This dissertation addresses three research challenges in planar lightwave circuit (PLC) optical signal processing. 1. Dynamic localization, a relatively new class of quantum phenomena, has not been demonstrated in any system to date. To address this challenge, the quantum system was mapped to the optical domain using a set of curved, coupled PLC waveguides in aluminum gallium arsenide (AlGaAs). The devices demonstrated, for the first time, exact dynamic localization in any system. These experiments motivate further mappings of quantum phenomena in the optical domain, leading toward the design of novel optical signal processing devices using these quantum-analog effects. 2. The PLC microresonator promises to reduce PLC device size and increase optical signal processing functionality. Microresonators in a parallel cascaded configuration, called "side coupled integrated spaced sequence of resonators" (SCISSORs), could offer very interesting dispersion compensation abilities, if a sufficient number of rings is present to produce fully formed "Bragg" gaps. To date, a SCISSOR with only three rings has been reported in a high-index material system. In this work, one, two, four and eight-ring SCISSORs were fabricated in AlGaAs. The eight-ring SCISSOR succeeded in producing fully formed Bragg peaks, and offers a platform to study interesting linear and nonlinear phenomena such as dispersion compensators and gap solitons. 3. PLCs are ideal candidates to satisfy the projected performance requirements of future microchip interconnects. In addition to data routing, these PLCs must provide over 100-bit switchable delays operating at ~ 1 Tbit/s. To date, no low loss optical device has met these requirements. To address this challenge, an ultrafast, low loss, switchable optically controllable delay line was fabricated in AlGaAs, capable of delaying 126 bits, with a bit-period of 1.5 ps. This successful demonstrator offers a practical solution for the incorporation of optics with microelectronics systems. The three aforementioned projects all employ, in their unique way, the coupling of light between PLC waveguides in AlGaAs. This central theme is explored in this dissertation in both its two- and multi-waveguide embodiments.

Surface plasmon-polaritons are optical surface waves formed through the interaction of photons with free electrons at the surface of metals. They offer interesting applications in a broad range of scientific fields such as physics, chemistry, biology, and material science. However, many of such applications face limitations imposed by the high propagation losses of these waves at visible and near-infrared wavelengths, which result mainly from power dissipation in the metal. In principle, the propagation losses of surface plasmon-polaritons can be compensated through optical amplification. The objective of this thesis is to provide deeper insights on the physics of surface plasmon-polariton amplification and spontaneous emission in surface plasmon-polariton amplifiers through theoretical and experimental vehicles applied (but not necessarily restricted) to a particular plasmonic mode termed long-range surface plasmon-polariton. On the theoretical side, the objective is approached by developing a realistic theoretical model to describe the small-signal amplification of surface plasmon-polaritons in planar structures incorporating dipolar gain media such as organic dye molecules, rare-earth ions, and quantum dots. This model takes into account the inhomogeneous gain distribution formed near the metal surface due to a non-uniform excitation of dipoles and due to a position-dependent excited-state dipole lifetime that results from near-field interactions between the excited dipoles and the metal. Also, a theoretical model to describe the amplified spontaneous emission of surface plasmon-polaritons supported by planar metallic structures is developed. This model takes into account the different energy decay channels into which an exited dipole located in the vicinity of the metal can relax. The validity of this model is confirmed through experimentation. On the experimental side, the objective is approached by providing a direct experimental demonstration of complete loss compensation in a plasmonic waveguide. The experiments are conducted using the long-range surface plasmon-polariton supported by a symmetric thin gold waveguide incorporating optically pumped organic dye molecules in solution as the gain medium. Also, an experimental study of spontaneous emission in a long-range surface plasmon-polariton amplifier is presented. It is shown that this amplifier benefits from a low spontaneous emission into the amplified mode, which leads to an optical amplifier with low noise characteristics. The experimental setup and techniques are explained in detail.

