No description available.

Adaptive resource allocation in wireless communication systems is crucial in order to support the diverse QoS needs of the services and optimize resource utilization. The design of resource allocation schemes should consider the service type for which it is intended. Moreover, due to feedback delay and channel estimation error, the Channel Quality Indicator (CQI) reported to the transmitter may not be a perfect measure of the channel quality and its use for resource allocation may severely degrade the systems performance. In this thesis, we study resource allocation and CQI reporting for wireless networks while taking the aforementioned factors into consideration. First, we consider resource allocation and adaptive modulation in uplink SC-FDMA systems. This is a combinatorial problem whose optimal solution is exponentially complex. We use canonical duality theory to derive a polynomial complexity resource allocation algorithm that provides a nearly optimal solution to the problem. Then, we focus on resource allocation for video streaming in wireless networks with time-varying interference. To this end, by using risk-sensitive control approach, we develop a cross-layer optimization framework that performs power control at the PHY/MAC layer and rate adaptation at the APPLICATION layer jointly and provides fairness among nodes. Finally, by using stochastic control and game theory, we design a robust best-M CQI reporting scheme for multi-carrier and multi-user systems which takes into account the impact of feedback delay and error in CQI computation. Performing resource allocation on the basis of the proposed CQI reporting can significantly improve the system performance.

In order to improve the drawback of the high peak-to-average power ratio (PAPR) on the multi-carrier systems, in this paper we derive a statistical characterization approach of the time domain signal power variance metric by means of every user¡¦s spreading code combination and subcarrier scrambling. We obviously reduce the PAPR on the multi-carrier code division multiple access (MC-CDMA) systems by resorting the combination of spreading codes and scrambling the polarities of subcarriers. Due to the large calculative number of exhaustive search, we use a low complexity Replacement Search Method (RSM) to reduce the calculation times of searching, and obtain a good result. Moreover, we can get a better PAPR reduction performance by increasing the number of iteration.

Durant les deux dernières décennies, l'ubiquité et la prolifération des technologies sans fil ont entrainé une forte augmentation de demande de la ressource spectrale. Face à la croissance incessante du nombre d'utilisateurs désirant accéder au réseau, il existera un risque assez élevé de congestion au niveau de l'accès au spectre radio. Pour pallier à ce problème, il devient essentiel de recourir à un partage dynamique du spectre au détriment du mode de gestion statique de la bande de fréquence. L'avènement de la radio cognitive répond pertinemment aux besoins actuels car elle permet à des utilisateurs dits secondaires d'accéder à des bandes de fréquence qui restent affectées à des utilisateurs dits primaires. Les différents algorithmes proposés ont été examinés par simulation sur des scenarios qui illustrent les résultats théoriques obtenus. Les résultats de simulations démontrent que les méthodes proposées permettaient de trouver des solutions qui sont très proches de l'optimale.Au regard de certaines caractéristiques inhérentes aux modulations à porteuses multiples, celles-ci sont très appropriées à la couche physique des réseaux de radio cognitive. Cependant, le manque de coopération active entre les utilisateurs primaires et secondaires est susceptible d'entrainer une communication désynchronisée entre les système primaires et secondaires. En conséquence, une allocation judicieuse en termes de ressource radio et de contrôle de puissance devient impérative pour combattre l'effet négatif propre aux transmissions asynchrones qui devient aussi un défi de taille pour la conception et la mise en œuvre des réseaux de radio cognitive. Dans cette thèse, nous nous intéressons à l'étude de certaines problématiques d'allocation de ressources pour un réseau désynchronisé de radio cognitive qui utilise des modulations à porteuses multiples. Dans un premier temps, nous supposons que la connaissance des informations de canal est disponible à l'émission. Nous étudions des techniques permettant d'optimiser l'allocation de ressources afin de minimiser la somme des puissances émises au niveau des utilisateurs secondaires. Nous nous intéressons aussi à la conception d'algorithmes permettant d'optimiser l'efficacité énergétique des utilisateurs secondaires. La seconde partie de la thèse concerne l'optimisation de la fonction d'utilité des utilisateurs secondaires en tenant compte des contraintes de probabilité de coupure des utilisateurs primaires et secondaires. Cette probabilité de coupure découle de l'hypothèse de la connaissance de la distribution du canal au niveau des stations de base secondaires. Les différents algorithmes proposés ont été examinés par simulation afin d'illustrer les résultats théoriques obtenus. Les résultats de simulations démontrent que les méthodes proposées permettent de trouver des solutions qui sont très proches de l'optimale. / The ubiquity and proliferation of wireless technology and services considerably lead to a sharp increase in the number of individuals requiring access to wireless networks in recent decades. The growing number of mobile subscribers results into a dramatic increasing request for more radio spectrum. Consequently, underutilized yet scarce radio spectrum becomes overwhelmingly crowded. Therefore, the advent of new radio resource management paradigm capable of switching from static licensed spectrum management to dynamic spectrum access is of great importance. Cognitive radio (CR) emerged as a promising technology capable of enhancing the radio spectrum by permitting unlicensed users known as secondary users to coexist with primary users. Meanwhile, multi-carrier modulations that can efficiently overcome the detrimental effect of multipath fading in a wireless channel are very appealing for the physical layer of cognitive radio networks. However, the lack of cooperation between primary and secondary users may lead to asynchronous transmission and consequently result into inter-carrier interferences. Judicious resource allocation frameworks need to be designed in order to maintain the coexistence between primary and secondary users. Guaranteeing secondary users' quality of service (QoS), while ensuring that interferences generated to the primary users are tolerable, poses significant challenges for the design of wireless cognitive radio networks. This dissertation focuses on resource, i.e. subcarrier and power, allocation for multi-carrier-based downlink cognitive radio networks under perfect or statistical channel state information (CSI) with secondary users interact either cooperatively or competitively. Firstly, the problem of margin adaptive and energy-efficiency optimization are investigated considering perfect CSI at the secondary users' side. Secondly, assuming statistical CSI available at the secondary users, we address the problem of utility maximization under primary and secondary outage constraints. We provide some near-optimal resource allocation schemes to tackle the aforementioned problems. The findings and proposed frameworks can eventually be used for performance assessment and design of practical cognitive radio networks.

