[pt] O reconhecimento de humanos pela íris é um dos sistemas mais seguros de identificação biométrica e, motivou a construção de um protótipo de identificação humana baseada na estrutura da íris. O sistema construído é composto de um dispositivo de captura de imagens da íris humana e algoritmos para pré- processamento da imagem, para a representação e o reconhecimento. Cada um dos elementos que compõem o protótipo são avaliados a partir de dois bancos de dados de imagens de íris. Os resultados demonstraram que o dispositivo proposto e os modelos apresentados são capazes de realizar o reconhecimento humano através da íris de forma eficiente. / [en] The recognition of human beings for the Iris is one of the safest systems of biometric identification. This motivated the construction of a prototype for identification of human beings based on the structure of the Iris. The constructed system is composed of a device capable to capture images of the Iris and algorithms for image pre - processing, for the representation and recognition each element composing the prototype is evaluated using two data bases of Iris images. The results have demonstrated that the prototype and the presented models are capable to efficiently identify the human based on Iris structure.

Multimodal biometric systems have been widely applied in many real-world applications due to its ability to deal with a number of significant limitations of unimodal biometric systems, including sensitivity to noise, population coverage, intra-class variability, non-universality, and vulnerability to spoofing. This PhD thesis is focused on the combination of both the face and the left and right irises, in a unified hybrid multimodal biometric identification system using different fusion approaches at the score and rank level. Firstly, the facial features are extracted using a novel multimodal local feature extraction approach, termed as the Curvelet-Fractal approach, which based on merging the advantages of the Curvelet transform with Fractal dimension. Secondly, a novel framework based on merging the advantages of the local handcrafted feature descriptors with the deep learning approaches is proposed, Multimodal Deep Face Recognition (MDFR) framework, to address the face recognition problem in unconstrained conditions. Thirdly, an efficient deep learning system is employed, termed as IrisConvNet, whose architecture is based on a combination of Convolutional Neural Network (CNN) and Softmax classifier to extract discriminative features from an iris image. Finally, The performance of the unimodal and multimodal systems has been evaluated by conducting a number of extensive experiments on large-scale unimodal databases: FERET, CAS-PEAL-R1, LFW, CASIA-Iris-V1, CASIA-Iris-V3 Interval, MMU1 and IITD and MMU1, and SDUMLA-HMT multimodal dataset. The results obtained have demonstrated the superiority of the proposed systems compared to the previous works by achieving new state-of-the-art recognition rates on all the employed datasets with less time required to recognize the person’s identity.Multimodal biometric systems have been widely applied in many real-world applications due to its ability to deal with a number of significant limitations of unimodal biometric systems, including sensitivity to noise, population coverage, intra-class variability, non-universality, and vulnerability to spoofing. This PhD thesis is focused on the combination of both the face and the left and right irises, in a unified hybrid multimodal biometric identification system using different fusion approaches at the score and rank level. Firstly, the facial features are extracted using a novel multimodal local feature extraction approach, termed as the Curvelet-Fractal approach, which based on merging the advantages of the Curvelet transform with Fractal dimension. Secondly, a novel framework based on merging the advantages of the local handcrafted feature descriptors with the deep learning approaches is proposed, Multimodal Deep Face Recognition (MDFR) framework, to address the face recognition problem in unconstrained conditions. Thirdly, an efficient deep learning system is employed, termed as IrisConvNet, whose architecture is based on a combination of Convolutional Neural Network (CNN) and Softmax classifier to extract discriminative features from an iris image. Finally, The performance of the unimodal and multimodal systems has been evaluated by conducting a number of extensive experiments on large-scale unimodal databases: FERET, CAS-PEAL-R1, LFW, CASIA-Iris-V1, CASIA-Iris-V3 Interval, MMU1 and IITD and MMU1, and SDUMLA-HMT multimodal dataset. The results obtained have demonstrated the superiority of the proposed systems compared to the previous works by achieving new state-of-the-art recognition rates on all the employed datasets with less time required to recognize the person’s identity. / Higher Committee for Education Development in Iraq

