Molecular beam epitaxy has recently been applied to the growth and self assembly of nanostructures on crystal substrates. This highlights the importance of understanding how microscopic rules of atomic motion and assembly lead to macroscopic surface shapes. In this thesis, we present results from two computational studies of these mechanisms. We identify a kinetic mechanism responsible for the emergence of low-angle facets in recent epitaxial regrowth experiments on patterned surfaces. Kinetic Monte Carlo simulations of vicinal surfaces show that the preferred slope of the facets matches the threshold slope for the transition between step flow and growth by island nucleation. At this crossover slope, the surface step density is minimized and the adatom density is maximized, respectively. A model is developed that predicts the temperature dependence of the crossover slope and hence the facet slope. We also examine the "step bunching" instability thought to be present in step flow growth on surfaces with a downhill diffusion bias. One mechanism thought to produce the necessary bias is the inverse Ehrlich Schwoebel (ES) barrier. Using continuum, stochastic, and hybrid models of one dimensional step flow, we show that an inverse ES barrier to adatom migration is an insufficient condition to destabilize a surface against step bunching. / Science, Faculty of / Physics and Astronomy, Department of / Graduate

The research carried out here employed analytical and imaging transmission electron microscopy and scanning transmission electron microscopy to gain a good understanding of local structure and composition of semiconductor nanocrystals and quantum dots for electronics and optoelectronics applications. One of the world's most advanced analytical scanning transmission electron microscopes in the field, the Daresbury SuperSTEM, was used to scrutinise the structure and composition of the samples. Three nanostructure systems are investigated in this thesis: 1. Structures consisting of Ge-nanocrystals (NCs) in alumina. Here HRTEM suggests relaxed and twinned smaller NCs grown annealed at lower temperature compared to elongated non-faulty bigger NCs annealed at higher temperature. HRTEM also suggests a polycrystalline structure of the matrix. 2. With regards to the InAs/GaAs quantum dots (QD) the study aims in particular at elucidating QD formation by investigating samples grown with and without growth interrupt (GI). Diffraction contrast TEM shows formation of buried dots in the sample prepared with GI whereas for the sample without GI the immediate growth of GaAs after InAs inhibits diffusion and segregation of In adotoms, and no footprint of buried dots has been observed. HRTEM and HAADF show coherent QDs in the sample with GI and abrupt InAs/GaAs interfaces in the sample without GI. In executing energy electron loss spectroscopy (EELS) and geometric phase analysis (GPA) the distribution of In in InGaAs/GaAs QDs has been obtained in samples grown in the critical thickness regime for quantum dot formation. The highest In percentage achieved in the dots grown with a nominal fraction of 100% was ~70%. EELS shows variations in the In concentration within the QD structure and wetting layer 3. In the case of Er-doped Si-NCs in silica this research tries to provide an understanding of structure, composition and position of excess Si and Er in the silica matrix of materials prepared under different growth conditions and to correlate this information with the PL emission, all with the aim to find preparation routes for optimum optical efficiency for applications of this materials system in silicon photonics. High spatial correlation between Si-NCs, Er and O in the Er and Si co-implanted sample with strong indication of an Er-oxide/Si core-shell structure had been found. The lack of an Er-oxide plasmon indicates, however, that the shell structure and its interface with the SiNCs is highly defective and a likely cause for non-radiative recombination. The sample with similar excess Er and Si concentrations but prepared in a two-stage implantation and annealing process shows a 10 times improvement in the optical emission. Here no spatial correlation between Er and Si-NCs was found in core loss EELS. EELS and HAADF evidenced more highly, near-atomically dispersed Er in the matrix with no formation of a core-shell structure as compared to the co-implanted sample. No footprint of Er-silicide plasmon was observed by low loss valence band EELS investigation in the co-implanted sample.