Reconfigurable computing architectures are well suited for the dynamic data flow processing requirements of software-defined radio. The software radio concept has quickly evolved to include spectrum sensing, awareness, and cognitive algorithms for machine learning resulting in the cognitive radio model. This work explores the application of reconfigurable hardware to the physical layer of cognitive radios using non-contiguous multi-carrier radio techniques. The practical tasks of spectrum sensing, frame detection, synchronization, channel estimation, and mutual interference mitigation are challenges in the communications and the computing fields that are addressed to optimally utilize the capacity of opportunistically allocated spectrum bands. FPGA implementations of parameterizable OFDM and filter bank multi-carrier (FBMC) radio prototypes with spectrum awareness and non-contiguous sub-carrier allocation were completed and tested over-the-air. Sub-carrier sparseness assumptions were validated under practical implementation and performance considerations. A novel algorithm for frame detection and synchronization with mutual interference rejection applicable to the FBMC case was proposed and tested. / Ph. D.

The ever-increasing demand for private and sensitive data transmission over wireless networks has made security a crucial concern in the current and future large-scale, dynamic, and heterogeneous wireless communication systems. To address this challenge, wireless researchers have tried hard to continuously analyze the jamming threats and come up with improved countermeausres. In this research, we have analyzed the jamming-vulnerabilities of the leading multi-carrier communication systems, Orthogonal Frequency Division Multiplexing (OFDM) and Single-Carrier Frequency Division Multiple Access (SC-FDMA). In order to lay the necessary theoretical groundwork, first we derived the analytical BER expressions for BPSK/QPSK and analytical upper and lower bounds for 16-QAM for OFDMA and SC-FDMA using Pilot Symbol Assisted Channel Estimation (PSACE) techniques in Rayleigh slow-fading channel that takes into account channel estimation error as well as pilot-jamming effect. From there we advanced to propose more novel attacks on the Cyclic Prefix (CP) of SC-FDMA. The associated countermeasures developed prove to be very effective to restore the system. We are first to consider the effect of frequency-selectivity and fading correlation of channel on the achievable rates of the legitimate system under pilot-spoofing attack. With respect to jamming mitigation techniques, our approaches are more focused on Anti-Jamming (AJ) techniques rather than Low Probability of Intercept (LPI) methods. The Channel State Information (CSI) of the two transceivers and the CSI between the jammer and the target play critical roles in ensuring the effectiveness of jamming and nulling attacks. Although current literature is rich with different channel estimation techniques between two legitimate transceivers, it does not have much to offer in the area of channel estimation from jammer's perspective. In this dissertation, we have proposed novel, computationally simple, deterministic, and optimal blind channel estimation techniques for PSK-OFDM as well as QAM-OFDM that estimate the jammer channel to the target precisely in high Signal-to-Noise (SNR) environment from a single OFDM symbol and thus perform well in mobile radio channel. We have also presented the feasibility analysis of estimating transceiver channel from jammer's perspective at the transmitter as well as receiver side of the underlying OFDM system. / Ph. D.

