This dissertation examines the role of donor-funded international projects to reduce mercury pollution from artisanal and small-scale gold mining (ASM). ASM is the second largest source of anthropogenic global mercury pollution, accounting for roughly 1000tonnes of atmospheric emissions and releases to the environment per annum. The artisanal mining economy involves 10-15 million people across the developing world, and supports 80-100 million people directly and indirectly. In 2003 the Governing Council of the United Nations Environment Program reached consensus that there is sufficient scientific evidence to trigger an international response to global mercury pollution, including the pollution generated by ASM. Yet thus far most international interventions have concentrated on environmental monitoring and assessment, while virtually no efforts have focused on implementing solutions. The aim of this dissertation is to move global mercury policy for ASM past its emphasis on assessments. It does this by developing a philosophical and strategic policy framework to guide future interventions by international institutions. A brief history of global mercury policy is provided, illustrating how ASM has been neglected and examining divisions between ecocentric and technocentric theories of environmental intervention. The relationship between ASM and poverty is examined, reaching the conclusion that because artisanal gold mining is a form of upward mobility for the world's extreme poor, the idea of reducing mercury pollution by redirecting miners into alternative livelihoods is unrealistic; indeed gold itself is the alternative livelihood. Using case studies collected in the field, the issue of conflict over property rights between artisanal miners and large-scale mining companies is explored, and a risk mitigation framework presented to assist companies to coexist with artisanal miners. Finally, a new approach to international intervention is proposed based on three interdependent principles of formalization, capitalization, and education. A plan is developed for directing more expertise and financial resources to the field, and more effectively meeting the needs of miners. Specific recommendations include a rapid assessment methodology to select project sites, and improving operational linkages among public and private institutions.

Carbon-based forestry (CBF) projects for the carbon market have been proposed with the aim of mitigating climate change, enhancing forest cover and improving livelihoods in developing countries. Debate has ensued regarding the validity of applying market-based mechanisms to climate mitigation in the form of CBF activities. Through in-depth interviews and focus groups, this study explores the various stakeholders’ involvement in the development of CBF projects in the Peruvian Amazon and reveals how their interests influence the types of activities that are established. Farmers’ perceptions on the carbon trade are examined and it is demonstrated that the potential of earning a carbon credit may influence farmers’ current land management practices in favor for implementing reforestation or agroforestry systems on their terrain. Regardless, the number of obstacles and the preferences of stakeholders significantly limit the ability of small-scale farmers to access and benefit from the emerging market.

Carbon-based forestry (CBF) projects for the carbon market have been proposed with the aim of mitigating climate change, enhancing forest cover and improving livelihoods in developing countries. Debate has ensued regarding the validity of applying market-based mechanisms to climate mitigation in the form of CBF activities. Through in-depth interviews and focus groups, this study explores the various stakeholders’ involvement in the development of CBF projects in the Peruvian Amazon and reveals how their interests influence the types of activities that are established. Farmers’ perceptions on the carbon trade are examined and it is demonstrated that the potential of earning a carbon credit may influence farmers’ current land management practices in favor for implementing reforestation or agroforestry systems on their terrain. Regardless, the number of obstacles and the preferences of stakeholders significantly limit the ability of small-scale farmers to access and benefit from the emerging market.

