La degradación del bosque tropical causada por la agricultura indigena tradicional y la explotación forestal comercial fue evaluada, en el sector central de la Reserva Forestal Imataca en la Guayana venezolana.El enfoque conceptual de paisajes permitió combinar dos niveles de análisis, local y paisajes, con el objeto de detectar las relaciones espaciales que forman patrones, gradientes y estructuras, útiles para el seguimiento y control de los usos del bosque tropical y su estado de conservación. La evaluación integró varios métodos orientados a describir y analizar la composición, estructura y distribución de las comunidades arbóreas, tomando en cuenta su condición: no perturbado o perturbado.Se levantó información social relativa a los usos de la tierra considerados, a través de visitas y mediciones en las áreas de producción de las comunidades Kariñas, al igual que en concesiones forestales tomadas como muestra. Un inventario forestal en parcelas muestra, permitió colectar datos sobre algunos parámetros estructurales del bosque, los cuales sirvieron de base para calcular índices tales como diversidad alfa y beta, complejidad estructural y otros. La detección y cartografía de los bosques no perturbados y perturbados segun el uso considerado, se hizo sobre imagenes de satélite Landsat, a las cuales se aplicó técnicas de percepción remota tales como analisis textural, indices de vegetación y cobertura fraccional.Se estimaron áreas de superposición entre territorios tradicionales Kariña y concesiones forestales comerciales, las cuales probablemente serán objeto de nuevos conflictos que pueden ser graves, considerando el proceso de demarcación de territorios indígenas tradicionales en curso, y la explotación minera próxima a comenzar.El interés de estudiar la compleja situación de la Reserva Forestal Imataca se debe a la necesidad de promover un modelo sustentable de manejo y conservación de bosques para la Guayana venezolana.

Tropical forests have existed for up to one hundred million years, and today provide many ecosystem services vital for human well-being. They also harbour great biodiversity, which, in addition to its intrinsic value, plays a key role in the functioning of these ecosystems. Despite their local to global significance, there are still many knowledge gaps concerning the dynamic processes that govern the functioning of tropical forests. Rapid rates of deforestation and landscape conversion, predominantly for logging and industrial agriculture, are limiting the time and opportunity available to collect the information needed to fill these gaps. This research aims to shed light on the long-term ecological functioning of tropical forests, specifically investigating the history of disturbance in these ecosystems and the response of forest vegetation to past perturbations. The carbon-rich tropical peat swamp forests found along the coast of Sarawak, Malaysian Borneo, are a central focus of this study. For these forests in particular, a large deficit of knowledge surrounding their history and unique ecological functioning is coupled with some of the highest conversion rates of all tropical forest ecosystems across the world. In this thesis, palaeoecological data has been used to reconstruct temporal variability in forest vegetation coincident with external perturbations in order to identify changes in the resilience of these ecosystems through time, via indicators such as slowing rates of recovery and reduced regeneration of forest vegetation. Results suggest that tropical forest ecosystems have, for the most part, shown resilience to natural disturbances in the past, ranging from instantaneous localised tree-fall to longer-term regional climatic change; but that recent anthropogenic disturbances, of novel forms and greater intensities, are jeopardizing the potential for forest recovery and thus compromising ecosystem resilience. These findings enhance our understanding of the ecology of tropical peat swamp forests, and tropical forests more broadly. They also provide a context for contemporary tropical forest management, allowing for predictions on future responses to disturbance and enabling more ecologically sustainable landscape planning.