This thesis aims to abstract the physical layer (PHY) performance of current and upcoming technologies, so that, their suitability for various use cases and scenarios could be evaluated within an affordable time. For the said purpose, a new effective SINR mapping technique eEESM along with the dynamic optimization of the fitting parameter is proposed. The mapping accuracy of proposed eEESM techniques is analyzed and compared against the other state-of-the-art methods in the doubly selective channel. The results show that the proposed technique is more accurate and map closest to the reference packet error rate (PER) curves. Moreover, the mapping error of eEESM is the lowest for all considered MCSs. The justification for its better performance is the tighter symbol error rate (SER) approximation used to derive effective SINR and the proposed optimization approach. The main purpose of using PLA instead of full PHY simulations is to reduce simulation time. Therefore, a novel concept is presented to abstract PHY performance depending on the time and frequency selectivity of the channel. This further reduces the number of computations required to estimate performance using PLA. To demonstrate the gain in terms of simulation time, the computation complexity of PLA is compared against full PHY simulations. Results show that PLA is roughly 1000 to 1000000 times faster (depending on the abstracted fading conditions) compared to the PHY simulator. The effective SINR mapping approach is then further extended for future candidate multi-carrier techniques (i.e., OFDM, DFT-s-OFDM, GFDM, OTFS), which could be adopted by the upcoming technologies. For this purpose, the received SINR of symbols received through these multi-carrier techniques is derived. The resultant received SINR also considers the impact of ICI due to Doppler. Subsequently, the received SINR of symbols is mapped to effective SINR considering the selectivity of the channel. By comparing the effective SINR, OTFS outperforms other techniques. The reason for the better performance of OTFS is due to the spread of symbol energy over time and frequency, which results in higher effective SINR due to higher diversity. Furthermore, evaluation results show that the proposed PLA can accurately model the performance of these multi-carrier techniques under various fading conditions. Multi-connectivity is another enhancement being considered for future technologies, as an enabler for ultra-reliable communications under harsh channel conditions. Therefore, multi-connectivity communications are also studied in this thesis. Specifically, the frequency domain multi-connectivity networks are presented. To fully exploit frequency diversity under frequency selective channels, the subcarrier-based link combing scheme is proposed. The earlier derived received SINR is then extended for the state-of-the-art link combining schemes, i.e., SC, EGC, and MRC. The multi-connectivity gain in terms of the average received SINR is derived and compared for the above-mentioned combining schemes. To abstract the performance of multi-connectivity communications, the post-combined effective SINR mapping is proposed, where effective SINR represents the combined performance of connected links. The developed PLA performance is validated against the PHY simulations for the case of MRC. Results reveal that with the increase in multi-connectivity order, the RMSE error decreases due to the decrease in the variance of mapping SINRs. In the end, various applications of PLA are demonstrated. The developed multi-carrier PLAs are used to compare the performance of multi-carrier techniques under various fading conditions. Results depict that PER of multi-carrier techniques generally decreases with the increase in time or frequency selectivity, given that, the ideal channel estimation, ICI, and inter-symbol interference (ISI) cancellation is used. The multi-connectivity evaluation results depict that with the increase in channel selectivity higher diversity gain could be achieved. Besides, the proposed subcarrier-wise combining scheme achieves better performance compared to the traditional link combining approach. The next PLA application demonstrated is the performance comparison of V2X technologies, i.e., IEEE~802.11p, LTE-V2V, IEEE~802.11bd, and NR-V2X, in an Urban NLOS communications scenario. It is observed that 802.11bd outperforms other technologies in terms of PER and packet reception ratio (PRR). Its better performance is due to lower ICI compared to LTE-V2X and NR-V2X, and due to the use of LDPC codes compared to 802.11p. In contrast, NR-V2X outperforms other technologies in terms of data rates and packet inter-arrival time. The last PLA application shown is the link adaptation for single-link and multi-connectivity communications. In single-link communication, the performance of various PLA techniques is compared in terms of achieved data rates and outage probability against the case of perfect CQI. The CQI based on the proposed eEESM technique improves the data rates and reliability of the link, compared to other schemes. Further, in the case of multi-connectivity, the post-combined effective SINR mapping proposed in this thesis is used for link adaptation in terms of both MCS selection and adapting the number of links. The proposed scheme optimizes multi-connectivity data rates while using the lowest possible number of links required for the desired quality of service.