The aim of this study is to understand the Fair Trade Coffee Business Model by determining how the Fair Trade Coffee Business Model affects the livelihoods of the small scale producers in developing countries. The Fair Trade Coffee Business Model is driven by the mission to improve the well-being of the small scale producers located in developing countries through the lens of the Triple Bottom Line (economic, social and environment). What is the significance of fair trade coffee to the economies of developing countries that produce coffee? The economies are considerably impacted by coffee production as coffee ranks as the second foremost exported commodity from developing countries (European Coffee Federation, 2006). Ensuring the small scale producers receive a fair price for the coffee they grow is only one of the initiatives of the model. Other key initiatives include pre-harvest financing, increased healthcare services, working together for a higher quality coffee, fairer business conduct, improvements in education, and technical assistance. The findings of this study provide some insights into the Fair Trade Coffee Business Model’s effect on the livelihoods of the small scale producers in developing countries through the lens of the Triple Bottom Line. The Fair Trade Coffee Business Model has increased the quality of the coffee bean produced by the small scale producers along with developing long term business relationships throughout the Fair Trade Coffee Business Model supply chain. In sum, the small scale producers reported that the Fair Trade Coffee Business Model has a positive effect on their livelihood and well-being. More specifically, they also indicated that the motivations for them to participate in the Fair Trade Coffee Business Model are receiving a better price for coffee, democratic decision making and farm training. An additional finding affirms that the Fair Trade Coffee Business Model is a sound contributor to the socio-economic stability of the small scale producers, offering a sustainable income-generating alternative market strategy.

In industry, energy efficiency reduces operating cost and emissions to the environment whiles enhancing energy security. In order to ensure the sustainability of micro and small scale businesses in a developing country such as Ghana, measures that can ensure energy efficiency are therefore essential for these businesses to have a productive and economical operation that will ensure their sustainability. In this study, the potential of energy efficiency measures for micro and small scale businesses have been examined by performing industrial energy systems analysis on some selected micro and small scale businesses in Kumasi-Ghana through a practical study and administering of questionnaire about their energy consumption. Legislative instruments that are linked with energy use in Ghana were looked into. Some possible energy efficiency measures that could be adopted by these businesses have been analyzed. In this study it is established that energy supply to these businesses is not reliable and it is continuously becoming expensive. In addition, other findings were that value could be added to the processes of these businesses if they incorporate energy efficiency measures in their operations. The main driving force that will encourage these businesses to incorporate energy efficiency measures in their operation is the energy prices increase; therefore, their interest is the measures that could reduce their energy cost rather than the positive impacts that will come to the environment. In doing this renewable energy has the greatest potential in ensuring energy efficiency to these businesses. Finally, it is established that there are no specific legislations on energy use that will bring negative effects to these businesses and this could create enabling environment for private investors of energy efficiency.

Overfishing is not an exclusive topic of big fishing industry. Overfishing by small-scale fishers is also happening. The Territorial Use of Rights – TURFs was implemented in Chile to protect the Chilean abalone from overfishing. Through the implementation of the TURFs Chilean abalone are no longer threatened by overfishing. The challenge to protect the resource thus seems to be solved. However, while some problems are solved others persist or new ones arise. The thesis explores the discourses of the Chilean social actors in regard to the development and challenges of the TURFs. The empirical data is formed by a group of interviews, where social issues such as TURFs accomplishments, resource availability, diversification, tenure issues, access to the coast, lack of infrastructure, competition for the space and future expectations, are milestones arising from the empirical material. These issues are analysed through the lens of fishers and stakeholder‟s perception. The paper confirms what other studies such as Cereceda and Czischke 2001, Gallardo 2008, Gallardo and Friman 2012, González et al. 2006, and Meltzoff et al. 2002 have found. Fishers organised nationally through confederations, regional federations and local associations have become active social actors in the artisanal fisheries arena. Similarly, it is also corroborated that through good leadership some fishing organisations are diversifying related and no-related fishing activities to secure better living conditions, thus, constantly evolving, encapsulating more and more benthic fishers‟ social and economic needs. The study concludes that the fishers, even though the difficulties and challenges encountered (heterogeneity of the richness of the seabed and different land issues) during the co-management of some TURFs and due to the fact that they are working in the same designated and exclusive place, they have developed a collective sense of permanent attachment and sense of „property‟ or tenure to the water body where the TURFs are located. Due to their development, the TURFs seem to be more than temporary, raising the question of the land tenure and associated infrastructure development where fishers place their activities, especially in rural areas where settlements do not exist.

