Orientador : Ricardo Dahab. / Tese (doutorado) - Universidade Estadual de Campinas, Instituto de Computação / Made available in DSpace on 2018-08-21T17:02:27Z (GMT). No. of bitstreams: 1 GalloFilho_RobertoAlves_D.pdf: 5999506 bytes, checksum: 6ef66e76246dddb7de30593abff60bc5 (MD5) Previous issue date: 2012 / Resumo A concepção de sistemas seguros demanda tratamento holístico, global. A razão é que a mera composição de componentes individualmente seguros não garante a segurança do conjunto resultante2. Enquanto isso, a complexidade dos sistemas de informação cresce vigorosamente, dentre outros, no que se diz respeito: i) ao número de componentes constituintes; ii) ao número de interações com outros sistemas; e iii) 'a diversidade de natureza dos componentes. Este crescimento constante da complexidade demanda um domínio de conhecimento ao mesmo tempo multidisciplinar e profundo, cada vez mais difícil de ser coordenado em uma única visão global, seja por um indivíduo, seja por uma equipe de desenvolvimento. Nesta tese propomos um framework para a concepção, desenvolvimento e deployment de sistemas baseados em hardware que é fundamentado em uma visão única e global de segurança. Tal visão cobre um espectro abrangente de requisitos, desde a integridade física dos dispositivos até a verificação, pelo usuário final, de que seu sistema está logicamente íntegro. Para alcançar este objetivo, apresentamos nesta tese o seguinte conjunto de componentes para o nosso framework: i) um conjunto de considerações para a construção de modelos de ataques que capturem a natureza particular dos adversários de sistemas seguros reais, principalmente daqueles baseados em hardware; ii) um arcabouço teórico com conceitos e definições importantes e úteis na construção de sistemas seguros baseados em hardware; iii) um conjunto de padrões (patterns) de componentes e arquiteturas de sistemas seguros baseados em hardware; iv) um modelo teórico, lógico-probabilístico, para avaliação do nível de segurança das arquiteturas e implementações; e v) a aplicação dos elementos do framework na implementação de sistemas de produção, com estudos de casos muito significativos3. Os resultados relacionados a estes componentes estão apresentados nesta tese na forma de coletânea de artigos. 2 Técnicas "greedy" não fornecem necessariamente os resultados ótimos. Mais, a presença de componentes seguros não é nem fundamental. 3 Em termos de impacto social, econômico ou estratégico / Abstract: The conception of secure systems requires a global, holistic, approach. The reason is that the mere composition of individually secure components does not necessarily imply in the security of the resulting system4. Meanwhile, the complexity of information systems has grown vigorously in several dimensions as: i) the number of components, ii) the number of interactions with other components, iii) the diversity in the nature of the components. This continuous growth of complexity requires from designers a deep and broad multidisciplinary knowledge, which is becoming increasingly difficult to be coordinated and attained either by individuals or even teams. In this thesis we propose a framework for the conception, development, and deployment of secure hardware-based systems that is rooted on a unified and global security vision. Such a vision encompasses a broad spectrum of requirements, from device physical integrity to the device logical integrity verification by humans. In order to attain this objective we present in this thesis the following set of components of our framework: i) a set of considerations for the development of threat models that captures the particular nature of adversaries of real secure systems based on hardware; ii) a set of theoretical concepts and definitions useful in the design of secure hardware-based systems; iii) a set of design patterns of components and architectures for secure systems; iv) a logical-probabilistic theoretical model for security evaluation of system architectures and implementations; and v) the application of the elements of our framework in production systems with highly relevant study cases. Our results related to these components are presented in this thesis as a series of papers which have been published or submitted for publication. 4Greedy techniques do not inevitably yield optimal results. More than that, the usage of secure components is not even required / Doutorado / Ciência da Computação / Doutor em Ciência da Computação