The impacts of tropical deforestation and forest degradation are felt at multiple levels, bringing about local ecosystem degradation, regional biome fragmentation and global contributions of 12-15% of anthropogenic greenhouse gas emissions. In response to this, markets and payments for ecosystem services have emerged to financially value the services forests provide, most notably in the form of mechanisms to reduce deforestation and enhance forest conservation (REDD+). REDD+ has received much attention at the international level, but the pressing contemporary challenge is its engagement at the local scale. This thesis examines the potential local-level engagement of REDD+ on the Amazon frontier as an approach to altering patterns of anthropogenic encroachment on the world's greatest expanse of tropical forest. Case studies are taken from the buffer zones of protected areas along Peru's Amazonian frontier, Yanachaga-Chemillen National Park (YChNP) in central Peru and Manu National Park (MNP) in the SE of the country. A political ecology approach is taken to examine the influences and implications of existing land use governance structures, local livelihoods and preferences, and smallholder production and land economy, in the context of REDD+. Adopting mixed methods comprising semi-structured interviewing and land user surveys, data were collected between July 2008 and September 2009. I show that the two sites' histories and geographies have shaped distinct challenges for REDD+. The proximity of YChNP to Lima has fuelled agricultural expansion and higher land use incomes, yet institutions – particularly those belonging to the state – are exceedingly weak. The pace of land use change here obliges certain urgency for REDD+ interventions to provide livelihood alternatives, divert the current development path and restore the landscape. MNP’s rurality has protected it to date from expansive deforestation, yet weak institutions, poverty and increasing threats from national development processes highlight the importance of REDD+ interventions. In an analysis of land economy, an innovative conceptual framework is presented, the '3Rs' (rewarding, regulating and reshaping) to tackle local heterogeneity in REDD+ engagement. This thesis contributes knowledge to the practical and theoretical advancement of REDD+, and proposes the mechanism as an important new arena for academic investigation.

Interações interespecíficas são consideradas importantes forças estruturadoras da vegetação. Enquanto a competição aparentemente prevalece em ambientes com menor estresse abiótico, a facilitação tende a aumentar em importância em ambientes de maior estresse. Consequentemente, é esperado que a facilitação desempenhe um papel importante em áreas tropicais degradadas, nas quais as condições abióticas, envolvendo altos níveis de irradiação, temperatura e evapotranspiração, são muito distintas das condições ótimas para a maioria das espécies florestais. Além disso, face à complexidade dos processos estruturadores de comunidades florestais tropicais altamente diversas, os ecólogos têm percebido a necessidade de simplificação. Um caminho promissor para isso é por meio do uso de características funcionais, que podem ser medidas para qualquer espécie e comparadas em diferentes sistemas e locais. No entanto, em áreas degradadas ainda é incerta a relação entre as características funcionais e o desempenho das espécies. Neste contexto, planejamos um projeto de restauração na planície costeira do sudeste brasileiro para comparar o crescimento e a sobrevivência de mudas de árvores plantadas em diferentes densidades (sistema isolado ou sistema agregado) em um experimento fatorial com adição de nutrientes. No primeiro capítulo analisamos a sobrevivência, altura, diâmetro ao nível do solo e projeção da copa de 4.132 mudas de 19 espécies de diferentes classificações sucessionais, durante um período de 18 meses. Usamos modelos de efeitos mistos para analisar a relação entre o desempenho de espécies e os tratamentos e selecionamos os melhores modelos utilizando o critério de informação de Akaike (AIC). Verificamos uma maior sobrevivência nos sistemas agregados para as espécies não-pioneiras, indicando o predomínio do processo de facilitação. Em contrapartida, constatamos um menor crescimento em diâmetro nos sistema de plantio agregado, indicando o predomínio de competição. A adição de nutrientes não afetou a sobrevivência nos sistemas agregados, mas, surpreendentemente, teve um efeito negativo sobre as plantas isoladas. Além disso, a adição de nutrientes teve um efeito positivo sobre crescimento, diâmetro e projeção da copa nos sistemas de plantio agregado (indicando a redução da competição), especialmente para espécies pioneiras. Uma vez que o estabelecimento de espécies não-pioneiras em áreas degradadas pode ser bastante difícil, a facilitação para a sobrevivência dessas espécies em sistemas agregados pode ser utilizada como instrumento para melhorar os modelos de restauração. No segundo capítulo utilizamos algumas características funcionais que são facilmente mensuráveis para investigar sua relação com o crescimento e sobrevivência das mudas. Além disso, testamos