Advanced optical technologies profoundly impact countless aspects of modern life. At the heart of these technologies is the manipulation of light using optical materials. Currently, optical technologies are created using naturally occurring materials. However, a new and exciting approach is to use nanomaterials for technology development. Nanomaterials are artificially constructed material systems with precisely engineered nanostructures. Many technological revolutions await the development of new nanoscale fabrication methods that must provide the ability to control, enhance, and engineer the optical properties of these artificial constructs. This thesis responds to the challenges of nanofabrication by examining glancing angle deposition (GLAD) and improving its optical-nanomaterial fabrication capabilities. GLAD is a bottom-up nanotechnology fabrication method, recognized for its flexibility and precision. The GLAD technique provides the ability to controllably fabricate high-surface-area porous materials, to create structurally induced optical-anisotropy in isotropic materials, and to tailor the refractive index of a single material. These three advantages allow GLAD to assemble optical nanomaterials into a range of complex one-dimensional photonic crystals (PCs). This thesis improves upon previous GLAD optical results in a number of important areas. Multiple optical measurement and modeling techniques were developed for GLAD-fabricated TiO2 nanomaterials. The successful characterization of these nanomaterials was extended to engineer PC structures with great precision and a superior degree of control. The high surface area of basic PC structures was exploited to fabricate an optimized colourimetric sensor with excellent performance. This colourimetric sensor required no power source and no read-out system other than the human eye, making it a highly attractive sensing approach. Incorporating engineered defects into GLAD-fabricated PCs established a new level of design sophistication. Several PC defect structures were examined in detail, including spacing layers and index profile phase-shifts. Remarkable control over defect properties was achieved and intriguing polarization-sensitive optical effects were investigated in anisotropic defect layers. The success of these results demonstrates the precision and flexibilty of the GLAD technique in fabricating optical nanomaterials and advanced photonic devices. / Micro-Electro-Mechanical Systems (MEMS) and Nanosystems

This thesis investigates technologies directed towards developing photonic crystal display devices. A switching technology based on dye electrophoretic motion within a 1D porous photonic crystal was developed. Dissociated absorbing dye species were moved through the assembled device and reflectance was controllably altered by up to 0.4. Refinement of fabrication techniques yielded a slow switching device, whose time-resolved reflectance data was analyzed. A wavelength dependence of the device switching speed was observed. This phenomenon was described by modelling where bandgap effects match observation. These devices may be improved by employing a 3D photonic crystal. We developed a nanoimprint lithography technique for seeding films deposited by GLAD for the fabrication of 3D square spiral photonic crystals. Parameters for patterning a precisely defined mould pattern using electron beam lithography were established. A large area diamond:1 square spiral photonic crystal was fabricated on the nanoimprinted seeds, and it exhibited a visible wavelength bandgap. / Micro-Electro-Mechanical Systems (MEMS) and Nanosystems

The thesis explores preparation and properties of bismuthiron garnet (BIG) films and the incorporation of BIG films intoone-dimensional magneto-optical photonic crystals (MOPCs). Films were prepared by pulsed laser deposition. Weinvestigated or measured crystallinity, morphology,film-substrate interface, cracks, roughness, composition,magnetic coercivity, refractive index and extinctioncoefficient, and magneto-optical Faraday rotation (FR) andellipticity. The investigations were partly performed onselected samples, and partly on two series of films ondifferent substrates and of different thicknesses. BIG filmswere successfully tested for the application of magneto-opticalvisualization. The effect of annealing in oxygen atmosphere wasalso investigated - very careful annealing can increase FR byup to 20%. A smaller number of the above mentionedinvestigations were carried out on yttrium iron garnet (YIG)films as well. Periodical BIG-YIG multilayers with up to 25 single layerswere designed and prepared with the purpose to enhance FR at aselected wavelength. A central BIG layer was introduced asdefect layer into the MOPC structure and generated resonancesin optical transmittance and FR at a chosen design wavelength.In a 17- layer structure, at the wavelength of 748 nm, FR wasincreased from -2.6 deg/µm to -6.3 deg/µmat a smallreduction in transmittance from 69% to 58% as compared to asingle-layer BIG film of equivalent thickness. In contrast tothick BIG films, the MOPCs did not crack. We were first toreport preparation of all-garnet MOPCs and second toexperimentally demonstrate the MOPC principle inmagneto-optical garnets.

