<p>The work presented in this thesis deals with experimental and theoretical studies related to the growth of crystalline alumina thin films. Alumina, Al₂O₃, is a polymorphic material utilized in a variety of applications, e.g., in the form of thin films. Many of the possibilities of alumina, and the problems associated with thin film synthesis of the material, are due to the existence of a range of different crystalline phases. Controlling the formation of the desired phase and the transformations between the polymorphs is often difficult.</p><p>In the experimental part of this work, it was shown that the thermodynamically stable alpha phase, which normally is synthesized at substrate temperatures of around 1000 °C, can be grown using reactive sputtering at a substrate temperature of 500 °C by controlling the nucleation surface. This was done by predepositing a Cr₂O₃ nucleation layer. Moreover, it was found that an additional requirement for the formation of the <em>α</em> phase is that the depositions are carried out at low enough total pressure and high enough oxygen partial pressure. Based on these observations, it was concluded that energetic bombardment, plausibly originating from energetic oxygen, is necessary for the formation of <em>α</em> alumina (in addition to the effect of the chromia nucleation layer). Further, the effects of impurities, especially residual water, on the growth of crystalline films were investigated by varying the partial pressure of water in the ultra high vacuum (UHV) chamber. Films deposited onto chromia nucleation layers exhibited a columnar structure and consisted of crystalline <em>α</em>-alumina if deposited under UHV conditions. However, as water to a partial pressure of 1x10^-5 Torr was introduced, the columnar growth was interrupted. Instead, a microstructure consisting of small, equiaxed grains was formed, and the gamma-alumina content was found to increase with increasing film thickness. When gamma-alumina was formed under UHV conditions, no effects of residual water on the phase formation was observed. Moreover, the H content was found to be low (< 1 at. %) in all films. Consequently, this shows that effects of residual gases during sputter deposition of oxides can be considerable, also in cases where the impurity incorporation in the films is found to be low.</p><p>In the modeling part of the thesis, density functional theory based computational studies of adsorption of Al, O, AlO, and O2 on different alpha-alumina (0001) surfaces have been performed. The results give possible reasons for the difficulties in growing the <em>α</em> phase at low temperatures through the identification of several metastable adsorption sites, and also provide insights related to the effects of hydrogen on alumina growth.</p> / Report code: LiU-TEK-LIC-2007:1.

<p>The present thesis is concerned to the application of first-principles self-consistent total-energy calculations within the density functional theory on different topics in materials science.</p><p>Crystallographic phase-transitions under high-pressure has been study for TiO2, FeI2, Fe3O4, Ti, the heavy alkali metals Cs and Rb, and C3N4. A new high-pressure polymorph of TiO2 has been discovered, this new polymorph has an orthorhombic OI (Pbca) crystal structure, which is predicted theoretically for the pressure range 50 to 100 GPa. Also, the crystal structures of Cs and Rb metals have been studied under high compressions. Our results confirm the recent high-pressure experimental observations of new complex crystal structures for the Cs-III and Rb-III phases. Thus, it is now certain that the famous isostructural phase transition in Cs is rather a new crystallographic phase transition.</p><p>The elastic properties of the new superconductor MgB2 and Al-doped MgB2 have been investigated. Values of all independent elastic constants (c11, c12, c13, c33, and c55) as well as bulk moduli in the a and c directions (Ba and Bc respectively) are predicted. Our analysis suggests that the high anisotropy of the calculated elastic moduli is a strong indication that MgB2 should be rather brittle. Al doping decreases the elastic anisotropy of MgB2 in the a and c directions, but, it will not change the brittle behaviour of the material considerably.</p><p>The three most relevant battery properties, namely average voltage, energy density and specific energy, as well as the electronic structure of the Li/LixMPO4 systems, where M is either Fe, Mn, or Co have been calculated. The mixing between Fe and Mn in these materials is also examined. Our calculated values for these properties are in good agreement with recent experimental values. Further insight is gained from the electronic density of states of these materials, through which conclusions about the physical properties of the various phases are made.</p><p>The electronic and magnetic properties of the dilute magnetic semiconductor Mn-doped ZnO has been calculated. We have found that for an Mn concentration of 5.6%, the ferromagnetic configuration is energetically stable in comparison to the antiferromgnetic one. A half-metallic electronic structure is calculated by the GGA approximation, where Mn ions are in a divalent state leading to a total magnetic moment of 5 μB per Mn atom.</p>

