要旨改訂版ファイルの追加（2025.02.25） / 京都大学 / 新制・課程博士 / 博士(農学) / 甲第25329号 / 農博第2595号 / 新制||農||1105(附属図書館) / 学位論文||R6||N5501 / 京都大学大学院農学研究科応用生命科学専攻 / (主査)教授 渡邊 隆司, 教授 阪井 康能, 教授 飛松 裕基 / 学位規則第4条第1項該当 / Doctor of Agricultural Science / Kyoto University / DGAM

Cette thèse s’articule autour de matériaux à base de bore pour des applications « énergie ». Nous avons développé deux classes de matériaux. (i) La première classe est dédiée au stockage chimique de l’hydrogène. Les matériaux étudiés dans cette partie sont produits par déstabilisation par mécanosynthèse de l’hydrazine borane N2H4BH3 en substituant un hydrogène protique de ce dernier par un cation alcalin. Nous avons particulièrement étudié la modification chimique de l’hydrazine borane par l’amidure de lithium LiNH2, puis par l’hydrure du calcium CaH2. Dans le premier cas, un nouveau composé de formule LiN2H3BH3.0,25NH3 a été obtenu. Dans le second cas, l’hydrazinidoborane de calcium Ca(N2H3BH3)2 a été synthétisé dans des conditions expérimentales spécifiques. (ii) La deuxième classe de matériaux concerne les polyboranes anioniques solubles dans l’eau pour une utilisation comme combustible anodique de pile à combustible liquide. Nous avons synthétisé et pleinement caractérisé le closo-décaborane de sodium Na2B10H10 et le 1-oxa-nido-dodécaborate de sodium NaB11H12O, puis leur électrooxydation a été étudiée et discutée sur différentes électrodes massives (platine, or et argent). Tous nos résultats sont présentés, discutés en détail et mis en perspective dans ce manuscrit de thèse. / The present work is structured around boron-based materials expected to be used in the field of “energy”. We especially worked on two types of materials. (i) With the first type, solid-state hydrogen storage was targeted. Hydrazine borane N2H4BH3 was used as precursor of novel derivatives obtained by mechanosynthesis. We first made it react with lithium amide LiNH2 to obtain LiN2H3BH3.0,25NH3. Then, we considered calcium hydride CaH2; it reacted with N2H4BH3 at 67°C (after ball-milling) to form a new phase, calcium hydrazinidoborane of formula Ca(N2H3BH3)2. (ii) The second type of boron-based materials we investigated is about anionic polyboranes. They are known to be stable in aqueous solution and accordingly could be used as anodic fuel of direct liquid-fed fuel cell. We aimed at synthesizing and fully characterizing two salts: sodium closo-decaborane Na2B10H10 and sodium 1-oxa-nido-dodecaborate NaB11H12O. Their potential for the aforementioned application was tested by cyclic voltammetry by using bulk electrodes of platinum, silver and gold. All of our results are presented, discussed in detail and put into perspective in the present thesis.