Le développement de sources moyen infrarouge compactes et accordables dans les gammes de transmission de l’atmosphère présente un intérêt majeur dans les secteurs de la défense et de la sécurité. Les sources paramétriques à quasi-accord de phase en configuration guidée sont prometteuses pour gagner en compacité puisque l’on réduit la puissance de pompe nécessaire par rapport aux sources « massives ». Le premier axe de la thèse consiste à étudier des guides d’onde en arséniure de gallium périodiquement orientés (OP-GaAs) adaptés à un pompage par laser fibré et à des puissances relativement élevées. Le second vise à étudier de façon novatrice la possibilité d’intégrer dans un composant monolithique une diode laser en matériaux antimoniures avec un convertisseur de fréquence en antimoniure de gallium (GaSb). L’enjeu dans les deux cas est de réduire au maximum les pertes à la propagation dans ces guides d’onde pour exploiter pleinement leurs propriétés non-linéaires.Ce travail de thèse a permis de modéliser des structures de guides d’onde ambitieuses pour réduire les pertes, de développer les briques technologiques nécessaires à la fabrication de guides d’onde OP-semi-conducteur faibles pertes et de faire de premières caractérisations de ces composants dans le moyen-infrarouge. Les performances de guides d’onde GaAs ruban enterrés ou non ont pu être comparées, donnant une réduction des pertes d’un facteur trois avec des rubans enterrés. Plusieurs générations de guides d’onde GaSb ont vu le jour, et montrent des performances à l’état de l’art des structures en GaAs. En conséquence, diverses solutions ont été explorées pour intégrer une diode laser en matériaux antimoniures avec le guide d’onde convertisseur de fréquence. / The development of compact and tunable mid-infrared laser sources in the atmospheric transmission windows presents a major interest for several security and defense applications. Quasi-phase-matched parametric sources in guided wave configuration are promising solutions to enhance compactness, because of the reduction in pump power requirements with respect to bulk devices.The first axis of this thesis consists in studying orientation-patterned gallium arsenide (OP-GaAs) waveguides, adapted to fiber laser pumping and to relatively high pump power. The second axis is devoted to the original idea of integrating an antimonide based laser diode with a gallium antimonide (GaSb) frequency converter in a monolithic component. The goal in both cases is to minimize propagation losses in those waveguides to exploit the whole potential of their non-linear properties.This work led to model ambitious low-loss waveguides structures, to develop the technological fabrication steps necessary for OP-semiconductor waveguides manufacturing, and to characterize these components in the mid-infrared. The first buried ridge GaAs waveguide structure has been compared to the ridge one, giving a reduction of a factor three in the propagation losses. Several generations of GaSb waveguides have come forward, with constant losses improvement and reach GaAs state-of-the-art performances. Lastly, multiple solutions have been explored in order to integrate an antimonide-based laser diode with the frequency converter waveguide.

Orientador: Luis Vicente de Andrade Scalvi / Resumo: Este trabalho visa apresentar o desenvolvimento e as principais conclusões referentes à combinação de heterojunções a base de GaAs com óxidos semicondutores, para aplicações em dispositivos optoeletrônicos. O texto foi dividido em duas partes principais, sendo a primeira parte voltada para a síntese e produção do SnO2, relacionada com a formação da heteroestrutura GaAs/SnO2; e a segunda parte é focada na produção dos ressonadores de onda acústicas de bulk,na ordem de GHz, a base de GaAs/ZnO. Na primeira parte, priorizou-se filmes de SnO2, que foram depositados por duas técnicas: sol-gel dip-coating e evaporação resistiva. Os filmes foram depositados sobre substratos de vidro soda-lime, e sobre substratos de GaAs, de quartzo e de a-SiO2. SnO2 foi também depositado sobre filme de GaAs depositado por sputtering. No caso da evaporação resistiva, a rota sol-gel é utilizada também para a preparação do pó que é utilizado como precursor para a evaporação resistiva de filmes de SnO2, combinando essas duas técnicas. Foram investigadas as propriedades ópticas e elétricas de filmes finos de SnO2 dopado com 1% de Er3+ e estruturas hibridas de GaAs/SnO2: Er3+. Entre os principais resultados, verificou-se: 1) espectros de luminescência diferentes do íon Er3+ ao se depositar SnO2 sobre substrato de vidro ou GaAs; 2) Microscopia eletrônica de varredura (MEV) e espectroscopia