Synthesis of novel amphiphilic copolymers based on sugar moieties: development of new architectures and biomedical applications As early as in the 50’s, amphiphilic copolymers started to attract much interest in the frame of polymer science thanks to their self-assemblies as organized nano-structures in a selective solvent. The resulting micelles or vesicles have emerged as potentially useful materials in the biomedical field such as drug delivery systems when matching the specific conditions of size, coating nature and functionalization,… Moreover, active cell-targeting increases the therapeutic effect by selectively delivering the drug to the required cells. Accordingly, carbohydrates have drawn much attention due to the cell recognition processes they can mediate. Carbohydrates are thus incorporated in polymer backbones to mimic the naturally occurring substrate for the adapted cell receptors. The originality of this thesis is based on the use of sugar moieties as potential multi-hydroxylated initiators for the polymerization of various lactones. This leads to well-defined amphiphilic polymer architectures along with the development of a more facile route for the incorporation of carbohydrates in polymer chains to promote active cell-targeting of the as-obtained nano-structures. The first part of the thesis aims at describing the synthesis of novel amphiphilic brush-like polymers via two pathways. A first approach relies upon the synthesis of polyester arms initiated from the alcohol groups of pending sugars distributed along a preformed hydrophilic polymethacrylate backbone obtained by controlled radical polymerization (via ATRP). Various metal-based and organic catalysts/activators have been studied to lead to the desired architectures using this “grafting from” technique. In another synthetic strategy, the lactone polymerization using a carbohydrate initiator has been carried out, followed by end-chain derivatization reactions yielding brush-like copolymers via a “grafting through” technique. Slight modifications of the end-chain functionalities have also afforded the possibility to synthesize amphiphilic mikto-arm copolymers which self-assemble in aqueous medium in micelles characterized by interesting size features affording promising applications as new drug delivery systems. On the other hand this thesis also focuses on the use of carbohydrate moieties in amphiphilic diblock copolymers such as poly(ε-caprolactone)-b-poly(methacrylate-graft-poly(ethylene oxide)-co-6-O-methacryloyl-D-galactopyranose) or poly(ε-caprolactone)-b-poly(methacrylate-graft-poly(ethylene oxide)-co-1-O-methacryloyl-D-mannofuranose), using the combination of lactone ring-opening polymerization with ATRP of the respective functionalized comonomers, followed by selective post-polymerization sugar deprotection. Next to these copolymers based on polylactones and polymethacrylates, fully degradable amphiphilic block copolymers composed of a polycarbonate backbone have been originally designed. To that end, a multi-step procedure involving the synthesis of sugar-substituted cyclic carbonates, block copolymerization reactions and ultimate selective sugar deprotection, has been investigated. The self-organization of the resulting copolymers, e.g., poly(trimethylene carbonate)-b-poly(3-O-(5’-methyl,5’-carboxy-1’,3’-dioxan-2’-one)-D-glucopyranose), has been studied in aqueous medium. Interestingly, the so-formed polymeric micelles proved to display remarkable living cell-targeting properties. Fabian Suriano

The construction of nanoscale polymeric objects with complex, well-defined structures and regiochemical functionalities is of great importance, because it enables the fabrication of soft materials with tunable properties. Direct polymerization of macromonomers through covalent bond formation and self-assembly of block copolymers via non-covalent interactions are two typical strategies to afford nanoscopic structures. Molecular brush polymers are composed of densely-grafted side chains along a polymeric backbone. Due to the significant steric repulsion from the side chains, they tend to adopt bottle-brush like conformations, as opposed to linear polymers. "Grafting through" synthesis of molecular brush polymers can provide precise control over the dimensions and functionalities of brush polymers. Shell crosslinked knedel-like nanoparticles (SCKs) are constructed by assembling from amphiphilic block copolymers into micelles, followed by covalent shell crosslinking to further stabilize the nanoparticles and introduce additional functional moieties. SCKs are attractive nanocarriers because of their variable morphologies, compositions and functionalities, which allow for the development of platforms for therapeutic or diagnostic purposes. By utilizing the orthogonal reactivity of the norbornene group and methacrylate group, two distinctly different reactive well-defined linear polymers, and a facile, one-pot synthesis of well-defined molecular brush polymers were studied by selective, orthogonal controlled radical polymerizations (CRPs) and ring-opening metathesis polymerization (ROMP). The living and high efficient characteristics of "grafting-through" strategy were further investigated for the preparation of topology-controlled brush polymers with tunable dimensions of both backbone and side chain lengths. Apart from the fundamental investigation of molecular brush polymers, a series of poly(carboxybetaine) (PCB)- and poly(ethylene glycol) (PEG)-grafted degradable SCKs were developed to evaluate their in vivo pharmacokinetics and biodistributions, aiming to achieve novel therapeutic and diagnostic platforms that may surpass the performance of the conventional PEGylated analogs.