A rigorous power coupling model for three-core optical waveguides is proposed based on a full-wave vector boundary element method (VBEM). In addition to the influence of the state of the polarization (SOP) of the input light on the coupling behavior of the three-core optical waveguides can be simulated, the polarization dependent loss (PDL) of the three-core optical waveguides can also be investigated by combining the Mueller matrix method into the power coupling model. In this dissertation, the power coupling model is applied to investigate two kinds of power splitters. The first power splitters are constructed of step-index single mode fibers called triangular 3 3 fused tapered couplers. The influence of the SOP of the input light on the coupling behavior of the triangular 3 3 fused tapered couplers and the effect of fabricating parameters of the coupler, fusion degree, and heated length on the PDL of the coupler are investigated in this dissertation. The second kind of power splitters are constructed of photonic crystal fibers (PCFs). And, several fundamental coupling properties of three-core photonic crystal fibers (PCFs) with equilateral triangular cores are investigated numerically included coupling length, bandwidth, and polarization dependent loss (PDL). It is found the three-core PCFs are good candidate to be realized as an ultra-compact power splitter. And, for three-core PCFs that chose a proper coupling point can raise the yield and performance stability of the power splitter. In addition to the coupling behavior of the power splitters, two-dimensional photonic crystals (PCs) are also studied in this dissertation based on finite-difference time-domain (FDTD) method. The phase interference phenomenon due to the multiple plane-wave signals as initial conditions of the FDTD method for computing band structure of two-dimensional PCs is studied in this dissertation. It is found some normal modes supposed to exist could be lost if the phase interference is nearly out of phase at eigenfrequency. To overcome this problem, we proposed a new solving procedure based on FDTD algorithm which can avoid mode loss phenomenon and obtain complete normal modes over interested frequency range.

La realización de esta tesis doctoral permitió confirmar la combinación exitosa de la configuración de láseres guiados y las propiedades espectroscópicas de los dobles tungstatos de potasio y tierra rara para ser usados en la fabricación de dispositivos de óptica integrada. Mediante crecimiento epitaxial en fase líquida (LPE) de capas monocristalinas de KY1-x-yGdxLuy(WO4)2 activadas con Er3+ y Tm3+ se fabricaron guías de onda planas. Usando la composición KY0.58Gd0.22Lu0.17Tm0.03(WO4)2 se demostró por primera vez un láser guiado en los regímenes continuo y pulsado (Q-switch) con emisión a 1.84 m. Combinando técnicas de fotolitografía UV, Ar-ion milling y LPE, se fabricaron guías de onda acanaladas de dos tipos: superficiales y soterradas. Mediante esta novedosa combinación, se demostró por primera vez un láser guiado de Tm3+ con emisión a 1.84 m sin la necesidad de añadir espejos a la guía acanalada soterrada. / The successful combination of the advantages of the waveguide laser geometry and the spectroscopic properties of monoclinic double tungstates was confirmed in this work by the realization of planar and channel waveguide lasers activated with Tm3+. Planar waveguides activated with Er3+ and Tm3+ were fabricated by Liquid Phase Epitaxial growth (LPE) of KY1-x-yGdxLuy(WO4)2 single crystalline layers over KY (WO4)2 substrates. CW and Q-switch laser operation at 1.84 m were, for the first time, demonstrated using the lattice matched composition KY0.58Gd0.22Lu0.17Tm0.03(WO4)2 . Surface channel waveguides were fabricated by structuring the surface of the Er3+ and Tm3+-doped planar waveguides by means of standard UV-photolithography and Ar-ion milling. Buried channel waveguides were fabricated by a novel combination of LPE of the activated layers after structuring of the surface of the KY (WO4)2 substrates by Ar-ion milling. Mirrorles waveguide laser in CW regime was demonstrated using these buried channel waveguides.

Thin films of Teflon AF have been directly patterned by electron-beam lithography without the need for post exposure chemical development. The relationship between pattern depth and exposure dose was found to be linear over a wide range of doses. Pattern depth was also observed to be dependent on initial film thickness. Teflon AF can be directly patterned at doses similar to typical e-beam resists. High resolution features as small as ~200 nm have been resolved. FTIR measurements revealed that CF3 and fluorinated dioxole groups play a significant role in the patterning mechanism. Teflon AF films also exhibited an increase in refractive index upon exposure to the electron-beam. This property has been exploited in waveguiding applications. Waveguides in Teflon AF were patterned using direct electron beam lithography technique. Waveguides were clearly visible to the naked eye. Characterization in the visible region showed evidences of light guiding through the waveguides. However light could not cross the entire chip. Characterization in the infrared region revealed the slab mode even though individual waveguides were not detected.