<p>The subject of the present thesis is theoretical first principles electronic structure calculations on designer hard materials such as the transition metal carbides and oxides. The theoretical investigations have been made in close collaboration with experimental research and have addressed both bulk electronic properties and surface electronic properties of the materials.</p><p>Among the bulk studies are investigations on the effects of substoichiometry on the relative phase stabilities and the electronic structure of several phases of MoC and the nature of the resulting vacancy peaks. The changes in phase stabilities and homo-geneity ranges in the group IV to VI transition metal carbides have been studied and explained, from calculations of the T=0 energies of formation and cohesive energies. The anomalous volume behavior and phase stabilities in substoichiometric TiC was studied including effects of local relaxations around the vacancy sites. The vacancy ordering problem in this compound was also studied by a combination of electronic structure calculations and statistical physics.</p><p>The studies of the surface electronic properties include research on the surface energies and work functions of the transition metal carbides and an investigation on the segregation of transition metal impurities on the TiC (100) surface.</p><p>Theoretical studies with the aim to facilitate the realization of novel designer hard materials were made, among these a survey of means of stabilizing potentially super-hard cubic RuO₂, studying the effects of alloying, substoichiometry and lattice strains. A mechanism for enhancing hardness in the industrially important hard transition metal carbides and nitrides, from the discovery of multi-phase/polytypic alloys, has also been predicted from theoretical calculations.</p>

<p>In many materials, changes in chemical composition, pressure or temperature can induce metal to insulator transitions. It is recently observed in yttrium hydride, for example, changes from a shiny mirror (YH₂) to a transparent window (YH₃), which has important technological application in optical devices. We have tuned the above transition by choosing <i>pressure</i> instead of composition. Our predicted finding is confirmed by recent experiments and opens a new way to design optical switches.</p><p>The unique role that gold plays in society is to a large extent related to the fact that it is the most <i>noble</i> of all metals.We have studied the noble nature of gold by choosing <i>pressure</i> as tool. Our prediction shows that gold transforms from a face centered cubic to an hexagonal closed packed phase above 200 GPa whereas platinum, another noble metal, does not show any phase transition up to 500 GPa. This prediction has also been confirmed by experiments suggesting that platinum is more noble than gold.</p><p>The growing concern about climate change and fossil fuel availability, the direct conversion of solar irradiation into electricity appears to be an ideal alternative to conventional energy sources. Power generation by solar cells is a direct method of solar energy conversion. We report a new cubic phase of TiO₂ which can be stabilized at ambient conditions. This phase has an absorption three or four orders of magnitude larger than the conventional state-of-the-art solar cell based on anatase TiO₂. Therefore, we are introducing a well established material with a new structure for future generation solar cells. The same effect is also observed in cubic SnO₂.</p><p>Electronic and optical properties of other materials such as Be_xZn_1-xTe, RuO₂ and IrO₂ are also studied in present thesis. In particular, for Be_xZn_1-xTe, we have used composition as a tool to tune the optical properties.</p>

<p>The present thesis deals with the application of <i>ab-initio</i> electronic structure calculations based on density functional theory for material design.</p><p>The correlation between magnetic properties and electronic structures has been investigated in detail for diluted magnetic semiconductors (DMS), which have promising application for spintronics devices. The point defects, acting as electron donor or electron acceptor, have been studied for their key role in mediating the long ranged ferromagnetic interaction between transition metal (TM) ions. The electron holes induced by electron acceptor are completely spin polarized in semiconductor and exhibit a very significant efficiency to the ferromagnetic coupling between TM ions. While the electron donor shows a negative effect to the ferromagnetism in the system. The common trend of magnetic interaction and electron charge transfer between TM ions and electron acceptors or electron donators have been outlined. The Coulomb correlation <i>U</i> of <i>d</i> electrons, which could change the energy levels of TM <i>d</i> band respective to the host semiconductor band, also shows a significant influence on the magnetic behavior in DMS. </p><p>The crystallography phase transition under high pressure has also been studied for the iron doped with light element, carbon. Our calculated results show that interstitial carbon defect has little effect on the iron's bcc to hcp phase transition under high pressure. The other carbon iron phases, like Fe₃C, has also been studied in a wide pressure range.</p><p>We also present a first-principles description on the temperature dependence of elastic constant for solids. The total temperature effects are approximated as a sum of two separated parts, the thermal expansion contribution, which gives the normal linearly decreasing effect on the elastic constant with increasing temperature, and the electronic band contribution, which could lead anomalous behavior for thermal elastic constants.</p>

