This work deals with the enantioselective synthesis of chiral cyclohexenones from substituted 4-nitroisoxazoles and α-bromo-α,β-unsaturated aldehydes using of N-heterocyclic carbenes (NHC) as organocatalysts. The work includes the preparation of commercially unavailable NHC-precursors and the synthesis of starting materials, substituted 4-nitroisoxazoles and α-bromo-α,β-unsaturated aldehydes. The second part of the work deals with the optimization of reaction conditions of the enantioselective synthesis of chiral cyclohexenones, proceeding via an azolium dienolate intermediate, and the detailed substrate scope screening.

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The N-heterocyclic carbene (NHCs) based pincer ligands field is still in its infancy after decades. They are known for their applications in organocatalysis, coordinating with transition metals and p-block elements, catalysis, and material chemistry. Among all NHCs, CCC-NHC-based on late-transition metal complexes were first developed by our group in 2005 with a unique metalation/transmetalation strategy. Our group also designed the chiral version of these CCC-NHC ligands to synthesize its metal complexes. However, their asymmetric catalytic applications were unknown. Wanting to expand on this work, we first successfully synthesized achiral CCC-NHC pincer complexes and their new catalytic application, as it is economically cheaper than directly working on developing a chiral version for catalysis. Then, different chiral CCC-NHC salts were synthesized based on different chiral arms and N-substituents on NHCs to modify their steric hindrance and electronic structure properties. These precursors were used for their enantioselective application in nucleophilic catalysis. In Chapter II, we will discuss the synthesis of the CCC-NHC pincer Ir (III) dimer complex and its first catalytic application in C−H functionalization of N-methylindoles with alpha-aryl-alpha-diazoacetates at the C-3. The best reaction conditions involve a combination of catalysts and substrates in a specific order. It resulted in the activation of the C-H bond with the formation of a new C-C bond to generate alpha-aryl-alpha-indolyl acetates with more than 99% conversion at room temperature without requiring any additives. The substrate scope and limitations of N-methyl indoles and diazoacetates were also explored. Chapter III will focus on a new modified synthetic route to synthesize and characterize chiral CCC-NHC chloride salts in a shorter synthetic route than the known one. The metalation/transmetalation of chiral CCC-NHC ligands with late transition metals and the initial attempt in asymmetric catalysis will be discussed in Chapter IV. Chapter, V, demonstrated nucleophilic catalysis of CCC-NHC precursors in benzoin condensation of aldehyde. The study started with the evaluation of fifteen different achiral bis-CCC-NHC salts based on triazole, imidazole, and benzimidazole. Further studies with chiral CCC-NHC salts also resulted in more than 99% conversion and 99% ee in benzoin products. The substrate scope of benzaldehyde with different substituents was also explored

Nowadays, the requirement to design highly valuable compounds is undoubtedly one of the major challenges in the field of organic and organometallic chemistry. The use of the versatile and efficient N-heterocyclic carbenes (NHCs) combined with transition metals represents a key feature in modern organometallic chemistry and homogeneous catalysis. In the course of this thesis, the straightforward design and synthesis of a library of Pd(0) bearing NHC ligands was achieved. Their catalytic performances (Chapter 1) and their phosphorescence properties in solution (Chapter 2) were disclosed. Currently, cross-couplings are some of the most important types of reaction in palladium catalysis. The formation of highly hindered biaryls substrates is one of the main requirements in cross-coupling chemistry. The design and synthesis of a palladium dimer bearing a bulky NHC ligand can fulfil this proposal (Chapter 4). The development of new classes of ligands is a topic of interest. For this reason, normal, abnormal, remote and mesoionic N-heterocyclic carbenes copper complexes were investigated and their reactivity compared in the [3+2] cycloaddition of azides and alkynes (Chapter 7). Air and moisture stable Cu(I)-NHC species have also been compared to their silver analogues for the alkynylation of ketones (Chapter 9). The different reactivity of the two latter organometallic species (Cu and Ag) with ethyldiazoacetate reagent via the formation of carbenes or C-H activated product is presented in Chapter 8. Recently, the development of a bimetallic catalytic system is strongly considered and has high impact. For this reason, two dual catalytic transformations (Pd-NHC and Cu-NHC) were studied for the C-H arylation (Chapter 5) and the synthesis of substituted alkenes products via a relay or cooperative mechanisms (Chapter 6). The isolation of intermediates and mechanistic studies were examined in each of these studies.