Photonic crystals (PCs) are nano-structured materials in which a periodic variation of the dielectric constant of the material results in a photonic band gap. By introducing defects into PCs, it is possible to build waveguides that can channel light along certain paths. It is also possible to construct micro-cavities that can localize photons in extremely small volumes. In this dissertation, to begin with, we computed the photonic crystals dispersion relations and found the photonic band gap (PBG) by the plane wave expansion method (PWE) in the frequency domain. Then, the finite difference time domain method (FDTD) along with the perfectly matched layer boundary conditions was adopted to solve Maxwell¡¦s equations, equivalent to simulate the movement behavior of the Photonic crystals. By properly varying the size of the defect on the PCs, it could really drop the particular wavelengths and guide them to output channels by PCs waveguides. We proposed the structures that would function as Wavelength-Division-Multiplexer (WDM). Secondly, coupled cavity waveguide of PC was used to control group velocity that achieved the slow light property. By calculating dispersion curve with PWE, we obtained group velocity characteristics in PCs waveguide. Meanwhile, we designed a novel Time-Division-Multiplexer (TDM) system by controlling the group velocity characteristics. Finally, we designed cascade ring resonators and expected to obtain an extendable delay line. Conventional delay line devices are propagating in a long waveguide to obtain the delay line property. An excellent delay line and ultra-small size properties are expected in the proposed structure. Because nano-technology has been making great progress steadily, it surely can be used to demonstrate a practical breakthrough in which the devices based on the PC integrated circuits are realized. These devices will be a potential key component in the applications of ultra-high-speed and ultra-high-capacity optical communications and optical data processing systems.

The fabrication of one-dimensional (1-D) polymeric photonic crystals from the self-assembly of ultra-high-Mw polystyrene-b-polyisoprene (PS-PI) block copolymers (BCPs) were conducted in this study. Well-ordered microphase-separated lamellar structures can be observed in the ultra-high-Mw PS-PI BCPs in the bulk by transmission electron microscopy (TEM) and ultra-small angle X-ray scattering (USAXS). To fabricate large-area and well-oriented lamellar microstructures with parallel orientation to the substrate, substrate-induced microstructural orientation with the accompanying solvent annealing method (i.e., solvent-induced orientation) was carried out in the PS-PI film. By grazing-incidence ultra-small angle X-ray scattering (GIUSAXS), scanning probe microscope (SPM) and cross-sectional TEM morphological observation, identification of the microstructural orientation in the PS-PI film can be achieved. A disordered wormlike morphology is observed in the as-spun PS-PI thin film from toluene on the PS-grafting substrate and on neat glass or wafer. This is attributed to the fast solidification of the disordered microstructure due to fast evaporation rate of the toluene solvent. After solvent annealing by the PS-selective or PI-selective solvents such as divinylbenzene (DVB) (neutral but highly PS-selective), benzene (PS-selective) and cyclohexane (PI-selective), parallel lamellar microstructures can be obtained in the PS-PI films on the PS-grafting substrate. By contrast, the coexistence of parallel and perpendicular lamellar microstructures is obtained in the PS-PI film from toluene after solvent annealing by neutral toluene on the PS-grafting substrate or by PS-selective benzene on the neat glass or wafer. This indicates that the formation of the parallel lamellar microstructures is mainly determined by both solvent-induced and substrate-induced orientation. In contrast to the as-spun disordered morphology from toluene, well-ordered parallel lamellar microstructures with few defects was found in the as-spun PS-PI film from DVB on the PS-grafting substrate, whereas parallel lamellar microstructures with many defects was observed in the as-spun PS-PI film from DVB on the neat glass or wafer. This further demonstrates that the PS-grafting substrate indeed plays an important role on the fabrication of well-ordered parallel lamellar microstructures. Interestingly, once the initial morphology of the PS-PI BCP reaches a relative stable state (i.e., parallel lamellar microstructures versus disordered wormlike morphology), it is hardly to trigger the microstructural reorientation by the subsequent solvent annealing. We suggest that the stable initial morphology in the PS-PI film may create high energy barrier for microstructural reorientation. With the controllable microstructural orientation, a PS-PI thick film having large-area and well-oriented parallel lamellar microstructures can be successfully carried out. Therefore, 1-D polymeric photonic crystals from the self-assembly of the lamella-forming PS-PI BCPs can be achieved. The in-situ UV reflectance spectra show that the reflective band shifts from ultraviolet wavelength to visible wavelength was observed in the lamella-forming PS-PI thick film with elapse of time by solvent annealing. Notably, the band gap can be recovered to the initial state once the solvent is removed, indicating the reversible process. As the results, the solvatochromic BCP photonic crystals can be successfully carried out by the manipulation of the solvent swelling in the large-area and well-oriented lamella-forming PS-PI BCP film.

