Philosophiae Doctor - PhD / The limited supply of fossil hydrocarbon resources and the negative impact of CO2 emission on the global environment dictate the increasing usage of renewable energy sources. Concentrating solar power (CSP) systems are the most likely candidate for providing the majority of the renewable energy. For efficient photo-thermal conversion, these systems require spectrally selective solar absorber surfaces with high solar absorbance in the solar spectrum region and low thermal emittance in the infrared region. In this thesis, a spectrally selective AlxOy/Pt/AlxOy multilayer solar absorber was designed and deposited onto copper substrate using electron beam evaporation at room temperature. The employment of ellipsometric measurements and optical simulation was proposed as an effective method to optimize and deposit the multilayer solar absorber coatings. The optical constants measured using spectroscopic ellipsometry, showed that both AlxOy layers, which used in the coatings, were dielectric in nature and the Pt layer was semi-transparent. The optimized multilayer coatings exhibited high solar absorptance ~ 0.94±0.01 and low thermal emittance ~ 0.06 ± 0.01 at 82oC.The structural and optical properties of the coatings were investigated. It was found that the stratification of the coatings consists of a semitransparent middle Pt layer sandwiched between two layers of AlxOy. The top and bottom AlxOy layers were nonstoichiometric with no crystalline phases present. The Pt layer is in the fcc crystalline phase with a broad size distribution and spheroidal shape in and between the rims of AlxOy. The surface roughness of the stack was found to be comparable to the inter-particle distance. To study the thermal stability of the multilayer solar absorber coatings, the samples were annealed at different temperatures for different duration in air. The results showed changes in morphology, structure, composition, and optical properties depend on both temperature and duration of annealing. The XRD pattern showed that the intensity of Pt decreased with increasing annealing temperature and therefore, disappeared at high temperature. With increasing annealing temperature, an increase in the size of Pt particles was observed from SEM. The AlxOy/Pt/AlxOy multilayer solar absorber coatings deposited onto Cu substrate were found to be thermally stable up to 500oC in air for 2 h with good spectral selectivity of 0.951/0.09. At 600oC and 700oC, the spectral selectivity decreased to 0.92/0.10 and 0.846/0.11 respectively, which is attributed to the diffusion of Cu and formation of CuO and Cu2O phases. Long term thermal stability study showed that the coatings were thermally stable in air up to 450oC for 24 h. To elucidate the degradation mechanism beyond 500oC, HI-ERDA has been used to study depth-dependent atomic concentration profiles. These measurements revealed outward diffusion of the copper substrate towards the surface and therefore, the decrease in the constituents of the coating. Hence, to prevent copper from diffusing towards the coatings, a thin Tantalum (Ta) layer was deposited between the base AlxOy layer and the copper substrate.The effect of a thin Ta layer on the thermal stability of AlxOy/Pt/AlxOy multilayer solar absorber coatings was investigated. The Cu/Ta/AlxOy/Pt/AlxOy multilayer solar absorber coatings were found to be thermally stable up to 700oC in air for 2 h with good spectral selectivity of 0.937/0.10. At 800oC, the spectral selectivity decreased to 0.870/0.12, which is attributed to the diffusion of Cu and formation of CuO phase. The formation of CuO phase was confirmed by XRD, EDS and Raman spectroscopy. Long term thermal stability study showed that the coatings were thermally stable in air up to 550oC for 24 h. Therefore, the Cu/Ta/AlxOy/Pt/AlxOy spectrally selective solar absorber coatings can be used for high temperature solar-thermal applications.

