Thesis (PhD(Geotechnical)(Civil and Biosystems Engineering)) --University of Pretoria, 2007. / Includes bibliographical references.

This dissertation consists of three chapters on questions in Environmental Economics, addressing policy and health issues in indoor and outdoor environments. In the first chapter, I explores price and quantity policy solutions to externalities that arise from private decisions made over time, focusing on resource extraction as a specific example. In the U.S., mining causes more pollution than any other single industry. I show how tax policy can optimally address a flow externality associated with resource extraction when the policymaker faces asymmetric information in the short run. Chapter 2 investigates whether ordinary exposure to a common indoor air pollutant—Nitrogen Dioxide (NO₂)—affects respiratory health. About 40 percent of occupied homes in the U.S. use gas stoves for cooking, which produce NO₂ as a byproduct of combustion (US Census, 2006), and peak concentrations in homes may reach above 900 ppb when a gas stove is used for cooking (Dennekamp et al., 2001). Permanent or fatal lung damage occurs at NO₂ concentrations greater than 1000 ppb (Samet and Utell, 1990). Previous studies find mixed evidence of negative effects from indoor NO₂ (Basu and Samet, 1999), but exposure may be endogenous in these analyses. I address this problem by developing a physical model of indoor NO₂ concentrations that depends on ventilation decisions and housing characteristics and estimate it using data from the third wave of the National Health and Nutrition Examination Survey. In every model I consider, I find no significant effects of gas stoves on respiratory outcomes. In the final chapter, I combine data on state and local tobacco control ordinances from Americans for Non-smokers Rights Tobacco US Tobacco Control Laws Database with a sample of 35 million births in the U.S. to examine the impact of smoking bans on birth weight and related outcomes. Using difference-in-difference techniques, I identify the effects of state bans net of local bans, as well as the effects of local bans net of state bans. The results suggest less restrictive bans do more to improve birth outcomes than “100% smokefree” bans do, particularly in urban settings. / text

Promotion of foreign direct investment in Zambia’s mining sector has been a key priority of the government ever since large scale mining commenced in the country. The sector, which confers on the country numerous benefits either from the economic or social front, has continued to grow with a number of mines being opened in most parts of the country. However, mining, by nature, leads to degradation of the environment and consequently affects the right of persons to enjoy a clean, safe and healthy environment. In light of this, it became imperative that a study is undertaken to investigate the extent to which the environment and human rights are protected from the effects of mining activities in Zambia. The purpose of undertaking this study is to suggest an approach that could be adopted in order to ensure protection of the environment from the negative effects of mining activities. In achieving this goal, a comparative approach was embraced and a qualitative method of data collection employed. The study has revealed that foreign direct investment, environmental protection, and human rights are interrelated with one common objective– enhancing the livelihood of human beings. This is evident from the policies developed and legislation enacted to protect human rights and also control mining activities in Zambia. The study has also revealed that at the international level, standards have been developed to ensure minimisation of the effects of mining activities on the environment. However, these standards are not legally binding. A key finding of the study is that although there a number of domestic policies (such as the Mineral Resources Development Policy and National Policy on Environment) and legislation (Environmental Management Act and the Mines and Mineral Development Act) that prescribe the expected standards to be upheld by mining companies, these do not contain adequate mechanisms to curtail environmentally degrading mining activities. Furthermore, institutions such as the Human Rights Commission, Mines Safety Department and Zambia Environmental Management Agency that have the responsibility of ensuring that mining companies comply with the applicable legislation have not been effective in this regard largely as a result of the numerous challenges that they face, including insufficient funding, inadequate capacity and political interference. This has led some spirited non-governmental organisations to bring court actions against erring mining companies. The analysis of the decisions rendered by the courts shows that the courts have, in these cases, taken a dim view of claims brought before