Aquaculture is playing an important role in the development of fisheries in Vietnam, a role which has accelerated since 2000. Sustainability in aquaculture is receiving increasing attention, and this issue is not only the concern of government, but also stakeholders participating in the value chain. Therefore, this study aims to identify sustainability issues of farmed seafood by assessing the main sustainability issues raising concern. The Global Value Chain framework described by Gereffi et al. (2005) is applied for this study to explore the business relationships in supply chain and the perceptions of sustainability concerned by the value chain actors. A combination of qualitative and quantitative methods was used to collect data. An assessment of four species cultured on the Mekong Delta, the countries farmed seafood ‘hub’, found a clear distinction between species cultured with a local domestic market orientation (Giant Freshwater Prawn Macrobrachium rosenbergii; and Tilapia Oreochromis niloticus) and the two key export commodities - Striped catfish (Pangasianodon hypophthalmus) and Penaeid shrimp (Penaeus monodon & Litopenaeus vannamei). These orientations were based on a range of factors including the development of effective seed supplies and the cultural value of marketing in the live format. This study, conducted in ten provinces in the Mekong Delta from 2009 to 2013 had a focus on understanding the export-orientated commodities, striped catfish and shrimp through collection of baseline information on the value chain of farmed seafood, focusing on the farming sector, the actors and institutions involved and beneficiaries. Sustainability issues and perceptions of experts (top-down) and primary stakeholders (bottom-up) opinions were assessed through participatory workshops. Shrimp and striped catfish production are mainly farmed for export, with 83% and 95% of its production, respectively, leaving the country mainly after processing. Currently, mainly families operate small-/medium-scale farms; while large-farms are integrated within seafood processors. Production efficiency of large-farms tends to be better than small-/medium farms. Many striped catfish and shrimp farms are likely to reach several standard criteria such as economic feed conversion ratio (eFCR), stocking density, no banned chemical/drug and wild-seed use, and land property rights; however, there were still many standard criteria that existing farms could not meet such as effluent management, farm registration, fishmeal control, farm hygiene and record-keeping requirement. Hence, current farming practices, especially small-/medium farms have a long way to go to meet emergent international food standards. Recently, many small-/medium catfish farms faced problems with low fish prices, so they have had to cease catfish farming activities and temporarily stop farming; while some larger farms also had to temporarily stop farming. Therefore, fish price has tended to be a main driving force for catfish farm changes. In the shrimp industry, there were technical changes occurring in the high intensity level of shrimp farms (HiLI); whereas, the remaining shrimp farms had fewer changes in farm management. Most HiLI shrimp farms were affected by AHPNS disease, which was a main factor driving their farm changes. Many perceptions of sustainability were identified by stakeholder groups, however seven sustainability issues had a high level of agreement among stakeholders including input cost, capital & credit costs, unstable markets, government regulation & policy, disease, seed quality, water quality and water availability factors. Hatcheries, farmers and manager groups were more concerned about environmental issues; while for the input suppliers and processors, economics was the main issue. Farmers and processors were two main actors that played an important role in the production process of the value chain. Small-/medium farms dominated the number of farms overall and still played an important role in primary production. However, small-scale farms were considered as more vulnerable actors in the value chain, and they faced more difficulties in meeting increasing requirements on food quality/safety. To maintain the position in the value chain, the solutions could be horizontal and vertical coordination. Thus policy makers will need to find ways to include them in the planning processes. To reach sustainability will require the efforts of direct stakeholders, the role of the state agencies is essential in negotiation and diplomacy to create partnerships with the seafood importing countries. However, efforts to develop sustainable production become impossible without participation from importers, retailers and consumers.