Today's environment is filled with the proliferation of cyber-attacks that result in losses for organizations and individuals. Hackers often use compromised websites to distribute malware, making it difficult for individuals to detect. The impact of clicking through a link on the Internet that is malware infected can result in consequences such as private information theft and identity theft. Hackers are also known to perpetrate cyber-attacks that result in organizational security breaches that adversely affect organizations' finances, reputation, and market value. Risk management approaches for minimizing and recovering from cyber-attack losses and preventing further cyber-attacks are gaining more importance. Many studies exist that have increased our understanding of how individuals and organizations are motivated to reduce or avoid the risks of security breaches and cyber-attacks using safeguard mechanisms. The safeguards are sometimes technical in nature, such as intrusion detection software and anti-virus software. Other times, the safeguards are procedural in nature such as security policy adherence and security awareness and training. Many of these safeguards fall under the risk mitigation and risk avoidance aspects of risk management, and do not address other aspects of risk management, such as risk transfer. Researchers have argued that technological approaches to security risks are rarely sufficient for providing an overall protection of information system assets. Moreover, others argue that an overall protection must include a risk transfer strategy. Hence, there is a need to understand the risk transfer approach for managing information security risks. Further, in order to effectively address the information security puzzle, there also needs to be an understanding of the nature of the perpetrators of the problem – the hackers. Though hacker incidents proliferate the news, there are few theory based hacker studies. Even though the very nature of their actions presents a difficulty in their accessibility to research, a glimpse of how hackers perpetrate attacks can be obtained through the examination of their knowledge sharing behavior. Gaining some understanding about hackers through their knowledge sharing behavior may help researchers fine-tune future information security research. The insights could also help practitioners design more effective defensive security strategies and risk management efforts aimed at protecting information systems. Hence, this dissertation is interested in understanding the hackers that perpetrate cyber-attacks on individuals and organizations through their knowledge sharing behavior. Then, of interest also is how individuals form their URL click-through intention in the face of proliferated cyber risks. Finally, we explore how and why organizations that are faced with the risk of security breaches, commit to cyberinsurance as a risk management strategy. Thus, the fundamental research question of this dissertation is: how do individuals and organizations manage information security risks?

The general aim of this research is to develop a conceptual privacy governance framework (CPGF) that can be used to develop a valid and reliable information privacy governance questionnaire (IPGQ) to assess the perception of employees of how effective the organisation governs privacy. The CPGF was developed to incorporate a comprehensive set of privacy components that could assist management in governing privacy across an organisation. IPGQ statements were derived from the theory of the sub-components of CPGF, evaluated by an expert panel and pre-tested by a pilot group. A quantitative mono method research was followed using a survey questionnaire to collect data in a financial institution in South Africa. Exploratory Factor Analysis (EFA) was used to determine the underlying factorial structure and the Cronbach Alpha was used to establish the internal reliability of the factors. From the initial item reduction of the constructs, four factors were derived to test the privacy perception of employees. The IPGQ consisted of 49 valid and reliable questions. One-way Analysis of Variance (ANOVA) was used, and three significant differences were discovered among the demographical groups for the age groups and two for the employment status groups (organisational commitment and privacy controls). The CPGF and IPGQ can aid organisations to determine if organisations are effectively governing the privacy in the organisations in order to assist them in meeting the accountability condition of the Protection of Personal Information Act (POPIA). / Computing / M. Sc. (Information Systems)