o efeito das interações interespecíficas na relação das características funcionais com o desempenho das plantas. Para espécies pioneiras, uma maior área foliar específica (SLA - Specific leaf area), foi relacionada com uma maior taxa de sobrevivência. Entretanto, ao considerarmos as relações interespecíficas (sistemas agregados), maior SLA foi relacionada com uma menor taxa de sobrevivência. Em geral, as características funcionais explicaram apenas parcialmente o desempenho de mudas no contexto de restauração de áreas degradadas. Nosso trabalho contribuiu para a discussão sobre o potencial da aplicação prática da abordagem funcional na escolha das espécies para a recuperação de áreas degradadas. O caráter manipulativo da restauração ecológica baseada no plantio de mudas amplia as perspectivas para implementar experimentos que visem testar novas hipóteses em ecologia e refinar modelos de restauração / Interspecific interactions are considered to be important structuring forces in early successional vegetation. Whereas competition seems to prevail in less severe environments, facilitation tends to increase in importance in harsh environments. Hence, facilitation is expected to play an important role in degraded tropical areas with high irradiance, heat loads, and evapotranspiration, where conditions are far from optimum for most forest species. Moreover, in order to understand complex structuring process of high diverse tropical forests, ecologists have realized the need for simplification. A promising way to do that is through the use of functional traits, which can be measured for any species and compared in different systems and different locations around the world. However, in these conditions, little is known about the role of species interaction on the relation of functional traits and species performance. In this scenario, we planned a restoration project on the southeastern Brazilian coastal plain to compare growth and survival of tree seedlings planted at two densities (isolated or aggregated) in a factorial experiment with nutrient addition. In the first chapter we analyzed survival, height, ground level diameter, and crown projection of 4,132 saplings from 19 species that ranged along a successional gradient, over an 18-month period. We used mixed-effect models to analyze the relationship between species performance and treatments, and Akaike\'s information criterion (AIC) to select the models. The best model showed higher survival in aggregated plantations (indicating facilitation) for non-pioneer species. In contrast, we found lower diameter growth in aggregated plantation (indicating competition). Fertilizer addition did not affect survival in clusters, but, surprisingly, it had a negative effect on isolated plants of both pioneer and non-pioneer species. On the other hand, fertilizer addition had a positive effect on diameter and crown projection growth in aggregated plantations (reducing competition), especially for pioneer species. Thus, whether facilitation or competition was the predominant interaction depended on the response analyzed. We concluded that, as establishment of non-pioneer species in disturbed sites can be challenging, restoration designs could take advantage of higher survival rates in clusters and use resource addition to ameliorate growth and decrease competition for limited resources. In the second chapter we used the core simple-measurable traits to investigate whether functional traits were related to growth and survival and whether there was a difference in the effect of the functional traits on plant performance of isolated individuals or of individuals subjected to interaction with neighbors. Our main findings were that for pioneer species, the greater the specific leaf areas (SLA), the greater the survival rates, but, under aggregated conditions, the greater the SLA the lower the survival rates. However, functional traits only partially explained saplings performance in a restoration context and more research is needed to understand its role in predicting seedlings outcomes, especially considering the potential applicability of this methodological approach. The manipulative character of ecological restoration broadens perspectives to use experiments to generate and test new hypotheses in ecology and to refine restoration models

A descrição de padrões, i.e., tendências ou arranjos não aleatórios em comunidades, possui um longo histórico em ecologia vegetal. Comumente, a estrutura e diversidade de comunidades vegetais são descritas a partir de sua distribuição em classes de tamanho (SDD), distribuição espacial (SSD) e de sua distribuição abundância de espécies (SAD). Isto porque há um pressuposto de que padrões existentes nestes descritores de comunidades são assinaturas de processos fundamentais na sua organização e funcionamento. Assim, a descrição de padrões é com frequência o primeiro passo para gerar ou testar hipóteses sobre esses processos que regulam a estrutura e diversidade de comunidades. Organizada em diferentes capítulos, esta tese teve como objetivo central descrever e comparar padrões em diferentes comunidades arbóreas Neotropicais, buscando gerar hipóteses