de energia dispersiva de raios-x (EDX) para filmes de SnO2, depositados por evaporação resistiva, atestaram uma relação... (Resumo completo, clicar acesso eletrônico abaixo) / Abstract: This work aims to present the development and the main conclusions obtained so far regarding the combination of GaAs-based heterojunctions with semiconductor oxides, for applications in optoelectronic devices. The text has been divided in two main parts, where the first one is related to the synthesis and production of SnO2, associated with the formation of the heterostructure GaAs/SnO2; and the second one if focused on the production of bulk acoustic wave resonators, with frequencies in GHz range, based on GaAs/ZnO. In the first part, attention was given to SnO2 films, deposited by two techniques: sol-gel dipcoating and resistive evaporation, on soda-lime glass substrates, and on GaAs, quartz and a-SiO2 substrates. SnO2 was also deposited on GaAs film deposited by sputtering. In the case of resistive evaporation, the sol-gel route is also used to prepare the powder which is used as a precursor for resistive evaporation of SnO2 films, then, by combining these two techniques. Optical and electrical properties of Er3+ -doped SnO2 thin films were investigated as well as the hybrid structure GaAs/SnO2 .Among the main results were: 1) different luminescence spectra of Er3+ ion when depositing SnO2 on glass or GaAs substrate; 2) scanning electron microscopy (SEM) and energy dispersive x-ray spectroscopy (EDX) for SnO2 films deposited by resistive evaporation show a relationship of the thermal annealing temperature with the concentration of Er ions in the surface layers; 3) this con... (Complete abstract click electronic access below) / Doutor

Solární články na bázi arsenidu gallia patří mezi nejvýkonější typ dostupných solárních článků vůbec. Jejich výhodou je výborná odolnost vůči tepelnému a ionizujícímu záření, a proto se využívají zejména v náročných podmínkách. Tato disertační práce popisuje stav GaAs fotovoltaických článku vystavených vůči tepelnému namáhání, vysokému ochlazování, gama záření a ozáření širokospektrálním laserem. Vzorky byly zkoumány před, po a i během těchto procesů pomocí několika analytických a charakterizačních metod. Měření bylo zaměřeno na charakterizaci povrchu, optických a elektrických vlastností. Byly objeveny limity a nové chování tohoto typu článků, které jsou ovlivněny i tenkými ochrannými a antireflexními vrstvami.

Cette thèse s’inscrit dans le cadre d’une cotutelle internationale entre l’Université de Bourgogne Franche-Comté en France et l’Université de Sherbrooke au Canada. Elle porte sur le développement d'un biocapteur miniature pour la détection et la quantification de bactéries dans des milieux liquides complexes. La bactérie visée est l’Escherichia coli (E. coli), régulièrement mise en cause dans des épidémies d'infections alimentaires, et parfois meurtrière.La géométrie du biocapteur consiste en une membrane en arséniure de gallium (GaAs) sur laquelle est déposé un film mince piézoélectrique d’oxyde de zinc (ZnO). L'apport du ZnO structuré en couche mince constitue un réel atout pour atteindre de meilleures performances du transducteur piézoélectrique et consécutivement une meilleure sensibilité de détection. Une paire d'électrodes déposée sur le film de ZnO permet de générer sous une tension sinusoïdale une onde acoustique se propageant dans le GaAs, à une fréquence donnée. La face arrière de la membrane, quant à elle, est fonctionnalisée avec une monocouche auto-assemblée (SAM) d'alkanethiols et des anticorps anti-E. coli, conférant la spécificité de la détection. Ainsi, le biocapteur bénéficie à la fois des technologies de microfabrication et de bio-fonctionnalisation du GaAs, déjà validées au sein de l’équipe de recherche, et des propriétés piézoélectriques prometteuses du ZnO, afin d’atteindre potentiellement une détection hautement sensible et spécifique de la bactérie d’intérêt. Le défi consiste à pouvoir détecter et quantifier cette bactérie à de très faibles concentrations dans un échantillon liquide et/ou biologique complexe.Les travaux de recherche ont en partie porté sur les dépôts et caractérisations de couches minces piézoélectriques de ZnO sur des substrats de GaAs. L’effet de l’orientation cristalline du GaAs ainsi que l’utilisation d’une couche intermédiaire de Platine entre le ZnO et le GaAs ont été étudiés par différentes techniques de caractérisation structurale (diffraction des rayons X, spectroscopie Raman, spectrométrie de masse à ionisation secondaire), topographique (microscopie à force atomique), optique (ellipsométrie) et électrique. Après la réalisation des contacts