados desde hace 30 Ma, y son consecuencia de levantamientos simultaneos de la Cordillera de la Costa y la Cordillera Occidental.

Subduction zones, such as the Andean convergent margin, are the sites at which new continental crust is generated, and where subducting material is either recycled to the crust via arc magmatism or transferred to the deep mantle. The composition of arc magmas and associated new continental crust reflects variable contributions from mantle, crustal and subducted reservoirs. Insights into crustal growth and recycling processes in the southern Central Andes, specifically in the Pampean flat-slab segment, have been gained by utilising a range of petrological, geochronological and geochemical techniques. These techniques have been applied to a suite of Late Cretaceous (~73 Ma) to Late Miocene (~6 Ma) intrusive (granitoids) and extrusive (basalts to rhyolites) arc rocks collected from an east - west transect across the Andean Cordillera. The oxygen and hafnium isotopic composition of the accessory mineral zircon allows mantle-derived melts contaminated with older, upper continental crustal to be identified. Boron isotopic compositions of melt inclusions, combined with concentrations of certain incompatible trace elements, can be used to assess the source and influence of fluids derived from subducting material on the melt source region. The southern Central Andes provides a particularly interesting area to study these processes as the thickness of the continental crust has increased significantly over the course of the Cenozoic (from ~35 km to >50 km) and the angle of the subducting Nazca plate has shallowed since ~18 Ma, causing the position of the volcanic arc to migrate to the east. In order to unravel the complexities involved with constraining the contributions to arc magmas at an active continental margin, a range of geochronological, geochemical, and geothermobarometric techniques, including high resolution, micro-analysis of mineral phases and melt inclusions, have been applied. High resolution, U-Pb dating of magmatic zircon has improved regional stratigraphy in the Pampean flat-slab segment (between ~29 and 32 °S) and provided an accurate temporal constraint for geochemical and geothermobarometric data. The results of in-situ O and Lu-Hf isotope analysis of zircon show both distinct temporal and spatial variations across the Andean arc. The observed isotopic variability is attributed to variable contamination of mantle-derived melts with distinct Andean basement terranes, which vary east – west in composition and age. ‘Mantle-like’ δ18O(zircon) values, juvenile initial ƐHf(zircon) values and a lack of inherited, xenocrystic zircon cores, suggests the Late Cretaceous (~73 Ma) to Eocene (~39 Ma) plutons located in the Principal Cordillera of Chile, experienced very little interaction with the upper continental crust. Amphibole – plagioclase geothermobarometry indicates these calc-alkaline granitoids, which form extensive north – south trending belts, were emplaced at shallow depths in the crust (~4 – 5 km). Therefore the Late Cretaceous to Late Eocene is interpreted as a period of significant upper crustal growth. The isotopic variability in the Late Oligocene (~26 Ma) to Late Miocene (~6 Ma) arc magmatic rocks demonstrates that during thickening of the continental crust and migration of the Andean arc to the east, arc magmas assimilated Late Paleozoic to Early Mesozoic basement. In addition, arc magmas erupted/emplaced in the Argentinean Precordillera (i.e. farthest east from the trench) assimilated a Grenville-aged (~ 1330 – 1030 Ma) basement. The youngest arc magmas (~6 Ma) erupted in the Frontal Cordillera also show evidence for the assimilation of this ancient basement terrane, potentially signalling under-thrusting beneath the Frontal Cordillera. Overall, the later part of the Cenozoic represents a period of crustal reworking. Boron concentrations and isotope ratios measured in pyroxene hosted melt inclusions and for the first time in zircon hosted melt inclusions, are higher than the values expected for the mantle wedge and show significant variations with time. The source of the Paleocene (~61 Ma) arc magmas were influenced by fluids primarily derived from altered oceanic crust. Lower δ11B values and boron concentrations obtained for Oligocene (25 – 23 Ma) arc magmatic rocks reflects a diminished influence of slab-derived fluids reflecting a greater depth to the top of the slab. Fluids derived from serpentinite influenced the source of the arc magmas after ~19.5 Ma. This has been linked with the intersection of the Juan Fernández Ridge, a volcanic seamount chain associated with hydrated and serpentinised oceanic lithosphere.