Aquacultured products assist the human demands for seafood so that foodfish supplies can remain sustainable and consistent. Although the fish-farming industry has seen dramatic growth and intensification in recent years, the latter has led to an increase in bacterial diseases and fish health management problems, resulting in major economic losses around the world. In addition to the lack of understanding of fish physiology, these complications are exacerbated by the inappropriate and controversial use of antibiotics. This work addressed these issues in striped catfish (Pangasius hypophthalmus) and Nile tilapia (Oreochromis niloticus), two economically important foodfish, by investigating alternative, more cost-effective options to promote fish health. The first two studies established reference intervals for immunology, hematology and plasma chemistry analytes in striped catfish in a recirculating aquaculture system (RAS). In a third study, the immunomodulatory effects after directly feeding probiotic strains of Bacillus subtilis NZ86 and O14VRQ in Nile tilapia were ascertained. This last study revealed that supplementation with both of the probiotic strains for 51 days stimulated several local and systemic innate immune responses of tilapia. When these transient probiotic bacteria were present in the gut, a pro-inflammatory environment was developed as evidenced by the localized higher expression of the cytokines tumor necrosis factor (TNF) – α and interleukin (IL) – 1β. Significant increases (p < 0.05) were noted differentially by both probiotic strains throughout the trial in plasma lysozyme content, alternative complement activity, and in the peripheral blood leukocyte profiles. Additionally, there were trends for increased levels of phagocytosis and respiratory burst in leukocytes of the anterior kidney and spleen at the end of the trial, suggesting the potential use of these probiotic strains for improved immune-competence. These findings help to understand and clarify the potential mechanism of action associated with the increased disease resistance recorded in preliminary studies with the same probiotic strains. Implementation of the tools established and validated in this work could be useful in evaluating fish welfare situations involving striped catfish grown in RAS conditions, and also show promise for a healthier foodfish supply where antibiotic applications practices could be minimized. / Ph. D.

O cachara, Pseudoplatystoma fasciatum, é um siluriforme carnívoro da América do Sul. Apesar da importância da espécie para pesca e piscicultura, não há uma dieta específica e nem as exigências nutricionais determinadas. O objetivo deste projeto foi determinar a digestibilidade aparente da energia e proteína de diferentes alimentos de origem animal e vegetal e, com os valores da digestibilidade dos ingredientes, elaborar rações para determinar as exigências em proteína, energia e relação energia:proteína para o cachara. Para o ensaio de digestibilidade, 105 juvenis de cachara (82,35 ± 17,7 g; 23,04 ± 1,6 cm) foram distribuídos em 21 gaiolas cilíndricas plásticas de 80 L e alimentados até a saciedade aparente em duas refeições diárias (20h00min e 22h00min) com dietas teste obtidas a partir da adição de 0,1% de óxido crômico III e substituição de 30% de uma ração referência (RR; 46% proteína bruta; 4600 kcal energia bruta) pelos seguintes ingredientes: farinha de peixe, farinha de carne e ossos, farinha de vísceras, farinha de penas, farinha de sangue, farelo de soja, farelo de trigo, milho moído e glutenose de milho. Após a última refeição, os peixes eram transferidos para os aquários cônicos (200 L) acoplados a recipientes refrigerados para a coleta de fezes por sedimentação. Os melhores coeficientes de digestibilidade aparente da proteína (99,36%) e energia (86,25%) foram registrados para a farinha de vísceras de aves e farinha de carne e ossos, respectivamente, consideradas fontes alternativas adequadas para substituir com eficiência a farinha de peixe, ingrediente padrão para formulação de rações para o cachara. Em um segundo experimento foram determinados os melhores níveis de energia e proteína nas dietas para juvenis de cachara (53,6 ± 1,30 g e 20,1 ± 1,06 cm), distribuídos aleatoriamente em 75 gaiolas (210 L) alojadas em tanques de alvenaria (12 m3) com constante renovação de água e aeração e alimentados duas vezes ao dia (06h30m e 18h30m) por 60 dias com 25 dietas formuladas para conter cinco níveis de