sobre os processos que regulam sua organização e funcionamento. Para tanto, buscou-se utilizar uma abordagem de inferência baseada no ajuste e seleção de modelos, que foi realizado usando máxima verossimilhança estatística. Em todos os capítulos, os dados sobre as comunidades arbóreas são oriundos de diferentes parcelas florestais permanentes, quatro delas com 10,24 hectares, localizadas no Brasil, e outra com 50 hectares, localizada no Panamá. Além da introdução geral sobre os conceitos e técnicas utilizadas nesta tese (Capítulo 1), foram avaliados e comparados: (i) os descritores básicos da estrutura florestal (i.e. abundância, área basal e riqueza de espécies por sub-parcela - Capítulo 2); (ii) a SAD e como ela varia com o aumento da escala e tamanho amostral (Capítulo 3); (iii) a SDD e como ela se relaciona com a demografia das espécies (Capítulo 4.1 e 4.2); e, por fim, (iv) a SSD e como ela varia entre parcelas permanentes (Capítulo 5). Apenas a relação entre a SDD e a demografia das espécies foi realizada como os dados da parcela panamenha, enquanto que os demais capítulos se referem as quatro parcelas brasileiras. Cada capítulo utilizou métodos e modelos probabilísticos distintos para a descrição e comparação das variáveis de interesse. O Capítulo 2 mostrou que os descritores básicos florestais foram muito diferentes entre as quatro parcelas brasileiras. Estes descritores foram raramente normais nas escalas estudadas e as diferenças entre as parcelas foram mais evidentes quando a variância é considerada, fornecendo informações extras sobre os processos geradores de variabilidade dentro das parcelas. O Capítulo 3 mostrou que a mudança no formato da SAD com o aumento da escala é predominantemente um efeito indireto do tamanho da amostra. Assim, pode haver um efeito de escala, mas esse efeito é pequeno e parece depender do grau de similaridade de espécies entre amostras. No capítulo 4.1, foi necessária uma combinação de quatro diferentes distribuições de probabilidade para descrever a ampla gama de SDD, visto que os modelos candidatos raramente foram adequados para a maioria das espécies. No capítulo 4.2, verificou-se que o crescimento e recrutamento determinam o formato da SDD, o que não aconteceu com a mortalidade. No geral, curvas decrescentes de crescimento por diâmetro (i.e., maior crescimento juvenil) levaram à SDD menos íngremes, enquanto que taxas altas de recrutamento estiveram relacionadas à SDD mais íngremes. Apesar das previsões da teoria de equilíbrio demográfico terem apresentado relações positivas com as SDD observadas, houve muita variação, fazendo com que as previsões fossem pouco confiáveis. No capítulo 5, confirmou-se que a grande maioria das espécies se distribui de maneira agregada no espaço. No entanto, as parcelas apresentaram diferentes padrões de intensidade e tamanho de agregação. As diferenças nestes padrões entre parcelas foram, em geral, similares àquelas encontradas ao comparar populações de uma mesma espécie entre parcelas. Assim, as parcelas permanentes brasileiras apresentaram padrões bem distintos umas das outras, tanto em termos de estrutura quanto de diversidade de espécies, padrões estes que provavelmente foram determinados pelas condições ambientais as quais estas comunidades estão sujeitas. Diferentes padrões também foram encontrados em relação à distribuição espacial das espécies (i.e. frequência, intensidade e tamanho de agregação). Contudo, os resultados sugeriram que estes padrões estiveram mais ligados a heterogeneidade ambiental interna das parcelas do que com condições de clima e solo as quais estas comunidades estão sujeitas. Por outro lado, os padrões de distribuição espacial das espécies parecem ter influenciado os padrões de diversidade das comunidades. Não houve, entretanto, um número suficiente de parcelas sob as diferentes combinações de condições ambientais para testar estas sugestões ou para fazer generalizações para cada formação florestal, sendo necessário o confronto destas sugestões com outros estudos realizados em condições similares. Já na parcela panamenha, foi confirmada a expectativa teórica de que distribuições diamétricas refletem a demografia das espécies, em especial os padrões de crescimento e recrutamento. Mas, houve grande variação entre as espécies, dificultando a inferência precisa de padrões demográficos passados das espécies a partir de SDD atuais. Por fim, a abordagem analítica baseada no ajuste e seleção de modelos por máxima foi uma alternativa viável, flexível e apropriada, principalmente em relação à comparação simultânea de diferentes modelos e à busca de processos por trás dos padrões encontrados. Apesar de algumas limitações de cunho operacional, a abordagem baseado em modelos é uma alternativa adequada para a descrição de comunidades arbóreas, podendo ser utilizada de maneira consorciada com outras abordagens (e.g. testes de hipóteses) para descrever padrões e para gerar ou testar hipóteses sobre esses processos fundamentais que regulam a estrutura e diversidade destas comunidades. / Pattern description - search for trends or non-random arrangements in communities, has a long history in plant ecology. Commonly, the structure and