Sedimentary deposits have been broadly used to constrain past climate change and tectonic histories within mountain belts. This dissertation summarizes three studies that evaluate the effects of climate change and tectonics on sedimentary basin development. (1) The paleoslope estimation method, a method for calculating the threshold slope of a fluvial deposit, does not account for the stochastic variations in water depth in alluvial channels caused by climatic and autogenic processes. Therefore, we test the robustness of applying the paleoslope estimation method in a tectonic context. Based on our numerical modeling results, we conclude that if given sufficient time gravel can prograde long distances at regional slopes less than the minimum transport slope calculated with the paleoslope estimation method if water depth varies stochastically in time, and thus, caution should be exercised when evaluating regional slopes measured from the rock record in a tectonic context. (2) The role of crustal thickening, lithospheric removal, and climate change in driving surface uplift in the central Andes in southern Bolivia and changes in the creation of accommodation space and depositional facies in the adjacent foreland basin has been a topic of debate over the last decade. Our numerical modeling results show that gradual rise of the Eastern Cordillera above 2-3 km prior to 22 Ma leads to sufficient sediment accommodation for the Oligocene-Miocene foreland basin stratigraphy, and thus, the Eastern Cordillera gained the majority of its modern elevation prior to 10 Ma. Also, we conclude that major changes in grain size and depositional rates are primarily controlled by mountain-belt migration (i.e., climate change and lithospheric removal are secondary mechanisms). (3) Existing equations for predicting the long-term bedload sediment flux in alluvial channels include mean discharge as a controlling variable but do not explicitly include variations in discharge through time. We develop an analytic equation for the long-term bedload sediment flux that incorporates both the mean and coefficient of variation of discharge. Our results show that although increasing aridity leads to an increase in large discharges with respect to small discharges, long-term bedload sediment transport rates decrease for both gravel and sand-bed rivers with increasing aridity.

Im Rahmen der Dissertation wurden an Wässern und freien Gasen aus Thermalquellen sowie an weniger als 5 Millionen Jahre alten basischen Vulkaniten des zentralandinen Puna-Hochplateaus (NE-Argentinien) umfangreiche element- und isotopengeochemische Untersuchungen durchgeführt und die Edelgasgehalte und -isotopensignaturen in diesen Medien bestimmt. Damit soll ein Beitrag zum besseren Verständnis der jüngeren Subduktionsgeschichte im Bereich der südlichen Zentralanden geleistet, die Wechselwirkungen zwischen ozeanischer Unter- und kontinentaler Oberplatte sichtbar gemacht und die Edelgassystematik verbessert werden. Wie die Ergebnisse der Untersuchungen an Gasen aus den Thermalquellen der Puna-Region zeigen, ist der Anteil an Mantel-Helium in den Thermalquellen dieser Region mit bis zu 67 % wesentlich höher als in der westlich gelegenen vulkanisch aktiven Westkordillere und den anderen angrenzenden Gebieten. In einigen Quellen konnten sogar Anteile an Mantel-Neon nachgewiesen werden, was aufgrund von Überlagerungen mit Neon atmosphärischen und krustalen Ursprungs weltweit bisher nur vereinzelt gelungen ist. Für kontinentale Bereiche mit großer Krustendicke ist ein solch starker Mantelgasfluss äußerst ungewöhnlich und bedeutet, dass Mantelschmelzen bis in die Kruste aufgedrungen sind und tief reichende Wegsamkeiten existieren, so dass die Mantelgase aufsteigen können, ohne stark krustal beeinflusst zu werden. Dass im Bereich der Puna rezent Mantelmaterial in die Kruste aufsteigt, zu diesem Ergebnis kommen auch aktuelle seismologische Untersuchungen. Zudem wurden junge, vorwiegend monogenetische Basalte bis basaltische Andesite geochemisch auf ihre Haupt-, Neben- und Spurenbestandteile sowie ihre Gehalte an Seltenenerdenelementen hin untersucht. Auch wurden die Isotopenverhältnisse von Sr, Nd und Pb in den Gesteinen bestimmt und petrographisch-mineralogische Analysen der darin enthaltenen Olivine und Pyroxene durchgeführt. Wie die Resultate belegen, haben die Magmen bei ihrem Aufstieg durch die Erdkruste insbesondere Material aus der Oberkruste assimiliert und sind zudem durch Fluide aus der abtauchenden Platte beeinflusst worden. Damit konnte gezeigt werden, dass einfache geochemische Methoden allein nicht ausreichen, um die Mantelquelle der Magmen ermitteln oder Aussagen über die Asthenosphärendynamik in der Region machen zu können. Im Gegensatz dazu zeigen die Messungen der Edelgasisotopenverhältnisse