Dans cette thèse une étude des performances des systèmes OFDM et FBMC/OQAM en présence d'amplificateur de puissance sans mémoire en terme de TEB est présentée. Ensuite, nous avons proposé une technique de linéarisation d'AP par pré-distorsion adaptative neuronale. Aussi, nous avons proposé deux techniques de correction des non-linéarités au niveau du récepteur. / In our work, we have studied the impact of in-band non linear distortions caused by PA on both OFDM and FBMC/OQAM systems. A theoretical approach was proposed to evaluate the BER performance for the two systems. This approach is based on modeling the in-band non-linear distortion with a complex gain and an uncorrelated additive white Gaussian noise, given by the Bussgang theorem. Then, we have proposed different techniques to compensate this NLD either on the transmitter or the receiver sides.

Au cours de cette thèse, nous nous sommes d'abord intéressés à l'optimisation des ressources et à la modulation adaptative dans les systèmes SC-FDMA (Single Carrier Frequency Division Multiple Access). Ce problème d'optimisation est combinatoire à complexité de calcul exponentielle. Afin de pallier à cette difficulté, nous avons utilisé la théorie de la dualité canonique, grâce à laquelle, la complexité du problème d'optimisation devient polynômiale et cela en constitue une amélioration remarquable. L'approche proposée est très proche de la solution optimale. Nous avons ensuite étudié la problématique complexe de l'allocation de ressources pour le "Streaming Vidéo" dans les réseaux sans fil, où il est nécessaire d'assurer une transmission vidéo de haute qualité en présence de canaux et de brouillages variables au cours du temps. Dans ce contexte, nous avons proposé une nouvelle méthode d'allocation de puissance conjointement à l'adaptation du débit vidéo. Pour ce faire, nous avons adopté une approche de la théorie de contrôle, intitulée "Risk-Sensitive Control". Nous avons dédié la troisième partie de la thèse à la conception d'une nouvelle stratégie "best-M" pour le renvoi du CQI (Channel Quality Indicator) pour les systèmes multi-utilisateurs et multi-porteuses. En générale, l'erreur d'estimation du CQI ainsi que son délai de renvoi sont gérés au niveau de la station de base. Notre nouvelle stratégie "best-M" suppose que la gestion de ces problèmes est confiée aux utilisateurs. De ce fait, la performance du système se trouve améliorée sans que son débit de signalisation ne soit augmenté en voix montante. / Adaptive resource allocation in wireless communication systems is crucial in order to support the diverse QoS needs of the services and optimize resource utilization. The design of resource allocation schemes should consider the service type for which it is intended. Moreover, due to feedback delay and channel estimation error, the Channel Quality Indicator (CQI) reported to the transmitter may not be a perfect measure of the channel quality and its use for resource allocation may severely degrade the systems performance. In this thesis, we study resource allocation and CQI reporting for wireless networks while taking the aforementioned factors into consideration. First, we consider resource allocation and adaptive modulation in uplink SC-FDMA systems. This is a combinatorial problem whose optimal solution is exponentially complex. We use canonical duality theory to derive a polynomial complexity resource allocation algorithm that provides a nearly optimal solution to the problem. Then, we focus on resource allocation for video streaming in wireless networks with time-varying interference. To this end, by using risk-sensitive control approach, we develop a cross-layer optimization framework that performs power control at the PHY/MAC layer and rate adaptation at the APPLICATION layer jointly and provides fairness among nodes. Finally, by using stochastic control and game theory, we design a robust best-M CQI reporting scheme for multi-carrier and multi-user systems which takes into account the impact of feedback delay and error in CQI computation. Performing resource allocation on the basis of the proposed CQI reporting can significantly improve the system performance.