<p>Theoretical studies based on first-principles theory are presented for a number of different magnetic systems. The first part of the thesis concerns spin dynamics and the second part concerns properties of magnetic multilayers. The theoretical treatment is based on electronic structure calculations performed by means of density functional theory.</p><p>A method is developed for simulating atomistic spin dynamics at finite temperatures, which is based on solving the equations of motion for the atomic spins by means of Langevin dynamics. The method relies on a mapping of the interatomic exchange interactions from density functional theory to a Heisenberg Hamiltonian. Simulations are performed for various magnetic systems and processes beyond the reach of conventional micromagnetism. As an example, magnetization dynamics in the limit of large magnetic and anisotropy fields is explored. Moreover, the method is applied to studying the dynamics of systems with complex atomic order such as the diluted magnetic semiconductor MnGaAs and the spin glass alloy CuMn. The method is also applied to a Fe thin film and a Fe/Cr/Fe trilayer system, where the limits of ultrafast switching are explored. Current induced magnetization dynamics is investigated by calculating the current induced spin-transfer torque by means of density functional theory combined with the relaxation time approximation and semi-classical Boltzmann theory. The current induced torque is calculated for the helical spin-density waves in Er and fcc Fe, where the current is found to promote a rigid rotation of the magnetic order.</p><p>Properties of magnetic multilayers composed of magnetic and nonmagnetic layers are investigated by means of the Korringa-Kohn-Rostocker interface Green's function method. Multilayer properties such as magnetic moments, interlayer exchange coupling and ordering temperatures are calculated and compared with experiments, with focus on understanding the influence of interface quality. Moreover, the influence on the interlayer exchange coupling of alloying the nonmagnetic spacer layers with small amounts of a magnetic impurity is investigated.</p>

<p>In this thesis the conductivity of strained materials has been investigated using density functional theory and a semiclassical transport theory based on the Boltzmann equation.</p><p>In transition metals trends are reproduced without adjustable parameters. The introduction of one temperature dependent cross section allowed the reproduction of resistivity trends between 10 and 1000K.</p><p>The effect of strain on transition metals in bcc and fcc structure was studied deforming the unit cell along the tetragonal deformation path. The anisotropy of the conductivity varied on wide range of the c/a-ratio. The orbitals at the Fermi level determined the principal behavior. Pairs of elements with permutated number of electrons and holes in the 4d band showed similar behavior. The concept of the tetragonal deformation was also applied on semiconductors.</p><p>The deformation of Vanadium in X/V superlattices (X=Cr,~Fe,~Mo) due to Hydrogen loading depends on the properties of X. It was found that counteracting effects due to the presence of Hydrogen influence the conductivity.</p><p>It is shown that a small magnetic moment of the V host reduces the hydrogen solubility. Depending on the magnitude of the tetragonal distortion of V, the hydrogen dissolution becomes favored for larger moments.</p><p>Finally, extra charge filling of the bandstructure of Cr and Mo decreases the Fermi velocity and increases the density of states at the Fermi energy.</p>

In this Thesis a set of functional solid oxides for industrial applications have been addressed by first principles and thermodynamical modelling. More specificially, measurable quantities such as Gibbs free energy, geometry and electronic structure have been calculated and compared when possible with experimental data. These are crystalline and amorphous aluminum oxide (Al2O3), Zirconia (ZrO2), magnesium oxide (MgO), indiumoxide (In2O3) and Kaolinite clay (Al2Si2O5(OH)4). The reader is provided a computation tool box, which contains a set of methods to calculate properties of oxides that are measurable in an experiment. There are three goals which we would like to reach when trying to calculate experimental quantities. The first is verification. Without verification of the theory we are utilizing, we cannot reach the second goal -prediction. Ultimately, this may be (and to some extent already is) the future of first principles methods, since their basis lies within the fundamental quantum mechanics and since they require no experimental input apart from what is known from the periodic table. Examples of the techniques which may provide verification are X-Ray Diffraction (XRD), X-ray Absorption and Emission Spectroscopy (XAS and XES), Electron Energy Loss Spectroscopy and Photo-Emission Spectroscopy (PES). These techniques involve a number of complex phenomena which puts high demands on the chosen computational method/s. Together, theory and experiment may enhance the understanding of materials properties compared to the standalone methods. This is the final goal which we are trying to reach -understanding. When used correctly, first principles theory may play the role of a highly resolved analysis method, which provides details of structural and electronic properties on an atomiclevel. One example is the use of first principles to resolve spectra of multicomponentsamples. Another is the analysis of low concentrations of defects. Thorough analysis of the nanoscale properties of products might not be possible in industry due to time and cost limitations. This leads to limited control of for example low concentrations of defects, which may still impact the final performance of the product. On example within cutting tool industry is the impact of defect contents on the melting point and stability of protective coatings. Such defects could be hardening elements such as Si, Mn, S, Ca which diffuse from a steel workpiece into the protective coating during high temperature machining. Other problems are the solving of Fe from the workpiece into the coating and reactions between iron oxide, formed as the workpiece surface is oxidized, and the protective coating. The second part of the computational toolbox which is provided to the reader is the simulation of solid oxide synthesis. Here, a formation energy formalism, most often applied to materials intended in electronics devices is applied. The simulation of Chemical Vapour Deposition (CVD) and Physical Vapor Deposition (PVD) requires good knowledge of the experimental conditions, which can then be applied in the theoretical simulations. Effects of temperature, chemical and electron potential, modelled concentration and choice of theoretical method on the heat of formation of different solid oxides with and without dopants are addressed in this work. A considerable part of this Thesis is based upon first principles calculations, more specifically, Density Functional Theory (DFT) After Kohn and Pople received the Nobel Prize in chemistry in 1998, the use of DFT for computational modelling has increased strikingly (see Fig. 1). The use of other first principles methods such as hybrid functionals and the GW approach (see abbreviations for short explanations and chapter 4.5 and 5.3.) have also become increasingly popular, due to the improved computational resources. These methods are also employed in this Thesis. / QC 20110201