La lignine est une macromolécule, constituant de la biomasse lignocellulosique, qui est composée d’unités propylphénoliques. Cette matière est produite par l’industrie papetière en tant que coproduit de la cellulose. Actuellement, sa valorisation se limite en grande partie à des applications énergétiques. Or, la lignine peut être une source alternative de phénols si elle est dépolymérisée efficacement. Ce travail porte sur la transformation de la lignine en synthons aromatiques dans l’eau et en mélange eau-alcools en conditions sous-critique (225°C et 40-80 bar). Dans un premier temps, des études de conversion sont réalisées en réacteur fermé en utilisant l’eau comme solvant sur une lignine Kraft en présence de catalyseurs (Pt, Pd, Ru sur Al2O3,TiO2, ZrO2), le catalyseur Pd/ZrO2 nous a permis d’obtenir un rendement en phénols identifiés de 2%en 3 heures. Afin d’améliorer la conversion de la lignine en minimisant les réactions de condensations entre unités phénoliques, l’eau est remplacée par un mélange eau/alcool (éthanol, méthanol, isopropanol). La combinaison eau/isopropanol sans catalyseur nous permet d’augmenter le rendement en phénols identifiés de 5%. Nous avons ensuite essayé d’appliquer notre approche en réacteur continu. Même si le mélange eau/isopropanol était le meilleur solvant en réacteur fermé, le passage en réacteur continu s’est avéré complexe par la formation de produits solides. L’utilisation d’un mélange eau/éthanol a permis d’éviter ce problème et un rendement en gaiacol jusqu’à 1% est obtenu. L’éthanol permet de stabiliser des synthons instables dans le milieu par alkylation et estérification / Lignin is a macromolecule comprising lignocellulosic biomass, and is composed of propylphenyl units. Lignin is produced in large amounts by the paper industry when cellulose is isolated from biomass. Currently, its value is largely limited to source of energy and heat in recovery boilers. Nonetheless lignin can be an alternative source of aromatics if depolymerized effectively. The present work focuses on the transformation of lignin into aromatic building blocks using sub-critical water and mixtures of water/alcohols (225°C and 40-80 bar). Preliminary studies were carried out in a batch reactor; water was used as a solvent for the conversion of a Kraft lignin in the presence of catalysts (Pt, Pd, Ru on Al2O3, TiO2, ZrO2). The Pd/ZrO2 catalyst gave the highest yield of identified phenols with 2% in 3 hours. To improve the conversion of the lignin by minimizing condensation reactions between phenolic units, the water was replaced with a mixture water/alcohol (ethanol, methanol, isopropanol). The combination water/isopropanol without catalyst allowed us to increase the yield of identified phenols to 5%. The results obtained in batch reactor were extrapolated to a trickle-bed reactor. Even though the water/isopropanol mixture gave the best results in batch reactor, the implementation on a continuous reactor proved to be complex (formation of solids clogging the reactor). The use of a water/ethanol mixture prevented this problem and a yield in guaiacol of up to 1 % was obtained. Ethanol helps stabilize unstable building blocks by alkylation and esterification. This is evidenced by the NMR and chromatographic analysis

The first part of study describes an investigation aimed at the incorporation of an allene unit into a natural compound, being alpha-pinene, by using Doering-Moore-Skatteboel method. DFT computations show that both allene product and insertion product can be isolated if the reaction of methyllithium with 3,3-dibromo-2,7,7-trimethyl-tricyclo[4.1.1.02,4]octane is carried out at either low or high temperatures. One insertion product resulting from the intramolecular C-H insertion at the bridge and three allene dimers were isolated when this reaction was carried out at room temperature. In the second part of study, exo- and endo-cyclopropylidene incorporated into benzonorbornadiene were investigated by using theoretical and experimental methods. Theoretical calculations show that the endo-carbene would be stable and undergo some kind of insertion and addition reactions. On the contrary, the exo-carbene is not stable and isomerizes to the corresponding allene structure during the optimization process. For this purpose, the reaction of dibromocarbene and dichlorocarbene with 7-methoxybenzonorbornadiene was achieved to afford gem-dibromocyclopropane and gem-dichlorocyclopropane adducts, respectively. However, they suffer stereoelectronically-controlled ring opening under the reaction conditions to give the ring-expanded allylic dihalides, respectively. On the other hand, gem-bromofluorocyclopropane, obtained by the treatment of 7-methoxybenzonorbornadiene with bromofluorocarbene, provided one of the four possible [2+4] allene adducts upon treatment with MeLi in furan. The exact structure of the adduct has been elucidated on the basis of NMR spectral data. This result confirms the formation of the bicyclic allene as an reactive intermediate. No products were isolated derived from the endo-carbene.