diversity of plant communities are described based on their size class distribution (SDD), spatial distribution (SSD) and species abundance distribution (SAD). This is because there is an underlying assumption that the existing patterns in these community descriptors are signatures of key processes determining their organization and functioning. Thus, pattern description is often the first step to generate or test hypotheses about the processes governing community structure and diversity. Organized in different chapters, the main goal of this thesis was to describe and compare different patterns in Neotropical tree communities and to generate hypotheses about the processes that regulate them. To do so we used an approach based on model selection, which was performed using maximum likelihood. In all chapters the data on tree communities came from different permanent forest plots, four of them of 10.24 ha located in Brazil and another 50 ha located in Panama. In addition to the general introduction of key concepts and techniques used along the thesis (Chapter 1), it was evaluated and compared: (i) the basic forest descriptors (i.e. abundance, basal area and species richness per subplot - Chapter 2), (ii) the SAD and how it varies with increasing sample size and scale (Chapter 3), (iii) the SDD and how it relates to species demography (Chapter 4.1 and 4.2) and, finally, (iv) the SSD and how it varies between plots (Chapter 5). Only the relationship between SDD and species demography o was performed using the Panama plot data, while the remaining chapters relate the four Brazilian plots. Each chapter used different methods and probabilistic models for the description and comparison of the variables of interest. In Chapter 2, it was found that basic forest descriptors were very different between the four Brazilian plots. These descriptors were rarely normal at the studied scales and differences between plots were more evident when variance is accounted for, which seems to provide information on processes generating within-plot variability. Chapter 3 showed that the change in shape of the SAD due to increasing scale is predominantly an indirect effect of sample size. Thus, there may be an effect of the scale, but this effect is minor and seems to depend on the degree of species turnover between samples. In Chapter 4.1, it was shown that the combination of four different probability distributions was necessary to describe the wide range of SDD, since models were rarely appropriate for the majority of tree species. In Chapter 4.2, it was found that growth and recruitment, but not mortality, shape the SDD. On average, decreasing growth-diameter curves (i.e. higher juvenile growth) were associated to less steep SDD, whereas high recruitment rates were related to steeper SDD. Although the predictions of demographic equilibrium theory were positively related to the observed SDD, there was lots of variation, making predictions quite unreliable. In Chapter 5, it was confirmed that the great majority of species had clumped spatial distributions. However, the results of intensity and size of clumps showed that the patterns of aggregation were different among plots. Species shared between two plots generally showed patterns of spatial distribution that matched the patterns found for individual plots. Therefore, the Brazilian plots presented very distinct patterns, both in terms of structure and species diversity, which were most probably determined by the environmental conditions to which these communities are subjected. Different patterns among plots were also found in respect to species spatial distribution (i.e. frequency, intensity and size of aggregation). However, the results suggested that these patterns were more connected to within-plot environmental heterogeneity than with climate and soil conditions. On the other hand, the spatial distribution of the species seems to have influenced the patterns of diversity of communities. There was not, however, a sufficient number of plots under different combinations of environmental conditions to test these suggestions or to make generalizations for each forest type, being necessary to confront these suggestions with other studies conducted in similar conditions. In the Panamanian plot, it was confirmed the theoretical expectation that diameter distributions reflect the demographics of the species, in particular the patterns of growth and recruitment. But there was great variability among species, making it difficult to infer past demographic patterns from current SDD. Finally, the analytical approach based on model fit and selection by maximum likelihood was a viable, flexible and appropriate approach, particularly in respect to the simultaneous comparison of different models and to the search for mechanisms underlying patterns. Despite some more operational limitations, the model-based approach is an appropriate alternative for the description of tree communities and can be jointly used with other approaches (e.g. hypothesis testing) for pattern description and to generate and test hypotheses on the fundamental processes that determine the structure and diversity of these communities.