The present thesis is concerned to the application of first-principles self-consistent total-energy calculations within the density functional theory on different topics in materials science. Crystallographic phase-transitions under high-pressure has been study for TiO2, FeI2, Fe3O4, Ti, the heavy alkali metals Cs and Rb, and C3N4. A new high-pressure polymorph of TiO2 has been discovered, this new polymorph has an orthorhombic OI (Pbca) crystal structure, which is predicted theoretically for the pressure range 50 to 100 GPa. Also, the crystal structures of Cs and Rb metals have been studied under high compressions. Our results confirm the recent high-pressure experimental observations of new complex crystal structures for the Cs-III and Rb-III phases. Thus, it is now certain that the famous isostructural phase transition in Cs is rather a new crystallographic phase transition. The elastic properties of the new superconductor MgB2 and Al-doped MgB2 have been investigated. Values of all independent elastic constants (c11, c12, c13, c33, and c55) as well as bulk moduli in the a and c directions (Ba and Bc respectively) are predicted. Our analysis suggests that the high anisotropy of the calculated elastic moduli is a strong indication that MgB2 should be rather brittle. Al doping decreases the elastic anisotropy of MgB2 in the a and c directions, but, it will not change the brittle behaviour of the material considerably. The three most relevant battery properties, namely average voltage, energy density and specific energy, as well as the electronic structure of the Li/LixMPO4 systems, where M is either Fe, Mn, or Co have been calculated. The mixing between Fe and Mn in these materials is also examined. Our calculated values for these properties are in good agreement with recent experimental values. Further insight is gained from the electronic density of states of these materials, through which conclusions about the physical properties of the various phases are made. The electronic and magnetic properties of the dilute magnetic semiconductor Mn-doped ZnO has been calculated. We have found that for an Mn concentration of 5.6%, the ferromagnetic configuration is energetically stable in comparison to the antiferromgnetic one. A half-metallic electronic structure is calculated by the GGA approximation, where Mn ions are in a divalent state leading to a total magnetic moment of 5 μB per Mn atom.

In this thesis, non-collinear magnetism has been studied by using density functional theory and the augmented plane wave method with local orbitals (APW+lo). Two conditions for non-collinear instabilities have been identified in this thesis. First, the Fermi energy should cut through both spin up and down states. Secondly, strong nesting between the spin up and spin down Fermi surfaces is needed. The two criteria described here can be fulfilled by tuning the exchange-splitting and/or by modifying the volume. Calculations on several elements; bcc V, bcc and fcc Mn, bcc Fe, bcc and fcc Co, and bcc and fcc Ni show that a non-collinear state can be stabilized provided that the criteria discussed above are met. More complex materials have also been analyzed in terms of these two criteria. The substitutional alloys TlCo2Se2-xSx are found in experiments to possess spin spiral structures for x = {0-1.5} and at a concentration x = 1.75 the alloys become ferromagnetic. As S takes the place of Se in the crystal structure the distance between the Co layers is reduced and the turn angle of the spin spiral becomes smaller until it totally vanishes at x = 1.75. This thesis show that the evolution of the magnetic structure in these alloys is the consequence of a modification of the distance between Co layers, which induces a change in the interlayer exchange coupling. Fermi surfaces have been analyzed in TbNi5 in order to determine nesting features which would be responsible for the magnetic spin spiral observed in this material. The electronic structure of CeRhIn5 is also reported in this thesis. Furthermore, the 3-k magnetic structure of UO2 was investigated and the crystal field levels were calculated. Transition metal systems such as Fe in the superconducting high-pressure hcp phase and in the fcc crystal structure were also studied. The results obtained for fcc Fe are in accordance with previous reports. However the paramagnetic state in hcp Fe is found to be more stable than the antiferromagnetic configurations discussed earlier in the literature as being favored in the volume range where the hcp phase is stable and superconductivity appears (~ 15 GPa). The complex non-collinear magnetic structure in Mn3IrSi was calculated and the results are found to be in good agreement with experiments.