Atom transfer radical polymerization (ATRP) is a dynamic technique that possesses tremendous potential for the synthesis of novel polymeric materials not possible through conventional free radical polymerization. However, its use on an industrial scale has been limited by the high level of transition metal complex required. Significant advances have been made in the last 5 years towards lowering the level of copper complexes used in ATRP, resulting in novel variants called “activator regenerated by electron transfer” (ARGET) and “single electron transfer-living radical polymerization” (SET-LRP). To fully realize the potential of ATRP, its use in industrially relevant processes must be studied. Continuous processes such as tubular flow reactors and stirred tank reactors (CSTR) can reduce waste, improve productivity and facilitate process scale-up when compared to common batch reactors. The combination of low copper concentration ATRP techniques and continuous processes are especially attractive towards the design of a commercially viable process. This thesis presents a study into ARGET ATRP and SET-LRP as applied to continuous tubular and stirred tank reactors for the production of acrylic and methacrylic polymers. The equilibrium which governs polymerization rate and control over molecular architecture is studied through batch ARGET ATRP experiments. The improved understanding of ARGET ATRP enabled the reduction of ligand from a 3 to 10 fold excess used previously down to a stoichiometric ratio to copper salts. ARGET ATRP was then adapted to a continuous tubular reactor, as well as to a semi-automated CSTR. The design of the reactors and the effect of reaction conditions such as reducing agent concentration and residence time are discussed. The use of common elemental copper(0) such as copper wire and copper tubing is also investigated with SET-LRP for room temperature polymerization of methyl acrylate. SET-LRP is adapted to a CSTR to observe the effects of residence time on reaction rate, molecular weight control as well as copper consumption rate. The use of copper tubing as a catalyst source for SET-LRP is demonstrated and the design of a continuous tubular reactor using a combination of copper and stainless steel tubing is discussed. / Thesis (Ph.D, Chemical Engineering) -- Queen's University, 2012-04-30 16:01:28.916

In this thesis, we explored the use of a renewable resource to produce more sustainable polymeric materials. Limonene, a monocyclic terpene existing in many essential oils extracted from citrus rinds, was the renewable monomer investigated. The d-limonene ((+)-limonene) isomer is a major component (~90%) of orange oils from orange juicing and peel processing. Having been used as a flavour and fragrance additive in cosmetics, foods and beverages, as well as a green solvent, limonene is of particular interest in polymerization, because it contains double bonds, which provide the bifunctionality necessary for polymerization. Limonene is also an allylic monomer (CH2=CH-CH2Y), which presents challenges in free-radical homopolymerization and thus, copolymerization was investigated herein to overcome this difficulty. 2-Ethylhexyl acrylate (EHA) and n-butyl methacrylate (BMA) were used in two separate projects, as comonomers with limonene. Using bulk free-radical copolymerization at 80℃, with benzoyl peroxide (BPO) as the initiator, high molecular weight (>100,000) EHA/limonene and BMA/limonene copolymers were produced. Reactivity ratios, important parameters used in the prediction of copolymer composition, were estimated and shown to accurately predict the copolymer composition of subsequent experiments. These can now be used for the application of appropriate semi-batch policies to further enhance limonene incorporation into the copolymers.