Due to the property of the photonic crystal, like bandgap, many researches on them are discussed. Photons with wavelength within the bandgap cannot propagate through the crystal. Then placing some defects in the crystal, because the periodic arrangement is destroyed, it is possible to build a waveguide to guide light along certain path. One kind is coupled cavity waveguide. The photons can propagate in a coupled-cavity waveguide by coupling without radiation losses. So it is widely used to implement a variety of optical devices. In this thesis, we use coupled cavity waveguide to construct devices. And the characteristics of Mach-Zehnder interferometer and power splitter are discussed. Then we propose two logic gate structures with an input port and two control ports. The state of control port determines the electric field at the output port. Besides, the four-port channel drop filter is proposed. It will make the three wavelengths ¢w1310, 1490 and 1550 nm¢w propagate in different waveguides. So it could be used as a wavelength demultiplexer for FTTH. Finally, the property of the PC-based rat-race circuit is investigated. By adjusting the phase of the control signal, we could decide the input signal to exit from output 1 or output 2. In this way, we could use it to function as a switch.

<p>The thesis explores preparation and properties of bismuthiron garnet (BIG) films and the incorporation of BIG films intoone-dimensional magneto-optical photonic crystals (MOPCs).</p><p>Films were prepared by pulsed laser deposition. Weinvestigated or measured crystallinity, morphology,film-substrate interface, cracks, roughness, composition,magnetic coercivity, refractive index and extinctioncoefficient, and magneto-optical Faraday rotation (FR) andellipticity. The investigations were partly performed onselected samples, and partly on two series of films ondifferent substrates and of different thicknesses. BIG filmswere successfully tested for the application of magneto-opticalvisualization. The effect of annealing in oxygen atmosphere wasalso investigated - very careful annealing can increase FR byup to 20%. A smaller number of the above mentionedinvestigations were carried out on yttrium iron garnet (YIG)films as well.</p><p>Periodical BIG-YIG multilayers with up to 25 single layerswere designed and prepared with the purpose to enhance FR at aselected wavelength. A central BIG layer was introduced asdefect layer into the MOPC structure and generated resonancesin optical transmittance and FR at a chosen design wavelength.In a 17- layer structure, at the wavelength of 748 nm, FR wasincreased from -2.6 deg/µm to -6.3 deg/µmat a smallreduction in transmittance from 69% to 58% as compared to asingle-layer BIG film of equivalent thickness. In contrast tothick BIG films, the MOPCs did not crack. We were first toreport preparation of all-garnet MOPCs and second toexperimentally demonstrate the MOPC principle inmagneto-optical garnets.</p>