Íons polihalogenados de Si, X3Si+ (X = F, Cl), são fragmentos facilmente gerados em espectrometria de massas por ionização eletrônica de compostos de silício polihalogenados. Estes cátions possuem um elevado caráter eletrofílico e desempenham um papel importante como intermediários em processos de corrosão auxiliados por plasma utilizados na fabricação de dispositivos em microeletrônica. Esta dissertação apresenta um estudo sobre a reatividade dos íons +SiCl3, em fase gasosa, perante uma série de substratos neutros simples como água, alcoóis, amônia, aminas e algumas bases doadoras de elétrons π. As reações íon-molécula em fase gasosa foram caracterizadas do ponto de vista experimental por espectrometria de massas de ressonância ciclotrônica de íons por transformada de Fourier (FTICR) a pressões da ordem de 10-8 Torr. As reações foram acompanhadas em função do tempo de reação na cela do espectrômetro, o que permitiu a elucidação de uma série de reações sequenciais. O perfil de energia das reações e as estruturas dos íons silicênios formados nestas reações foram também caracterizados por métodos de química computacional, usando métodos ab initio e métodos baseados na teoria do funcional da densidade, a fim de elucidar o mecanismo das reações. Observou-se que o cátion +SiCl3 reage rapidamente em fase gasosa com os diversos substratos neutros através de processos semelhantes a reações de solvólise que resultam na adição do neutro seguida de eliminação de HCl. Em vários dos casos, foi possível observar a solvólise total do cátion com substituição dos três átomos de cloro. Os cálculos revelam que estas reações se processam inicialmente pela adição do eletrófilo aos centros ricos em densidade eletrônica dos substratos neutros e que estes adutos são mais estáveis que os reagentes isolados. O estado de transição destas reações envolve uma migração 1,3 de um hidrogênio e a energia calculada para o estado de transição é consideravelmente menor que a energia dos reagentes, fato este comum para reações rápidas íon/molécula em fase gasosa. Os cálculos para a espécie correspondente +CCl3 revelam que este tipo de reação não é favorável para os cátions metílicos substituídos e experimentalmente reações semelhantes não são observadas para +CCl3. No caso dos íons ClnSi(OH)3-n+ (n=1, 2 e 3), oriundos das reações de hidrólise do íon +SiCl3, observou-se reações secundárias de condensação com SiCl4 que levam a formação de espécies iônicas com ligações tipo siloxanas (-Si-O-Si-). Os cálculos teóricos sugerem que estas reações se processam inicialmente através de um intermediário tipo clorônio, R1-Cl+-R2 seguida de uma transferência formal de um átomo de Cl e rearranjo para uma estrutura tipo siloxana. / Polyhalogenated silicenium ions, X3Si+ (X = F, Cl), are common fragment ions in the mass spectra of polyhalogenated silanes obtained by electron ionization. These ions are powerful electrophiles and are believed to play a role in plasma enhanced corrosion processes and plasma enhanced chemical vapour deposition processes. In this dissertation, we present some new results on the gas-phase reactivity of the +SiCl3 ion with a number of simple n electron donor bases such as water, alcohols, ammonia, amines and some π electron donor bases. Ion-molecule reactions were characterized experimentally by Fourier transform ion cyclotron resonance mass spectrometry (FTICR) at pressures in the 10-8 Torr range. Reactions were followed as a function of trapping time of the ions in the cell of the spectrometer and this allowed for the identification of subsequent reactions of the primary product ions. The energy diagram and structure of the different silicenium ions were also characterized by computational chemistry using both ab initio and density functional theory methods in order to understand the mechanism of these reactions. +SiCl3 reacts rapidly in gas phase with various neutral substrates through processes similar to solvolysis in which the neutral substrate adds onto the silicenium ion followed by elimination of HCl. In some cases, complete solvolysis is observed with substitution of all three chlorine atoms. The calculations show that reactions proceed by initial addition of the electrophile onto the electron center of the neutral substrates giving rise to stable adducts. The transition state for these reactions involve a 1,3 hydrogen migration and the calculated energy for these transition states is less than the energy of the isolated reactants, a fact that is common to fast gas-phase ion-molecule reactions. Similar calculations for +CCl3 reveal similar solvolysis reactions to be energetically unfavourable, and in fact these reactions are not observed experimentally. Secondary reactions have been observed for the product ions ClnSi(OH)3-n+ (n = 1, 2 and 3), obtained from successive hydrolysis of +SiCl3, with the parent SiCl4 neutral. These secondary condensation reactions yield ionic species containing a siloxane type linkage (-Si-O-Si-). The theoretical calculations suggest that is that these secondary condensation reactions initially proceed via chloronium ion intermediate, R1-Cl+-R2 , followed by formal Cl transfer and rearrangement to a siloxane type structure.