Des carbènes N-hétérocycliques (NHC)s ont été employés comme catalyseurs organiques de la polymérisation par étapes du téréphtaldéhyde. Cette partie est une application en chimie des polymères de la réaction de « condensation de la benzoïne » catalysée par les NHCs impliquant un mono-aldéhyde analogue. Des poly(1,4-phénylène-1-oxo-2-hydroxyéthylène)s ou « polybenzoïnes » ont ainsi été obtenus par polymérisation en solution dans le DMSO ou le THF comme solvant à une température inférieure à 40 °C. La présence de chaines de polybenzoïne cycliques a pu être mise en évidence. La proportion de ces cycles dépend de la nature du catalyseur carbénique et de la polarité du milieu réactionnel. Dans la deuxième partie du travail, des solutions simples ont été proposées pour manipuler les NHCs de manière plus aisée, en évitant leur dégradation prématurée. Pour ce faire, des supports polymères porteurs de sites carbéniques, c’est à dire des « poly(NHC)s », ont été développés et employés à des fins d’organocatalyse. Bien que recyclables, ces « poly(NHC)s » restent assez sensibles aux traces d’impuretés. Un moyen de les protéger est de les faire réagir avec le CO2. Les adduits ainsi formés, « poly(NHC-CO2)s », peuvent alors être employés comme précurseurs pour générer les « poly(NHC)s » in situ, par simple activation thermique, le retour aux « poly(NHC-CO2)s » pouvant être effectué par carboxylation des « poly(NHC)s ». Enfin, des méthodes de synthèse de composés de type imidazolium (version moléculaire) et polyimidazolium (version polymère supportée) à contre anion hydrogénocarbonate (HCO3-) ont été développées. De tels précurseurs peuvent eux-mêmes servir de pré-catalyseurs (moléculaires ou polymères) pour générer, par chauffage, des NHCs et poly(NHC)s, offrant un moyen très pratique de mener des réactions d’organocatalyse et de recycler les catalyseurs. / N-Heterocyclic carbenes (NHCs) have been employed as organic catalysts for the step-growth polymerization of terephtaldehyde. This part is an application to polymer chemistry of the so-called “benzoin condensation”, reaction catalyzed by NHCs involving a mono-aldehyde substrate. Poly(1,4-phenylene-1-oxo-2-hydroxyethylene)s or « polybenzoins » have thus been obtained by polymerization reactions conducted in DMSO or THF at temperatures below 40°C. Presence of cyclic polybenzoins has been put forward. The content of such cyclic species was found to vary as a function of the NHC catalyst employed and of the reaction media used. In a second part, simple solutions have been proposed to easily handle NHCs, by avoiding their degradation. For this purpose, polymer supports bearing NHCs moities, i.e “poly(NHC)s”, have been developed and employed for the purpose of organocatalysis. Even if “poly(NHC)s” were found to be recyclable, they still remain sensitive to impurities. Another way to protect the carbenic centers is to react “poly(NHC)s” with CO2. The adducts thus obtained, “poly(NHC-CO2)s”, can then be employed as precursors for the in situ generation of “poly(NHC)s”, by a simple thermal activation. A further carboxylation of such generated species allow for the recovering of “poly(NHC-CO2)s”. Finally, synthetic methods for the preparation of imidazolium (molecular version) and polyimidazolium (supported polymer version) salts with hydrogenocarbonate (HCO3-) as counter-anion have been developed. Such precursors can serve as precatalysts (molecular or supported) to generate, by heating, NHCs and poly(NHC)s, giving a practice way to conduct organocalysed reactions and recycle the catalysts.