India’s strong agrarian economy, global location and climatic zoning make it highly vulnerable to the potential effects of climate change. Recent evidence of shortening cropping seasons has raised interest among academics and policy makers in tools for adaptation. Timely sowing and appropriate mechanization have been identified as attractive adaptation tools. Mechanization using locally produced biodiesel in place of conventional fossil fuel provides a relatively low-cost and sustainable opportunity to mitigate carbon emissions. An enterprise model in which farmers invest in machinery for custom hire coupled with community-produced biodiesel offers one approach to integrated adaptation and mitigation mechanisms for climate change. This research analyses agricultural practices and small farm mechanization in the state of Orissa, India, drawing on a village case study. Primary data is from twelve key informant interviews with farmers, academics and NGO representatives in India. Secondary data analysis includes Indian and Orissan government documents and reports from international organizations regarding agricultural mechanization, sustainability, resiliency and climate change. The results of this study indicate that joint mitigation and adaptation mechanisms implemented at the community level can address impacts of climate change while also offering opportunities for livelihood benefits, poverty alleviation and income generation. This research contributes to growing literature on adaptation and mitigation tools for climate change and adds an integral focus on small-scale opportunities within the broader scope of sustainable agriculture and biofuel development in India.

As food scares have hastened the growth of safety and quality standards around the world, certification schemes to assure various attributes of foods have proliferated in the global marketplace. High-value food commodities produced in the global south for export have been the subject of such schemes through third-party environmental certifications, providing regulatory and verification mechanisms welcomed by global buyers. As certification becomes more common, re-localization in the current global context can also mean the projection of place onto a food commodity to highlight its origin or attributes secured by transparent verification mechanisms. However, environmental food certification is often criticized for its inapplicability in the context of the global south, due to the extensive documentation requirements and high costs. The key question here is the process for small-scale producers in the global south to navigate increasing international regulation of food safety and quality. This dissertation examines (1) how the environmental standards (as defined by the global north) were translated in the rural global south through international certification schemes, and (2) what the implications are at the local level, especially where producers had not yet integrated into conventional global markets before the introduction of certification. The dissertation also analyzes the influence of such certification in determining the development trajectories of rural society in the global south. A case study is used to examine newly-introduced certified organic shrimp production in Ca Mau Province in Vietnam’s Mekong Delta. The selected shrimp production site is the first pilot organic shrimp project in Vietnam working with an international third-party certification scheme. It is located in rural Vietnam where, as in other parts of Southeast Asia, an accelerated process of agrarian transition is underway. Whereas elsewhere the trend with intensified regulation has been the consolidation of large-scale farms and the exclusion of small-scale farms from international agrofood markets, this case study demonstrates comparative advantages of small-scale farms over large-scale farms in producing sensitive high-value crops. This dissertation employs two main analytical approaches. The first approach is to examine the network of actors and the flow of information, payment and shrimp at the production level using environmental regulatory network (ERN). In contrast to chain analyses, which can be useful in identifying linear structure of supply chains for global commodities, ERN can capture the interrelatedeness of actors in the network built around environmental certification for agrofood products. The second analytical lens is that of agrarian transition. Countries experiencing agrarian transition at present are doing so in a very different international context from countries that accomplished their transitions in the past. Results of this research indicate that technical and financial constraints at the time of initial certification are not the primary obstacles to farmers getting certified, since the extensive farming method employed at the study site is organic by default. In spite of this, many farmers unofficially withdrew from the organic shrimp project by simply shifting their marketing channel back to a conventional one. Inefficient flows of information and payments, and a restrictive marketing channel within the environmental regulatory network that does not take into account local geographical conditions and farming practices, all contributed to limiting the farmers’ capacity and lowering their incentives to get involved in the network. The analysis also indicates that, by influencing those agrarian transition processes, food standards and certification based on values developed in the global north may modify, reshape and/or hold back agrarian transition processes in agricultural sectors of developing countries. The potential benefits of environmental certification are enhanced rural development, by generating opportunities for small-scale farmers to connect to global niche markets. The findings of this dissertation highlighted that such certification schemes or their environmental regulatory networks need to ensure information sharing and compensation for farmers. As an empirical finding, this dissertation also captures where ecological credibility and market logic meet: the success of this kind of certification depends on finding a balanced point where standards are ecologically (or ethically) credible to the level that does not attract too much criticism for being green washing, but not too unrealistic to become a disincentive for farmers to participate.