Biometric systems allow identification of human persons based on physiological or behavioral characteristics, such as voice, handprint, iris or facial characteristics. The use of face and iris recognition as a way to authenticate user’s identities has been a topic of research for years. Present iris recognition systems require that subjects stand close (<2m) to the imaging camera and look for a period of about three seconds until the data are captured. This cooperative behavior is required in order to capture quality images for accurate recognition. This will eventually restrict the amount of practical applications where iris recognition can be applied, especially in an uncontrolled environment where subjects are not expected to cooperate such as criminals and terrorists, for example. For this reason, this thesis develops a collection of methods to deal with low quality face and iris images and that can be applied for face and iris recognition in a non-cooperative environment. This thesis makes the following main contributions: I. For eye and face tracking in low quality images, a new robust method is developed. The proposed system consists of three parts: face localization, eye detection and eye tracking. This is accomplished using traditional image-based passive techniques such as shape information of the eye and active based methods which exploit the spectral properties of the pupil under IR illumination. The developed method is also tested on underexposed images where the subject shows large head movements. II. For iris recognition, a new technique is developed for accurate iris segmentation in low quality images where a major portion of the iris is occluded. Most existing methods perform generally quite well but tend to overestimate the occluded regions, and thus lose iris information that could be used for identification. This information loss is potentially important in the covert surveillance applications we consider in this thesis. Once the iris region is properly segmented using the developed method, the biometric feature information is calculated for the iris region using the relative entropy technique. Iris biometric feature information is calculated using two different feature decomposition algorithms based on Principal Component Analysis (PCA) and Independent Component Analysis (ICA). III. For face recognition, a new approach is developed to measure biometric feature information and the changes in biometric sample quality resulting from image degradations. A definition of biometric feature information is introduced and an algorithm to measure it proposed, based on a set of population and individual biometric features, as measured by a biometric algorithm under test. Examples of its application were shown for two different face recognition algorithms based on PCA (Eigenface) and Fisher Linear Discriminant (FLD) feature decompositions.

Yes / In the health care systems, a high security level is required to protect extremely sensitive patient records. The goal is to provide a secure access to the right records at the right time with high patient privacy. As the most accurate biometric system, the iris recognition can play a significant role in healthcare applications for accurate patient identification. In this paper, the corner stone towards building a fast and robust iris recognition system for healthcare applications is addressed, which is known as iris localization. Iris localization is an essential step for efficient iris recognition systems. The presence of extraneous features such as eyelashes, eyelids, pupil and reflection spots make the correct iris localization challenging. In this paper, an efficient and automatic method is presented for the inner and outer iris boundary localization. The inner pupil boundary is detected after eliminating specular reflections using a combination of thresholding and morphological operations. Then, the outer iris boundary is detected using the modified Circular Hough transform. An efficient preprocessing procedure is proposed to enhance the iris boundary by applying 2D Gaussian filter and Histogram equalization processes. In addition, the pupil’s parameters (e.g. radius and center coordinates) are employed to reduce the search time of the Hough transform by discarding the unnecessary edge points within the iris region. Finally, a robust and fast eyelids detection algorithm is developed which employs an anisotropic diffusion filter with Radon transform to fit the upper and lower eyelids boundaries. The performance of the proposed method is tested on two databases: CASIA Version 1.0 and SDUMLA-HMT iris database. The Experimental results demonstrate the efficiency of the proposed method. Moreover, a comparative study with other established methods is also carried out.