L’essor et le développement des sociétés mayas anciennes dans un environnement forestier tropical, longtemps réputé hostile, ont soulevé de nombreuses questions, pour la plupart restées sans réponse par manque de données empiriques. Les modèles relatifs à l'exploitation des forêts, à l’impact anthropique sur le milieu et aux stratégies d’adaptation aux changements environnementaux au cours des trois millénaires d'occupation maya, bien que fondés sur des données palynologiques et sédimentologiques, n'ont que rarement été validés par des données archéologiques ou archéobotaniques. En particulier, il n’existe que très peu d'études sur l’économie des bois de feu dans les sociétés mayas préhispaniques, alors que le bois, en tant que ressource de base, constitue assurément un important marqueur écologique et économique dans l’étude des sociétés préindustrielles. Notre projet doctoral avait donc pour objectif principal de reconstituer, par le biais d'une étude anthracologique systématique et diachronique, les stratégies d'acquisition et les usages des bois de feu sur un site maya, afin d'analyser l'impact réciproque entre les activités humaines et les changements du couvert ligneux local sur toute la durée de son occupation. Cette recherche a été menée sur le site de Naachtun, cité de la période classique (250-950 apr. J.-C.) situé à l'extrême nord du Guatemala. Son développement sur huit siècles (≈150-950/1000 apr. J.-C.), les dynamiques de population non linéaires qu'on y observe, ainsi que sa résilience face à la crise du Classique terminal, faisaient tout l'intérêt de Naachtun pour étudier les interactions entre les anciens Mayas et les forêts sur le temps long. Ce travail a nécessité au préalable la compilation d'une collection anatomique de référence des bois des Basses Terres centrales, qui compte aujourd'hui 231 taxons appartenant à 52 familles, matériels physiques et numériques compris. Deux autres thématiques de recherche ont été développées dans ce projet. La première traite de l'impact des processus taphonomiques sur la préservation des charbons archéologiques dans les sites mayas, à travers une étude expérimentale de la combustion de cinq essences de la forêt maya. La seconde a porté sur l'usage du feu et des cendres dans les pratiques rituelles des anciens Mayas. Les dépôts de cendres et de charbons résultant d'actions rituelles y sont examinés selon une approche spatiale de façon à restituer les gestes humains responsables de leur formation. À travers ces trois axes de recherches interdépendants, on démontre l'apport de l'anthracologie dans l'étude des dynamiques socio-environnementales et des comportements humains dans les Basses Terres mayas. / The rise and development of ancient Maya societies in the tropical forests of the Maya Lowlands, a demanding environment, have raised important questions, most of which remain unanswered due to a lack of empirical data. Models describing Maya forest exploitation, landscapes impact and adaptation to environmental changes over three millennia of occupation mostly rely on palynological and sedimentological data. Archaeological or archaeobotanical data has conversely very rarely been used to test these models. Specifically, no attempt has been made to reconstruct systematically the global wood economy of ancient Maya cities. Wood was an indispensable resource for the Maya, as for all pre-industrial societies, and thus constitutes a key economic and ecological indicator for understanding socio-environmental interactions over time. This doctoral study therefore aims to conduct a systematic and diachronic anthracological study at a Maya site, in order to reconstruct domestic firewood collection strategies and analyze cross relations between human activities and woodland changes throughout the whole length of the occupation. This research has been carried out at the site of Naachtun, a Classic period city (AD 250-950) located in northern Petén, Guatemala. The development of the city over eight centuries≈ ( AD 150 -950/1000), with non-linear population dynamics, and its resilience during the Terminal Classic crisis, made the site of Naachtun a relevant candidate for the study of the interactions between the ancient Maya and the forest on a long-term scale. This required beforehand the compilation of a wood reference collection for the Central Maya Lowlands, which now comprises 231 taxa belonging to 52 families, physical and numerical materials included. Two other lines of research have been developed in this project. The first focuses on the impact of taphonomic processes on the preservation of archaeological charcoal at Maya sites, by means of an experimental study of the combustion of five tree species of the Maya forest. The second one deals with the use of fire and ashes in the ritual practices of the ancient Maya. Ash and charcoal deposits resulting from ritual actions are examined through a spatial approach in order to reconstitute the human gestures that are responsible for their formation. These three interdependent lines of research allow us to demonstrate the usefulness of anthracology in the study of the socio-environmental dynamics and human behaviors in the Maya Lowlands.