Íons polihalogenados de Si, X3Si+ (X = F, Cl), são fragmentos facilmente gerados em espectrometria de massas por ionização eletrônica de compostos de silício polihalogenados. Estes cátions possuem um elevado caráter eletrofílico e desempenham um papel importante como intermediários em processos de corrosão auxiliados por plasma utilizados na fabricação de dispositivos em microeletrônica. Esta dissertação apresenta um estudo sobre a reatividade dos íons +SiCl3, em fase gasosa, perante uma série de substratos neutros simples como água, alcoóis, amônia, aminas e algumas bases doadoras de elétrons π. As reações íon-molécula em fase gasosa foram caracterizadas do ponto de vista experimental por espectrometria de massas de ressonância ciclotrônica de íons por transformada de Fourier (FTICR) a pressões da ordem de 10-8 Torr. As reações foram acompanhadas em função do tempo de reação na cela do espectrômetro, o que permitiu a elucidação de uma série de reações sequenciais. O perfil de energia das reações e as estruturas dos íons silicênios formados nestas reações foram também caracterizados por métodos de química computacional, usando métodos ab initio e métodos baseados na teoria do funcional da densidade, a fim de elucidar o mecanismo das reações. Observou-se que o cátion +SiCl3 reage rapidamente em fase gasosa com os diversos substratos neutros através de processos semelhantes a reações de solvólise que resultam na adição do neutro seguida de eliminação de HCl. Em vários dos casos, foi possível observar a solvólise total do cátion com substituição dos três átomos de cloro. Os cálculos revelam que estas reações se processam inicialmente pela adição do eletrófilo aos centros ricos em densidade eletrônica dos substratos neutros e que estes adutos são mais estáveis que os reagentes isolados. O estado de transição destas reações envolve uma migração 1,3 de um hidrogênio e a energia calculada para o estado de transição é consideravelmente menor que a energia dos reagentes, fato este comum para reações rápidas íon/molécula em fase gasosa. Os cálculos para a espécie correspondente +CCl3 revelam que este tipo de reação não é favorável para os cátions metílicos substituídos e experimentalmente reações semelhantes não são observadas para +CCl3. No caso dos íons ClnSi(OH)3-n+ (n=1, 2 e 3), oriundos das reações de hidrólise do íon +SiCl3, observou-se reações secundárias de condensação com SiCl4 que levam a formação de espécies iônicas com ligações tipo siloxanas (-Si-O-Si-). Os cálculos teóricos sugerem que estas reações se processam inicialmente através de um intermediário tipo clorônio, R1-Cl+-R2 seguida de uma transferência formal de um átomo de Cl e rearranjo para uma estrutura tipo siloxana. / Polyhalogenated silicenium ions, X3Si+ (X = F, Cl), are common fragment ions in the mass spectra of polyhalogenated silanes obtained by electron ionization. These ions are powerful electrophiles and are believed to play a role in plasma enhanced corrosion processes and plasma enhanced chemical vapour deposition processes. In this dissertation, we present some new results on the gas-phase reactivity of the +SiCl3 ion with a number of simple n electron donor bases such as water, alcohols, ammonia, amines and some π electron donor bases. Ion-molecule reactions were characterized experimentally by Fourier transform ion cyclotron resonance mass spectrometry (FTICR) at pressures in the 10-8 Torr range. Reactions were followed as a function of trapping time of the ions in the cell of the spectrometer and this allowed for the identification of subsequent reactions of the primary product ions. The energy diagram and structure of the different silicenium ions were also characterized by computational chemistry using both ab initio and density functional theory methods in order to understand the mechanism of these reactions. +SiCl3 reacts rapidly in gas phase with various neutral substrates through processes similar to solvolysis in which the neutral substrate adds onto the silicenium ion followed by elimination of HCl. In some cases, complete solvolysis is observed with substitution of all three chlorine atoms. The calculations show that reactions proceed by initial addition of the electrophile onto the electron center of the neutral substrates giving rise to stable adducts. The transition state for these reactions involve a 1,3 hydrogen migration and the calculated energy for these transition states is less than the energy of the isolated reactants, a fact that is common to fast gas-phase ion-molecule reactions. Similar calculations for +CCl3 reveal similar solvolysis reactions to be energetically unfavourable, and in fact these reactions are not observed experimentally. Secondary reactions have been observed for the product ions ClnSi(OH)3-n+ (n = 1, 2 and 3), obtained from successive hydrolysis of +SiCl3, with the parent SiCl4 neutral. These secondary condensation reactions yield ionic species containing a siloxane type linkage (-Si-O-Si-). The theoretical calculations suggest that is that these secondary condensation reactions initially proceed via chloronium ion intermediate, R1-Cl+-R2 , followed by formal Cl transfer and rearrangement to a siloxane type structure.