Dans les centrales solaires à concentration, le flux solaire est concentré sur des récepteurs pour chauffer un fluide de transfert jusqu’à 600°C. Dans le but d’améliorer leurs propriétés optiques, ces récepteurs peuvent être recouverts par des revêtements multicouches à sélectivité spectrale. Ces travaux portent sur le développement de structures optiquement sélectives innovantes, absorbantes dans le domaine du rayonnement visible et proche infrarouge (faible réflectivité) et peu émissives (forte réflectivité) pour le rayonnement infrarouge. Nous avons développé des empilements multicouches associant un métal réfractaire avec une céramique ce qui permet d’améliorer l’absorption dans le visible ainsi que la stabilité thermique. Les couches sont déposées par plasma combinant la PACVD et la PVD. L’étude de faisabilité du procédé transférable à l’industrie, son développement et son optimisation via la conception d’un réacteur innovant, le dépôt et la caractérisation des couches, leur association dans des empilements optiquement sélectifs performants et l’étude de leur vieillissement ont été réalisés. / In concentrated solar power (CSP) plants, solar flux is concentrated on receivers to heat a transfer fluid up to 600°C. In order to improve their optical properties, these receivers can be covered by multilayered spectrally selective coatings. This work is devoted to designing and developing innovative spectrally selective structures showing strong absorption (low reflectivity) in the visible and near infrared range and low emissivity (high reflectivity) in the infrared range. We developed such stacks associating a refractory metal with high IR reflectivity and a ceramic which improves absorption in the visible range and thermal stability. The coatings were synthesized by plasma techniques, combining PACVD and PVD. Pre-industrial process feasibility, its development and optimization through the design of an innovative reactor, layer deposition and characterization, their combination in efficient optically selective stacks and the study of their aging have been achieved.

Thermal radiation is a fundamental heat transfer process, with certain basic aspects still not fully understood. Furthermore, tailoring its properties has potential to affect a wide range of applications, particularly thermophotovoltaics (TPV) and radiative cooling. TPV converts heat into electricity using thermal radiation to illuminate a photovoltaic diode, with no moving parts. With its realistic efficiency limit up to 50% (heat source at 1200 ^oC), TPV has garnered substantial interest. However, state-of-the-art TPV demonstrations are still well below theoretical limits, because of losses from generating and efficiently converting or recycling thermal radiation. In this thesis, tailored integrated photonic crystal structures are numerically simulated to enhance the efficiency of solar TPV. Next, a high-temperature thin-film Si-based selective absorber and emitter is designed, fabricated and experimentally characterized. It exhibits great potential to open up new applications, as it lends itself to large-scale production with substantial mechanical flexibility and excellent spectral selectivity for extended time periods, even when operating under high operating temperatures (600 ^oC) for up to 6 hours, with partial degradation after 24 hours. To perform this high-temperature characterization, an emittance measurement setup has been built; its performance agrees well with numerical simulations. Second, a unique passive cooling mechanism known as radiative cooling is developed to reduce the operating temperature of the photovoltaic diode. The significant effect of radiative cooling as a complement for an all-passive-cooling TPV system is proposed and numerically analyzed under a range of conditions. Furthermore, an outdoor experiment has been performed to demonstrate the effect of radiative cooling on a concentrating photovoltaic system, which can potentially be applied to the thermal management of a TPV system. In summary, this work paves the way towards the development of reliable, quiet, lightweight, and sustainable TPV and radiatively cooled power sources for outdoor applications.

<p>Management of incoming solar radiation and use of the sky as an ultimate heat sink are technological imperatives as climate change shifts our reliance from fossil fuels to sustainable sources.  Selective solar absorbers are a possible route for solar harvesting as they collect the incoming radiation for process heat or space heating.  Here, improvement in the performance of selective solar absorbers via photon recycling is investigated using a stepped index rugate filter.  The final proposed filter when integrated with a high vacuum selective solar absorber could see an improvment in solar-thermal conversion efficiency from 13% to 30.6%. Then, a frequency selective optical filter is fabricated with uses including improvement of radiative coolers.  The measured optical characteristics are compared with simulation data and found to match well.</p> <p><br></p> <p>The shift to sustainable sources of electricity will require an expansion of the electrical grid.  The backbone of the grid for converting high voltage AC to DC, and vice versa, is power electronics.  The current state-of-the-art technology is GaN HEMTs, but GaN MISHEMTs are poised to replace them since MISHEMTs reduce the gate leakage current; a deficiency of the GaN HEMT architecture.  First, time dependent dielectric breakdown in GaN MISHEMTs is investigated using concurrent electrical and thermoreflectance methods.  A susceptibility in the MISHEMT architecture is found and possible solutions are proposed.  Then, liquid cooling of GaN HEMT PAs is explored by demonstrating integration of an X-band front end module, printed circuit board, and fluid manifold.  The integration shows great promise as two-phase cooling performance improved with increasing power dissipated, while single-phase cooling performance degraded.</p>