Colorimetric litmus tests such as pH paper have enjoyed wide commercial success due to their inexpensive production and exceptional ease of use. However, expansion of colorimetry to new sensing paradigms is challenging because macroscopic color changes are seldom coupled to arbitrary differences in the physical/chemical properties of a system. In this thesis I present in detail the development of Wetting in Color Technology, focusing primarily on its application as an inexpensive and highly selective colorimetric indicator for organic liquids. The technology exploits chemically-encoded inverse-opal photonic crystals to control the infiltration of fluids to liquid-specific spatial patterns, projecting minute differences in liquids’ wettability to macroscopically distinct, easy-to-visualize structural color patterns. It is shown experimentally and corroborated with theoretical modeling using percolation theory that the high selectivity of wetting, upon-which the sensitivity of the indicator relies, is caused by the highly symmetric structure of our large-area, defect-free \(SiO_2\) inverse-opals. The regular structure also produces a bright iridescent color, which disappears when infiltrated with liquid naturally coupling the optical and fluidic responses. Surface modification protocols are developed, requiring only silanization and selective oxidation, to facilitate the deterministic design of an indicator that differentiates a broad range of liquids. The resulting tunable, built-in horizontal and vertical chemistry gradients allow the wettability threshold to be tailored to specific liquids across a continuous range, and make the readout rely only on countable color differences. As wetting is a generic fluidic phenomenon, Wetting in Color technology could be suitable for applications in authentication or identification of unknown liquids across a broad range of industries. However, the generic nature of the response also ensures chemical non-specificity. It is shown that combinatorial measurements from an array of indicators add a degree of chemical specificity to the platform, which can be further improved by monitoring the drying of the inverse-opal films. While colorimetry is the central focus of this thesis, applications of this platform in encryption, fluidics and nanofabrication are also briefly explored. / Engineering and Applied Sciences

In this thesis, I will describe the polarization properties of two separate but similar optical systems. I will begin by showing anisotropy in a dielectric photonic crystal slab patterned with a periodic circular hole array. This anisotropy can be utilized in manipulating the gain properties of surface emitting photonic crystal lasers. I will then describe a metallic, planar metamaterial patterned similarly with a 2d periodic array of holes. The enhanced optical transmission of this system is demonstrated computationally and experimentally, with a good agreement between the two. I will also demonstrate polarization rotation in this array. The effect is shown to minimize the background contribution to the transmission resulting in the narrowing of the line width and improvement between on and off resonance contrast. I then provide a theory behind the polarization rotation in transmission through a metamaterial based upon a Jones matrix formulation, which is dependent only upon the existence of separate s and p resonances in a photonic system. / text

Nano-structures, such as photonic crystal cavities and metallic antennas, allow one to focus and store optical energy into very small volumes, greatly increasing light-matter interactions. These structures produce resonances which are typically characterized by how well they confine energy both temporally (quality factor–Q) and spatially (mode volume–V). In order to observe non-linear effects, modified spontaneous emission (e.g. Purcell enhancement), or quantum effects (e.g. vacuum Rabi splitting), one needs to maximize the ratio of Q/V while also maximizing the coupling between the resonance and the active medium. In this dissertation I will discuss several projects related by the goal of controlling light-matter interactions using such nano-structures. In the first portion of this dissertation I will discuss the deterministic placement of self-assembled InAs quantum dots, which would allow one to precisely position an optically-active material, for maximum interaction, inside of a photonic crystal cavity. Additionally, I will discuss the use of atomic layer deposition to tune and improve both the resonance wavelength and quality factor of silicon based photonic crystal cavities. Moving from dielectric materials to metals allows one to achieve mode-volumes well below the diffraction limit. The quality factor of these resonators is severely limited by Ohmic loss in the metal; however, the small mode-volume still allows for greatly enhanced light-matter interaction. In the second portion of this dissertation I will investigate the coupling between an array of metallic resonators (antennas) and a nearby semiconductor quantum well. Using time-resolved pump-probe measurements I study the properties of the coupled system and compare the results to a model which allows one to quantitatively compare various antenna geometries.