<div>Prescribed fire is one of the most useful tools available to forest managers attempting to maintain oak-hickory forests in the Central Hardwood Region. Prescribed fire can be useful in promoting regeneration of desirable species groups like oak (Quercus spp.) and hickory (Carya spp.) by preparing the seedbed, managing competition, and creating canopy gaps. The use of prescribed fire has been limited by concerns regarding the effect of the practice on standing timber. A perception of strong negative effects to tree-quality and tree-value from fire originated largely from sometimes deleterious effects of wildfire on timber. Less research exists demonstrating the potential effects of controlled, prescribed burning on timber quality and value. Furthermore, most research that exists focuses on individual tree characteristics, and is often focused on a relatively small geographic areas.</div><div><br></div><div>I conducted a regional study on the effects of prescribed fire on timber quality across a gradient of the Central Hardwood Region, ranging from the Missouri Ozarks to the Appalachian foothills. I studied 139 stands in selected prescribed fire units and control sites in Mark Twain National Forest (MO), Hoosier National Forest (IN), Wayne National Forest (OH) and Daniel Boone National Forest (KY). Selected stands were dominated by hardwoods species and had variable prescribed fire histories, ranging from 0 to 6 prescribed fires. </div><div><br></div><div>Measurements were taken concurrently across this plot network for two studies. First, we assessed the estimated effect of prescribed fire on stumpage value, and secondly, we assessed wounding patterns and effects of prescribed fire on tree-quality. Loss in estimated stumpage value from prescribed fire averaged approximately 4.2% across all measured stands. Estimated loss in stumpage value varied significantly by the number of prescribed fires in the last 30 years, with increasing numbers of prescribed fires leading to higher estimated losses in stumpage value. Further, stands in Mark Twain National Forest exhibited higher estimated loss in stumpage value, exceeding 10% on average. Stands in Hoosier, Wayne, and Daniel Boone National Forest only rarely exceed 5% losses in estimated stumpage value, and averaged less than 3%. </div><div><br></div><div>Approximately 25% of trees had at least one wound associated with prescribed fire across all study sites, while approximately 5% of trees experienced a reduction in tree quality (as measured by United States Forest Service tree grade) from prescribed fire. Both the rate of wounding and rate of tree grade reduction increased with increasing numbers of prescribed fires. Stands in the western portion of the Central Hardwood Region (Hoosier and Mark Twain National Forest) exhibiting higher rates of wounding from fire compared to eastern sites (Wayne and Daniel Boone National Forest.)</div><div><br></div><div>Effects of wounding varied significantly by type of wound. Catfaces accounted for far more volume loss and reduction in tree grade than any other wound type. Alternatively, some wound types, like seams and bark slough, caused minimal tree-quality and tree-volume effects. Effects also varied by species, with higher wounding effects on sugar maple and red oak, and relatively low effects on white oak and yellow-poplar. </div><div><br></div>

<p>Active forest management is generally considered a desirable approach for both private and public tracts. While stakeholder collaboration and input are used on public lands, states have used several approaches to facilitate forest management on private forests including property tax-incentive programs, cost-share and technical assistant programs, and professional advice. Some researchers have studied how educational programs can facilitate woodland management on private lands. While some determined that the adoption of management practices can be influenced, in part, by attending educational programs, understanding of the factors that contribute to successful outcomes of educational programs for family forest owners is limited. Similarly, many federal and state agencies have used stakeholder input to inform natural resource management and policy in a variety of collaborative formats. In Indiana, the Indiana Forest Stewardship Coordinating Committee has provided input into private and public forest management in the state since 2010. </p> Using a case-study approach, this dissertation, through mail surveys and interviews, examined the role of the Forest Management for the Private Woodland Owner eight-week short course in woodland owner management decisions. Findings suggest that, across behaviors, woodland owner attitudes about and reasons for owning their woodlands were the most consistent predictors of the level of influence the course had on participants. Enrollment in the Indiana Classified Forest and Wildlands Program and likelihood of attending future educational programs were also positively associated with course influence for some behaviors while contact with the instructor after the course and owning woods for privacy had negative associations. The course played a role in different stages of the decision-making process of woodland owners to harvest timber, control invasive plants, create a written management plan, and use the services of a professional forester. Compatibility and relative advantage of a practice were important factors in adoption decisions. I also interviewed members of the Indiana Forest Stewardship Coordinating Committee to investigate its perceived value to members and how they view its contributions to forest management in the state. Overall, members generally held a positive perspective of its value<a></a><a></a><a></a><a></a><a></a> and thought the committee benefited Indiana’s forests although there was limited evidence to support this viewpoint. The committee followed some recommended collaborative approaches, but fell short on others. Findings inform several recommendations that could benefit the committee and its role in the future.