Interações interespecíficas são consideradas importantes forças estruturadoras da vegetação. Enquanto a competição aparentemente prevalece em ambientes com menor estresse abiótico, a facilitação tende a aumentar em importância em ambientes de maior estresse. Consequentemente, é esperado que a facilitação desempenhe um papel importante em áreas tropicais degradadas, nas quais as condições abióticas, envolvendo altos níveis de irradiação, temperatura e evapotranspiração, são muito distintas das condições ótimas para a maioria das espécies florestais. Além disso, face à complexidade dos processos estruturadores de comunidades florestais tropicais altamente diversas, os ecólogos têm percebido a necessidade de simplificação. Um caminho promissor para isso é por meio do uso de características funcionais, que podem ser medidas para qualquer espécie e comparadas em diferentes sistemas e locais. No entanto, em áreas degradadas ainda é incerta a relação entre as características funcionais e o desempenho das espécies. Neste contexto, planejamos um projeto de restauração na planície costeira do sudeste brasileiro para comparar o crescimento e a sobrevivência de mudas de árvores plantadas em diferentes densidades (sistema isolado ou sistema agregado) em um experimento fatorial com adição de nutrientes. No primeiro capítulo analisamos a sobrevivência, altura, diâmetro ao nível do solo e projeção da copa de 4.132 mudas de 19 espécies de diferentes classificações sucessionais, durante um período de 18 meses. Usamos modelos de efeitos mistos para analisar a relação entre o desempenho de espécies e os tratamentos e selecionamos os melhores modelos utilizando o critério de informação de Akaike (AIC). Verificamos uma maior sobrevivência nos sistemas agregados para as espécies não-pioneiras, indicando o predomínio do processo de facilitação. Em contrapartida, constatamos um menor crescimento em diâmetro nos sistema de plantio agregado, indicando o predomínio de competição. A adição de nutrientes não afetou a sobrevivência nos sistemas agregados, mas, surpreendentemente, teve um efeito negativo sobre as plantas isoladas. Além disso, a adição de nutrientes teve um efeito positivo sobre crescimento, diâmetro e projeção da copa nos sistemas de plantio agregado (indicando a redução da competição), especialmente para espécies pioneiras. Uma vez que o estabelecimento de espécies não-pioneiras em áreas degradadas pode ser bastante difícil, a facilitação para a sobrevivência dessas espécies em sistemas agregados pode ser utilizada como instrumento para melhorar os modelos de restauração. No segundo capítulo utilizamos algumas características funcionais que são facilmente mensuráveis para investigar sua relação com o crescimento e sobrevivência das mudas. Além disso, testamos o efeito das interações interespecíficas na relação das características funcionais com o desempenho das plantas. Para espécies pioneiras, uma maior área foliar específica (SLA - Specific leaf area), foi relacionada com uma maior taxa de sobrevivência. Entretanto, ao considerarmos as relações interespecíficas (sistemas agregados), maior SLA foi relacionada com uma menor taxa de sobrevivência. Em geral, as características funcionais explicaram apenas parcialmente o desempenho de mudas no contexto de restauração de áreas degradadas. Nosso trabalho contribuiu para a discussão sobre o potencial da aplicação prática da abordagem funcional na escolha das espécies para a recuperação de áreas degradadas. O caráter manipulativo da restauração ecológica baseada no plantio de mudas amplia as perspectivas para implementar experimentos que visem testar novas hipóteses em ecologia e refinar modelos de restauração / Interspecific interactions are considered to be important structuring forces in early successional vegetation. Whereas competition seems to prevail in less severe environments, facilitation tends to increase in importance in harsh environments. Hence, facilitation is expected to play an important role in degraded tropical areas with high irradiance, heat loads, and evapotranspiration, where conditions are far from optimum for most forest species. Moreover, in order to understand complex structuring process of high diverse tropical forests, ecologists have realized the need for simplification. A promising way to do that is through the use of functional traits, which can be measured for any species and compared in different systems and different locations around the world. However, in these conditions, little is known about the role of species interaction on the relation of functional traits and species performance. In this scenario, we planned a restoration project on the southeastern Brazilian coastal plain to compare growth and survival of tree seedlings planted at two densities (isolated or aggregated) in a factorial experiment with nutrient addition. In the first chapter we analyzed survival, height, ground level diameter, and crown projection of 4,132 saplings from 19 species that ranged along a successional gradient, over an 18-month period. We used mixed-effect models to analyze the relationship between species performance and treatments, and Akaike\'s information criterion (AIC) to select