Surface plasmon-polaritons are optical surface waves formed through the interaction of photons with free electrons at the surface of metals. They offer interesting applications in a broad range of scientific fields such as physics, chemistry, biology, and material science. However, many of such applications face limitations imposed by the high propagation losses of these waves at visible and near-infrared wavelengths, which result mainly from power dissipation in the metal. In principle, the propagation losses of surface plasmon-polaritons can be compensated through optical amplification. The objective of this thesis is to provide deeper insights on the physics of surface plasmon-polariton amplification and spontaneous emission in surface plasmon-polariton amplifiers through theoretical and experimental vehicles applied (but not necessarily restricted) to a particular plasmonic mode termed long-range surface plasmon-polariton. On the theoretical side, the objective is approached by developing a realistic theoretical model to describe the small-signal amplification of surface plasmon-polaritons in planar structures incorporating dipolar gain media such as organic dye molecules, rare-earth ions, and quantum dots. This model takes into account the inhomogeneous gain distribution formed near the metal surface due to a non-uniform excitation of dipoles and due to a position-dependent excited-state dipole lifetime that results from near-field interactions between the excited dipoles and the metal. Also, a theoretical model to describe the amplified spontaneous emission of surface plasmon-polaritons supported by planar metallic structures is developed. This model takes into account the different energy decay channels into which an exited dipole located in the vicinity of the metal can relax. The validity of this model is confirmed through experimentation. On the experimental side, the objective is approached by providing a direct experimental demonstration of complete loss compensation in a plasmonic waveguide. The experiments are conducted using the long-range surface plasmon-polariton supported by a symmetric thin gold waveguide incorporating optically pumped organic dye molecules in solution as the gain medium. Also, an experimental study of spontaneous emission in a long-range surface plasmon-polariton amplifier is presented. It is shown that this amplifier benefits from a low spontaneous emission into the amplified mode, which leads to an optical amplifier with low noise characteristics. The experimental setup and techniques are explained in detail.

Guias de onda de luz foram fabricados por difusão térmica de Titânio em substratos de LiNbO3. Os índices efetivos dos modos guiados foram medidos usando o método de acoplamento por prismas e a equação de onda resolvida numericamente usando a aproximação WKB. Profundidade de difusão, variação máxima do índice de refração e o perfil da concentração de Titânio são calculados para um guia que suporta três modos TE / Optical waveguides have been fabricated by thermal diffusion of Titanium into LiNO3 substrate. The effective indices of guided modes have been measured using a prism coupling method and the wave equation has been solute numerically using the WKB approximation. The diffusion depth, maximum refractive index change and titanium concentration profited was calculated for one waveguide that support three TE modes

O presente trabalho tem como objetivo principal a produção e estudo de filmes de nitreto de alumínio (AlN) depositados por pulverização catódica (sputtering) reativa e a fabricação e caracterização de guias de onda tipo pedestal utilizando o AlN como núcleo. Inicialmente, filmes de AlN foram fabricados por pulverização catódica reativa (sputtering) de rádio frequência (RF) utilizando um alvo de alumínio (Al) com 99,999% de pureza, e nitrogênio (N2) como gás reativo. Subsequentemente, os filmes foram caracterizados mediante as técnicas de elipsometria, difração de raios X (DRX), espectroscopia de absorção por transformada de fourier na região do infravermelho (FTIR) e espectroscopia de absorção na região do ultravioleta e do visível (UV-VIS). Tendo as melhores condições ópticas e físicas para a deposição de filmes de AlN, foram fabricados neste trabalho guias de onda tipo pedestal utilizando estes filmes como núcleo. O guia de onda pedestal traz um processo de fabricação alternativo, em que a geometria do guia de onda determina-se na camada anterior ao do núcleo, assim já não é necessário delinear as paredes laterais da camada de núcleo facilitando desta forma, o processo de fabricação do dispositivo. Os guias de tipo pedestal fabricados neste trabalho foram definidos através da corrosão parcial do óxido de silício (SiO2) mediante a técnica de RIE (Reactive Ion Etching) usando gases trifluorometano (CHF3) e oxigênio (O2) como gases reativos. Uma vez definido o pedestal, um filme de nitreto de alumínio é depositado sobre o SiO2 com a finalidade de constituir o núcleo do guia de onda. O ar foi utilizado como revestimento superior, cujo índice de refração (n = 1) aumenta o confinamento da luz no núcleo e também para poder possibilitar a caracterização das perdas ópticas do dispositivo. Para esta caracterização usamos a técnica de vista superior que permitiu a análises das perdas ópticas de propagação para diferentes alturas de pedestal e diferentes espessuras de núcleo tanto para filmes de AlN orientado no plano cristalino (002) quanto para filmes de AlN amorfos. / The main objective of this work is the production and study of Aluminum Nitride (AlN) films deposited by reactive sputtering and the fabrication and characterization of pedestal optical waveguides using AlN as core. Initially, aluminum nitride films were produced by reactive sputtering using a 99.999% aluminum (Al) purity target, and nitrogen (N2) as the reactive gas. Subsequently, the films were characterized by ellipsometry, X-ray Diffraction, Fourier Transform Infrared Spectroscopy (FTIR) and Ultraviolet-visible spectroscopy (UV-VIS). Once the best optical and physical conditions for the deposition of AlN films were obtained, pedestal waveguides using these films as a nucleus were fabricated in this work. The pedestal waveguide provides an alternative manufacturing process where the geometry of the waveguide is determined in the pre-core layer, so it is no longer necessary to delineate the side walls of the core layer thereby facilitating the device fabrication process. The pedestal waveguides fabricated in this work were defined by the partial corrosion of SiO2 by the RIE (Reactive Ion Etching) technique using CHF3 and O2 gases as reactive gases. Once the pedestal is completed, an aluminum nitride film is deposited onto the SiO2 layer as the waveguide core. The air was used as an upper cladding, whose refractive index (n ? 1) increases the confinement of the light in the core and also allows the optical loss characterization. For this characterization, we used the superior view technique that allowed the analysis of optical propagation losses for different pedestal heights and different core thicknesses for both highly (002) oriented and amorphous AlN films.