<p dir="ltr">Forest ecosystems play a pivotal role in climate change mitigation. Sustainable forest management practices necessitate accurate quantification of forest aboveground carbon stocks (FACS). In the first part of this study, I compared the 13-year changes in FACS across three silvicultural systems, including even-aged management (EA), uneven-aged management (UEA), and non-harvested controls (NH), in Indiana's hardwood forests. Forest stands within each silvicultural system were assigned with one of the six treatment types, including clearcutting, shelterwood, or prescribed burning for EA, single-tree selection or patch cutting for UEA, or untreated controls. From 2008 to 2021, the FACS of the study area exhibited an increase from 91.5 ± 9.0 Mg/ha to 115.3 ± 2.1 Mg/ha. Single-tree selection, shelterwood, and prescribed burning were found to have minimal impacts on FACS. However, clearcutting and patch cutting resulted in a significant reduction in FACS, with subsequent recovery reaching only 30-37% of their pre-treatment levels after 13 years. Further investigations may use long-term inventory data to analyze the chronic recovery patterns on these sites.</p><p dir="ltr">In the second part of this study, I evaluated the feasibility of using 3DEP LiDAR in conjunction with the random forest algorithm for multiscale FACS prediction. It was found that the stand-scale model outperformed the plot-scale model, primarily due to a stand’s higher positioning accuracy and reduced boundary effects than the plot-scale model. This led to a reduction in RMSE from 25.43 Mg/ha (26%) to 16.74 Mg/ha (20%). Moreover, the stand-scale model exhibited robust landscape-level prediction performance even in scenarios where point density decreased from 7.7 points/m² to 2.0 points/m². However, the partitioned model including solely clearcut and patch sites produced a higher RMSE of 59% (17.82 Mg/ha) due to inaccurate LiDAR return classification and biased canopy height metrics extraction. Future research should delve into the mechanisms of point cloud classification to improve the FACS prediction accuracy for clearcut forest monitoring.</p><p dir="ltr">Overall, this thesis contributed to a deeper understanding of carbon dynamics in managed hardwood forests, highlighted the potential of using LiDAR technology for improved landscape-level carbon monitoring, and informed the decision-making processes in the context of climate change mitigation.</p><p><br></p>

<p><br></p><p dir="ltr"><a href="" target="_blank">ABSTRACT</a></p><p dir="ltr">This research explores the pathways and opportunities for community-based forest management (CBFM) in Hawai‘i. CBFM is a collaborative approach to forest stewardship that involves local communities and has the potential to enhance ecological, cultural, economic, and community resilience. While Hawai‘i has established formal legal mechanisms for designating community-based subsistence fishing areas (CBSFAs), there is not currently a clear structure for the establishment of CBFM in the state. This work explores the underlying conditions for successfully implementing community-based forests in Hawai‘i, addressing the state’s distinctive historical, cultural, and land tenure contexts. Using qualitative methods, including a systematic literature review of CBFM in the Pacific Islands, semi-structured interviews with stakeholders in natural resource management in Hawai‘i, and participant observation, this dissertation investigates the central research question: <i>What</i><i> </i><i>are the</i><i> </i><i>pathways and opportunities for</i><i> </i><i>the development</i><i> </i><i>and successful implementation</i><i> </i><i>of</i><i> </i><i>community-managed forests</i><i> </i><i>in Hawai‘i?</i> Findings highlight the diversity of potential approaches to CBFM in the state, the importance of centering Indigenous Knowledge and Hawaiian stewardship practices and values, the need for clear land tenure rights and transparent governance arrangements, the need for advancement of legal mechanisms to empower Native Hawaiian communities, and the critical role of partnerships among agencies and local groups in fostering the success of CBFM. By addressing the legacies of colonization and supporting community-based biocultural approaches to forest stewardship, CBFM has the potential to support ecological, economic and cultural resilience in Hawai‘i.</p><p><br></p><p dir="ltr">Keywords: Community-based forest management (CBFM); Community-based natural resource management (CBNRM); Biocultural Conservation; Hawai‘i</p>