Depuis plus de 40 ans des chimistes se sont intéressés à l’extraction, à l’activité biologique et à la synthèse de l’homoharringtonine (HHT), un ester naturel de la céphalotaxine, qui est un puissant antileucémique utilisé pour le traitement des leucémies résistantes aux inhibiteurs de tyrosine kinase. Ces alcaloïdes sont extraits de Cephalotaxus, des conifères originaires du sud de la Chine à croissance extrêmement lente et menacés d’extinction. Leur synthèse est donc nécessaire. L’homoharringtonine utilisée en thérapeutique est obtenue à partir de (-)-céphalotaxine d’origine naturelle, par greffage d’une chaîne latérale acide suivie de purifications longues et coûteuses. L’objectif de ce travail consiste à développer une synthèse concise de la (-)-céphalotaxine, afin de s’affranchir de la ressource naturelle, de ce fait de garantir un approvisionnement d’HHT de qualité constante et de développer des analogues de seconde génération.Les stratégies développées dans ce travail ont consisté à développer une synthèse très concise de la céphalotaxine, d’une part en valorisant un synthon ABC nitrile pour y introduire les deux atomes de carbone manquant au squelette de la céphalotaxine, et d’autre part à améliorer l’accès à une synthon analogue ABC ester pour en étudier la réactivité. Ces travaux ont conduit à décrire un nouveau complexe arène chrome pentacarbonyle analogue de céphalotaxine, une méthode originale et efficace de cyclisation anionique d’imide formant un squelette 3-benzazépine à l’aide d’une nouvelle combinaison de bases, le tert-butylate de potassium et le carbonate de potassium agissant en synergie, et une nouvelle méthode de solvolyse de nitrile aliphatiques ou aromatiques sous micro-ondes qui a été exemplifiée. / For over 40 years, chemists are interested in the extraction, biological activity and synthesis Homoharringtonine (HHT ), a natural cephalotaxine ester, which is a potent antileukemic used therapeutically, especially leukemias resistant against tyrosine kinase inhibitors. These alkaloids are extracted from Cephalotaxus, evergreen trees from southern China having extremely slow growth and are in extinction. Their synthesis is thus necessary. Homoharringtonine used therapeutically is obtained from (-)-cephalotaxine of natural origin, by grafting an acidic side chain followed by lengthy and expensive purifications. The objective of this work is to develop a concise synthesis of (-)-cephalotaxine to get rid of the natural resource, thereby ensuring a supply of constant quality and develop similar second generation of HHT.The strategies developed in this work has been to develop a very concise synthesis of cephalotaxine , firstly by enhancing an ABC nitrile synthon to introduce the two carbon atoms missing to the backbone of cephalotaxine , and secondly to improve access to similar ABC ester synthon to investigate its reactivity. This work led to describe a new arena complex chromium pentacarbonyle cephalotaxine analog, an original and efficient method of anionic cyclization of imide forming a 3-benzazepine skeleton using a new combination of bases , potassium tert -butoxide and potassium carbonate acting synergistically, and a new method of aliphatic or aromatic nitrile solvolysis under microwave which was exemplified.