With 400 Gbps Ethernet being developed at the time of writing this thesis, all-optical networks are a solution to the increased bandwidth requirements of data communication allowing architectures to become increasingly integrated. High density integration of optical components leads to potential ‘Optical/Photonic’ electromagnetic compatibility (EMC) and signal integrity (SI) issues due to the close proximity of optical components and waveguides. Optical EMC issues are due to backscatter, crosstalk, stray light, and substrate modes. This thesis has focused on the crosstalk in Optical Add/Drop Multiplexers (OADMs) as an EMC problem. The main research question is: “How can signal integrity be improved and crosstalk effects mitigated in small-sized OADMs in order to enhance the optical EMC in all-optical networks and contribute to the increase in integration scalability?” To answer this question, increasing the crosstalk suppression bandwidth rather than maximizing the crosstalk suppression ratio is proposed in ring resonator based OADMs. Ring resonators have a small ‘real estate’ requirement and are, therefore, potentially useful for large scale integrated optical systems. A number of approaches such as over-coupled rings, vertically-coupled rings and rings with random and periodic roughness are adopted to effectively reduce the crosstalk between 10 Gbps modulated channels in OADMs. An electromagnetic simulation-driven optimization technique is proposed and used to optimize filter performance of vertically coupled single ring OADMs. A novel approach to analyse and exploit semi-periodic sidewall roughness in silicon waveguides is proposed. Grating-assisted ring resonator design is presented and optimized to increase the crosstalk suppression bandwidth.

Abstract not available

Among various planar lightwave circuits for multiplexing/demultiplexing in an optical communication system, etched diffraction gratings (EDGs) have shown great potential due to their compactness and high spectral finesse. Conventional numerical methods for grating simulation cannot be used to simulate an EDG demultiplexer of large size (in terms of the wavelength). In the present thesis, the polarization-dependent characteristics of an EDG demultiplexer are analyzed with a boundary element method (BEM) for both an echelle grating coated with a metal and a dielectric grating with total internal reflection (TIR) facets. For EDGs with metal-coated facets, we use a more effective method, namely, method of moments (MoM). Futhermore, a fast simulation method for EDGs with TIR facets is presented based on the Kirchhoff–Huygens principle and the Goos-Hänchen shift. This simple method has a good agreement with a BEM over a wide range of practical parameters of the device. Several novel designs are presented in order to improve the performances of EDGs. (1) By making some appropriate roughness on the surface of the shaded facets, the PDL of the demultiplexer can be effectively reduced over a large bandwith. (2) For EDGs based on Si nanowire structures, we compensate the polarization-dependent wavelength dispersion (PDλ) in the whole operational spectrum by introducing a polarization compensation area in its free propagation region. (3) An EDG demultiplexer with suppressed sidelobe is designed. The designed EDG demultiplexer can give a crosstalk as small as 50 dB in theory. (4) By chirping the diffraction order for each facet, we minimize the envelope intensity for the other adjacent diffraction orders to achieve a negligible return loss in a large spectral width. (5) A design for EDG demultiplexers is presented to obtain both large grating facets and a larger free spectral range (FSR) using the optimal chirped diffraction orders for different facets. The influences of the fabrication errors (e.g., rounded effect, surface roughness and point defect in the waveguide) on the performance (such as the insertion loss, the polarization dependent loss and the chromatic dispersion) of an EDG demultiplexer are also analyzed in detail. Silicon nanowire waveguides and related EDGs are studied. An EDG demultiplexer with 10 nm spacing is finally fabricated and characterized. / QC 20100910

This thesis puts focus on the technological challenges for Wavelength Division Multiplexed Passive Optical Network (WDM-PON) implementation, and presents novel semiconductor optical devices for deployment at the optical network unit (ONU). The first-ever reported L-band Reflective semiconductor optical amplifier (RSOA) is presented based on InP-base material. A theoretical model is developed to estimate the optical gain and the saturation power of this device compared to a conventional SOA. Experiments on this device design show long-range telecom wavelength operation, with polarization-independent gain of greater than 20 dB, and low saturation output power of 0 dBm suitable for PON applications. Next, the effect of the amplified spontaneous emission noise of RSOA devices on WDM-PON system is investigated. It is shown through theoretical modeling and simulations that the RSOA noise combined with receiver noise statistics increase probability of error, and induce considerable power penalties to the WDM-PON system. By improving the coupling efficiencies, and by distributing more current flow to the input of these devices, steps can be taken to improve device noise characteristics. Further, in spectrally-spliced WDM-PONs deploying RSOAs, the effect of AWG filter shape on system performance is investigated. Simulation modeling and experiments show that deployment of Flat-band AWGs is critical for reducing the probability of error caused by AWG spectral shape filtering. Flat-band athermal AWGs in comparison to Gaussin-shape counterparts satisfy the maximum acceptable error probability requirements, and reduce the power penalty associated with filtering effect. In addition, detuning between two AWG center wavelengths impose further power penalties to the WDM-PON system. In the last section of this thesis, motivated by RSOA device system limitations, a novel injection-locked Fabry-Perot (IL-FP) device is presented which consists of a gain section monolithically integrated with a phase section. The gain section provides locking of one FP mode to a seed source wavelength, while the phase modulator allows for adjusting the wavelength of the internal modes by tuning bias current to maintain mode-locking. This device counters any mode drifts caused by temperature variations, and allows for cooler-less operation over a wide range of currents. The devices and the performance metrics subsequently allow for a hybrid integration platform on a silicon substrate and integrate many functionalities like reflective modulator with thin film dielectric filter and receiver on a single chip for deployment at the user-end of future-proof low cost WDM-PONs.