électriques, la membrane en GaAs a été usinée par gravure humide. Une fois fabriqué, le transducteur a été testé en air et en milieu liquide par des mesures électriques, afin de déterminer les fréquences de résonance pour les modes de cisaillement d’épaisseur. Un protocole de bio-fonctionnalisation de surface, validé au sein du laboratoire, a été appliqué à la face arrière du biocapteur pour l’ancrage des SAMs et des anticorps, tout en protégeant la face avant. De plus, les conditions de greffage d’anticorps en termes de concentration utilisée, pH et durée d’incubation, ont été étudiées, afin d’optimiser la capture de bactérie. Par ailleurs, l’impact du pH et de la conductivité de l’échantillon à tester sur la réponse du biocapteur a été déterminé. Les performances du biocapteur ont été évaluées par des tests de détection de la bactérie cible, E. coli, tout en corrélant les mesures électriques avec celles de fluorescence. Des tests de détection ont été réalisés en variant la concentration d’E. coli dans des milieux de complexité croissante. Différents types de contrôles ont été réalisés pour valider les critères de spécificité. En raison de sa petite taille, de son faible coût de fabrication et de sa réponse rapide, le biocapteur proposé pourrait être potentiellement utilisé dans les laboratoires de diagnostic clinique pour la détection d’E. coli. / This thesis was conducted in the frame of an international collaboration between Université de Bourgogne Franche-Comté in France and Université de Sherbrooke in Canada. It addresses the development of a miniaturized biosensor for the detection and quantification of bacteria in complex liquid media. The targeted bacteria is Escherichia coli (E. coli), regularly implicated in outbreaks of foodborne infections, and sometimes fatal.The adopted geometry of the biosensor consists of a gallium arsenide (GaAs) membrane with a thin layer of piezoelectric zinc oxide (ZnO) on its front side. The contribution of ZnO structured in a thin film is a real asset to achieve better performances of the piezoelectric transducer and consecutively a better sensitivity of detection. A pair of electrodes deposited on the ZnO film allows the generation of an acoustic wave propagating in GaAs under a sinusoidal voltage, at a given frequency. The backside of the membrane is functionalized with a self-assembled monolayer (SAM) of alkanethiols and antibodies anti-E. coli, providing the specificity of detection. Thus, the biosensor benefits from the microfabrication and bio-functionalization technologies of GaAs, validated within the research team, and the promising piezoelectric properties of ZnO, to potentially achieve a highly sensitive and specific detection of the bacteria of interest. The challenge is to be able to detect and quantify these bacteria at very low concentrations in a complex liquid and/or biological sample.The research work partly focused on the deposition and characterization of piezoelectric ZnO thin films on GaAs substrates. The effect of the crystalline orientation of GaAs and the use of a titanium / platinum buffer layer between ZnO and GaAs were studied using different structural (X-ray diffraction, Raman spectroscopy, secondary ionization mass spectrometry), topographic (atomic force microscopy), optical (ellipsometry) and electrical characterizations. After the realization of the electrical contacts on top of the ZnO film, the GaAs membrane was micromachined using chemical wet etching. Once fabricated, the transducer was tested in air and liquid medium by electrical measurements, in order to determine the resonance frequencies for thickness shear mode. A protocol for surface bio-functionalization, validated in the laboratory, was applied to the back of the biosensor for anchoring SAMs and antibodies, while protecting the top side. Furthermore, different conditions of antibody grafting such as the concentration, pH and incubation time, were tested to optimize the immunocapture of bacteria. In addition, the impact of the pH and the conductivity of the solution to be tested on the response of the biosensor has been determined. The performances of the biosensor were evaluated by detection tests of the targeted bacteria, E. coli, while correlating electrical measurements with fluorescence microscopy. Detection tests were completed by varying the concentration of E. coli in environments of increasing complexity. Various types of controls were performed to validate the specificity criteria. Thanks to its small size, low cost of fabrication and rapid response, the proposed biosensor has the potential of being applied in clinical diagnostic laboratories for the detection of E. coli.