<p> The transient behaviour of a batch stirred-tank reactor (BSTR) for free radical polymerization of styrene in toluene has been studied experimentally and theoretically. A kinetic model applicable to high conversions was developed using data from measurements of monomer conversion and molecular weight distribution (MWD). Significant improvement over the conventional kinetic model is obtained when the viscosity or gel effect is accounted for. The termination rate constant and catalyst efficiency are allowed to vary with viscosity. The findings agree with the general theory of diffusion-controlled reaction which predicts that viscosity is the most important parameter.</p> / Thesis / Master of Engineering (MEngr)

<p> The free radical polymerization of styrene in benzene using azo-bisisobutyronitrile as a catalyst has been studied both theoretically and experimentally. The molecular-weight distribution and conversion are predicted on the basis of a simplified kinetic mechanism, neglecting a number of minor side reactions. The steady-state assumption is investigated and is shown to be applicable in the case of styrene polymerization, a pseudo-steady-state being reached in less than one second. Using the steady-state approach a relatively simple kinetic model is obtained, suitable for computer simulation. The prime variables consist of the ordinary reaction conditions such as monomer concentration, solvent concentration, catalyst concentration, reaction temperature and reaction time.</p> <p> The polymerization was carried out isothermally in a stirred batch reactor from which samples were abstracted at various time intervals. Conversion was determined by precipitating the polymer with methanol, filtering, and weighing, and the molecular-weight distribution has been obtained by gel-permeation chromatography. A computer program was written to interpret the variation of refractive index with respect to the elution volume trace from the chromatograph, giving a readout of molecular chain length in monomer units versus weight fraction.</p> <p> The experimentally obtained conversion and distribution curves are compared with those obtained from the mathematical model. Except for bulk polymerization agreement between the two is good. Good agreement for conversion is obtained for all cases if the catalyst initiation efficiency is adjusted according to the monomer or solvent concentration. However, the same considerations do not give good agreement for molecular-weight distribution. Rather it appears that the rate constants instead of the catalyst efficiency are monomer or solvent concentration dependent, which would explain the discrepancies.</p> / Thesis / Master of Engineering (MEngr)

<p> Polymerization of styrene was carried out in continuous and batch reactors using azobisis obutyronitrile as initiator and benzene as solvent. Monomer conversion, molecular weight distribution (MWD) and viscosity were measured.</p> <p> Corrections to the conventional kinetic mechanism using results from the continuous reactor were determined. These corrections were applied to the batch reactor kinetic model and the conversion and MWD thus predicted were compared to experimental results. It was found that the corrections applied to the batch system were not adequate to give accurate predictions of conversion and MWD.</p> <p> A short computer study of the effect of oscillating monomer flow and temperature, as opposed to steady flow, on a transient continuous reactor was also carried out. It was found from this study that at low conversions oscillations in monomer flow will not affect the time average conversion and molecular weight. Oscillations in temperature caused an increase in time average conversion and a decrease in time average molecular weight as compared to results obtained when the reactor was operated at a steady temperature which was the average of the oscillating temperatures.</p> / Thesis / Master of Engineering (MEngr)