them by complainants against the actions of respondent mining companies. The thesis concludes that while there has been an increase in investment in the mining sector, there are no corresponding legislative or policy measures to curtail mining activities that have negative impacts on the environment. The absence of such measures has left mining companies at liberty to act with impunity at the expense of a sound environment and consequentially, protection of the human rights of persons that live in the vicinity of the mines. It is therefore argued that the framework for foreign investment has neither facilitated protection of the environment nor guaranteed respect for human rights. In order to address this problem, a suggestion is made to the effect that Zambia's legislation needs to adopt some of the best practices that exist in the mining and environmental legislation enacted by some SADC Member States. Doing so would ensure mutual reinforcement of the framework on foreign direct investment and mining on the one hand, and environmental protection and human rights on the other. / Mini Dissertation (LLM)--University of Pretoria, 2017. / Centre for Human Rights / LLD / Unrestricted

L'objectif général de cette thèse est de mieux comprendre l'influence d'anciens sites miniers sur la contamination en métaux (Cd, Hg, Tl, Pb, Zn) et métalloïdes (As, Sb) de l'hydrosystème aval. Une attention particulière a été portée à l'antimoine (Sb), dont le comportement dans les cours d'eau contaminés par les drainages miniers reste mal connu et dont la signature isotopique pourrait permettre de tracer différentes sources et processus. Le site d'étude est le bassin des Gardons dans le Gard ; ce cours d'eau Cévenol draine de nombreux sites miniers abandonnés (Pb, Zn, Sb, charbon). L'enrichissement en métaux et métalloïdes a été étudié dans les sédiments actuels et anciens du bassin des Gardons. Un historique de la contamination métallique a été reconstitué à l'aide d'une archive sédimentaire. Les sources prépondérantes de métaux et métalloïdes dans les sédiments ont été déterminées ainsi que la mobilité potentielle de ces éléments vers la phase aqueuse. En complément, les variations de concentrations en métaux et métalloïdes dans les phases dissoute et particulaire ont été étudiées lors d'un épisode de crue grâce à un échantillonnage à haute résolution temporelle. Dans leur ensemble, les résultats montrent que les anciennes mines du bassin des Gardons contribuent à l'enrichissement en métaux et métalloïdes du cours d'eau aval, particulièrement en période de crue. Plus spécifiquement, le comportement de l'antimoine a été étudié dans un affluent du Gardon impacté par du drainage minier acide en aval de l'ancienne mine de Carnoulès et la composition isotopique de l'antimoine a été déterminée dans des eaux prélevées sur le bassin des Gardons et de l'Orb amont, après mise au point d'un protocole de purification/pré-concentration de Sb. Les résultats mettent en évidence le potentiel des isotopes de l'antimoine pour tracer l'origine de cet élément et les processus qu'il subit au cours de son transfert dans les cours d'eau impactés par du drainage de mine. / The overall objective of this thesis was to improve understanding of the influence of former mining sites on metal (Cd, Hg, Tl, Pb, Zn) and metalloid (As, Sb) contamination of the downstream hydrosystem. A special care was given to antimony (Sb), its behavior in mining-impacted streams remains poorly known and its isotopic signature could be usefull to track sources and processes. The study site is the Gardon River watershed in the south-east of France which drains many abandoned mining sites (Pb, Zn, Sb, coal). Metal and metalloid enrichment was studied in current and historical sediments of the Gardon River watershed. A sedimentary archive was used to investigate past metal contamination history. The prevailing metal and metalloid sources in sediments were determined together with the potential mobility of these elements toward the aqueous phase. In addition, dissolved and particulate metal and metalloid concentration variations were studied during a flood event using a high temporal resolution sampling. Altogether, the results suggest that former mining sites of the Gardon River watershed contribute to metal and metalloid enrichment of the downstream hydrosystem, especially during floods. More specifically, antimony behavior was investigated in a tributary of the Gardon River which is impacted by acid mine drainage originating from the disused Carnoulès mine and antimony isotopic composition was determined in waters collected in the Gardon River watershed and in the Upper Orb River after developing a protocol for preconcentrating and purifying Sb. The results highlight the potential of antimony isotopes to track the origin of this element and the processes that it undergoes during its transfer in streams impacted by mine drainage.