Submitted by Marta Toyoda (1144061@mackenzie.br) on 2018-02-08T19:53:42Z No. of bitstreams: 2 RENATO PIVESSO FRANZIN.pdf: 4022365 bytes, checksum: 9a9f1f649dcaff054b2cc033a7c69dba (MD5) license_rdf: 0 bytes, checksum: d41d8cd98f00b204e9800998ecf8427e (MD5) / Approved for entry into archive by Paola Damato (repositorio@mackenzie.br) on 2018-02-22T13:30:38Z (GMT) No. of bitstreams: 2 RENATO PIVESSO FRANZIN.pdf: 4022365 bytes, checksum: 9a9f1f649dcaff054b2cc033a7c69dba (MD5) license_rdf: 0 bytes, checksum: d41d8cd98f00b204e9800998ecf8427e (MD5) / Made available in DSpace on 2018-02-22T13:30:38Z (GMT). No. of bitstreams: 2 RENATO PIVESSO FRANZIN.pdf: 4022365 bytes, checksum: 9a9f1f649dcaff054b2cc033a7c69dba (MD5) license_rdf: 0 bytes, checksum: d41d8cd98f00b204e9800998ecf8427e (MD5) Previous issue date: 2017-10-27 / Coordenação de Aperfeiçoamento de Pessoal de Nível Superior / The present dissertation presented a comparative analysis between OFDM and FBMC modulation techniques, applied in Power Line Communication (PLC) technology, considering realistic channel models. With the growing demand for access to broadband data networks, there is a need to integrate the various data communication technologies. In this scenario, PLC networks can o er a viable alternative as a provider of network access, since they use the infrastructure of the transmission lines. However, the electrical network is a hostile medium for data transmission, presenting impedance mismatches, noise interference and signal propagation in multipath, characterizing the PLC channel model. With the objective of increasing the data transmission rate, as well as to obtain a better utilization of available bandwidth, the present work proposed to replace the OFDM technique by FBMC in PLC networks. For this, a study of the channel model was carried out to obtain the necessary parameters for the computational simulations through Matlab software. The OFDM and FBMC techniques were implemented according to IEEE 1901 standard technical speci cations. With the results obtained in the simulations, it was veri ed that the FBMC is more robust the channel interferences, presenting gains of up to 8 dB in the bit error rate, and an increase in the data transmission rate and spectral e ciency of up to 25% in relation to OFDM. Therefore, the FBMC technique can be implemented at the physical layer of the IEEE 1901 standard, replacing OFDM. / A presente dissertação apresentou uma análise comparativa entre as t_ecnicas de modulação OFDM e FBMC, aplicadas na tecnologia Power Line Communication (PLC), considerando modelos realísticos de canais. Com a crescente demanda ao acesso das redes de dados em banda larga, há uma necessidade de integração das diversas tecnologias de comunicação de dados. Nesse cenário, as redes PLC podem oferecer uma alternativa viável como provedora de acesso à rede, pois utilizam a infraestrutura das linhas de transmissão de energia elétrica. Entretanto, a rede elétrica é um meio hostil para transmissão de dados, apresentando desajustes de impedância, interferência de ruído e propagação do sinal em multipercursos, caracterizando o modelo do canal PLC. Com o objetivo de aumentar a taxa de transmissão de dados, como também obter um melhor aproveitamento da largura de banda disponível, o presente trabalho propôs substituir a técnica OFDM pela FBMC em redes PLC. Para isso, foi realizado um estudo do modelo do canal, para obter os parâmetros necessários para as simulações computacionais por meio do software Matlab. As técnicas OFDM e FBMC foram implementadas de acordo com especificações técnicas do padrão IEEE 1901. Com os resultados obtidos nas simulações, constatou que o FBMC é mais robusto as interferências do canal, apresentando ganhos de até 8 dB na taxa de erro de bit, e um incremento na taxa de transmissão de dados e eficiência espectral de até 25% em relação ao OFDM. Portanto, a técnica FBMC pode ser implementada na camada física do padrão IEEE 1901, substituindo o OFDM.