in den Fluideinschlüssen der Olivine und Pyroxene, dass deren Edelgaszusammensetzung nicht durch Krustenkontamination beeinflusst wurde, weil die Magmen erst nach der Olivin- bzw. Pyroxen-Kristallisation Schmelzen aus der Oberkruste assimiliert haben. Darüber hinaus konnten durch die Edelgasisotopenmessungen die bisher höchsten magmatischen He- und Ne-Isotopenverhältnisse von ganz Südamerika nachgewiesen werden. Aus der unterschiedlichen Höhe der Messwerte ist zu schließen, dass die im Osten der Puna vorkommenden älteren Laven aus einem nichtkonvektiven (lithosphärischen) Mantel stammen, während die am vulkanischen Bogen und Westrand der Puna gelegenen jüngeren Laven, ihren Ursprung in einer konvektiven (asthenosphärischen) Mantelquelle haben. Zudem konnte gezeigt werden, dass der Mantelgasfluss in der Region in den letzten 5 Millionen Jahren stark zunahm und sich die Eruption von mantelstämmigen basischen Laven in dieser Zeit kontinuierlich in westliche Richtung zum aktiven Vulkanbogen hin verlagerte. Im daraus abgeleiteten Modell beruht dieser Prozess (1) auf einer an die Kontinentalverschiebung gekoppelten W-Drift des Kontinents und (2) auf einem mit der Versteilung der Unterplatte verbundenen Vordringen des subkontinentalen asthenosphärischen Mantels nach W, nach dem Ende der Subduktion des unterseeischen aseismischen Juan Fernández-Rückens in der Region. Zudem gibt es starke Argumente dafür, dass die asthenosphärischen Magmen aus einer fluidreichen Zone in 500 – 600 km Tiefe parallel zur subduzierten Platte aufsteigen und nicht, wie bisher angenommen, durch Schmelzbildung in Bereichen unter 200 km Tiefe, allein durch Entwässerung der abtauchenden Platte erzeugt werden. Zu diesem Resultat führt vor allem die Kombination der He-Isotopenverhältnisse mit Ergebnissen seismologischer Untersuchungen. / This study has determined the concentrations and isotopic composition of noble gases in water and gas samples from thermal springs and in samples of post Miocene basic volcanic rocks from the central Andean Puna Plateau (NW Argentina). The aim of this study is to shed light on questions related to the Neogene subduction history, the geochemical relationship between the oceanic and continental plate and on the distribution of noble gases in mantle-derived rocks of the Central Andes. The results of the geothermal water study show that the Puna plateau has higher values of mantle-derived He between 22° and 26° S compared to the neighbouring Western and Eastern Cordilleras. The highest 3He/4He ratio (5,4 Ra) was obtained close to the Tuzgle volcano, and this is rather high for back-arc gases considering they have ascended through a relatively thick 65 km crust, enriched in crustal 4He. In some cases it was also possible to detect the presence of mantle-derived Ne, which has so far only been demonstrated in a few locations around the world, because of the ubiquitous contamination by atmospheric- and crustal-Ne. Hence, this study clearly demonstrates a higher flux of noble gases from the mantle in the Puna Plateau region than in nearby regions of the Altiplano, the Salta-Rift and the Eastern and Western Cordilleras. In addition to the water study, a series of samples from post Miocene basic volcanic rocks in the Puna back-arc region were analyzed for major, minor and trace element composition as well as Sr, Nd and Pb isotopic ratios. Mineralogical analysis of olivine and pyroxenes from the lavas show that the rocks compositions have signatures that vary depending on the distance from the volcanic arc. Accordingly, magma compositions reflect processes that took place in the subduction-modified mantle wedge and the overlying continental plate. During their ascent, most of the magmas were contaminated with acid crustal melts that mask the geochemical signature of their mantle sources. This makes it difficult to accurately reconstruct the specific geotectonic setting for the magmas and their related mantle sources from the whole rock compositions. However, it is possible to put limits on the origin and amount of contamination from the Pb, Nd and Sr isotopic data. The results show that contaminants are mainly from the upper mantle. Mixing models suggest degrees of crustal assimilation on the order of 10 % and less. Given the problems of interpreting conventional geochemical studies on the origin of the back-arc magmas as just described, the combination of whole rock geochemical results with the corresponding noble gas data is potentially very important. For this purpose, olivine and pyroxene mineral separates mechanically and thermally degassed in order to measure their noble gases content and isotopic ratios. As the results show, the He isotopic signatures in the rocks are quite variable (4,5 - 8,1 Ra), depending on the age and