<p dir="ltr">Extensive tree-cutting operations and prioritization of crop production a century ago caused a significant decline in maple syrup production in Indiana. Today, there is an increasing consumer interest in natural and locally produced food, creating potential for regrowth in the industry. Understanding both production and consumption behaviors is crucial to capitalize on this potential and ensure sustainable sugarbush resources in the state. This thesis comprised two chapters, presenting the findings on consumers and producers, respectively. The first chapter examined the factors influencing consumers' behavior toward maple syrup purchase and satisfaction. Results suggested that suburban residency, education, age, income, and lifestyle factors – such as visiting farmers' markets and purchasing organic food – may influence consumers' attitudes toward purchasing maple syrup. Moreover, consumers who purchase organic food tended to be satisfied with maple syrup and were more likely to recommend it to others. The second chapter explored the factors motivating maple syrup producers to manage their forests and investigated whether crowd-in or crowd-out effects exist among different management practices. I used logistic regressions to identify relationships among the adoption of a variety of forest management practices and a variety of independent variables, using data pooled from two producer surveys conducted in Indiana in 2022 and 2023, respectively. Production as a hobby, owning a sugarbush, and production capacity all positively affected the likelihood of management practice adoption. In addition, crowding-in effects were identified in adopting forest management practices, suggesting that producers were more likely to adopt multiple practices simultaneously. These chapters emphasized the importance of understanding maple syrup consumer socio-demographic characteristics for effective marketing strategies and producer behavior for sustainable production practices to promote industry growth.</p>

Recently, products of Unmanned Aerial System (UAS) integrated through SIFT algorithm and dense cloud matching using structure from motion has gained prominence with tree-level inventory maintenance in forestry. Various studies have been carried out by using UAS imagery to quantify and map forest structure of simple coniferous stands. However, most of the previous works employ methodologies that require manual inputs and lack of reproducibility to other forest systmes. Manual detection of trees and calculation of their attributes can be a time-consuming and complicated process which can be overcome with an automated technique applied by forest managers and/or landowners is highly desired to take full advantage of the readily available UAS remote sensing images. This study presents a methodology for automated measurements of tree height, crown area and crown diameter of hardwood species using UAS images. Different UAS platforms were employed to gather digital data of two hardwood plantations at Martell, Indiana. The resulting aerial images were used to generate the Digital Surface Model (DSM) and Digital Elevation Model (DEM) for the forest stand from which the Crown Height Model (CHM) was derived. The canopy height model can be inputted to the web platform deployed through shiny server (https://feilab.shinyapps.io/Crown/) to derive individual tree parameters automatically. The results show that this automated method provides a high accuracy in individual tree identification (F-score> 90%) and tree-level measurements (RMSEht<1.2m and RMSEcrn<1m). Moreover, tree-level parameter estimation for 4,600 trees were calculated in less than 30 minutes based on a post-processed DSM from UAS-SfM derived images with minimal manual inputs. This study demonstrates the feasibility of automated inventory and measure of tree-level attributes in hardwood plantations with UAS images.