Bottlebrush polymers are interesting topologies that have become increasingly relevant in various applications including rheology modifiers, super-soft elastomers, photonic crystals, anti-fouling coatings, the in vivo delivery of therapeutic agents, and as promising substrates in lithographic printing. These macromolecules are comprised of numerous polymeric side-chains densely grafted to a polymer backbone. The densely grafted nature of bottlebrush polymers results in steric repulsion between neighboring polymer chains, forcing these macromolecules to adopt a chain-extended conformation. Although these remarkable macromolecules have a many different applications, the transformative potential of the bottlebrush polymer topology has not been realized because the synthesis of high molecular weight bottlebrush polymers is challenging. This dissertation focusses on improving the synthesis of these large macromolecules using the grafting-through strategy in the first section and the transfer-to strategy in the second section. For the first time the effect of anchor group chemistry—the configuration of atoms linking the polymer to a polymerizable norbornene—was studied on the kinetics of ring-opening metathesis polymerization (ROMP) of macromonomers (MMs) initiated by Grubbs 3rd generation catalyst. A variance in the rate of propagation of >4-fold between similar MMs with different anchor groups was observed. This phenomenon was conserved across all MMs tested, regardless of solvent, molecular weight (MW), or repeat unit identity. Experimental and computational studies indicated that the rate differences likely resulted from a combination of varying steric demands and electronic structure among the different anchor groups. This new insight will allow others to achieve high MM conversion and prepare pure, high MW bottlebrush polymers by ROMP grafting-through. The second section of this dissertation deals with a little studied bottlebrush synthesis technique called the transfer-to method. This method is a hybrid of the grafting-from and grafting-to approaches in which the growing polymer side chains detach from the backbone, propagate freely in solution, and then reattach to the backbone in a chain transfer step. Several parameters were investigated to determine optimal conditions for this process. This study provides for the first time a guide to use the transfer-to method to produce high purity bottlebrush polymers with controllable backbone and side chain length. / Ph. D. / Bottlebrush polymers are interesting topologies that have become increasingly relevant in various applications including super-soft elastomers and drug delivery agents. These macromolecules are comprised of numerous polymeric side-chains densely grafted to a polymer backbone. The densely grafted nature of bottlebrush polymers results in steric repulsion between neighboring polymer chains, forcing these macromolecules to adopt a chain-extended or worm like conformation. Although these remarkable macromolecules have a many different applications, the transformative potential of the bottlebrush polymer topology has not been realized because the synthesis of large bottlebrush polymers is challenging. This dissertation focusses on improving the synthesis of these big macromolecules using the grafting-through strategy in the first section and the transfer-to strategy in the second section. For the first time the effect of anchor group chemistry—the configuration of atoms linking the polymer to a polymerizable norbornene—was studied on bottlebrush synthesis. A variance in how fast the polymerization took between similar MMs with different anchor groups was observed. Experimental and computational studies indicated that the differences likely resulted from a combination of varying steric demands and electronic structure among the different anchor groups. This new insight will allow others to achieve high MM conversion and prepare pure, high MW bottlebrush polymers by ROMP grafting-through. The second section of this dissertation deals with a little studied bottlebrush synthesis technique called the transfer-to method. This method is a hybrid of two well-known methods, grafting-from and grafting-to approaches, in which the growing polymer side chains detach from the backbone, polymerize freely in solution, and then reattach to the backbone in a chain transfer step. Several parameters were investigated to determine optimal conditions for this process. This study provides for the first time a guide to use the transfer-to method to produce high purity bottlebrush polymers with controllable sizes.

Atom transfer radical polymerization (ATRP) is one of the most commonly employed techniques for controlled radical polymerization. ATRP has great potential for the development of new materials due to the ability to control molecular weight and polymer architecture. To fully utilize the potential of ATRP as polymerization technique, the mechanism and the dynamics of the ATRP equilibrium must be well understood. In this thesis, various aspects of the ATRP process are explored through both laboratory experiments and computer modeling. Solvent effects, the limit of control and the use of iron as the mediator have been investigated. It was shown for copper mediated ATRP that the redox properties of the mediator and the polymerization properties were significantly affected by the solvent. As expected, the apparent rate constant (kpapp) increased with increasing activity of the mediator, but an upper limit was reached, where after kpapp was practically independent of the mediator potential. The degree of control deteriorated as the limit was approached. In the simulations, which were based on the thermodynamic properties of the ATRP equilibrium, the same trend of increasing kpapp with increasing mediator activity was seen and a maximum was also reached. The simulation results could be used to describe the limit of control. The maximum equilibrium constant for controlled ATRP was correlated to the propagation rate constant, which enables the design of controlled ATRP systems. Using iron compounds instead of copper compounds as mediators in ATRP is attractive from environmental aspects. Two systems with iron were investigated. Firstly, iron/EDTA was investigated as mediator as its redox properties are within a suitable range for controlled ATRP. The polymerization of styrene was heterogeneous, where the rate limiting step is the adsorption of the dormant species to the mediator surface. The polymerizations were not controlled and it is possible that they had some cationic character. In the second iron system, the intention was to investigate how different ligands affect the properties of an ATRP system with iron. Due to competitive coordination of the solvent, DMF, the redox and polymeri­zation properties were not significantly affected by the ligands. The differences between normal and reverse ATRP of MMA, such as the degree of control, were the result of different FeIII speciation in the two systems. / QC 20110406

京都大学 / 新制・課程博士 / 博士(工学) / 甲第24814号 / 工博第5157号 / 新制||工||1985(附属図書館) / 京都大学大学院工学研究科高分子化学専攻 / (主査)教授 山子 茂, 教授 辻井 敬亘, 教授 大内 誠 / 学位規則第4条第1項該当 / Doctor of Philosophy (Engineering) / Kyoto University / DGAM