distance to the volcanic arc. Whereas the samples nearest to the arc have MORB-type 3He/4He > 7 Ra, those farthest from the arc have 3He/4He < 7 Ra similar to the typical signature of a subcontinental lithospheric mantle (SCLM). The youngest Puna lavas have the highest primordial 3He/4He ratios and therefore the highest values for mantle-derived He yet found in the whole Andes chain. This implies that the mantle gas flux in the Puna region has increased since the Pliocene while during the same time interval, the focus of back-arc volcanic activity migrated progressively west towards the position of the present volcanic arc. This migration can be correlated with steepening of the subducted slab and advance of the asthenospheric mantle wedge to the west as a consequence of the drift of the Juan Fernández ridge towards the south. A consequence of the westward drift of the subduction zone at ca. 26 km/Ma is the ascent of asthenosphere into the mantle wedge. Geophysical studies suggest that this material ascends parallel to the slab (return flow). The He isotopic signatures from this study show that the asthenospheric ascent was not spacious but took place along certain channels or branches that may relate to deep-reaching weak lithospheric zones but not to a widespread delamination in the SCLM. The isotopic He, Ne and Xe relations of the lava samples collected in the back-arc region far from the volcanic arc indicate the presence of SCLM during back-arc volcanism in this region, which is a grave argument against a crustal delamination. Crustal contamination could not have been responsible for these values as the assimilation of crustal melts essentially took place after the olivine crystallization, as indicated by the variations in Sr- and He-isotope data and the coexistence of quartz and olivine in the samples.

Large-scale volcanic deformation recently detected by radar interferometry (InSAR) provides new information and thus new scientific challenges for understanding volcano-tectonic activity and magmatic systems. The destabilization of such a system at depth noticeably affects the surrounding environment through magma injection, ground displacement and volcanic eruptions. To determine the spatiotemporal evolution of the Lazufre volcanic area located in the central Andes, we combined short-term ground displacement acquired by InSAR with long-term geological observations. Ground displacement was first detected using InSAR in 1997. By 2008, this displacement affected 1800 km2 of the surface, an area comparable in size to the deformation observed at caldera systems. The original displacement was followed in 2000 by a second, small-scale, neighbouring deformation located on the Lastarria volcano. We performed a detailed analysis of the volcanic structures at Lazufre and found relationships with the volcano deformations observed with InSAR. We infer that these observations are both likely to be the surface expression of a long-lived magmatic system evolving at depth. It is not yet clear whether Lazufre may trigger larger unrest or volcanic eruptions; however, the second deformation detected at Lastarria and the clear increase of the large-scale deformation rate make this an area of particular interest for closer continuous monitoring. / Vulkanische Deformationen in großem Maßstab, die mittels InSAR gemessen wurden, liefern neue Informationen und dadurch einen neuen Blickwinkel auf vulkan-tektonische Aktivitäten und das Verständnis von langlebigen, magmatischen Systemen. Die Destabilisierung eines solchen Systems in der Tiefe beeinflusst dauerhaft die Oberfläche durch Versatz des Bodens, magmatische Einflüsse und vulkanische Unruhen. Mit der Kombination aus kleinräumigem Bodenversatz gemessen mittels InSAR, numerischer Modellierung und langfristigen geologischen Beobachtungen, analysieren wir die Gegend um den Vulkan Lazufre in den Zentralanden, um die raumzeitliche Entwicklung der Region zu bestimmen. Bodenversatz wurde hierbei im Jahr 1997 mittels Radar-Interferrometrie (InSAR) gemessen, was eine Fläche von 1800 km² ausmacht, vergleichbar mit der Größe der Deformation des Kraters. Im Jahr 2000 wurde zusätzlich eine kleinräumige Deformation am Nachbarvulkan Lastarria entdeckt. Wir sehen räumliche als auch zeitliche Verbindungen zwischen der Deformation des Vulkans und vulkanischen Strukturen innerhalb der betroffenen Gegend. Wir folgern daraus, dass diese Beobachtungen der Ausdruck eines langlebigen, magmatischen Systems in der Tiefe an der Oberfläche sind. Es ist noch nicht klar, ob Lazufre größere vulkanische Unruhen, wie zum Beispiel Eruptionen auslösen könnte, aber die Deformation am Vulkan Lastarria und ein Anstieg der großräumigen Deformationsrate, machen diese Region interessant für eine zukünftige, kontinuierliche Überwachung.