the models. The best model showed higher survival in aggregated plantations (indicating facilitation) for non-pioneer species. In contrast, we found lower diameter growth in aggregated plantation (indicating competition). Fertilizer addition did not affect survival in clusters, but, surprisingly, it had a negative effect on isolated plants of both pioneer and non-pioneer species. On the other hand, fertilizer addition had a positive effect on diameter and crown projection growth in aggregated plantations (reducing competition), especially for pioneer species. Thus, whether facilitation or competition was the predominant interaction depended on the response analyzed. We concluded that, as establishment of non-pioneer species in disturbed sites can be challenging, restoration designs could take advantage of higher survival rates in clusters and use resource addition to ameliorate growth and decrease competition for limited resources. In the second chapter we used the core simple-measurable traits to investigate whether functional traits were related to growth and survival and whether there was a difference in the effect of the functional traits on plant performance of isolated individuals or of individuals subjected to interaction with neighbors. Our main findings were that for pioneer species, the greater the specific leaf areas (SLA), the greater the survival rates, but, under aggregated conditions, the greater the SLA the lower the survival rates. However, functional traits only partially explained saplings performance in a restoration context and more research is needed to understand its role in predicting seedlings outcomes, especially considering the potential applicability of this methodological approach. The manipulative character of ecological restoration broadens perspectives to use experiments to generate and test new hypotheses in ecology and to refine restoration models

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In recent years landscape-scale fires have occurred in mainland Southeast Asia, including important protected areas (PAs). There has been increasing concern that landscape-scale fires are degrading the seasonally dry evergreen forest (SEF) element of the forest mosaic to more open deciduous forest and savanna, with serious implications for biodiversity conservation. Present management approaches, including fire suppression and prescribed burning, have not been effective managing for landscape-scale fire. Research was undertaken to investigate the occurrence, cause, effect, frequency and predictability of fire in SEF. SEF has the greatest species biodiversity in the forest mosaic and is potentially the most affected by fire, yet little research has been done on fire in SEF in mainland Southeast Asia. Huai Kha Khaeng (HKK) Wildlife Sanctuary in Thailand was selected as the study area. The objectives included: 1) investigate the area of SEF burned in HKK from 1988 to 2002; 2) investigate the conditions for fire in SEF; 3) determine whether the area of SEF in HKK declined as a result of fire; 4) determine the frequency of fire season years between 1984 and 2001 with the conditions for fire spread in SEF; and 5) determine whether there is a significant relationship between pre-fire season drought codes (Keetch-Byram Drought Index (KBDI) and Canadian Drought Code (DC)) and identified SEF fire season years for 1981 to 2003. Methods included: development of a Landsat fire history with associated interviews and reconnaissance field checks; fieldwork lighting test fires and measuring fuel characteristics; remote sensing change detection work using Landsat imagery; generation of a twenty-one year daily relative humidity minimum record for SEF; and logistic regression of the pre-fire season drought code values with identified SEF ‘fire’ and ‘non-fire’ years. Results showed: 1. Extensive areas of SEF have burned, but that Landsat imagery was not suitable for detecting fire in intact SEF. 2. SEF burned in years when there were fires burning adjacent to SEF in mid March and the moisture content of the SEF leaf litter fuel was less than 15%. 3. Fifteen percent of SEF in HKK has been either degraded or converted to deciduous forest forms in 12 years. 4. Conditions for fire spread in SEF occurred four times in 17 consecutive years. 5. A significant relationship exists between both the Keetch-Byram Drought Code (KBDI) and Canadian Drought Code (DC) and the SEF fire years. Implications are that large-scale fires have adversely affected intact SEF in HKK, and that the current damaging situation can be expected to continue. Whereas the extent of burning in intact SEF is not known, the need to manage the situation is immediate. Landscape-scale fires in HKK can be managed by using January 31st drought code values to predict potential large-scale fire years, followed by an aggressive fire suppression campaign in those years. In other years, fires can be allowed to burn without serious threat to the forest mosaic, and should to some extent be encouraged to maintain open deciduous forests and savanna. Additional research is required to determine whether a similar approach can be used for protected areas in other parts of the region.