<p>  </p> <p>Alterations to the historic fire regime have contributed to widespread regeneration failure in <em>Quercus</em> L. (oak) forests of the eastern United States. Composition has shifted from <em>Quercus</em> and other fire-adapted species to dominance by mesophytic species. While land managers often focus efforts on restoring <em>Quercus</em> regeneration, the herbaceous layer experiences reduced cover and diversity of herb and graminoid species resulting from the increased woody stem density in fire-suppressed forests. Declining abundance of <em>Quercus</em> species and diversity in the herbaceous layer reduce the overall habitat quality and ecosystem functions provided by the forest. A combination of overstory harvests and prescribed burning are often conducted to restore the plant community in <em>Quercus</em> forests affected by mesophication. Initiated in 2010, our study on the Hoosier National Forest in Indiana conducted shelterwood and midstory (mechanical, chemical, or none) harvests followed by prescribed burning on a less productive site, while leaving a more productive site unburned. Our objective was to evaluate the survival and competitive response of <em>Quercus</em> spp. within the regeneration layer and whether diversity and cover increased in the herbaceous layer following treatments. Using nested circular plots, we measured seedling survival and resprout response, in addition to regeneration density before and after treatments. We measured the percent cover of herbaceous-layer species within quadrats and calculated species richness, evenness, and diversity. Using multiple mixed-effects models, ANOVA, and NMDS ordination, we evaluated woody species regeneration and herbaceous-layer composition before and after treatments. Post-treatment, monitored <em>Quercus</em> spp. seedlings at the burned site displayed greater survival (> 94%) and resprouting (> 92% of monitored stems), which exceeded most competing species, including<em> Acer</em> spp. (~ 59% survival and resprouting) and <em>Fraxinus americana </em>(72% survival and resprouting). <em>Q. alba</em> seedling (< 3.8 cm DBH) densities doubled after burning; it was one of the most abundant species (9,864 stems ha-1) at the burned site. NMDS ordination indicated a clear shift in regeneration species composition with the burn driving a shift away from mesophytic species towards greater importance of <em>Quercus</em> species. Additionally, our burned site had significantly increased herbaceous-layer richness, Shannon diversity index, and total cover compared to pre-treatment. Percent cover increased across all plant functional groups within the herbaceous layer, with trees/shrubs exhibiting the greatest increase. Herbaceous-layer composition at the burned site significantly shifted toward greater importance of graminoids and herbs post-treatment. Post-treatment, the unburned site contained fewer, and less competitive, <em>Quercus</em> seedlings compared to non-<em>Quercus</em> competitors and displayed no significant compositional shifts in seedling species composition post-harvest. Our unburned site exhibited significant, but minor, increases in herbaceous-layer richness, evenness, diversity, and total cover. Herbaceous-layer composition at the unburned site was significantly different post-treatment, shifting towards greater importance of vines, trees/shrubs, and herbs. The more-productive unburned site would likely require multiple burns to produce adequate competitive <em>Quercus</em> seedlings to perpetuate dominance in the developing stand. Burning would also likely result in greater increases in herbaceous-layer diversity compared to harvesting alone. Conversely, the shelterwood, followed by a single burn, on the less productive site had a more substantial effect on the herbaceous layer, and likely produced an adequate density of <em>Quercus</em> reproduction to ensure future dominance by the genus.</p>

<p>Amur honeysuckle (<i>Lonicera maackii</i>) is a shrub endemic to East Asia which has become invasive and nearly ubiquitous to the forest ecosystems of eastern North America. Through its extended growing season, competitive ability, and potential allelopathy, Amur honeysuckle alters native herbaceous-layer plant communities and inhibits the regeneration of native tree species. As such, it is representative of a range of invasive shrub species imported from East Asia. My thesis contributes to questions fundamental to the understanding this and other invasive shrubs: 1) How do species become invasive? 2) How can the invasions of the species be effectively controlled? 3) How does the ecosystem respond to treatment of the invasive species?</p> <p>First, I examined the role of self-compatibility within Amur honeysuckle. I compared the berry production, seed production, and germination rates between closed-pollinated and open-pollinated flowering branches of Amur honeysuckle individuals across multiple types of invasions (heavy, light, and sprouting). I found that Amur honeysuckle not only possesses the ability to self-pollinate, but that it can produce viable self-pollinated seed sets. This ability may help explain how Amur honeysuckle able to invade isolated forest patches far removed from the main invasion.</p> <p>Second, I evaluated the effectiveness of a novel herbicide adjuvant in reducing the amount of herbicide needed in the ‘cut-stump’ method of controlling Amur honeysuckle. Combining various concentrations of the most common herbicide in the world, glyphosate, with concentrations of cellulases derived from fungi, 2XL, I examined whether the cellulases improved the effectiveness of glyphosate, potentially by increasing glyphosate movement into the vascular tissue of Amur honeysuckle through the degradation of cell walls. While 2XL was not an effective adjuvant, glyphosate concentrations of less than half the recommended dosages were equally effective as higher concentrations in preventing sprouting of treated stumps. The ineffectiveness of 2XL may imply a need for protein-mitigated diffusion of glyphosate across cell walls and into the vascular tissue of the plant, which would be inhibited by the breakdown of cell walls.</p> Finally, I tested how deeper intensities of mulching-head treatments affected the sprouting response of Amur honeysuckle and the response of the herbaceous-layer plant community after treatment. I found a negative relationship between the volume of sprouting Amur honeysuckle and increasing depth of mulching-head treatment. Additionally, increasing mulching-head intensities were correlated with increased herbaceous layer diversity and conservation value as represented by Floristic Quality Index. Mulching-head treatments are a promising tool in controlling heavy invasions of non-native shrubs.