This thesis puts focus on the technological challenges for Wavelength Division Multiplexed Passive Optical Network (WDM-PON) implementation, and presents novel semiconductor optical devices for deployment at the optical network unit (ONU). The first-ever reported L-band Reflective semiconductor optical amplifier (RSOA) is presented based on InP-base material. A theoretical model is developed to estimate the optical gain and the saturation power of this device compared to a conventional SOA. Experiments on this device design show long-range telecom wavelength operation, with polarization-independent gain of greater than 20 dB, and low saturation output power of 0 dBm suitable for PON applications. Next, the effect of the amplified spontaneous emission noise of RSOA devices on WDM-PON system is investigated. It is shown through theoretical modeling and simulations that the RSOA noise combined with receiver noise statistics increase probability of error, and induce considerable power penalties to the WDM-PON system. By improving the coupling efficiencies, and by distributing more current flow to the input of these devices, steps can be taken to improve device noise characteristics. Further, in spectrally-spliced WDM-PONs deploying RSOAs, the effect of AWG filter shape on system performance is investigated. Simulation modeling and experiments show that deployment of Flat-band AWGs is critical for reducing the probability of error caused by AWG spectral shape filtering. Flat-band athermal AWGs in comparison to Gaussin-shape counterparts satisfy the maximum acceptable error probability requirements, and reduce the power penalty associated with filtering effect. In addition, detuning between two AWG center wavelengths impose further power penalties to the WDM-PON system. In the last section of this thesis, motivated by RSOA device system limitations, a novel injection-locked Fabry-Perot (IL-FP) device is presented which consists of a gain section monolithically integrated with a phase section. The gain section provides locking of one FP mode to a seed source wavelength, while the phase modulator allows for adjusting the wavelength of the internal modes by tuning bias current to maintain mode-locking. This device counters any mode drifts caused by temperature variations, and allows for cooler-less operation over a wide range of currents. The devices and the performance metrics subsequently allow for a hybrid integration platform on a silicon substrate and integrate many functionalities like reflective modulator with thin film dielectric filter and receiver on a single chip for deployment at the user-end of future-proof low cost WDM-PONs.

Thesis (Ph. D.)--School of Computing and Engineering. University of Missouri--Kansas City, 2004. / "A dissertation in engineering and computer networking." Advisor: Ghulam Chaudhry. Typescript. Vita. Title from "catalog record" of the print edition Description based on contents viewed Feb. 22, 2006. Includes bibliographical references (leaves 135-157). Online version of the print edition.

Optical networks employing wavelength division multiplexing technology have been well recognized as the core networks for the next generation Internet. In such networks, any fiber cut or node failure may lead to huge data loss. Thus, reliability is of great importance in the design of modern high-speed networks. At the same time, traffic grooming is another important design objective since it addresses multi-granularity traffic. The traditional routing approaches with differentiated services do not consider the traffic grooming case or reconfiguration method. Therefore, they are not resource-efficient for the next generation Internet. In this dissertation, an effective reconfigurable traffic grooming with differentiated reliability scheme is proposed to efficiently use network resources. Compared with the conventional rerouting method, the proposed scheme makes the network more robust and immune from service interruptions. An integer linear programming (ILP) formulation is presented first. By solving the ILP formulation, an optimal solution is obtained for each incoming connection request. However, the solution is so time consuming, a heuristic algorithm is introduced to get an approximate optimal solution. The performance evaluation indicates that the connection blocking probability can be decreased greatly by the proposed scheme.