The automatic recognition of individuals through the iris characteristics is an e±cient biometric technique that is widely studied and applied around the world. Many image processing stages are necessary to make possible the representation and the interpretation of the iris information. This work presents the state of the art in iris recognition systems where the most re- markable works and the di®erent techniques applied to perform each process- ing stage are quoted. The implementations of each processing stage using traditional techniques are presented and, afterwards, two innovator methods are proposed with the common objective of bringing bene¯t to the system. The ¯rst processing stage should be the localization of the iris region in an eye image. The ¯rst method proposed in this work presents an algorithm to achieve the iris localization through the utilization of the called Memetic Algorithms. The new method is compared to a classical method and the obtained results show advantages concerning e±ciency and processing time. In another processing stage there must be a pixels sampling from the iris region, from where the information used to di®erentiate the individuals is extracted. Traditionally, this sampling process is accomplished in an uni- form way along the whole iris region. It is proposed a pre-processing method which suggests a non uniform pixels sampling from the iris region with the objective of selecting the group of pixels which carry more information about the iris structure. The search for this group of pixels is done through Ge- netic Algorithms. The application of the new method improves the e±ciency of the system and also, allows the generation of smaller templates. In this work, a study on the called Active Shape Models is also accomplished and its application to perform the iris region segmentation is evaluated. To execute the simulations and the evaluation of the methods, it was used two public and free iris images database: UBIRIS database and MMU database. / O reconhecimento automático de pessoas utilizando-se características da íris é uma eficiente técnica biométrica que está sendo largamente estudada e aplicada em todo o mundo. Diversas etapas de processamento são necessárias para tornar possível a representação e a interpretação da informação contida na íris. Neste trabalho é apresentado o estado da arte de sistemas de reconhecimento de íris onde são citados os trabalhos de maior destaque e as diferentes técnicas empregadas em cada etapa de processamento. São apresentadas implementações de cada etapa de processamento utilizando técnicas tradicionais e, posteriormente, são propostos dois métodos inovadores que têm o objetivo comum de trazer benefícios ao sistema. A primeira etapa de processamento é a localização da região da íris na imagem. O primeiro método proposto neste trabalho apresenta um algoritmo para realizar a localização da íris utilizando os chamados Algoritmos Meméticos. O novo método é comparado a um método clássico e os resultadosnobtidos demonstram vantagens no que diz respeito à eficiência e ao tempo de processamento. Em uma outra etapa de processamento deve haver uma amostragem de pixels na região da íris, de onde são retiradas as informações utilizadas para diferenciar os indivíduos. Tradicionalmente, esta amostragem é realizada de maneira uniforme ao longo de toda a região da íris. É proposto um método de pré-processamento que sugere uma amostragem não uniforme de pixels na região da íris com o objetivo de selecionar o conjunto de pixels que carregam mais informações da estrutura da íris. A busca por esse conjunto de pixels é realizada utilizando-se Algoritmos Genéticos. A aplicação deste novo método aumenta a eficiência do sistema e ainda possibilita a geração de templates binários menores. Neste trabalho é realizado, ainda, um estudos dos chamados Active Shape Models e a sua aplicação para segmentar a região da íris é avaliada. Para a simulação e avaliação dos métodos, foram utilizados dois bancos de imagens de íris públicos e gratuitos: o banco de imagens UBIRIS e o banco de imagens MMU. / Doutor em Ciências

Biometric gateways are used to quickly and accurately identify people. Of the biometric characteristics, iris, face and fingerprints are commonly used. By combining them, better identification results can be achieved. The aim of this thesis is to create such a biometric gateway together with the control application. A combination of iris of both eyes and face is used, which is captured by cameras from three angles to increase accuracy. Neural networks are used to detect and extract face features. Iris recognition is realized using Daugman's algorithm.

The biometric techniques are well known and widespread nowadays. In this context biometry means automated person recognition using anatomic features. This work uses the iris as the anatomic feature. Iris recognition is taken as the most promising technique of all because of its non-invasiveness and low error rate. The inventor of iris recognition is John G. Daugman. His work underlies almost all current public works of this technology. This final thesis is concerned with biometry based on iris images. The principles of biometric methods based on iris images are described in the first part. The first practical part of this work is aimed at the proposal and realization of two methods which localize the iris inner boundary. The third part presents the proposal and realization of iris image processing in order to classifying persons. The last chapter is focus on evaluation of experimental results and there are also compared our results with several well-known methods.

In my thesis, I focus on the task of recognizing human iris from an image.In the beginning, the work deals with a question of biometrics, its importance and basic concepts, which are necessary for use in following text. Subsequently process of human Iris detection is described together with theory of evolution algorithms. In the implementation part, is described the design of implemented solution, which uses evolution algorithms, where is emphasis on correct pupil and iris boundary detection.