proteína digestível (32, 36, 40, 44 e 48%) e cinco níveis de energia digestível (3600, 3725, 3850, 3975 e 4100 kcal kg-1), em um delineamento inteiramente casualizado com um esquema fatorial 5 x 5 (n = 3). A energia e proteína dietética afetaram o ganho de peso, taxa de crescimento específico, consumo de ração, conversão alimentar, taxa de eficiência proteica, retenção de proteína, índice hepatossomático, índice lipossomático, índice viscerossomático, proteínas totais séricas e triglicerídeos no soro. A energia dietética afetou a retenção de energia pelo cachara, mas a retenção de fósforo e a composição do peixe inteiro não foram influenciadas pela dieta. Com os resultados é possível concluir que os níveis de 3600 kcal kg-1 de ED, 39% de PD e a relação ED:PD de 9,23 kcal g-1 garantem ótimo desempenho e retenção de nutrientes pelo cachara. / Striped surubim, Pseudoplatystoma fasciatum is a South American carnivore catfish of economic importance for fisheries and fish culture alike. However, in spite of its importance for the Brazilian aquaculture, there is no specific diet neither nutritional requirement determined for this specie. The aim of this study was thus determination of apparent digestibility coefficients of selected feedstuff and their use in diets for determination of protein, energy and energy:protein requirements of juvenile striped surubim. Juvenile striped surubim (82.35 ± 17.7 g and 23.04 ± 1.6 cm) were distributed in 21 cylindrical, plastic cages (80 L) and conditioned to a two daily meals (20h00m and 22h00m) feeding regimen on a practical, reference diet (RD) (460.0 g kg-1 crude protein (CP); 19.23 kJ g-1 gross energy (GE)). Test diets were obtained by adding 0.1% chromium III oxide and substituting 30% of one the following feedstuffs in RD: fish meal, meat and bone meal, poultry by-product meal, feather meal, blood meal, soybean meal, wheat bran, corn and corn gluten meal. After the last daily meal, fish were transferred to cylindrical-conical bottomed aquaria (200 L), coupled to refrigerated plastic bottles for feces collection by sedimentation. Best apparent digestibility coefficients of protein (99.36%) and energy (86.25%) were recorded for poultry by-product meal and meat and bone meal, respectively, so deemed ideal surrogate feedstuffs to fish meal, the standard protein source for the formulation and processing of diets for carnivore fish. For determination of best energy and protein level, juvenile striped surubim (53.6 ± 1.30 g and 20.1 ± 1.06 cm) were randomly distributed in 75 cages (210 L), housed in 12 m3 concrete tanks under constant water flow and aeration, and hand fed two daily meals (06h30m and 18h30m) for 60 days. Twenty-five diets were formulated to contain five levels of digestible protein (DP) (32, 36, 40, 44 and 48%) and five levels of digestible energy (DE) (3600, 3725, 3850, 3975 and 4100 kcal kg-1) in a randomized design, 5 x 5 factorial scheme (n = 3). The dietary energy and protein affected the weight gain, specific growth rate, feed intake, feed conversion rate, protein retention, hepatosomatic, liposomatic and viscerosomatic index, serum total protein and triglycerides, but energy retention was affected only by dietary energy. Phosphorus retention and whole body composition were not affected by diets. Estimated dietary requirement for the best performance and best nutrient retention of striped surubim were 3600 kcal kg-1 of DE, 39% of DP and a 9.23 kcal g-1 of DE:DP ratio.

O cachara, Pseudoplatystoma fasciatum, é um siluriforme carnívoro da América do Sul. Apesar da importância da espécie para pesca e piscicultura, não há uma dieta específica e nem as exigências nutricionais determinadas. O objetivo deste projeto foi determinar a digestibilidade aparente da energia e proteína de diferentes alimentos de origem animal e vegetal e, com os valores da digestibilidade dos ingredientes, elaborar rações para determinar as exigências em proteína, energia e relação energia:proteína para o cachara. Para o ensaio de digestibilidade, 105 juvenis de cachara (82,35 ± 17,7 g; 23,04 ± 1,6 cm) foram distribuídos em 21 gaiolas cilíndricas plásticas de 80 L e alimentados até a saciedade aparente em duas refeições diárias (20h00min e 22h00min) com dietas teste obtidas a partir da adição de 0,1% de óxido crômico III e substituição de 30% de uma ração referência (RR; 46% proteína bruta; 4600 kcal energia bruta) pelos seguintes ingredientes: farinha de peixe, farinha de carne e ossos, farinha de