<p>In the Central Hardwood Region, the quantity and quality of hardwood timber critically depend on forest management decisions made by private landowners, since they hold the largest share of woodlands, some of which are plantations. These plantations are in a unique and critical position to provide much-needed hardwood resources. However, there is a lack of research and tools enabling rigorous assessments of profitability of long-term investments in hardwood plantations. Partially due to this, the majority of these privately held plantations remain unmanaged.</p> <p>This study aims at providing scientific evidence and tools to help promote forest management on hardwood plantations held by private landowners. To this end, I demonstrate in Chapter 1 an economic-modeling approach that minimizes establishment costs while ensuring free-to-grow status by year 5, and crown closure by year 10. Using temperate hardwoods such as black walnut and red oak as focal species, I find a black walnut plantation can attain crown closure in year six at the lowest cost ($4,540/ha) with 6 feet x 7 feet spacing, herbicide application for the first year, and fencing. For red oak, the minimum-cost option ($5,371/ ha) which achieves crown closure in year 10 requires a planting density of 6 feet x 7 feet, herbicide application for the first three years, and fencing. Modelling uncertainty in growth and mortality in a stochastic counterpart shifts optimal solutions to denser plantings for black walnut; planting more trees is, thus, risk mitigative. Based upon these research outcomes, I identify the tradeoffs between efficacy of treatments towards establishment success viz a viz their relative costs which serve as a solid foundation for the assessment of subsequent management strategies.</p> <p>Next, in chapter 2, I first calibrate growth, yield, and crown-width models for black walnut trees with existing and new tree measurements on selected Hardwood Tree Improvement and Regeneration Center (HTIRC) plots. Using spatial information on trees, I develop an individual tree level thinning model and simulate their post-thinning growth and yield. Significant predictors of annual diameter growth between years 10 to 18 include the initial tree DBH, forest edge effects, distance-dependent neighborhood competition, and tree age. Significant edge effects exist up to 3 rows and 3 trees from the non-forested edge. A tree on the perimeter rows grows 0.30 cm (0.12in.) in DBH more per year than the interior trees, between years 10 to 18. Next, I dovetail my results from the spatially explicit thinning model with the USFS Forest Vegetation Simulator (FVS) to understand the impacts of different scenarios of planting densities, site productivities, thinning treatments, and expected yields (as percentage of the total volume) of veneer sawlogs to quantify the growth and profitability from the mid-rotation until the final harvest. To support the attendant financial analyses, I incorporate risk into these projections by simulating stochastic windthrows based on certain assumptions. My projections suggest that, without the threat of windthrow damage, the net present day value (NPV) could exceed $4,900 per acre on the highest quality sites (SI =100) and high densities at planting (6 feet x 6 feet), assuming 10% or more of final volume was veneer and using a 3% discount rate. In contrast, under simulations of probable windthrow disturbances from mid-rotation to final harvest, the chances that standing timber value at harvest exceeds $5,000 per acre are 43.13% for a 96- and 90-year rotation and increase to 45.48% for 75 and further to 56.04% for 60.</p>

<p> Invasive species have developed long-term relationships with humans, especially since the start of the Industrial Revolution, and they have caused immense damage to native environments, ecosystems, and economies. An emerging invasive insect that has recently gained considerable attention is the spotted lanternfly (SLF). Early detection of SLF infestations in new areas or at low densities can lead to a more efficacious management and reduce costs associated with control them. Developing approaches to detect the presence of invasive species, favorable habitats for their establishment, and predicting potential spread will be crucial for effective management strategies to protect native environments and the economy. The goal of my thesis is to improve the understanding of how spotted lanternfly changes the spectral profile and chemical composition of host tree species. I found that spotted lanternfly feeding influences host canopy chemical and spectral properties. Specifically, I was able to use leaf-level hyperspectral measurements to differentiate SLF infestations levels in silver maple and red maple, shown by my first chapter, along with black walnut in my second chapter. Further, I was able to find differences in phenolic compounds in response to SLF infestations in red maple. The results of my study have the potential to be scaled up from leaf-level to landscape-level measurements. I have identified spectral signatures in red maple, silver maple, and black walnut that can be used to identify infestations from spectral data collected from UAVs or satellites. This potentially provides a new method for detection that is easier than traditional ones (like manual scouting and trapping). </p>