Dans le contexte d'augmentation de la pression démographique et des risques liés aux changements climatiques, la question de l'érosion est de plus en plus cruciale. La gestion actuelle des milieux des montagnes méditerranéennes, particulièrement affectés par ces phénomènes, repose sur une bonne connaissance de leurs sensibilités à l'érosion et de leurs trajectoires à long terme. Une approche rétrospective des trajectoires des environnements a été menée par l'étude de trois archives sédimentaires lacustres prélevées dans les Alpes du Sud (lacs Petit, Vens et Allos). L'étude multidisciplinaire (sédimentologie, géochimie, palynologie) a permis de caractériser les dynamiques érosives et végétales depuis 14000 ans. À Allos et Vens, le début de l'Holocène est marqué par la maturation des écosystèmes, l'altération chimique des sols et la progression altitudinale des forêts. Ces dynamiques environnementales conduisent à la stabilisation progressive des écosystèmes, suivie d'un optimum bio-pédologique, d'une ouverture des paysages et d'une déstabilisation des sols respectivement datées de 12000-8000 cal. BP, 8000-6000 cal. BP, 6000-1900 cal. BP et de 1900 cal.BP à aujourd'hui. Cette dernière période de déstabilisation des sols intervient plus tôt au Lac Petit, à 4200 cal. BP.Les dénominateurs communs au déclenchement de l'érosion sont à chaque fois une période de précipitations fréquentes sur un milieu fragilisé : l'impact des sociétés a provoqué un abaissement du seuil de sensibilité des milieux aux perturbations, particulièrement à l'agressivité des précipitations. / Within the context of increasing demographic pressures and hazards related to climate change, the problems posed by landscape erosion have become particularly crucial. The current management of Mediterranean mountain environments, which are highly exposed to erosion hazards, needs to be supported by a thorough understanding of their susceptibility to these hazards and their long-term trajectories.A retrospective analysis of environmental trajectories has been conducted from the study of three lacustrine sedimentary archives in the Southern Alps (Lakes Petit, Vens and Allos). This multi-disciplinary study, based on sedimentology, geochemistry and palynology, has enabled characterization of the dynamics of erosion and changes in plant cover over the last 14,000 years.In Lakes Allos and Vens, the start of the Holocene is marked by the maturing of ecosystems, by chemical weathering of soils and by forest encroachment at higher altitudes. These environmental changes resulted in progressive ecosystem stabilization, followed by a bio-pedological optimum, and subsequently by more open landscapes, and then soil destabilization. These four successive phases have ben dated, respectively, at 12,000-8000 cal. BP, 8000-6000 cal. BP, 6000-1900 cal. BP, and 1900 cal. BP to Present. The last of these phases occurred earlier, at 4200 cal. BP, in Lake Petit.The triggering of soil erosion has systematically been hinged on periods of heavy precipitation affecting landscapes rendered vulnerable, by human societies, to the effects of such perturbations.

Ongoing development of modern society, based on consumption of goods and services, leads to the increase of compulsoriness of economic agents to face market requirements by increasing the degree of local and regional industrialization. Establishment of new economic activities generates negative pressures on the environment and surface waters, generating increased pollution, manifested by vulnerability of aquatic ecosystems to stressors. Preliminary studies carried out within the doctoral thesis entitled 'Research on the evolution, magnitude and complexity of the impact of economic activities on the East Jiu' include information on characteristic elements of the East Jiu River basin, in accordance with the Water Framework Directive 2000/60/CE. The objectives of the field research aimed to identify economic activities in the eastern Jiu Valley generating an impact on the environment (especially the mining industry, but also timber exploitation and processing, local agriculture, animal husbandry and waste storage), establishing a quarterly monitoring program of the river basin, identification of flora and fauna species and identification of areas vulnerable to potential pollution. Based on observations made in situ and on information obtained from the evolution process of the monitoring program, the appropriate methodologies for assessing physical-chemical and ecological quality of the water were selected. Study of the evolution of the impact generated by economic activities on the East Jiu was carried out by mathematical modelling, with finite volumes, of the East Jiu River basin and plotting of pollutant dispersion maps. The magnitude and complexity of impact generated by economic activities was studied by using a complex system based on fuzzy logic, designed