Diese Arbeit beschäftigt sich mit dem zeitlichen Verlauf und den Gründen des Wechsels zwischen zwei magmatischen Regimen während der Hebung der Zentralen Anden. Das ältere vulkanische Regime wird durch miozäne Schildvulkane repräsentiert, die voluminöse Lavaströme hinterließen. Das zweite Regime besteht aus differenzierteren, steilen Stratovulkanen, mit einem weitaus geringeren Eruptionsvolumen.

The territory and its inherent natural conditions to each place are given as environmental assets and their configuration respond to dynamic processes which are changing through long time periods. Though, as showed in this paper, the territory may also be understood as the changing element of development. In the simple development model the two more important factors that decide the trajectory, dynamics and structure of changes that favor the geographic landscape are the human and economic capital. To these we may add the relative location which as it interacts, conditions the intensity of processes positioning a region as peripheral or central.In this paper we present an analysis of the development conditions of some Peruvian regions and their status of the peripheral rural economies in contrast with the dynamic development of the central regions (as it is the capital of the country or other urban-industrial and mining regions). / El territorio y las condiciones naturales inherentes a cada lugar son dados como ofertas ambientales y su configuración responde a procesos dinámicos que los van cambiando en lapsos largos de tiempo. Aunque, como se indica en este trabajo, el territorio puede entenderse también como el elemento cambiante del desarrollo. En el modelo simple del desarrollo los dos actores más importantes que deciden la trayectoria, dinámica y estructura de cambios favorables para el territorio son el capital humano y el capital económico. A estos se suma la localización relativa que al interactuar con los otros dos factores, condiciona la intensidad de los procesos haciendo que una región sea considerada periférica o central.En este artículo se presenta el análisis sobre las condiciones del desarrollo socioeconómico de algunas regiones peruanas y el estatus de las periferias económicas rurales en contraste con el dinámico desarrollo de las regiones centrales (como la capital del país u otras regiones urbano-industriales y mineras).

Archaeological Evidence of the Formative Period in the Lower Utcubamba and Chinchipe BasinThis short paper concentrates on evidence of monumental architecture near Bagua associated to polychrome ceramics. These belong to the Bagua Tradition as defined by R. Shady (probably Middle Formative) and hint at the presence of complexes with elite tombs similar to those in the northern coast. / Este breve trabajo enfatiza evidencias de arquitectura monumental asociada a cerámica polícroma cerca de Bagua. Ambas pertenecen a la Tradición Bagua definida por R. Shady (probablemente Formativo Medio) y sugieren la presencia de complejos con entierros suntuosos similares a los de la costa norte.

The central issue of this paper is that social complexity in South Andean hunter-gatherers is related to an emergent process of regional economic intensification that began in the Middle Holocene period. This process involved a strategy of economic specialization in the use of wild camelids, followed by a diversifying strategy related to the domestication of plants and animals, and the subsequent establishment of long-distance exchange networks. Taking into account this model, this paper assesses the social strategies involved in the generation of heterogeneous social organization and its main components. / En este trabajo se propone que la complejidad social en los grupos de cazadores-recolectores surandinos es un producto del proceso de intensificación económica que se dio en la región a partir del Holoceno Medio. Este proceso involucró una estrategia de especialización económica en el uso de los camélidos silvestres, seguida por otra de diversificación relacionada con la domesticación de animales y plantas, y el establecimiento de un sistema de intercambio a larga distancia. A partir de esta propuesta se tratarán de evaluar las estrategias sociales involucradas en la generación de una organización social heterogénea y se discutirán sus componentes más relevantes.