vísceras, farinha de penas, farinha de sangue, farelo de soja, farelo de trigo, milho moído e glutenose de milho. Após a última refeição, os peixes eram transferidos para os aquários cônicos (200 L) acoplados a recipientes refrigerados para a coleta de fezes por sedimentação. Os melhores coeficientes de digestibilidade aparente da proteína (99,36%) e energia (86,25%) foram registrados para a farinha de vísceras de aves e farinha de carne e ossos, respectivamente, consideradas fontes alternativas adequadas para substituir com eficiência a farinha de peixe, ingrediente padrão para formulação de rações para o cachara. Em um segundo experimento foram determinados os melhores níveis de energia e proteína nas dietas para juvenis de cachara (53,6 ± 1,30 g e 20,1 ± 1,06 cm), distribuídos aleatoriamente em 75 gaiolas (210 L) alojadas em tanques de alvenaria (12 m3) com constante renovação de água e aeração e alimentados duas vezes ao dia (06h30m e 18h30m) por 60 dias com 25 dietas formuladas para conter cinco níveis de proteína digestível (32, 36, 40, 44 e 48%) e cinco níveis de energia digestível (3600, 3725, 3850, 3975 e 4100 kcal kg-1), em um delineamento inteiramente casualizado com um esquema fatorial 5 x 5 (n = 3). A energia e proteína dietética afetaram o ganho de peso, taxa de crescimento específico, consumo de ração, conversão alimentar, taxa de eficiência proteica, retenção de proteína, índice hepatossomático, índice lipossomático, índice viscerossomático, proteínas totais séricas e triglicerídeos no soro. A energia dietética afetou a retenção de energia pelo cachara, mas a retenção de fósforo e a composição do peixe inteiro não foram influenciadas pela dieta. Com os resultados é possível concluir que os níveis de 3600 kcal kg-1 de ED, 39% de PD e a relação ED:PD de 9,23 kcal g-1 garantem ótimo desempenho e retenção de nutrientes pelo cachara. / Striped surubim, Pseudoplatystoma fasciatum is a South American carnivore catfish of economic importance for fisheries and fish culture alike. However, in spite of its importance for the Brazilian aquaculture, there is no specific diet neither nutritional requirement determined for this specie. The aim of this study was thus determination of apparent digestibility coefficients of selected feedstuff and their use in diets for determination of protein, energy and energy:protein requirements of juvenile striped surubim. Juvenile striped surubim (82.35 ± 17.7 g and 23.04 ± 1.6 cm) were distributed in 21 cylindrical, plastic cages (80 L) and conditioned to a two daily meals (20h00m and 22h00m) feeding regimen on a practical, reference diet (RD) (460.0 g kg-1 crude protein (CP); 19.23 kJ g-1 gross energy (GE)). Test diets were obtained by adding 0.1% chromium III oxide and substituting 30% of one the following feedstuffs in RD: fish meal, meat and bone meal, poultry by-product meal, feather meal, blood meal, soybean meal, wheat bran, corn and corn gluten meal. After the last daily meal, fish were transferred to cylindrical-conical bottomed aquaria (200 L), coupled to refrigerated plastic bottles for feces collection by sedimentation. Best apparent digestibility coefficients of protein (99.36%) and energy (86.25%) were recorded for poultry by-product meal and meat and bone meal, respectively, so deemed ideal surrogate feedstuffs to fish meal, the standard protein source for the formulation and processing of diets for carnivore fish. For determination of best energy and protein level, juvenile striped surubim (53.6 ± 1.30 g and 20.1 ± 1.06 cm) were randomly distributed in 75 cages (210 L), housed in 12 m3 concrete tanks under constant water flow and aeration, and hand fed two daily meals (06h30m and 18h30m) for 60 days. Twenty-five diets were formulated to contain five levels of digestible protein (DP) (32, 36, 40, 44 and 48%) and five levels of digestible energy (DE) (3600, 3725, 3850, 3975 and 4100 kcal kg-1) in a randomized design, 5 x 5 factorial scheme (n = 3). The dietary energy and protein affected the weight gain, specific growth rate, feed intake, feed conversion rate, protein retention, hepatosomatic, liposomatic and viscerosomatic index, serum total protein and triglycerides, but energy retention was affected only by dietary energy. Phosphorus retention and whole body composition were not affected by diets. Estimated dietary requirement for the best performance and best nutrient retention of striped surubim were 3600 kcal kg-1 of DE, 39% of DP and a 9.23 kcal g-1 of DE:DP ratio.