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In this thesis, the effect of surfactants (Bi /Sb) on GaAs(111) is explored, particularly in regards to modifying the surface morphology and growth kinetics. Both molecular beam epitaxy (MBE) and metal-organic chemical vapour deposition (MOCVD) techniques are discussed in this context. InAs/GaAs(111) quantum dots (QDs) have been promoted as leading candidates for efficient entangled photon sources, owing to their high degree of symmetry (c_3v). Unfortunately, GaAs(111) suffers from a defect-ridden homoepitaxial buffer layer, and the InAs/GaAs(111) material system does not natively support Stranski{Krastanov InAs QD growth. Surfactants have been identified as effective tools to alter grown surface morphologies and growth modes, potentially overcoming these obstacles, but have yet to be studied in detail in this context. For MBE, it is shown that Bi acts as a surfactant when employed in GaAs(111) homoepitaxy, and eliminates defects/hillocks, yielding atomically-smooth surfaces with step-flow growth, and RMS roughness values of 0.13 nm. The effect is more pronounced as the Bi flux increases, and Bi is suggested to be increasing adatom diffusion. A novel reflection high energy electron diffraction (RHEED)-based experiment was also designed and performed to measure the desorption activation energy (U_Des) of Bi on GaAs(111), yielding U_Des = 1.74 ± 0.38 eV. GaAs(111) homoepitaxy was also investigated using MOCVD, with GaAs(111)B exhibiting RMS roughness values of 0.09 nm. Sb is shown to provoke a morphological transition from plastically-relaxed 2D to 3D growth for InAs/GaAs(111)B, showing promise in its ability to induce QDs. Finally, simulations for GaAs-based quantum well (QW) photoluminescence were conducted, and such QWs are shown to potentially produce very sharp linewidths of 3.9 meV. These results enhance understanding of Bi surfactant behaviour on GaAs(111) and can open up its use in many technological applications, paving the way for the realization of high efficiency/viable QD entangled photon sources. / Thesis / Master of Applied Science (MASc)

The purpose of this thesis is to investigate the nonlinear phenomena known as doubly-stimulated, non-degenerate two-photon emission (ND-2PE) in Gallium Arsenide (GaAs). 2PE refers to the simultaneous emission of two-photons as electrons move from the conduction band in a direct gap semiconductor to the valence band. Following the same path for describing one-photon emission (1PE) we describe 2PE as a product of the irradiance, and the negative of the loss which in this case is two-photon absorption, , the negative coming from the population inversion. We attempt to observe 2PE by using a frequency non-degenerate pump-probe experiment in which a third beam optically excites a 4 µm thick GaAs sample. We use nondegenerate beams in hopes of utilizing the 3-orders of magnitude enhancement seen in twophoton absorption (2PA) by going to extreme nondegeneracy (END) to enhance 2PE. GaAs is chosen due to the availability of the appropriate wavelengths, the maturity of the GaAs technology, its use in optoelectronic devices and its ability to be electrically pumped. During the experimental development we learn how to effectively etch and manipulate thin GaAs samples and model the transmission spectrum of these samples using thin film transmission matrices. We are able to match the measured transmission spectrum with the theoretical transmission spectrum. Here we etch the bulk GaAs left on the sample leaving only the 4 µm thickness of molecular beam epitaxial grown GaAs plus additional layers of aluminum gallium arsenide (AlGaAs). These samples were grown for us by Professor Gregory Salamo of the University of Arkansas. iv Using the pump-probe experiment on the 4 µm GaAs sample, we measure the change of the 2PA due to the presence of optically excited carriers. The goal is to reduce the 2PA signal to zero and then invert the 2PA signal indicating an increase in transmission indicative of 2PE when the population is inverted. Our results show that we achieve a 45% reduction in the 2PA signal in a 4 μm thick GaAs sample due to the excited carriers. Unfortunately, we currently cannot experimentally determine whether the reduction is strictly due to free-carrier absorption (FCA) of our pump or possibly due to a change in the two-photon absorption coefficient. We measure the transmission of various wavelengths around the bang gap of GaAs as a function of excitation wavelength and achieve a transmittance of ~80% which we attribute to possibly be one photon gain (1PG) at 880 nm. We also go to cryogenic temperatures to concentrate the carriers near the bottom of the conduction band and improve the theoretical gain coefficient for 2PE. Unfortunately, we do not observe a measurable change in 2PA with the addition of optically excited carriers. Along with FCA of our infrared pump we suspect that the difficulties in this first set of experiments are also a result or radiative recombination due to amplified spontaneous emission reducing our free carrier density along with the fact that 4 m is too thick for uniform excitation. We now have 1 m samples from Professor Gregory Salamo which we hope will give better and more definitive results

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