Surface plasmon-polaritons are optical surface waves formed through the interaction of photons with free electrons at the surface of metals. They offer interesting applications in a broad range of scientific fields such as physics, chemistry, biology, and material science. However, many of such applications face limitations imposed by the high propagation losses of these waves at visible and near-infrared wavelengths, which result mainly from power dissipation in the metal. In principle, the propagation losses of surface plasmon-polaritons can be compensated through optical amplification. The objective of this thesis is to provide deeper insights on the physics of surface plasmon-polariton amplification and spontaneous emission in surface plasmon-polariton amplifiers through theoretical and experimental vehicles applied (but not necessarily restricted) to a particular plasmonic mode termed long-range surface plasmon-polariton. On the theoretical side, the objective is approached by developing a realistic theoretical model to describe the small-signal amplification of surface plasmon-polaritons in planar structures incorporating dipolar gain media such as organic dye molecules, rare-earth ions, and quantum dots. This model takes into account the inhomogeneous gain distribution formed near the metal surface due to a non-uniform excitation of dipoles and due to a position-dependent excited-state dipole lifetime that results from near-field interactions between the excited dipoles and the metal. Also, a theoretical model to describe the amplified spontaneous emission of surface plasmon-polaritons supported by planar metallic structures is developed. This model takes into account the different energy decay channels into which an exited dipole located in the vicinity of the metal can relax. The validity of this model is confirmed through experimentation. On the experimental side, the objective is approached by providing a direct experimental demonstration of complete loss compensation in a plasmonic waveguide. The experiments are conducted using the long-range surface plasmon-polariton supported by a symmetric thin gold waveguide incorporating optically pumped organic dye molecules in solution as the gain medium. Also, an experimental study of spontaneous emission in a long-range surface plasmon-polariton amplifier is presented. It is shown that this amplifier benefits from a low spontaneous emission into the amplified mode, which leads to an optical amplifier with low noise characteristics. The experimental setup and techniques are explained in detail.

An approach to integrated frequency-comb filtering is presented, building from a background in photonic crystal cavity design and fabrication. Previous work in the development of quantum information processing devices through integrated photonic crystals consists of photonic band gap engineering and methods of on-chip photon transfer. This work leads directly to research into coupled-resonator optical waveguides which stands as a basis for the primary line of investigation. These coupled cavity systems offer the designer slow light propagation which increases photon lifetime, reduces size limitations toward on-chip integration, and offers enhanced light-matter interaction. A unique resonant structure explained by various numerical models enables comb-like resonant clusters in systems that otherwise have no such regular resonant landscape (e.g. photonic crystal cavities). Through design, simulation, fabrication and test, the work presented here is a thorough validation for the future potential of coupled-resonator filters in frequency comb laser sources.