The purpose of this thesis is to understand how small scale farmers navigate the market to access and participate in the formal maize market to improve their revenue, utilising the case of the P4P program inKenya. The empirical material was collected during fieldwork in Kenya. Qualitative methods were found to be the most suitable for this thesis. The methods that was utilised were a case study strategy, semi structured interviews, focus groups, observations and analysis of secondary sources. In this study different approaches about farmers’ organisations (FO) and small scale farmers’ access to and participation in markets have been utilised to create an analytical context. The study found that food markets in developing countries are lacking in infrastructure, market information and bank credit. The dynamics of the Kenyan market are even more complicated due to its two different marketing channels. Using collective action has the farmers overcome many of these limitations. One change is in the farmers’ mind set from viewing agriculture as a hobby to a business. The farmers have been criticised for defaulting on their contracts, whereas WFP has been criticised delays in payments. Some FO:s have been more successful than others which are a reflection of the barriers within the P4P program itself.

This minor field study has explored what factors cause vulnerability to community members living in informal settlements exposed to localized urban flooding. Particularly, the effects of flooding that women living in Bwaise Parish III, Kampala, Uganda have to encounter were studied. Eight weeks were spent in Kampala, Uganda for field work, which included interviews and a workshop with community members from Bwaise Parish III, interviews with scientists at Makerere University and thesis writing. Generally, small-scale disasters surface because of poor urban management. The results showed that inadequate urban planning was affecting the poor that were living on marginal lands. Bwaise Parish III had emerged on a location that was both hazardous and unhealthy. The analysis showed that poor people were limited in their options of risk limitation because of their lack of basic capabilities. Women in Bwaise Parish III were affected by flooding directly and indirectly through the loss of livelihoods and belongings and through time spent getting water out of their houses. Women were generally disproportionally affected by flooding because of their vulnerabilities such as lower socioeconomic status and responsibilities that confined them to their homes. The way forward in order to mitigate localized flooding impacts would entail reducing vulnerabilities, strengthening capabilities and developing infrastructure. / Denna Minor Field Study har undersökt vilka faktorer som orsakar sårbarheter för samhällsmedlemmar som bor i informella bosättningar som exponeras av småskaliga  översvämningar. Det som studerades var effekterna av dessa översvämningar och hur kvinnor i Bwaise Parish III i Kampala, Uganda drabbades. Åtta veckor tillbringades i Kampala för fältarbete som innehöll intervjuer och en workshop med samhällsmedlemmar från Bwaise Parish III, intervjuer med forskare vid Makerere Univeritetet samt uppsatsskrivande. Generellt sätt så brukar småskaliga katastrofer uppstå på grund av dålig stadsförvaltning. Resultaten visade att bristande stadsplanering påverkade de fattiga som levde på marginella marker och att Bwaise Parish III låg på en plats som var både farlig och ohälsosam. Analysen visade att fattiga människor var begränsade i sina möjligheter att minska sina risker på grund av att de saknade grundläggande förutsättningar. Kvinnor i Bwaise Parish III påverkades av översvämningar både direkt och indirekt genom förlusten av försörjningsmöjligheter och tillhörigheter och genom att de var tvungna att spendera tid med att få bort vatten från deras hem. I allmänhet drabbas kvinnor oproportionerligt av översvämningar på grund av deras sårbarhet såsom lägre socioekonomisk status och ansvar som begränsar dem till deras hem. Vägen framåt för att minska småskaliga översvämningar och konsekvenser skulle innebära att minska sårbarheten för samhällsmedlemmarna, öka deras förutsättningar och utveckla en fungerande infrastruktur.