Over the last decade, rapid growth of broadband services necessitated research aimed at increasing transmission capacity in fiber-optic communication systems. Wavelength division multiplexing (WDM) technology has been widely used in fiber-optic systems to fully utilize fiber transmission bandwidth. Among optical amplifiers for WDM transmission, semiconductor optical amplifier (SOA) is a promising candidate, thanks to its broad bandwidth, compact size, and low cost. In transmission systems using SOAs, due to their large noise figures, high signal launching powers are required to ensure reasonable optical signal-to-noise ratio of the received signals. Hence the SOAs are operated in the saturation region and the signals will suffer from SOA impairments including self-gain modulation, self-phase modulation, and inter channel crosstalk effects such as cross-gain modulation, cross-phase modulation, and four-wave mixing in WDM. One possibility to circumvent these nonlinear impairments is to use constant-intensity modulation format in the 1310 nm window where dispersion is also negligible. In this dissertation, differential phase-shift keying (DPSK) WDM transmission in the 1310 nm window using SOAs was first considered to increase the capacity of existing telecommunication network. A WDM transmission of 4 x 10 Gbit/s DPSK signals over 540 km standard single mode fiber (SSMF) using cascaded SOAs was demonstrated in a recirculating loop. In order to increase the transmission reach of such WDM systems, those SOA impairments must be compensated. To do so, an accurate model for quantum-dot (QD) SOA must be established. In this dissertation, the QD-SOA was modeled with the assumption of overall charge neutrality. Static gain was calculated. Optical modulation response and nonlinear phase noise were studied semi-analytically based on small-signal analysis. The quantitative studies show that an ultrafast gain recovery time of ~0.1 ps can be achieved when QD-SOAs are under high current injection, which leads to high saturation output power. However more nonlinear phase noise is induced when the QD-SOAs are used in the transmission systems operating at 10 Gbit/s or 40 Gbit/s. Electronic post-compensation for SOA impairments using coherent detection and digital signal processing (DSP) was investigated next in this dissertation. An on-off keying transmission over 100 km SSMF using three SOAs at 1.3 [micrometer] were demonstrated experimentally with direct detection and SOA impairment compensation. The data pattern effect of the signal was compensated effectively. Both optimum launching power and Q-factor were improved by 8 dB. For advanced modulation formats involving phase modulation or in transmission windows with large dispersion, coherent detection must be used and fiber impairments in WDM systems need to be compensated as well. The proposed fiber impairment compensation is based on digital backward propagation. The corresponding DSP implementation was described and the required calculations as well as system latency were derived. Finally joint SOA and fiber impairment compensations were experimentally demonstrated for an amplitude-phase-shift keying transmission.

Fault localization is the process of realizing the true source of a failure from a set of collected failure notifications. Isolating failure recovery within the network optical domain is necessary to resolve alarm storm problems. The introduction of the monitoring trail (m-trail) has been proven to deliver better performance by employing monitoring resources in a form of optical trails - a monitoring framework that generalizes all the previously reported counterparts. In this dissertation, the m-trail design is explored and a focus is given to the analysis on using m-trails with established lightpaths to achieve fault localization. This process saves network resources by reducing the number of the m-trails required for fault localization and therefore the number of wavelengths used in the network. A novel approach based on Geographic Midpoint Technique, an adapted version of the Chinese Postman’s Problem (CPP) solution and an adapted version of the Traveling Salesman’s Problem (TSP) solution algorithms is introduced. The desirable features of network architectures and the enabling of innovative technologies for delivering future millimeter-waveband (mm-WB) Radio-over-Fiber (RoF) systems for wireless services integrated in a Dense Wavelength Division Multiplexing (DWDM) is proposed in this dissertation. For the conceptual illustration, a DWDM RoF system with channel spacing of 12.5 GHz is considered. The mm-WB Radio Frequency (RF) signal is obtained at each Optical Network Unit (ONU) by simultaneously using optical heterodyning photo detection between two optical carriers. The generated RF modulated signal has a frequency of 12.5 GHz. This RoF system is easy, cost-effective, resistant to laser phase noise and also reduces maintenance needs, in principle. A revision of related RoF network proposals and experiments is also included. A number of models for Passive Optical Networks (PON)/ RoF-PON that combine both innovative and existing ideas along with a number of solutions for m-trail design problem of these models are proposed. The comparison between these models uses the expected survivability function which proved that these models are liable to be implemented in the new and existing PON/ RoF-PON systems. This dissertation is followed by recommendation of possible directions for future research in this area.

This research proposes a new dynamic energy management framework for a backbone Internet Protocol over Dense Wavelength Division Multiplexing (IP over DWDM) network. Maintaining the logical IP-layer topology is a key constraint of our architecture whilst saving energy by infrastructure sleeping and virtual router migration. The traffic demand in a Tier 2/3 network typically has a regular diurnal pattern based on people‟s activities, which is high in working hours and much lighter during hours associated with sleep. When the traffic demand is light, virtual router instances can be consolidated to a smaller set of physical platforms and the unneeded physical platforms can be put to sleep to save energy. As the traffic demand increases the sleeping physical platforms can be re-awoken in order to host virtual router instances and so maintain quality of service. Since the IP-layer topology remains unchanged throughout virtual router migration in our framework, there is no network disruption or discontinuities when the physical platforms enter or leave hibernation. However, this migration places extra demands on the optical layer as additional connections are needed to preserve the logical IP-layer topology whilst forwarding traffic to the new virtual router location. Consequently, dynamic optical connection management is needed for the new framework. Two important issues are considered in the framework, i.e. when to trigger the virtual router migration and where to move virtual router instances to? For the first issue, a reactive mechanism is used to trigger the virtual router migration by monitoring the network state. Then, a new evolutionary-based algorithm called VRM_MOEA is proposed for solving the destination physical platform selection problem, which chooses the appropriate location of virtual router instances as traffic demand varies. A novel hybrid simulation platform is developed to measure the performance of new framework, which is able to capture the functionality of the optical layer, the IP layer data-path and the IP/optical control plane. Simulation results show that the performance of network energy saving depends on many factors, such as network topology, quiet and busy thresholds, and traffic load; however, savings of around 30% are possible with typical medium-sized network topologies.