Information technology (IT) security, which is concerned with protecting the confidentiality, integrity and availability of information technology assets, inherently possesses a significant amount of known and unknown risks. The need to manage IT security risk is regarded as an important aspect in the daily operations within organisations. IT security risk management has gained considerable attention over the past decade due to the collapse of some large organisations in the world. Previous investigative research in the field of IT security has indicated that despite the efforts that organisations use to reduce IT security risks, the trend of IT security attacks is still increasing. One of the contributing factors to poor management of IT security risk is attributed to the fact that IT security risk management is often left to the technical security technologists who do not necessarily employ formal risk management tools and reasoning. For this reason, organisations find themselves in a position where they do not have the correct approach to identify, assess and treat IT security risks. The IT security discipline is complex in nature and requires specialised skills. Organisations generally struggle to find a combination of IT security and risk management skills in corporate markets. The scarcity of skills leaves organisations with either IT security technologists who do not apply risk management principles to manage IT security risk or risk management specialists who do not understand IT security in order to manage IT security risk. Furthermore, IT is dynamic in nature and introduces new threats and vulnerabilities as it evolves. Taking a look at the development of personal computers over the past 20 years is indicative of how change has been constant in this field, from big desktop computers to small mobile computing devices found today. The requirement to protect IT against threats associated with desktops was far less than the requirement associated with protecting mobile devices. There is pressure for organisations to ensure that they stay abreast with the current technology and associated risks. Failure to understand and manage IT security risk is often cited as a major cause of concern within most organisations’ IT environments because comprehensive approaches to identify, assess and treat IT security risk are not consistently applied. This is due to the fact that the trend of IT security attacks across the globe is on the increase, resulting in gaps when managing IT security risk. Employing a formal risk based approach in managing IT security risk ensures that risks of importance to an organisation are accounted for and receive the correct level of attention. Defining an approach of how IT security risk is managed should be seen as a fundamental task and is the basis of this research. This study aims to contribute to the field of IT security by developing an approach that assists organisations in treating IT security risk more effectively. This is achieved through the use of a combination of existing best practice IT security frameworks and standards principles, basic risk management principles, as well as existing threat modelling processes. The approach developed in this study serves to encourage formal IT security risk management practices within organisations to ensure that IT security risk is accounted for by senior leadership. Furthermore, the approach is anticipated to be more proactive and iterative in nature to ensure that external factors that influence the increasing trend of IT security threats within the IT environment are acknowledged by organisations as technology evolves. / Computing / M. Sc. (Computing)

Research accentuates that end-users‘ noncompliance with information security policy (ISP) is a key concern for government just as it is for the private sector. Although awareness and training programmes are important factors impacting employees‘ intentions to comply with an organisation‘s ISP, it can be argued that there is insufficient empirical evidence to support this assertion. To address this gap, this study seeks to expand research on ISP compliance by focusing on attitudes as targets of change. A research model based on the Theory of Planned Behaviour was proposed to illustrate the influence of ISP awareness training on end-users‘ attitudes towards complying with their organisation‘s ISP. Relevant hypotheses were developed to test the research conceptualisation. A survey and an experiment was undertaken to collect the data from a sample of 173 end-users of a single government organisation in one province. The data was captured and analysed using a Statistical Package for Social Sciences (SPSS). Furthermore, Structural Equation Modelling (SEM) was used to test whether the overall model appears to be a good fit to support the hypotheses. The reliability, validity, and model fit were found to be statistically significant, and three out of five research hypotheses were supported. Overall this study contributes to the existing body of knowledge by providing an understanding of the methods that can be used to encourage end-users‘ ISP compliance behaviour through an attitudinal shift, thereby targeting end-users‘ attitude as a means to improve information security policy compliance. Implications of the findings are further discussed in the paper. / Information Technology / M. Tech. (Information Technology)

Software migrations are mostly performed by organisations using migration teams. Such migration teams need to be aware of how sensitive information ought to be handled and protected during the implementation of the migration projects. There is a need to ensure that sensitive information is identified, classified and protected during the migration process. This thesis suggests how sensitive information in organisations can be handled and protected during migrations by using the migration from proprietary software to open source software to develop a management framework that can be used to manage such a migration process.A rudimentary management framework on information sensitivity during software migrations and a model on the security challenges during open source migrations are utilised to propose a preliminary management framework using a sequential explanatory mixed methods case study. The preliminary management framework resulting from the quantitative data analysis is enhanced and validated to conceptualise the final management framework on information sensitivity during software migrations at the end of the qualitative data analysis. The final management framework is validated and found to be significant, valid and reliable by using statistical techniques like Exploratory Factor Analysis, reliability analysis and multivariate analysis as well as a qualitative coding process. / Information Science / D. Litt. et Phil. (Information Systems)