En plus du site de coordination interne classique des porphyrines, il est possible de fonctionnaliser le macrocycle par des sit es de coordination externes. Ce travail de thèse porte sur la fonctionnalisation de deux carbones b-pyrroliques adjacents afin d'obtenir des porphyrines conjuguées avec des ligands de type carbène N-hétérocyclique (CNH).Les CNHs présentent de remarquables propriétés électroniques qui en font aujourd'hui des ligands incontournables en catalyse et en chimie organométallique. L'objectif de ce travail de thèse a été d'étudier l'influence de la porphyrine sur les propriétés électroniques du ligand périphérique CNH, et de moduler les propriétés électroniques et catalytiques de complexe métalliques en fonction des modifications chimiques apportées à la porphyrine, à savoir sa métallation ou la protonation des azotes de la porphyrine base-libre.Dans un premier temps, les différentes méthodes de synthèse développées afin d'obtenir différents sels d'imidazolium conjugués avec le macrocycle porphyrinique sont développées. Ces sels d'imidazolium sont les précurseurs des ligands porphyrine-CNH. Afin d'étudier les propriétés catalytiques de complexes contenant des ligands de type porphyrine-CNH, plusieurs complexes de palladium(II) ont été synthétisés et caractérisés. Les études des propriétés catalytiques de ces complexes testées sur le couplage de Heck ont démontré que de bien meilleures activités catalytiques étaient observées si les porphyrines contiennent un cation métallique. Enfin, les propriétés des ligands CNH ont été étudiées sur des complexes de types (CNH)Rh(COD)X et (CNH)Rh(CO)2X avec X = I ou Cl. / In addition to the usual inner coordination site of porphyrins, it is possible to functionalize the macrocycle by external coordination sites. This PhD thesis is devoted to the functionalization of two neighboring b-pyrrolic carbons in order to obtain porphyrins fused to peripheral N-heterocyclic carbene ligands (NHC).NHC ligands are known to display outstanding electronic properties which render them important ligands in the fields of catalysis and organometallic chemistry. The aim of this PhD work was to study the influence of the porphyrin on the electronic properties of the peripheral NHC ligand, and to modulate the electronic and catalytic properties of anchored metal complexes according to the chemical modifications brought to the porphyrin, ie. its metallation or the protonation of the free-base porphyrin.Firstly, the different synthetic procedures to obtain porphyrins fused to imidazolium rings were developed. These imidazolium salts are the key precursors of the porphyrin-NHC ligands. In order to study the catalytic properties of metal complexes containing porphyrin-NHC ligands, several palladium(II) complexes were synthesized and characterized. The study of the catalystic properties of these complexes showed that better catalytic activities were observed if the porphyrins contain a metal cation. Then, the electronic properties of these NHC ligands were evaluated for (NHC)Rh(COD)X and (NHC)Rh(CO)2X complexes with X = I or Cl.

The recently synthesized series of PtII complexes containing cyclometallating (phenylpyridine or benzoquinoline) and N-heterocyclic carbene ligands possess intriguing structures, topologies, and light emitting properties. Here, we report curious physicochemical interactions between in situ PVD-grown films of a typical representative of the aforementioned PtII complex compounds and Li, Na, K and Cs atoms. Based on a combination of detailed core-level photoelectron spectroscopy and quantum-chemical calculations at the density functional theory level, we found that the deposition of alkali atoms onto the molecular film leads to unusual redistribution of electron density: essential modification of nitrogen sites, reduction of the coordination PtII centre to Pt0 and decrease of electron density on the bromine atoms. A possible explanation for this is formation of a supramolecular system "Pt complex-alkali metal ion"; the latter is supported by restoration of the system to the initial state upon subsequent oxygen treatment. The discovered properties highlight a considerable potential of the PtII complexes for a variety of biomedical, sensing, chemical, and electronic applications.