based on interactions between natural and artificial systems, between physical-chemical indicators of water and ecosystem. The research carried out substantiates in development of necessary technical measures to reduce the impact generated by economic activities located in eastern Jiu Valley, without significantly changing the hydrodynamics of the river basin. Following research, during different research stages, methods, techniques and tools were designed and accomplished with the help of which, water and aquatic ecosystems’ quality can be assessed, as well as the impact generated by human activity on the Jiu River, at a given moment and/or continuously.:CONTENT ACKNOWLEDGEMENTS SUMMARY LIST OF FIGURES LIST OF TABLES ABBREVIATIONS INTRODUCTION PURPOSE OF THE THESIS AND RESEARCH METHODOLOGY CHAPTER 1 THE EAST JIUL RIVER HYDROGRAPHIC BASIN 1.1. Soil and subsoil of the Eastern part of Jiu Valley 1.2. Climate description of the Eastern part of Jiu Valley 1.3. Geology particularities of the Eastern part of Jiu Valley 1.4. Groundwater features of the Eastern part of Jiu Valley 1.5. Flora and fauna of the Eastern part of Jiu Valley CHAPTER 2 SOURCES OF IMPACT ON THE QUALITY OF WATER, RIPARIAN, TERRESTRIAL AND AQUATIC ECOSYSTEMS 2.1. Mining industry 2.2. Wood processing industry in the Eastern part of Jiu Valley 2.3. Urban agriculture and local animal husbandry 2.4. Inappropriate urban household waste storage CHAPTER 3 MONITORING PROGRAM AND METHODS OF EVALUATION OF THE QUALITY OF THE EAST JIUL RIVER 3.1. Establishment of monitoring (control) sections 3.2. Monitoring program of the East Jiu River basin 3.3. Sampling, transport and analysis of water samples 3.4. Methodology used to establish the water quality CHAPTER 4 QUALITY ASSESSMENT OF WATER IN THE EASTERN JIU HYDROGRAPHIC BASIN 4.1. Section 1 - Jieț River - upstream of household settlements (blank assay) 4.2. Section 2 - East Jiu River - in the area of Tirici village 4.3. Section 3 - Răscoala brook - before the confluence with East Jiu River 4.4. Section 4 - East Jiu River - after the confluence with the Răscoala brook 4.5. Section 5 - Taia River - upstream of the confluence with East Jiu River 4.6. Section 6 - East Jiu River - before the confluence with the Taia River 4.7. Section 7 - East Jiu River - after the confluence with the Taia River 4.8. Section 8 - Jiet River downstream of household settlements 4.9. Section 9 - East Jiu River - after the confluence with the Jieț River 4.10. Section 10 - East Jiu River - before the confluence with Banița River 4.11. Section 11 - Roşia River - upstream of household settlements 4.12. Section 12 - Bănița River - after the confluence with the Roșia River 4.13. Section 13 - East Jiu River - after the confluence with the Banița River 4.14. Section 14 - Maleia River - before the confluence with East Jiu River 4.15. Section 15 - Slătioara River - before the confluence with East Jiu River 4.16. Section 16 – East Jiu River - before the confluence with West Jiu River CHAPTER 5 INFLUENCES OF PHYSICAL-CHEMICAL FACTORS ON AQUATIC ICHTHYOFAUNA IN THE EAST JIU RIVER BASIN 5.1. Total suspended solids and aquatic ecosystems 5.2. Acidity or basicity reaction of surface watercourses 5.3. Aquatic ecosystem requirements for gas oversaturation 5.4. Nitrogenous compounds in watercourse 5.5. Phenols, aquatic ecosystems and water quality CHAPTER 6 ANALYSIS OF THE IMPACT GENERATED BY ECONOMIC ACTIVITIES IN THE EASTERN PART OF JIU VALLEY 6.1. Impact analysis of mining industry in the Eastern Part of Jiu Valley 6.2. The general impact of Eastern Jiu Valley dumps to water quality 6.3. Research on effective infiltration in the Eastern part of Jiu Valley 6.4. Research on groundwater quality in the Eastern part of Jiu Valley 6.5. Analysis of the impact generated by local micro-agriculture 6.6. Analysis of the impact generated by deforestation and wood processing 6.7. Analysis of the impact generated by non-compliant landfilling of waste CHAPTER 7 EVOLUTION OF THE IMPACT GENERATED BY ECONOMIC ACTIVITIES IN THE EASTERN JIU VALLEY 7.1. Analysis of the dynamic elements of the watercourse - RMA2 mode 7.2. Analysis of pollutants concentration evolution in the water course - RMA4 module 7.3. Computational field and composition of the energy model of the East Jiu River 7.4. Extension and evolution of the impact generated by economic activities on the East Jiu River 7.5. Extension and evolution of the impact caused by organic pollution of the East Jiu River CHAPTER 8 MAGNITUDE AND COMPLEXITY OF THE IMPACT GENERATED BY ECONOMIC ACTIVITIES IN THE EASTERN JIU VALLEY 8.1. Definition of input linguistic variables 8.2. Linguistic outputs of the fuzzy interference system 8.3. Defining the Black Box set of rules 8.4. Proficiency testing of complex systems based on fuzzy logic 8.5. While it is all about the wheel do not forget about the cube CONCLUSIONS AND PERSONAL CONTRIBUTIONS REFERENCES