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This thesis describes our physical organic and mechanistic investigations into N Heterocyclic Carbene (NHC) mediated organocatalytic transformations, through a collaboration with the research group of Dr AnnMarie O'Donoghue and PhD student Richard Massey at Durham University. Initial research focused upon the determination of kinetic acidities and associated pKₐ values for a range of triazolium salts using C(3) H/D exchange, monitored by ¹H NMR spectroscopy. Estimates for pKₐ values in the range 16.6 17.4 were obtained, which are some ~2 and ~3 5 pK units lower than analogous imidazolium and thiazolium species respectively, with modest N substituent (0.3 pK units) effects observed. At lower pD values, an altered pD dependence indicates a dicationic triazolium species is formed (through N(1) protonation) with an estimated pKₐᴺ¹ of -0.2-0.5 and C(3) H pKₐ values at least 2 units lower than their monocationic analogues. This methodology was subsequently extended to mesoionic NHCs, where pKa values of 23.0 27.1 for a range of triazolium and 30.2 31.0 for a range of imidazolium salts were estimated. A detailed study of the NHC catalysed intramolecular Stetter reaction was also undertaken using ¹H NMR spectroscopy. A range of 3 (hydroxybenzyl)azolium salts (adducts), formed from the addition of NHC to aldehyde were isolated, enabling the generation of reaction profiles and the determination of rate constants. The reaction proceeds via rapid and reversible adduct generation, followed by rate limiting Breslow intermediate formation, with electron withdrawing N aryl substituents increasing the rate of product formation. Consistent with rate limiting deprotonation, deuterium exchange studies of O methylated adduct analogues found electron withdrawing N-aryl units gave faster exchange. Examination of the equilibrium constants for adduct formation revealed that both in the case of NHCs bearing 2,6 disubstituted N aryl units and aldehydes bearing a 2 ether substituent, the equilibrium position is significantly shifted towards adduct. Finally, studies at sub-stoichiometric NHC concentrations, monitored by HPLC, imply the reaction is first order with respect to NHC precursor, but zero order in aldehyde, again indicative of rate limiting deprotonation.

L’utilisation de carbènes N-hétérocycliques (NHCs), en tant qu’activateurs organiques « multitâches », a permis la polymérisation de deux classes de monomères : les monomères vinyliques de type (méth)acrylique et les monomères cycliques de type époxyde. En particulier, la polymérisation par transfert de groupe (GTP) catalysée par les NHCs a été utilisée pour polymériser les monomères acryliques et méthacryliques, dans des solvants polaires comme apolaires, en présence d’un amorceur de type acétal de cétène silylé. Sur cette base des copolymères à blocs « tout-acrylique » ont été synthétisés. Dans une autre étude, la polymérisation par ouverture de cycle (ROP) des oxydes d’éthylène et de propylène a été induite par les NHCs. Dans un premier cas, les NHCs ont été utilisés comme amorceurs de la réaction. Puis, en employant un amorceur tiers, ils ont servi de catalyseurs de la ROP. Des poly(oxyde d’éthylène) et poly(oxyde de propylène) hétérodifonctionnels ont été synthétisés. Enfin, une dernière approche a permis de concilier les deux méthodes de polymérisation. A l’aide d’un système unique d’amorçage, la copolymérisation séquentielle d’un monomère vinylique polaire et d’un monomère cyclique a pu être réalisée. / The use of N-heterocyclic carbenes (NHCs) as multitask organic activators has enabled the polymerization of two classes of monomers: polar vinylic monomers like (meth)acrylics, and cyclic epoxides. In particular, the NHC-catalyzed group transfer polymerization (GTP) has been used to polymerize both acrylic and methacrylic monomers, either in polar or apolar solvents, in the presence of a silyl ketene acetal as initiator. On this basis, “all-acrylic” block copolymers have been synthesized. In another study, the ring-opening polymerization (ROP) of ethylene and propylene oxides was induced by NHCs. In one case, NHCs have been used as initiators of the reaction. On the other hand, using a third compound, they have served as catalysts for the ROP. Heterobifonctional poly(ethylene oxide)s and poly(propylene oxide)s have been synthesized. A final approach has brought together the two polymerization methods. Using a single initiating system, the sequential copolymerization of a polar vinylic monomer and a cyclic monomer has been achieved.